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Notice

Release Number SEC Issue Date File Number Details
34-100867 SR-CboeBZX-2024-055 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Meeting of S
Comments Due: 21 days after publication in the Federal Register. Rebuttal Comments Due: 35 days after publication in the Federal Register.
View Received Comments
34-100864 SR-NYSEARCA-2024-66 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.64P-O
Comments Due: September 25, 2024
See Also - Exhibit 5
34-100862 SR-CBOE-2024-036 Notice of Filing of a Proposed Rule Change to Amend Rule 4.3 to List and Trade Options on Ethereum Exchange-Traded Funds
See Also - Exhibit 5
34-100861 SR-CBOE-2024-035 Notice of Filing of a Proposed Rule Change to Amend Rule 4.3 to List and Trade Options on Bitcoin Exchange-Traded Funds
Comments Due: September 25, 2024
View Received Comments
See Also - Exhibit 5
34-100855 SR-EMERALD-2024-25 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Describe the Access Methods to the Exchange’s Testing Systems Environment and Discontinue One Access Method
Comments Due: September 25, 2024
34-100854 SR-MIAX-2024-35 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Describe the Access Methods to the Exchange’s Testing Systems Environment and Discontinue One Access Method
Comments Due: September 25, 2024
34-100850 SR-NYSENAT-2024-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th
Comments Due: September 25, 2024
View Received Comments
See Also - Exhibit 5
34-100858 SR-NASDAQ-2024-048 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Sections 8, 15 and 25
Comments Due: September 25, 2024
See Also - Exhibit 5
34-100849 SR-NYSEARCA-2024-69 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th
Comments Due: September 25, 2024
View Received Comments
See Also - Exhibit 5
34-100847 SR-NYSECHX-2024-26 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th
Comments Due: September 25, 2024
View Received Comments
See Also - Exhibit 5
34-100863 SR-NYSEAMER-2024-49 Notice of Filing of Proposed Rule Change to Amend Rule 915 to Permit the Listing and Trading of Options on Bitcoin ETFs
Comments Due: September 25, 2024
View Received Comments
See Also - Exhibit 5
34-100860 SR-NYSEAMER-2024-48 Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 952NYP
Comments Due: September 25, 2024
See Also - Exhibit 5
34-100859 SR-BX-2024-031 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Sections 15 and 25
Comments Due: September 25, 2024
See Also - Exhibit 5
34-100857 SR-EMERALD-2024-22 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Excessive Quoting Fee
Comments Due: September 25, 2024
See Also - Exhibit 5
34-100856 SR-PEARL-2024-38 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Describe the Access Methods to the MIAX Pearl Options Testing Systems Environment and Discontinue One Access Method
Comments Due: September 25, 2024
34-100844 SR-NYSEAMER-2024-50 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th
Comments Due: September 25, 2024
View Received Comments
See Also - Exhibit 5
34-100853 SR-DTC-2024-801 Notice of Filing and Extension of Review Period of Advance Notice to Host Certain Core Clearance and Settlement Systems in a Public Cloud
Comments Due: September 25, 2024
See Also - Exhibit 3
34-100851 SR-NSCC-2024-801 Notice of Filing and Extension of Review Period of Advance Notice to Host Certain Core Clearance and Settlement Systems in a Public Cloud
Comments Due: September 25, 2024
See Also - Exhibit 3
34-100852 SR-FICC-2024-803 Notice of Filing and Extension of Review Period of Advance Notice to Host Certain Core Clearance and Settlement Systems in a Public Cloud
Comments Due: September 25, 2024
See Also - Exhibit 3
34-100866 SR-GEMX-2024-29 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: September 25, 2024
View Received Comments
See Also - Exhibit 5
34-100843 SR-FICC-2024-010 Notice of Filing of Proposed Rule Change to Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest
Comments Due: September 24, 2024
See Also - Exhibit 3, Exhibit 5
34-100836 SR-CboeEDGX-2024-052 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th
Comments Due: September 24, 2024
View Received Comments
See Also - Exhibit 5
34-100842 SR-DTC-2024-009 Notice of Filing of Proposed Rule Change to Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest
Comments Due: September 24, 2024
See Also - Exhibit 3, Exhibit 5
34-100835 SR-CboeEDGA-2024-033 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th
Comments Due: September 24, 2024
View Received Comments
See Also - Exhibit 5
34-100841 SR-NSCC-2024-006 Notice of Filing of Proposed Rule Change to Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest
Comments Due: September 24, 2024
See Also - Exhibit 3, Exhibit 5
34-100838 SR-DTC-2024-007 Notice of Withdrawal of a Proposed Rule Change to Modify the DTC Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services)
Comments Due: August 28, 2024
34-100840 SR-SAPPHIRE-2024-22 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Sapphire, LLC to Adopt Connectivity and Certain Port Fees for Members and Non-Members
Comments Due: September 24, 2024
See Also - Exhibit 5
34-100837 SR-ISE-2024-21 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rules to Permit the Listing of Two Monday Expirations for Options on SPDR Gold Shares, iShares Silver Trust, an
Comments Due: September 24, 2024
View Received Comments
See Also - Exhibit 5
34-100831 SR-CBOE-2024-037 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th
Comments Due: September 24, 2024
View Received Comments
See Also - Exhibit 5
34-100834 SR-IEX-2024-14 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th
Comments Due: September 24, 2024
View Received Comments
See Also - Exhibit 5
34-100833 SR-CboeBYX-2024-029 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th
Comments Due: September 24, 2024
View Received Comments
See Also - Exhibit 5
34-100827 SR-MIAX-2024-33 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 T
Comments Due: September 24, 2024
View Received Comments
See Also - Exhibit 5
34-100826 SR-MEMX-2024-33 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th
Comments Due: September 24, 2024
View Received Comments
See Also - Exhibit 5
34-100832 SR-CboeBZX-2024-076 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th
Comments Due: September 24, 2024
View Received Comments
See Also - Exhibit 5
34-100825 SR-EMERALD-2024-23 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th
Comments Due: September 24, 2024
View Received Comments
See Also - Exhibit 5
34-100830 SR-C2-2024-013 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th
Comments Due: September 24, 2024
View Received Comments
See Also - Exhibit 5
34-100829 SR-BOX-2024-20 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th
Comments Due: September 24, 2024
View Received Comments
See Also - Exhibit 5
34-100824 SR-SAPPHIRE-2024-25 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Sapphire LLC to Establish an Options Regulatory Fee ("ORF")
Comments Due: September 24, 2024
See Also - Exhibit 5
34-100828 SR-NYSE-2024-46 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th
Comments Due: September 24, 2024
View Received Comments
See Also - Exhibit 5
34-100823 SR-BX-2024-029 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Directed Order Functionality
Comments Due: September 24, 2024
See Also - Exhibit 5
34-100811 SR-NYSEARCA-2024-67 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments Due: September 19, 2024
See Also - Exhibit 5
34-100813 SR-DTC-2024-008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the DTC Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services)
Comments Due: September 19, 2024
See Also - Exhibit 5
34-100807 SR-SAPPHIRE-2024-19 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Transaction Fees and Rebates
Comments Due: September 18, 2024
See Also - Exhibit 5
34-100806 SR-SAPPHIRE-2024-18 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Fee Schedule for the Exchange’s Proprietary Market Data Feeds: (i) MIAX Sapphire Top of Market (“ToM”) Data Feed; (ii) MIAX Sapphire Complex Top of Market (“cToM”) Data
Comments Due: September 18, 2024
See Also - Exhibit 5
34-100804 SR-MEMX-2024-32 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Concerning Options Transaction Fees
Comments Due: September 18, 2024
See Also - Exhibit 5
34-100802 SR-CboeEDGX-2024-053 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt New Market Data Reports
Comments Due: September 18, 2024
See Also - Exhibit 5
34-100803 SR-CboeEDGA-2024-034 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt New Market Data Reports
Comments Due: September 18, 2024
View Received Comments
See Also - Exhibit 5
34-100799 SR-CboeBZX-2024-077 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt New Market Data Reports
Comments Due: September 17, 2024
See Also - Exhibit 5
34-100798 SR-CboeBYX-2024-030 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt New Market Data Reports
Comments Due: September 17, 2024
See Also - Exhibit 5
34-100789 SR-MRX-2024-31 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce MRX Options Trade Outline
Comments Due: September 17, 2024
See Also - Exhibit 5
34-100797 SR-Phlx-2024-40 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4
Comments Due: September 17, 2024
See Also - Exhibit 5
34-100793 SR-MEMX-2024-31 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Regarding Options Market Data Products
Comments Due: September 17, 2024
See Also - Exhibit 5
34-100790 SR-NYSE-2024-35 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement to Hold
Comments Due: 21 days after publication in the Federal Register.
View Received Comments
34-100792 SR-BX-2024-028 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce BX Options Trade Outline
Comments Due: September 17, 2024
See Also - Exhibit 5
34-100791 SR-NASDAQ-2024-029 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Proposing to Modify the Application of Bid Price Compliance Periods
View Received Comments
34-100787 SR-FINRA-2024-008 Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and
Comments Due: by September 17, 2024. Rebuttal Comments should be submitted on or before October 1, 2024.
View Received Comments
See Also - Exhibit 5, Exhibit 4
34-100785 SR-SAPPHIRE-2024-17 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 1903
Comments Due: September 16, 2024
See Also - Exhibit 5
34-100779 SR-SAPPHIRE-2024-12 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for a Sales Value Fee and Web CRD Fees
Comments Due: September 16, 2024
See Also - Exhibit 5
34-100767 SR-NASDAQ-2024-045 Notice of Filing of Proposed Rule Change to Modify the Application of the Minimum Bid Price Compliance Periods and the Delisting Appeals Process for Bid Price Non-Compliance in Listing Rules 5810 and 5815 Under Certain Circumstances
Comments Due: September 13, 2024
View Received Comments
See Also - Exhibit 5
34-100768 SR-NYSEARCA-2024-05 Notice of Withdrawal of a Proposed Rule Change to List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
View Received Comments
34-100751 SR-SAPPHIRE-2024-09 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for a Data Product Known as the Open-Close Report
Comments Due: September 12, 2024
See Also - Exhibit 5
34-100750 SR-SAPPHIRE-2024-16 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Pass-Through of External Connectivity Fees and Establish MPID Fees and a Technical Support Request Fee
Comments Due: September 12, 2024
See Also - Exhibit 5
34-100749 SR-SAPPHIRE-2024-08 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for the Liquidity Taker Event Report – Simple Orders, the Liquidity Taker Event Report – Complex Orders, and the Liquidity Taker Event Report – Resting Simple Orders
Comments Due: September 12, 2024
See Also - Exhibit 5
34-100748 SR-NYSEARCA-2024-65 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3.7
Comments Due: September 12, 2024
See Also - Exhibit 5
34-100746 SR-SAPPHIRE-2024-11 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for QCC Orders and cQCC Orders
Comments Due: September 12, 2024
See Also - Exhibit 5
34-100743 SR-ISE-2024-39 Notice of Filing of Proposed Rule Change to Amend Complex Order Risk Protections
Comments Due: September 12, 2024
See Also - Exhibit 5
34-100742 SR-CboeBYX-2023-020 Notice of Withdrawal of a Proposed Rule Change to Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program to Include Securities Priced Below $1.00
View Received Comments
34-100753 SR-ISE-2024-38 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3
Comments Due: September 12, 2024
See Also - Exhibit 5
34-100752 SR-SAPPHIRE-2024-20 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-100740 SR-EMERALD-2024-18 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make a Cleanup Change to the Fee Schedule
Comments Due: September 11, 2024
See Also - Exhibit 5
34-100733 SR-ISE-2024-34 Notice of Withdrawal of Proposed Rule Change to Amend ISE Options 4, Section 3 to List and Trade Options on Units That Represent Interests in a Trust That Holds Ether
Comments Due: September 3, 2024
34-100739 SR-NASDAQ-2024-044 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Credits at Equity 7, Section 118(a)
Comments Due: September 11, 2024
See Also - Exhibit 5
34-100738 SR-ISE-2024-14 Notice of Withdrawal of Proposed Rule Change to Amend ISE Options 4, Section 3 to List and Trade Options on Units That Represent Interests in a Trust That Holds Bitcoin
View Received Comments
34-100737 SR-CboeEDGX-2024-051 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores
Comments Due: September 11, 2024
See Also - Exhibit 5
34-100736 SR-CboeEDGA-2024-032 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores
Comments Due: September 11, 2024
See Also - Exhibit 5
34-100735 SR-CboeBZX-2024-075 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores
Comments Due: September 11, 2024
See Also - Exhibit 5
34-100734 SR-CboeBYX-2024-028 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores
Comments Due: September 11, 2024
See Also - Exhibit 5
34-100731 SR-NYSE-2024-45 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List
Comments Due: September 11, 2024
See Also - Exhibit 5
34-100732 SR-SAPPHIRE-2024-07 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Describe the Access Methods to the Exchange's Testing Systems Environment and Discontinue One Access Method
Comments Due: September 11, 2024
34-100727 4-698 Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Reporting of Certain Verbal Activity, Floor and Upstairs Activity
Comments Due: 21 days after publication in the Federal Register.
View Received Comments
34-100726 SR-NYSEAMER-2024-10 Notice of Withdrawal of Proposed Rule Change to Amend Rule 915 to Permit the Listing and Trading of Options on the Bitwise Bitcoin ETF, the Grayscale Bitcoin Trust, and Any Trust That Holds Bitcoin
View Received Comments
34-100723 SR-NYSEARCA-2024-06 Notice of Withdrawal of Proposed Rule Change to Permit the Exchange to List and Trade Options on Exchange-Traded Fund Shares That Represent Interests in a Commodity-Based Trust
View Received Comments
34-100722 SR-GEMX-2024-27 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Pricing Schedule at Options 7, Section 3
Comments Due: September 9, 2024
See Also - Exhibit 5
34-100721 SR-MRX-2024-30 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Pricing Schedule at Options 7, Section 3
Comments Due: September 9, 2024
See Also - Exhibit 5
34-100719 SR-MEMX-2024-30 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Transaction Pricing
Comments Due: September 9, 2024
See Also - Exhibit 5
34-100718 SR-IEX-2024-13 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Fee Schedule Concerning Transaction Pricing
Comments Due: September 9, 2024
See Also - Exhibit 5
34-100717 SR-CboeEDGA-2024-030 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Replace the Regulatory Transaction Fee with a Sales Value Fee
Comments Due: September 9, 2024
View Received Comments
See Also - Exhibit 5
34-100716 SR-CboeBZX-2024-072 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Replace the Regulatory Transaction Fee with a Sales Value Fee
Comments Due: September 9, 2024
View Received Comments
See Also - Exhibit 5
34-100715 SR-CboeBYX-2024-027 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Replace the Regulatory Transaction Fee with a Sales Value Fee
Comments Due: September 9, 2024
View Received Comments
See Also - Exhibit 5
34-100714 SR-CboeEDGX-2024-048 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Replace the Regulatory Transaction Fee with a Sales Value Fee
Comments Due: September 9, 2024
View Received Comments
See Also - Exhibit 5
34-100695 SR-CboeBZX-2024-073 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Concerning the Sales Value Fee
Comments Due: September 6, 2024
View Received Comments
See Also - Exhibit 5
34-100694 SR-CboeEDGX-2024-049 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Concerning the Sales Value Fee
Comments Due: September 6, 2024
View Received Comments
See Also - Exhibit 5
34-100693 SR-FICC-2024-009 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the GSD Rules Relating to the Adoption of a Trade Submission Requirement
Comments Due: 21 days after publication in the Federal Register.
Rebuttal Comments Due: 35 days after publication in the Federal Register.
View Received Comments
34-100689 SR-CboeBZX-2024-007 Notice of Withdrawal of a Proposed Rule Change to Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs
34-100690 SR-CboeBYX-2024-004 Notice of Withdrawal of a Proposed Rule Change to Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs
34-100686 SR-EMERALD-2024-19 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments Due: September 5, 2024
See Also - Exhibit 5
34-100687 SR-PEARL-2024-31 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule
Comments Due: September 5, 2024
See Also - Exhibit 5
34-100683 SR-SAPPHIRE-2024-13 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Fee Schedule
Comments Due: September 5, 2024
See Also - Exhibit 5
34-100685 SR-MIAX-2024-31 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments Due: September 5, 2024
See Also - Exhibit 5
34-100682 SR-CboeEDGA-2024-031 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to the Standard Rebate and Volume Tiers
Comments Due: September 5, 2024
See Also - Exhibit 5