Comments on FICC Rulemaking
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Modify the GSD Rules Relating to the Adoption of a Trade
Submission Requirement
[Release No. 34-100417; File No. SR-FICC-2024-009]
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(Click here for meetings with SEC officials)
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| Aug. 13, 2024 | Jennifer W. Han, Executive Vice President, Chief Counsel and Head of Global Regulatory Affairs, Managed Funds Association |
| Aug. 9, 2024 | Robert Toomey, Head of Capital Markets, Manging Director and Associate General Counsel, and William C. Thum, Managing Director and Associate General Counsel, SIFMA and SIFMA AMG |
| Aug. 7, 2024 | Elizabeth K. King, Global Head of Clearing & Chief Regulatory Officer, Intercontinental Exchange Inc. |
| Aug. 6, 2024 | Walt L. Lukken, President and Chief Executive Officer, Futures Industry Association (FIA) |
| Jul. 23, 2024 | Kimberly Thomasson, Assistant General Counsel, Investment Company Institute; Paul Cellupica, General Counsel, Investment Company Institute |
| Jul. 23, 2024 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Jul. 22, 2024 | Katherine Darras, General Counsel, International Swaps and Derivatives Association |
| Jul. 22, 2024 | Paul Cellupica, General Counsel, Investment Company Institute and Kimberly Thomasson, Assistant General Counsel, Investment Company Institute |
| Jul. 22, 2024 | Jiri Krol, Deputy CEO, Global Head of Government Affairs, Alternative Investment Management Association |
| Jul. 22, 2024 | Ross Pazzol, Assistant General Counsel, MarketAxess |
| Jul. 22, 2024 | Stephanie Webster, General Counsel, Institute of International Bankers |
| Jul. 18, 2024 | Katherine Darras, General Counsel, International Swaps and Derivatives Association |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Jul. 3, 2024 | Memorandum from the Office of Public Engagement regarding a July 2, 2024 meeting with representatives of FIA PTG |
