34-100550
July 17, 2024
SR-MEMX-2024-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Strike Interval for Options on SPDR® Gold Shares Comments Due: Exhibit 5
34-100549
July 17, 2024
SR-PEARL-2024-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading to Amend the Strike Interval For Options on SPDR® Gold Shares Comments Due: Exhibit 5
34-100548
July 17, 2024
SR-CBOE-2024-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Exhibit 5
34-100546
July 17, 2024
SR-MIAX-2024-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading to Amend the Strike Interval For Options on SPDR® Gold Shares Comments Due: Exhibit 5
34-100544
July 17, 2024
SR-NASDAQ-2024-037
Notice of Filing of Proposed Rule Change to Amend Rule 5820 to Codify the Standards of Review that Govern Appeals before the Nasdaq Listing and Hearing Review Council and Calls for Review by the Nasdaq Listing and Hearing Review Council Comments Due: Exhibit 5
34-100542
July 16, 2024
SR-BX-2024-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 2, Sections 6 and 10 Comments Due: Exhibit 5
34-100538
July 15, 2024
SR-NASDAQ-2024-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Procedures Related to the Suspension and Delisting of Acquisition Companies Comments Due: Exhibit 5
34-100537
July 15, 2024
SR-NYSEARCA-2024-05
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust under NYSE Arca Rule Comments Due: Rebuttal Comments due:
34-100536
July 15, 2024
4-575
Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc., The Nasdaq Stock Market LLC, and Nasdaq BX, Inc. Comments Due:
34-100535
July 15, 2024
4-818
Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Nasdaq PHLX LLC
34-100531
July 15, 2024
SR-BX-2024-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Pricing Schedule at Equity 7, Section 118(a) Comments Due: Exhibit 5
34-100532
July 15, 2024
SR-DTC-2024-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Guide to the DTC Fee Schedule Comments Due: Exhibit 5
34-100528
July 15, 2024
SR-OCC-2024-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning the Modification of its Margin Methodology, System for Theoretical Analysis and Numerical (STANS), to Conform its Margin Model to the Cont Comments Due: Federal Register .
Exhibit 5
34-100525
July 12, 2024
SR-CboeBZX-2024-062
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Exhibit 5
34-100524
July 12, 2024
SR-CBOE-2024-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reduce the Length of Time Between the End of its Current Global Trading Hours ("Global Trading Hours" or "GTH") Session and the Beginning of its Regular Trading Hours ("Regular Trad Comments Due: Exhibit 5a , Exhibit 5b
34-100519
July 12, 2024
SR-CboeEDGX-2024-044
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Strike Interval for Options on SPDR® Gold Shares Comments Due: Federal Register.
34-100523
July 12, 2024
SR-NASDAQ-2024-019
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Rules 5605, 5615 and 5810 to Clarify and Modify Phase-In Schedules for Certain Corporate Governance Requirements and Clarify Applicability of Certain Cure Periods Comments Due:
34-100521
July 12, 2024
SR-CboeBZX-2024-064
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Strike Interval for Options on SPDR® Gold Shares Comments Due:
34-100517
July 12, 2024
SR-NASDAQ-2024-035
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Pricing Schedule at Equity 7, Section 114(h) Comments Due: Federal Register .
Exhibit 5
34-100516
July 12, 2024
SR-GEMX-2024-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: Federal Register .
Exhibit 5
34-100515
July 12, 2024
SR-ISE-2024-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: Exhibit 5
34-100520
July 12, 2024
SR-CBOE-2024-030
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Strike Interval for Options on SPDR® Gold Shares Comments Due:
34-100512
July 12, 2024
SR-NASDAQ-2024-032
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: Exhibit 5
34-100514
July 12, 2024
SR-MRX-2024-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: Federal Register .
Exhibit 5
34-100518
July 12, 2024
SR-NASDAQ-2024-031
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Fee for Requests for Review of Membership Decisions and Decisions Related to Changes in Ownership, Control, or Material Business Operations Comments Due: Exhibit 5
34-100513
July 12, 2024
SR-Phlx-2024-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: Federal Register .Exhibit 5
34-100510
July 12, 2024
SR-BX-2024-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: Exhibit 5
34-100507
July 11, 2024
SR-NSCC-2024-005
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Paperless Replacements and Producer Authorization Service Offerings to I&RS and Make Certain Clarification Changes in the Rules Comments Due: Exhibit 5
34-100506
July 11, 2024
SR-NYSEARCA-2024-58
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5
34-100505
July 11, 2024
SR-BOX-2024-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility ("BOX") Comments Due: Exhibit 5
34-100504
July 11, 2024
SR-EMERALD-2024-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for Customer Orders Routed to Another Options Exchange Comments Due: Exhibit 5
34-100503
July 11, 2024
SR-PEARL-2024-29
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule for Customer Orders Routed to Another Options Exchange Comments Due: Exhibit 5
34-100502
July 11, 2024
SR-MIAX-2024-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for Customer Orders Routed to Another Options Exchange Comments Due: Exhibit 5
34-100500
July 11, 2024
4-757
Notice of Designation of a Longer Period for Commission Action on a Proposed National Market System Plan Regarding Consolidated Equity Market Data View Received Comments
34-100501
July 11, 2024
SR-CboeEDGX-2024-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Exhibit 5
34-100496
July 11, 2024
SR-CboeEDGX-2024-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Introduce New Transaction Fee Tiers Comments Due: Federal Register .
Exhibit 5
34-100497
July 11, 2024
SR-NASDAQ-2024-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Pricing Schedule at Options 7, Section 2(1) Comments Due: Federal Register .
Exhibit 5
34-100499
July 11, 2024
SR-LTSE-2024-03
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Transition to a New Trading Platform and Amend its Trading Rules
34-100494
July 11, 2024
SR-CboeEDGX-2024-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: Federal Register.
Exhibit 5
34-100495
July 11, 2024
4-820
Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment To Modify Section 5.2(c)(iii) of the OPRA Plan Relating to Dissemination of Exchange Proprietary Data Information
34-100493
July 10, 2024
SR-GEMX-2024-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: Exhibit 5
34-100492
July 10, 2024
SR-MRX-2024-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: Federal Register .
Exhibit 5
34-100490
July 10, 2024
SR-NYSEAMER-2024-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule Comments Due: Federal Register .
Exhibit 5
34-100488
July 10, 2024
SR-NASDAQ-2024-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: Exhibit 5
34-100483
July 10, 2024
SR-MRX-2024-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Launch Proximity-On-Demand, a Managed Colocation Solution Comments Due:
34-100489
July 10, 2024
SR-Phlx-2024-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 9 Comments Due: Exhibit 5
34-100484
July 10, 2024
SR-ISE-2024-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Launch Proximity-On-Demand, a Managed Colocation Solution Comments Due:
34-100487
July 10, 2024
SR-CBOE-2023-063
Notice of Withdrawal of a Proposed Rule Change to Amend the Exchange’s Rules Relating to Position and Exercise Limits View Received Comments
34-100491
July 10, 2024
SR-PEARL-2024-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: Exhibit 5
34-100485
July 10, 2024
SR-GEMX-2024-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Launch Proximity-On-Demand, a Managed Colocation Solution Comments Due:
34-100482
July 9, 2024
SR-PHLX-2024-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Launch Proximity-On-Demand, a Managed Colocation Solution Comments Due: Federal Register .
34-100481
July 9, 2024
SR-BX-2024-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Launch Proximity-On-Demand, a Managed Colocation Solution Comments Due:
34-100479
July 9, 2024
SR-BX-2024-019
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an OTTO Protocol Comments Due: Exhibit 5
34-100478
July 9, 2024
SR-ISE-2024-21
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Adopt Rules to Permit the Listing of Two Monday Expirations for Options on United States Oil Fund, LP, United States Natural Gas Fund, LP, SPDR Gold Shares, iShares
34-100477
July 9, 2024
SR-CboeBZX-2024-061
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Company Listing Fees Under Exchange Rule 14.13 Comments Due: View Received Comments Exhibit 5
34-100476
July 9, 2024
SR-CboeBYX-2024-024
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores Comments Due: Exhibit 5
34-100474
July 9, 2024
SR-PEARL-2024-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3103 Comments Due: Exhibit 5
34-100475
July 9, 2024
SR-EMERALD-2024-16
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 1903 Comments Due: Exhibit 5
34-100472
July 9, 2024
SR-MIAX-2024-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 1903 Comments Due: Exhibit 5
34-100473
July 9, 2024
SR-CboeBZX-2024-055
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Meeting of Shareholders Requirement Set Forth in Exchange Comments Due: View Received Comments Exhibit 5
34-100471
July 9, 2024
SR-CboeEDGX-2024-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt Fees for Dedicated Cores Comments Due: Exhibit 5
34-100469
July 9, 2024
SR-MEMX-2024-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Concerning Transaction Pricing Comments Due: Exhibit 5
34-100468
July 9, 2024
SR-MIAX-2024-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due: Exhibit 5
34-100467
July 9, 2024
SR-CboeBYX-2023-020
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Modify Rule 11.24 to Introduce an Enhanced RPI Order and Expand Its Reta View Received Comments
34-100466
July 8, 2024
SR-CboeBZX-2024-032
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 11.28(a) to Add Four Additional Market-on-Close Cut-Off Times to Cboe Market Close
34-100461
July 3, 2024
SR-NASDAQ-2024-029
Notice of Filing of Proposed Rule Change to Modify the Application of Bid Price Compliance Periods Comments Due: Exhibit 5
34-100460
July 3, 2024
SR-NYSE-2024-35
Notice of Filing of Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement to Hold Annual Shareholder Meetings Comments Due: View Received Comments Exhibit 5
34-100459
July 3, 2024
SR-NYSE-2023-36
New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change Regarding Enhancements to its DMM Program
34-100458
July 2, 2024
SR-FINRA-2024-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) Comments Due:
34-100456
July 2, 2024
SR-NYSEARCA-2024-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5
34-100457
July 2, 2024
SR-NYSEAMER-2024-42
Notice of Filing and Immediate Effectiveness of Proposed Change to Make Certain Conforming Clarifying Changes to Rule 601 to Harmonize with NYSE Arca Rule 10.16 Comments Due: Federal Register .
Exhibit 5
34-100445
June 27, 2024
SR-NASDAQ-2024-030
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Launch Proximity-On-Demand, a Managed Colocation Solution Comments Due:
34-100444
June 27, 2024
SR-CBOE-2024-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify its Certification Port Fees Comments Due: Exhibit 5
34-100443
June 27, 2024
SR-CboeEDGX-2024-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify its Certification Port Fees Comments Due: Exhibit 5
34-100442
June 27, 2024
SR-CboeBZX-2024-058
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify its Certification Port Fees Comments Due: Exhibit 5
34-100440
June 27, 2024
SR-NASDAQ-2024-026
The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Co-Location Services Comments Due: Exhibit 5
34-100437
June 26, 2024
SR-NYSE-2024-23
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Section 703.12(II) of the NYSE Listed Company Manual to Expand the Circumstances Under Which Rights May Be Listed on the NYSE
34-100436
June 26, 2024
SR-CboeBYX-2024-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify its Certification Port Fees Comments Due: Exhibit 5
34-100435
June 26, 2024
SR-MEMX-2024-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Regarding Options Market Data Products Comments Due: Exhibit 5
34-100434
June 26, 2024
SR-NASDAQ-2024-028
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Hashdex Nasdaq Crypto Index US ETF under Nasdaq Rule 5711(d) Comments Due:
34-100433
June 26, 2024
SR-CboeEDGX-2024-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify its Certification Logical Port Fees Comments Due: Exhibit 5
34-100432
June 26, 2024
SR-CboeEDGA-2024-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Clarify its Certification Port Fees Comments Due: Exhibit 5
34-100427
June 25, 2024
SR-C2-2024-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Provide a Temporary Pricing Incentive Program on Historical Open-Close Data Comments Due: Exhibit 5
34-100426
June 25, 2024
SR-CBOE-2024-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: Exhibit 5
34-100424
June 25, 2024
SR-NYSECHX-2024-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100425
June 25, 2024
SR-NYSENAT-2024-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100423
June 25, 2024
SR-NYSEARCA-2024-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100422
June 25, 2024
SR-NYSEAMER-2024-40
Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100421
June 25, 2024
SR-NYSE-2024-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: Exhibit 5
34-100420
June 25, 2024
SR-CboeBZX-2023-101
Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments
34-100417
June 25, 2024
SR-FICC-2024-009
Notice of Filing of Proposed Rule Change to Modify the GSD Rules Relating to the Adoption of a Trade Submission Requirement Comments Due: View Received Comments Exhibit 5
34-100416
June 25, 2024
SR-NASDAQ-2024-027
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reconfigure Fees for the Daily List and Fundamental Data to Better Reflect the Value of the Information Distributed Comments Due: Exhibit 5
34-100414
June 24, 2024
SR-CboeEDGX-2024-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 2.16.01 Comments Due: Exhibit 5
34-100412
June 24, 2024
SR-CboeBZX-2024-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 2.16.01 Comments Due: Exhibit 5
34-100413
June 24, 2024
SR-CboeEDGA-2024-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 2.16.01 Comments Due: Exhibit 5
34-100409
June 24, 2024
SR-CBOE-2024-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3.33.01 Comments Due: Exhibit 5
34-100411
June 24, 2024
SR-CboeBYX-2024-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 2.16.01 Comments Due: Exhibit 5
34-100408
June 24, 2024
SR-NASDAQ-2024-025
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: Exhibit 5
34-100407
June 24, 2024
SR-MRX-2024-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: Exhibit 5
34-100406
June 24, 2024
SR-GEMX-2024-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6 Comments Due: Exhibit 5
