What's New

Date Title Division/Office
Small Business Capital Formation in the Silicon Prairie and Beyond Advocate for Small Business Capital Formation
2019 SEC Government-Business Forum on Small Business Capital Form Agenda Advocate for Small Business Capital Formation
Statement on the Spring 2024 Regulatory Agenda Agency-Wide
Small Business Capital Formation Advisory Committee Meeting ("SBCFAC") Sunshine Act Notice Secretary
MorphoSys AG Corporation Finance
Sunshine Act Notice Secretary
Biographies: Panelists for 2019 Government-Business Forum Advocate for Small Business Capital Formation
New Filing Fee Refund Payment Type in EDGAR and Elimination of Check Refunds EDGAR Business Office Information Technology
XBRL Validation and Rendering Structured Disclosure
Statement on Jury’s Verdict in Trial of Guy Gentile, founder, owner, and CEO of MintBroker International, Ltd., f/k/a Swiss America Securities Ltd. and d/b/a SureTrader Division of Enforcement
What’s Past is Prologue: Enforcing the Federal Securities Laws in the Age of Crypto Agency-Wide
SEC Updates Website to Improve Compliance, Functionality, and User Experience  Agency-Wide
Court Enters Final Judgment Against Massachusetts Resident Who Conducted $2 Mil…
EDGAR 24.2 Release XBRL Taxonomies Update Structured Disclosure
SEC Charges Silvergate Capital, Former CEO for Misleading Investors about Compliance Program Division of Enforcement
RILA Re-Form: Statement on Registration for Index-Linked Annuities and Registered Market-Value Adjustment Annuities; Amendments to Form N-4 for Index-Linked Annuities, Registered Market-Value Adjustment Annuities, and Variable Annuities Agency-Wide
SEC Adopts Tailored Registration Form for Offerings of Registered Index-Linked and Registered Market-Value Adjustment Annuities Investment Management
Statement on RILAs and Registered MVA Annuities Agency-Wide
EDGAR Release 24.2 Information Technology
Money Market Fund Statistics- Supporting Data, May 2024 Investment Management

Last Reviewed or Updated: June 28, 2024