Press Releases

Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

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Date Headline Release No.
SEC Announces Departure of Enforcement Director Gurbir S. Grewal 2024-162
SEC Charges Independent Director and Ex-CEO of Church & Dwight With Concealing Close Friendship with Company Executive 2024-161
TD Securities Charged in Spoofing Scheme 2024-160
SEC Charges Three Individuals in the New York Metropolitan Area for Perpetrating a $120 Million Pre-IPO Fraud Scheme 2024-159
Advisory Firm Marathon Asset Management Charged with Policies Failures Regarding Potential Receipt of Confidential Information from Ad Hoc Creditors’ Committees 2024-158
SEC Charges Olayinka Oyebola and His Accounting Firm With Aiding and Abetting Massive Fraud 2024-157
SEC Monitoring Impact of Hurricane Helene on Capital Markets 2024-156
SEC Adopts Improvements to EDGAR System to Enhance Security, Filer Access, and Account Management 2024-155
SEC Charges Entities Operating Crypto Asset Trading Platform Mango Markets for Unregistered Offers and Sales of the Platform’s “MNGO” Governance Tokens 2024-154
SEC Charges U.K. Citizen in Hacking and Trading Scheme Involving Five U.S. Public Companies 2024-153
Richard R. Best Named Senior Advisor to the Director of the Division of Examinations 2024-152
SEC Charges Cassava Sciences, Two Former Executives for Misleading Claims About Alzheimer’s Clinical Trial 2024-151
SEC Charges Advisory Firm GQG Partners With Violating Whistleblower Protection Rule 2024-150
SEC Charges DraftKings with Selectively Disclosing Nonpublic Information Via CEO’s Social Media Accounts 2024-149
SEC Levies More Than $3.8 Million in Penalties in Sweep of Late Beneficial Ownership and Insider Transaction Reports 2024-148
SEC Charges Merrill Lynch and Harvest Volatility Management for Ignoring Client Instructions 2024-147
SEC Charges Former CEO of Tech Startup SKAEL with $30 Million Fraud 2024-146
SEC Charges Crypto Companies TrustToken and TrueCoin With Defrauding Investors Regarding Stablecoin Investment Program 2024-145
Eleven Firms to Pay More Than $88 Million Combined to Settle SEC’s Charges for Widespread Recordkeeping Failures 2024-144
Advisory Firm Atom Investors, Charged with Recordkeeping Violations, Avoids Civil Penalty Because of Self-Reporting, Substantial Cooperation, and Prompt Remediation 2024-143
SEC to Hold Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers 2024-142
Small Business Forum’s Report to Congress Highlights Recommendations to Improve Capital Raising 2024-141
SEC Charges Advisory Firm Macquarie Investment Management Business Trust with Fraud 2024-140
SEC Charges Advisory Firm Inspire Investing With Misleading Investors Regarding Its Investment Strategy 2024-139
SEC Charges DeFi Platform Rari Capital and its Founders With Misleading Investors and Acting as Unregistered Brokers 2024-138
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