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National Securities Clearing Corporation (NSCC-AN) Rulemaking

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-100851 Aug 28, 2024 SR-NSCC-2024-801 National Securities Clearing Corporation (NSCC-AN) Notice of Filing and Extension of Review Period of Advance Notice to Host Certain Core Clearance and Settlement Systems in a Public Cloud
Comments Due: September 25, 2024
See Also - Exhibit 3
34-98064 Aug 4, 2023 SR-NSCC-2022-802 National Securities Clearing Corporation (NSCC-AN) Notice of No Objection to Advance Notice Related to Certain Enhancements to the Gap Risk Measure and the VaR Charge
View Received Comments
34-96624 Jan 10, 2023 SR-NSCC-2022-802 National Securities Clearing Corporation (NSCC-AN) Notice of Extension of Review Period of Advance Notice Related to Certain Enhancements to the Gap Risk Measure and the VaR Charge
View Received Comments
34-96513 Dec 15, 2022 SR-NSCC-2022-802 National Securities Clearing Corporation (NSCC-AN) Notice of Filing of Advance Notice Related to Certain Enhancements to the Gap Risk Measure and the VaR Charge
Comments Due: January 11, 2023
View Received Comments
See Also - Exhibit 3a, Exhibit 3b, Exhibit 5
Submit a Comment on SR-NSCC-2022-802
34-94998 May 27, 2022 SR-NSCC-2022-801 National Securities Clearing Corporation (NSCC-AN) Notice of No Objection to Advance Notice to Introduce Central Clearing for Securities Financing Transaction Clearing Service
34-94695 Apr 12, 2022 SR-NSCC-2022-801 National Securities Clearing Corporation (NSCC-AN) Notice of Filing of Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes
Comments Due: May 4, 2022
View Received Comments
See Also - Exhibit 5
Submit a Comment on SR-NSCC-2022-801
34-94536 Mar 29, 2022 SR-NSCC-2021-803 National Securities Clearing Corporation (NSCC-AN) Notice of Withdrawal of an Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes
Comments Due: August 27, 2021
View Received Comments
34-94203 Feb 9, 2022 SR-NSCC-2021-803 National Securities Clearing Corporation (NSCC-AN) Notice of Extension of Review Period of Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes
Comments Due: August 27, 2021
View Received Comments
See Also - Second Memo regarding the Commission's Request for Additional Information
34-92568 Aug 5, 2021 SR-NSCC-2021-803 National Securities Clearing Corporation (NSCC-AN) Notice of Filing of Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes
Comments Due: August 27, 2021
View Received Comments
See Also - Exhibit 5, Memo regarding the Commission's Request for Additional Information, Response to the Commission's Request for Additional Information
34-91770 May 4, 2021 SR-NSCC-2021-801 National Securities Clearing Corporation (NSCC-AN) Notice of No Objection to Advance Notice to Amend the Supplemental Liquidity Deposit Requirements
Comments Due: April 8, 2021
View Received Comments