Fixed Income Clearing Corporation (FICC-AN) Rulemaking
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-73755 | Dec 5, 2014 | SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 | Fixed Income Clearing Corporation (FICC-AN), National Securities Clearing Corporation (NSCC-AN), The Depository Trust Company (DTC-AN) | Notice of Filing of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 View Received Comments See Also - Rel. No. 34-74142, Rel. No. 34-73975 |
34-73388 | Oct 17, 2014 | SR-FICC-2014-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice Filing, as Amended by Amendment No. 1, Concerning the Government Security Division's Inclusion of GCF Repo® Positions in Its Intraday Participant Clearing Fund Requirement Calculation, and Its Hourly Internal Surveillance Cycles |
34-73187 | Sep 23, 2014 | SR-FICC-2014-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing Amendment No. 1 to Advance Notice Relating to the Government Securities Division's Inclusion of GCF Repo® Positions in GSD's Intraday Participant Clearing Fund Requirement Calculation, and GSD's Hourly Internal Surveillance Cycles |
34-71469 | Feb 4, 2014 | SR-FICC-2014-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of an Advance Notice Concerning the Government Security Division's Inclusion of GCF Repo® Positions in Its Intraday Participant Clearing Fund Requirement Calculation, and Its Hourly Internal Surveillance Cycles |
34-69602 | May 17, 2013 | SR-FICC-2013-802 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice to Include Options On Interest Rate Futures Contracts with Maturities Not Longer than Two Years in the One-Pot Cross-Margining Program Between the Government Securities Division and New York Portfolio Clearing, LLC |
34-68498 | Dec 20, 2012 | AN-FICC-2012-09 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice and Notice of No Objection Relating to the Replacement of the Prepayment Component of the Value-at-Risk Charge |