Fixed Income Clearing Corporation (FICC-AN) Rulemaking
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100140 | May 14, 2024 | SR-FICC-2024-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Partial Amendment No. 1 to an Advance Notice to Adopt a Minimum Margin Amount at GSD Comments Due: 21 days after publication in the Federal Register. View Received Comments See Also - Exhibit 5, Exhibit 3 Submit a Comment
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| 34-100140 | May 14, 2024 | SR-FICC-2024-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Partial Amendment No. 1 to an Advance Notice to Adopt a Minimum Margin Amount at GSD Comments Due: June 10, 2024 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-99845 | Mar 22, 2024 | SR-FICC-2024-802 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing and Extension of Review Period of Advance Notice to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) to Add Comments Due: April 18, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99712 | Mar 11, 2024 | SR-FICC-2024-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing and Extension of Review Period of Advance Notice to Adopt a Minimum Margin Amount at GSD Comments Due: April 5, 2024 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-92799 | Aug 27, 2021 | SR-FICC-2021-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Amendment No. 1 and Notice of No Objection to Advance Notice, as Modified by Amendment No. 1, to Add the Sponsored GC Service and Make Other Changes Comments Due: September 17, 2021 View Received Comments |
| 34-92145 | Jun 10, 2021 | SR-FICC-2020-804 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice to Modify the Calculation of the MBSD VaR Floor to Incorporate a Minimum Margin Amount Comments Due: January 29, 2021 View Received Comments |
| 34-92019 | May 27, 2021 | SR-FICC-2021-801 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice to Add the Sponsored GC Service and Make Other Changes Comments Due: June 18, 2021 View Received Comments See Also - Memo regarding the Commission's Request for Additional Information, SR-FICC-2021-003 |
| 34-90931 | Jan 14, 2021 | SR-FICC-2020-803 | Fixed Income Clearing Corporation (FICC-AN) | Notice of No Objection to Advance Notice to Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of the Government Securities Division's Delivery-Versus-Payment Service, and Make Other Changes Comments Due: January 13, 2021 |
| 34-90834 | Dec 31, 2020 | SR-FICC-2020-804 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing and Extension of the Review Period of an Advance Notice to Modify the Calculation of the MBSD VaR Floor to Incorporate a Minimum Margin Amount View Received Comments See Also - Exhibit 5 |
| 34-90736 | Dec 21, 2020 | SR-FICC-2020-803 | Fixed Income Clearing Corporation (FICC-AN) | Notice of Filing of Advance Notice to Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of the Government Securities Division's Delivery-Versus-Payment Service, and Make Other Changes |