Brain Oxygenation During Exercise in Different Types of Chronic Lung Disease: A Narrative Review
Abstract
:1. Introduction
2. Methods
3. Cerebral Oxygenation During Exercise: Mechanisms and Implications for Fatigue
3.1. Near-Infrared Spectroscopy (NIRS): A Non-Invasive Tool for Measuring Cerebral Oxygenation During Exercise
3.2. Factors Affecting Cerebral Oxygenation Response During Exercise: Intensity, Fitness, and Age
4. Cerebral Oxygenation During Exercise, Assessed Using NIRS, in Chronic Lung Diseases
4.1. Cerebral Oxygenation During Exercise in Patients with CHRONIC Obstructive Pulmonary Disease (COPD)
4.2. Cerebral Oxygenation During Exercise in Patients with Interstitial Lung Disease (ILD)
4.3. Cerebral Oxygenation During Exercise in Pulmonary Hypertension (PH)
4.4. Comparing Cerebral Oxygenation Deficits and Mechanisms in COPD, ILD, and PH During Exercise
4.5. Methodological Limitations and Bias of Reported Results
5. Conclusions
Author Contributions
Funding
Conflicts of Interest
Glossary
CNS | Central nervous system |
COPD | Chronic Obstructive Pulmonary Disease, |
CTEPH | Chronic Thromboembolic Pulmonary Hypertension, |
DLCO | Diffusing lung capacity for carbon monoxide |
HHb | Deoxygenated hemoglobin |
Hbdiff | Hemoglobin difference |
ILD | Interstitial Lung Disease |
IPF | Idiopathic pulmonary fibrosis |
NIRS | Near-Infrared-Spectroscopy |
O2Hb | Oxygenated hemoglobin |
PAH | Pulmonary arterial hypertension |
PETCO2 | End-tidal CO2 |
PH | Pulmonary Hypertension |
PFC | Prefrontal cortex |
SpO2, % | Oxygen hemoglobin saturation from pulse oxymetry |
tHb | Total hemoglobin |
TSI, % | Tissue saturation index |
E/CO2 ratio | Ventilatory equivalent for CO2 (i.e., Minute ventilation-to-carbon dioxide output) |
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Author(s) | Participants/ Age (Yrs) | Type of Exercise | Results | Conclusions |
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Higashimoto et al., 2011 [62] | 10 COPD (70.6 ± 2.7 yrs) 10 controls (69.0 ± 1.8 yrs) SpO2 nadir NR | Steady state test on a cycle ergometer (at 40% of WRpeak for ~10 min) | PFC: O2Hb gradually increased, with a significant increase at the 9th or 10th min of exercise. HHb tended to decrease after the first minutes of exercise and tHb tended to increase. TPC: there were no significant changes in all NIRS parameters during exercise. A tendency for smaller increase in O2Hb and tHb in COPD patients than controls; however, these differences were NS. Hbdiff: NR |
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Oliveira et al., 2012 [63] | 8 COPD desaturators (66.7 ± 7.9 yrs) SpO2 nadir 86 ± 3% 12 non desaturators (60.3 ± 5.9 yrs) SpO2 nadir 96 ± 2% | Incremental cycling to exhaustion (10 Watts/min) | O2Hb: in desaturators, not significantly altered till late exercise; in non desaturators, it increased progressively from moderate exercise (~50–60% WRpeak); it was significantly lower in desaturators than non-desaurators. HHb: NR, tHb: NR, Hbdiff: NR | COPD patients with exertional desaturation had impaired cerebral oxygenation in a normoxic environment. |
Oliveira et al., 2013 [66] | 15 COPD (65 ± 8 yrs) SpO2 nadir 90 ± 6% 18 COPD + HF (67 ± 7 yrs) SpO2 nadir 93 ± 3% | Incremental cycling to exhaustion (Watts NR) | O2Hb: in COPD, it increased in 11/15 patients; in COPD + HF, it remained stable or decreased in 14/18 patients; in cases where mean systemic arterial pressure remained stable or decreased, O2Hb was impaired. HHb: NR, tHb: NR, Hbdiff: NR | In patients with moderate-to-severe COPD, comorbidities, such as HF, worsen cerebral oxygenation during exercise |
Vogiatzis et al., 2013 [64] | 12 COPD (66 ± 5 yrs) SpO2 nadir 88 ± 4% | Steady state exercise to exhaustion (75% WRpeak) breathing (i) room air, (ii) pure oxygen, and (iii) normoxic heliox | CBF increased from rest to exhaustion. At exhaustion, CBF was higher while breathing air and heliox than oxygen. Cerebral oxygenation (StO2): at rest, it was lower in air or heliox than in oxygen. During exercise: when breathing air, StO2 did not change from rest and was lower at exhaustion and isotime than with supplemental oxygen. Time to exhaustion while breathing air was less than with oxygen or heliox supplementation. HHb: NR, tHb: NR, Hbdiff: NR | Breathing oxygen and heliox prolonged time to exhaustion, StO2 was lower with heliox than oxygen, but patients had similar endurance time. StO2 was similar in air and heliox despite greater endurance with heliox. |
Oliveira et al., 2016 [67] | 10 COPD SpO2 nadir 87 ± 5% (65 ± 8 yrs) 8 COPD + HF (65 ± 6 yrs) SpO2 nadir 93 ± 3% | Cycling (at 20%, 40%, 60% and 80% WRpeak, 4 min stages at each intensity) | O2Hb: in COPD, it increased by ~ 10 μmol/s from rest to 80% WRpeak (p < 0.05). In COPD + HF, it was below baseline from the first minutes of exercise. CBF: was significantly lower in COPD + HF than in COPD patients. CBF increased by ~40% during exercise, whereas it was reduced ~10% in COPD + HF HHb: NR, tHb: NR, Hbdiff: NR |
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Higashimoto et al., 2015 [45] | 11 COPD hypoxemic (71.2 ± 2.1 yrs)SpO2 nadir 86 ± 1.1% 16 COPD non hypoxemic (72.9 ± 1.7 yrs) 11 controls (70.5 ± 2.4 yrs) | Steady state cycling (at 40% of WRpeak) | O2Hb: in hypoxemic COPD, it decreased at the beginning of exercise (1–5 min) and then slowly increased (8–10 min). O2Hb was significantly lower in hypoxemic than non-hypoxemic and controls (at 2–9 min). In non hypoxemic COPD and control groups, it increased during exercise. HHb: in hypoxemic, it increased during exercise; in non- hypoxemic and control groups, it decreased during exercise; it was significantly higher (at 3–8 min) in hypoxemic than non-hypoxemic and control. tHb: it increased during exercise, but no significant differences occurred between groups. |
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Andrianopoulos et al., 2018 [65] | 31 COPD+ CN (68.5 ± 9.1 yrs) SpO2 nadir 92.3 ±2.7 21 COPD+ CI (67.8 ± 9.0 yrs) SpO2 nadir 90.3 ±3.0 | Steady state cycling (at 75% of WRpeak) | tHb: there was an increase from baseline to the limit of tolerance in both CN and CI patients. There was a comparable change in O2Hb and HHb in CN and CI patients from baseline to the limit of tolerance. Cerebral TSI remained unchanged during exercise in both groups. | COPD patients with CI had a similar cerebral oxygenation response during submaximal exercise to patients with CN. |
da Luz Goulart et al. 2021 [68] | 11 COPD + HF (69 ± 7 yrs) SpO2 nadir 93.1 ± 0.1 11 HF (62 ± 6 yrs) | Steady state cycling to exhaustion (at 80% of WRpeak) | O2Hb: in COPD + HF, it declined faster than in the HF group. HHb: there was a lower increase in COPD + HF than in HF, although similar slope of increase. tHb:NR Hbdiff:NR | The coexistence of COPD and HF can negatively affect cerebral oxygenation and result in greater exertional dyspnea, possibly contributing to lower exercise tolerance. |
Author(s) | Participants Age (Yrs) | Type of Exercise | Results | Conclusions |
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Dipla et al., 2023 [61] | 23 ILD (IPF) 13 IPF with exertional desaturation (62.9 ± 10.0 yrs) SpO2 nadir 82.6 ± 3.9% 10 non-exertional desaturation (60.8 ± 8.6 yrs) SpO2 nadir 92.3 ± 2.5% | Incremental cycling: workload increments 10 W/min, at 50 rpm | O2Hb: in patients with exertional-desaturation, there was no increase in O2Hb from the beginning of exercise, and it significantly declined during the session; in patients without exertional-desaturation, O2Hb remained above baseline levels throughout the exercise session. There were lower responses in desaturators compared to non-desaturators. O2Hb responses significantly correlated with DLCO (r = 0.53, p < 0.01) HHb: in patients with exertional desaturation, HHb progressively increased at intensities >50% of O2peak; in patients without-desaturation, it significantly increased only at intensities >80% of O2peak. Higher responses were observed in desuturators compared to non-desuturators. Hbdiff: in patients with exertional-desaturation, Hbdiff significantly decreased at 50% O2peak and continued to decline until maximum exercise; in non-desaturators, Hbdiff remained close to baseline levels and decreased only at max exercise. There were lower responses in desuturators than non-desaturators. tHb: there was a progressive increase during exercise, but no differences were evident in tHb responses between groups. |
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Marillier et al., 2021 [24] | 27 ILD (72 ± 8 yrs) 16 patients with cerebral deoxygenation (SpO2 nadir 81.7 ± 8.0%) 11 patients without cerebral deoxygenation (SpO2 nadir 90.4 ± 3.0%) 12 Healthy controls (73 ± 9 yrs) | Incremental cycling symptom limited test (workload increments 5–15 watt every 2 min) | O2Hb: in patients with cerebral deoxygenation, O2Hb declined from the beginning of exercise, showing a significant decline compared to baseline at intensities >60% of exercise duration. HHb: in patients with cerebral deoxygenation, HHb progressively increased from the start of exercise; significantly higher than baseline at intensities >40% of exercise duration. In patients without cerebral deoxygenation and controls, HHb remained relatively unchanged. tHb: no significant differences among groups. Hbdiff: NR. |
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Dipla et al., 2021 [70] | 13 ILD (IPF) (63 ± 10 yrs) SpO2 nadir 83.5 ± 3.6% | Steady state cycling: exercise (at 65% of WRpeak) Exercised breathing (i) medical air and (ii) supplemental oxygen | Under room air O2Hb: it significantly declined from the beginning of exercise and remained low. HHb: It progressively increased from the start of exercise. Hbdiff: it remained below pre-exercise values throughout exercise. tHb: it showed a progressive increase from the start of exercise. Patients with greater decline in O2Hb and Hbdiff from the initial minutes of exercise were the ones to terminate exercise earlier (<5 min). |
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Marillier et al., 2023 [71] | 14 fibrotic (f- ILD; 8/14 IPF (72 ± 8 yrs) ΔSpO2—13% 14 healthy controls (73 ± 8 yrs) ΔSpO2—1% | Steady state cycling (60% of WRpeak) to symptom limitation Exercised breathing (i) medical air and (ii) supplemental oxygen | O2Hb:in ILD patients, it declined from pre-exercise values during the exercise test; ILD patients had significantly lower responses than controls in the air protocol. HHb: in ILD patients there was a significant increase in the air protocol. Hbdiff: in ILD patients there was a significant decline from the baseline value and it remained constantly below baseline in the air protocol. tHb: there was no significant difference between groups in the overall response. | Patients with severe exertional hypoxemia (80 ± 8%) had poorer cerebral oxygenation and greater fatigue compared to controls when breathing room air. Supplemental oxygen improved arterial hypoxemia, bringing brain oxygenation closer to the response observed in control individuals. There was a significant correlation between HbDiff responses and the rate of perceived fatigue throughout exercise in f-ILD (repeated-measures correlation = −0.51, p < 0.001). |
Author(s) | Participants Age (Yrs) | Type of Exercise | Results | Conclusions |
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Malenfant et al., 2017 [72] | 11 PAH (44 ± 12 yrs) 11 healthy controls (43 ± 15 yrs) | Incremental cycling (5–25 W/min until exhaustion) | In PAH patients low cerebral oxygenation, during early exercise and it remained low throughout the exercise session. HHb: it gradually increased from the beginning of exercise. tHb: NR, Hbdiff: NR | In PAH patients, during exercise
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Ulrich et al. 2017 [75] | 22 PAH/CTEPH (61 ± 14 yrs) SpO2 nadir 89.9 ± 7.9% | Incremental cycling to exhaustion (10–20 W/min 50–60 rpm steady state test (at 75% WRpeak) | Cerebral tissue oxygenation did not present an increase during exercise. O2Hb, tHb, Hbdiff: NR | In PAH/CTEPH patients, brain oxygenation did not present the expected increase during exercise when breathing oxygen-enriched air. Oxygen supplementation improved brain oxygenation, enhanced ventilatory efficiency, and increased exercise performance in PAH patients. |
Malenfant et al., 2020 [73] | 9 PAH (45 ± 12 yrs) 10 healthy controls (44 ± 15 yrs) | Steady state cycling (at 75% of the WRpeak, 60 rpm) | Cerebral tissue oxygenation index (ΔcTOI): in PAH patients, it decreased throughout the endurance cycling test, whereas it remained unchanged in controls. HHb: it gradually increased during exercise, marginally more compared to controls. O2Hb: NR, tHb: NR, Hbdiff: NR | A significant correlation was found between markers of cerebral oxygenation (HHb and TOI), and end-exercise E/CO2 ratio (r =0.50 and r = −0.52, respectively, p < 0.05), suggesting that low brain O2 saturation might stimulate excessive ventilation in PAH. Lower MCAv and cerebral oxygenation during endurance exercise were observed in PAH compared to controls. |
Boutou et al., 2021 [74] | 9 PAH (51.4 ± 9.4 yrs) SpO2 nadir 87.6 ± 3.7 With medical air or oxygen supplementation | Steady state cycling (at 65% of WRpeak, 50–60 rpm)- effects of acute oxygen supplementation | O2Hb: below baseline at the start of exercise, there was a small increase over time. HHb: it increased from the start of exercise. Hbdiff: it remained below baseline from the start of exercise and throughout the session. tHb: it increased during exercise. TSI: it decreased (by 14%) in the air protocol. | PAH patients presented low PFC oxygenation during exercise when breathing room air, as well as low cardiac output and autonomic dysfunction (blunted responses in Baroreceptor sensitivity). In PAH/CTEPH patients, oxygen supplementation during submaximal significantly improved cerebral oxygenation, prolonged exercise time, increased cardiac output, and improved autonomic function without significantly affecting muscle oxygenation. |
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Kritikou, S.; Zafeiridis, A.; Pitsiou, G.; Gkalgkouranas, I.; Kastritseas, L.; Boutou, A.; Dipla, K. Brain Oxygenation During Exercise in Different Types of Chronic Lung Disease: A Narrative Review. Sports 2025, 13, 9. https://doi.org/10.3390/sports13010009
Kritikou S, Zafeiridis A, Pitsiou G, Gkalgkouranas I, Kastritseas L, Boutou A, Dipla K. Brain Oxygenation During Exercise in Different Types of Chronic Lung Disease: A Narrative Review. Sports. 2025; 13(1):9. https://doi.org/10.3390/sports13010009
Chicago/Turabian StyleKritikou, Stella, Andreas Zafeiridis, Georgia Pitsiou, Ioannis Gkalgkouranas, Leonidas Kastritseas, Afroditi Boutou, and Konstantina Dipla. 2025. "Brain Oxygenation During Exercise in Different Types of Chronic Lung Disease: A Narrative Review" Sports 13, no. 1: 9. https://doi.org/10.3390/sports13010009
APA StyleKritikou, S., Zafeiridis, A., Pitsiou, G., Gkalgkouranas, I., Kastritseas, L., Boutou, A., & Dipla, K. (2025). Brain Oxygenation During Exercise in Different Types of Chronic Lung Disease: A Narrative Review. Sports, 13(1), 9. https://doi.org/10.3390/sports13010009