Compliance Associate jobs

• Hong Kong
• HK$600000 - HK$600001 per annum
• Posted 14 days ago

CLIENT BACKGROUND We are looking for an experienced Equities Compliance Associate to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance. The successful candidate will ensure our equities t...

• Hong Kong
• HK$1200000 - HK$1200001 per annum
• Posted 27 days ago

BACKGROUND Our client is a top-tier Financial Institution in the APAC Region. Has a team of 3 and is looking for a candidate for OTC Business Compliance experience. JOB RESPONSIBILITY Monitor regulatory developments in OTC derivatives markets and assess their impact on the firm's trading activiti...