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Regulatory updates Circulars Consultations

4 Nov 2024

SFC hosts forum to encourage responsible Regtech adoption for anti-money laundering and counter-financing of terrorism

4 Nov 2024

New speech by Julia Leung: Opening remarks at SFC AML/CFT Regtech Forum 2024

1 Nov 2024

SFC unveils first batch of brokers joining Wealth Management Connect Pilot Scheme

31 Oct 2024

SFC concludes consultation on market sounding guidelines

Regulatory calendar

28 Oct 2024

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism Anti-Money Laundering and Counter-Financing of Terrorism Webinar

25 Oct 2024

Circular to management companies of SFC-authorized unit trusts and mutual funds - enhanced fund data reporting

24 Oct 2024

Circular on full adoption of e-IP application/submission system on WINGS

21 Oct 2024

Circular to management companies of SFC-authorised unit trusts and mutual funds –information disclosure on information portal of integrated fund platform

Please note that anti-money laundering and counter-financing of terrorism (AML/CFT) sanctions related circulars are only available on the complete list of AML/CFT circulars which can be found here.

31 Oct 2024

SFC concludes consultation on market sounding guidelines

8 Oct 2024

SFC concludes consultation on proposals to enhance REIT regime and SFO market conduct regime for listed CIS

26 Sep 2024

SFC and HKMA conclude on further proposals to enhance Hong Kong’s OTC derivatives reporting regime

16 Aug 2024

SFC consults on proposals to abolish mixed media offers

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Fraud alert :	SFC warns of ICE Global Professional Station, Proxinex
Unlicensed VATP alert :	SFC warns of CoinUnited.io