John Walker’s Post

In this @Crowe report, my colleagues Mark Shannon and Steven King, CPA discuss sample #SEC comment letters containing themes for #banking industry registrants to think about as they consider enhancements to their disclosures. https://bit.ly/48AFnSH

In this @Crowe report, my colleagues Mark Shannon and Steven King, CPA discuss sample #SEC comment letters containing themes for #banking industry registrants to think about as they consider enhancements to their disclosures. https://bit.ly/48AFnSH

In this Crowe report, my colleagues Mark Shannon and @Steven King, CPA discuss sample #SEC comment letters containing themes for #banking industry registrants to think about as they consider enhancements to their disclosures. https://bit.ly/48AFnSH

It is better to have knowledge of pain endured by others vs enduring the pain yourself! Here is a summary of comments raised by the SEC on Banking related issues which were fielded by others. May this be a roadmap to help avoid comments on your filings.

Shout out to the PA Department of Banking and Securities for their great editorial on the importance of accreditation. "In our industry, accreditation allows state #financialregulation to be strengthened by requiring agencies to meet a shared set of standards." Read more on page 4 here: https://lnkd.in/e2FHm9Dr

🏦 FSB's policy director, Paul Wilson, told the House of Commons Treasury Select Committee that small firms whose accounts have been closed often don’t get a clear reason as to why their account was closed, causing difficulties in continuing to trade ❌ ✅ We want the FCA to play a more active role regarding account closures, and publish anonymised, quarterly data on the reasons for bank account closures ⤵️ #Banking #AccountClosures #Finance #BusinessFinance #BusinessBanking #SmallBusinesses

The enforced closure of personal bank accounts has been prominent in the news recently and again this morning. What is not being mentioned, however, is that a similar, but arguably much more concerning, practice has emerged in the business world, particularly affecting small and medium-sized enterprises. Partner Harry Bengough, Head of Banking and Finance, explores this pressing concern: https://ow.ly/S5ca50Q1o82 #Banking #Finance #BankClosure

In this Public Chatter blog post, Perkins Coie LLP partner David Matheson notes a re-proposal of a Dodd-Frank rulemaking that still has not been adopted by a number of banking regulators. #DoddFrank #CorpGov #CorporateGovernance #PublicChatterBlog

In this Public Chatter blog post, Perkins Coie LLP partner David Matheson notes a re-proposal of a Dodd-Frank rulemaking that still has not been adopted by a number of banking regulators. #DoddFrank #CorpGov #CorporateGovernance #PublicChatterBlog

Yesterday I spoke on a Farrer & Co webinar on APP fraud upcoming mandatory reimbursement requirements. Details are in Nina Caplin’s post if you would like a copy of the recording #fraud #fraudlitigation