⏰ Reminder to join us this Thursday for an action-packed agenda discussing all things digital assets compliance. Register here 👉 https://lnkd.in/e6kz6bDB Panelists: ♦ Andrew Rosenberg, Senior Director, Ripple ♦ Elizabeth Severinovskaya, Managing Director, K2 Integrity ♦ Catherine M Woods, JD, Associate Managing Director, IFI Moderator: ♦ Ruth Ochonma, Associate, IFI We hope to see you there!
Institute for Financial Integrity’s Post
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Both the Securities and Exchange Commission and the Financial Industry Regulatory Authority are becoming more stringent about regulations regarding digital communications, but they also are being more transparent about their demands and expectations, writes Harriet Christie, chief operating officer at MirrorWeb. Christie discusses self-reporting, the SEC's new marketing rule and how firms can keep up. Full Story: https://lnkd.in/dZ4aa3iX #cavalierassociates #financialintelligencereport #bestpractices #clientcommunications
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📣 The FINRA Advertising Regulation Conference is back! Designed for new and experienced communications compliance and marketing professionals—you won't want to miss the forward-looking discussions on new rules, effective practices, regulatory priorities, emerging technologies and more! Register for #FINRAAdReg today ▶️ https://bit.ly/3y8NGHS
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When you hear “Dora,” what springs to mind? The adventurous explorer, right? 🔍 But today, let’s shift our focus to a different DORA — the Digital Operational Resilience Act. This EU regulation aims to enhance the digital resilience of financial institutions. 🏦 🔐 As digital trust services are our area of expertise, we’re here to share insights to help keep your compliance efforts on track. 💡 Explore our comprehensive guide on DORA Compliance by following the link below. 👇 🔗 https://ow.ly/j65q50SjMRO. #signicat #digitalidentity #dora #compliance
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Data Management | Ransomware | Automation | Backup & Recovery | Gartner | Enterprise Software | SaaS | Cloud | Disaster Recovery |
The financial sector has recently seen an increase in the number of regulations that it will have to adhere to. The most notable of all is DORA - the EU's Digital Operational Resilience Act. Speaking to Governance & Compliance Magazine, Commvault's Darren Thomson explains more about the regulation and its benefits: https://ow.ly/TigF30sFrk8
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As time passes, digital regulation typically becomes more stringent. There’s nothing new here, and yet recent regulatory activity has been even more intense than expected across a variety of global organizations. Our Chief Operating Officer Harriet Christie has drafted a guest article for WealthManagement.com analyzing what we’ve seen in 2024 so far from the SEC, FINRA and the FCA, and how compliance continues to evolve into a more detailed facet of modern corporate life. Take a look - https://bit.ly/3x2fY6x #complianceprofessionals #regulatorycompliance #communicationssupervision #financialservices #MirrorWebInsight
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Digital Transformation Expert | Modernize. Optimize. Protect. Phoenix, Arizona, United States
The European Union's Digital Operational Resilience Act (DORA) calls into question some of the most prevalent existing structures in the marketplace when it comes to the supply chain of financial institutions. In his latest blog, Ilias Chantzos, Global Privacy Officer & Head of EMEA Government Affairs, shares how to address and balance vendor concentration risk: https://lnkd.in/gNh63Meg https://lnkd.in/gasn5KaX
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The financial sector has recently seen an increase in the number of regulations that it will have to adhere to. The most notable of all is DORA - the EU's Digital Operational Resilience Act. Speaking to Governance & Compliance Magazine, Commvault's Darren Thomson explains more about the regulation and its benefits: https://ow.ly/TOHi30sFpqV
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The financial sector has recently seen an increase in the number of regulations that it will have to adhere to. The most notable of all is DORA - the EU's Digital Operational Resilience Act. Speaking to Governance & Compliance Magazine, Commvault's Darren Thomson explains more about the regulation and its benefits: https://ow.ly/9WIr30sFygf
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At the intersection of the age-old problem of insider trading and the new digital age lies a new set of risks and challenges. Stay informed! Read more here: https://lnkd.in/dfTTRV6f #companysecretary #complianceofficer #regulatorycompliance #insidertrading #compliancemanagement #sebi #pit #digitalage #preventionofinsidertrading #regulatorychanges
Insider Trading Risks In The Digital Age - Jonosfero International
https://jonosfero.com
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Sales Development & Problem Solver | Results Driven | Revenue Generation | Sales & Marketing Funnel Optimization
The European Union's Digital Operational Resilience Act (DORA) calls into question some of the most prevalent existing structures in the marketplace when it comes to the supply chain of financial institutions. In his latest blog, Ilias Chantzos, Global Privacy Officer & Head of EMEA Government Affairs, shares how to address and balance vendor concentration risk: https://lnkd.in/gwDQ8pGB https://lnkd.in/gNnn5JeQ
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