We are reminding registered persons and firms of requirements regarding continuing education, including this year’s training assignments, as well as resources available to firms to facilitate compliance with the annual Regulatory Element and more. ▶️ https://bit.ly/4d6afMi
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Owner of My RIA Lawyer, Outsourced CCO and General Counsel to SEC registered firms, Securities Attorney, Compliance Nerd, Speaker, Educator, Lip-sync enthusiast
Have you recently thought about your Continuing Education requirements? FINRA has issued a notice to remind registered persons and firms of Continuing Education requirements. FINRA Rule 1240 (Continuing Education) requires all registered persons to complete the Regulatory Element annually by December 31 for each registration they hold. The 2024 CE Regulatory Element courses have been assigned and are required to be completed by December 31, 2024. Dropping or adding a registration may result in a change to the assigned courses included in a learning plan.Registered persons who fail to complete their Regulatory Element requirement by the annual deadline of December 31 will be automatically designated as CE inactive by FINRA. Firms may request that FINRA extend the time by which a registered person must complete the Regulatory Element for good cause shown. Are you keeping up with the requirements? To find out more information and how you can meet your CE requirements please check the FINRA website or go HERE: https://lnkd.in/eGPbU7VU
FINRA Reminds Registered Persons and Firms of Continuing Education Requirements
finra.org
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🔍 Verifiable CPD activities are an essential part of professional development! They provide objective evidence that you've completed a specific number of hours in learning and development activities. Check out the link below to learn more about the importance of verifiable evidence in meeting CPD requirements: 🌐 Link: https://lnkd.in/gHQfHK-9 Stay committed to your professional growth and enhance your skills as a CPA! 💼📈 #CPDrequirements #ProfessionalDevelopment #CPAjourney
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Continuing Professional Education: CPE Requirements for CMAs In this article, I’ll break down everything you need to know about CPE hours for CMAs and the different options you have for staying compliant with the IMA’s requirements. Learn more: https://bit.ly/3umXYCt
Continuing Professional Education: CPE Requirements for CMAs
cpeflow.com
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Continuing Professional Education: CPE Requirements for CMAs In this article, I’ll break down everything you need to know about CPE hours for CMAs and the different options you have for staying compliant with the IMA’s requirements. Learn more: https://bit.ly/3umXYCt
Continuing Professional Education: CPE Requirements for CMAs
cpeflow.com
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Continuing Professional Education: CPE Requirements for CMAs In this article, I’ll break down everything you need to know about CPE hours for CMAs and the different options you have for staying compliant with the IMA’s requirements. Learn more: https://bit.ly/3umXYCt
Continuing Professional Education: CPE Requirements for CMAs
cpeflow.com
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Helping you pass your regulated exams first-time. Training | Qualifications | Diploma | Advanced Diploma | Academy
A quick update from me on what Bespoke Training Solutions Ltd are currently developing.... 👉 I am two thirds of the way through our own version of the CF1 UK Financial Services, Regulation & Ethics study guide, from there we will design some App questions to support candidates. This unit is commonly used by companies as part of their T&C schemes for roles that don't give financial advice but that need some base understanding to the wider financial services market. And having sat the unit myself a few weeks ago, I know it is far from easy. Hoping to have this unit support ready to go by mid / end of August. 👉 We are also in the throes of designing CF8 Long Term Care and J10 Discretionary Investment Management study guides and App questions. We are about one third of the way through each of these. Both are units commonly used by candidates to make up some extra credits towards Chartered and Fellow status. Why do these materials take so long to design??? Have you ever tried designing a 400 page learner guide? Starting with a blank page and pulling together a decent piece of support material? CF1 is the 10th BTS study guide I have designed, and each time I start a new one I say 'never again' 🤣🤣. What other units would you like BTS to support? We now have a wide range of CII materials from level 3 to level 6 plus some eLearning that supports the LIBF module 6 in their revamped Diploma (plus big plans to extend this support across the remaining 5 modules). Is there something BTS are obviously missing in their exam armory? All suggestions gratefully received (though I might 😭 if it means I have to add another whopping study guide on my design list!) Little picture of Rodney below to delight on this Tuesday morning. What is it about cats and boxes??? 😻😹 Though I doubt any of the Todd furry gang could fit into a box as diddy as this... #cats #boxlove #development #candidatesupport
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Continuing Professional Education: CPE Requirements for CMAs In this article, I’ll break down everything you need to know about CPE hours for CMAs and the different options you have for staying compliant with the IMA’s requirements. Learn more: https://bit.ly/3umXYCt
Continuing Professional Education: CPE Requirements for CMAs
cpeflow.com
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Continuing Professional Education: CPE Requirements for CMAs In this article, I’ll break down everything you need to know about CPE hours for CMAs and the different options you have for staying compliant with the IMA’s requirements. Learn more: https://bit.ly/3umXYCt
Continuing Professional Education: CPE Requirements for CMAs
cpeflow.com
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Continuing Professional Education: CPE Requirements for CMAs In this article, I’ll break down everything you need to know about CPE hours for CMAs and the different options you have for staying compliant with the IMA’s requirements. Learn more: https://bit.ly/3umXYCt
Continuing Professional Education: CPE Requirements for CMAs
cpeflow.com
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Participating in a certification exam often involves a mix of emotions. I might feel nervous and anxious as the exam approaches, coupled with excitement about the potential opportunities that passing the exam could bring. During the test, intense focus is required to demonstrate your skills effectively, which can be stressful. However, once the exam is over, there’s usually a significant sense of relief and accomplishment, whether you pass or not. Successfully earning the certification can evoke a strong feeling of pride and satisfaction, reflecting the hard work and dedication invested in the preparation.
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