On June 3rd, 2024, the SEC’s amendments to Regulation S-P were published to the Federal Register. The amendments will become effective 60 days after publication in the Federal Register. Larger entities will have 18 months after the date of publication in the Federal Register to comply with the amendments, and smaller entities will have 24 months after the date of publication in the Federal Register to comply. Click here to read the full report: https://hubs.ly/Q02zx6Gp0
Fairview LLC’s Post
More Relevant Posts
-
The latest briefing from our Finance Group provides an overview of some of the significant legislative and regulatory developments for April 2024, and includes detail on financial services-related texts adopted by the European Parliament in the final plenary session of the 2019-2024 legislative term. Find out more here: https://lnkd.in/eU5kDrdY #FinancialServices #RegulatoryDevelopments
To view or add a comment, sign in
-
"Democracy is the worst form of Government except for all those other forms that have been tried from time to time" (W. Churchill)
Very happy to announce the publication of the European Court of Auditors new Special Report 03/2024 on the rule of law in the EU. We conclude that the introduction of the Rule of law Conditionality Regulation, which entered into force in January 2022, marks an improvement in order to protect the EU’s financial interests against breaches of the principles of rule of law, and the measures taken for one country so far were in line with the Regulation. However, we also identified aspects of the Regulation which are difficult to apply and identified a number of risks that could significantly undermine the effectiveness of measures taken. Want to know more about our conclusions and recommendations? Find it all in the report!
To view or add a comment, sign in
-
Internationally Training Real Estate Agents to become the best that they can be, and improve that bottom line.
The 11 Points of the Mandatory Disclosure Document https://lnkd.in/dND_dZdf Passcode: lu.VbU70Q
To view or add a comment, sign in
-
Webinar: Join us and get critical insights on staying current regarding your ACA and state obligations.
To view or add a comment, sign in
-
Webinar: Join us and get critical insights on staying current regarding your ACA and state obligations.
ACA Compliance and Enforcement: Navigating Reporting Requirements, IRS Penalties, and the Legal Landscape
infl.tv
To view or add a comment, sign in
-
In Talk 15, we'll dive into the various propositions on the ballot. To prepare for that discussion, we'll be sharing detailed information about each proposition leading up to the event in the coming weeks. Proposition 315 The first proposition we're looking at is Proposition 315: Legislative Ratification of State Agency Rules that Increase Regulatory Costs Measure. A "yes" vote supports prohibiting a proposed rule from becoming effective if that rule is estimated to increase regulatory costs by more than $500,000 within five years after implementation, until the legislature enacts legislation ratifying the proposed rule. A "no" vote opposes prohibiting a proposed rule from becoming effective if that rule is estimated to increase regulatory costs by more than $500,000 within five years after implementation, until the legislature enacts legislation ratifying the proposed rule. More can be read here: https://lnkd.in/dAxRDY_E) What do you think about it?
To view or add a comment, sign in
-
The SEC has published a final rule adopting amendments to Regulation S-P that require certain covered institutions to adopt written policies and procedures for incident response programs that address unauthorized access to or use of customer information. In our latest client alert, partners Peter Bogdasarian, Cory Hippler and Kristin Ives and associates Grace Wydeven and Katie G. provide an overview of changes from the previous standard and key takeaways: https://bit.ly/3x7LZd6
Take Notice: SEC Adopts New Requirements Under Regulation S-P | Insights | Stradley Ronon
stradley.com
To view or add a comment, sign in
-
Read this week's FAR & Beyond blog, which explores GSA’s proposed legislation on providing best value to the Federal Government through the Multiple Award Schedule Program, and what best value would mean for the future of the Program. https://hubs.li/Q02m39rs0
To view or add a comment, sign in
-
Senior Regulatory Advisor | Board Experience | Government/ Regulatory Affairs | Regulatory Change | Governance/ Risk | Former Regulator | Digital Assets | Banking / Capital Markets | Asset Management | (Re) Insurance
Summary of the European Commission's four draft delegated acts under MiCA: Criteria for classifying ARTs and EMTs as significant: The draft delegated act specifies the following criteria for classifying ARTs and EMTs as significant: The size and complexity of the issuer's activities; The number of users and transactions associated with the ART or EMT; The interconnectedness of the issuer with other financial markets and participants; The potential impact of a failure of the issuer on the financial system; The innovation level of the ART or EMT. Procedural rules for the EBA to impose fines or periodic penalty payments: The draft delegated act specifies the following procedural rules for the EBA to exercise its power to impose fines or periodic penalty payments on issuers of significant ARTs and EMTs: The EBA must notify the issuer of its intention to impose a fine or periodic penalty payment. The issuer must be allowed to be heard before the EBA decides. The EBA must consider all relevant factors when setting the amount of the fine or periodic penalty payment. Criteria and factors for product intervention powers: The draft delegated act specifies the following criteria and factors that ESMA, the EBA and competent authorities must consider concerning their product intervention powers: The potential harm to consumers, investors and the financial system; The effectiveness of the product intervention measure; The proportionality of the product intervention measure. Fees charged by the EBA to issuers of significant ARTs and EMTs: The draft delegated act specifies that the EBA will charge issuers of significant ARTs and EMTs a fee to cover the costs of its supervisory activities. The fee will be calculated based on the issuer's total assets and the risk the issuer poses. The draft delegated acts are open for feedback until 6 December 2023. The Commission intends to adopt the final delegated acts before applying the relevant parts of MiCA on 30 June 2024. https://lnkd.in/erxizYYe
Register of Commission expert groups and other similar entities
ec.europa.eu
To view or add a comment, sign in
1,104 followers