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It's through curiosity and looking at opportunities in new ways that we've always mapped our path. #AssetManagement #Legal #ComplianceOfficer #LLB #Bachelor #LawDegree #FundManagement #MAS #Regulatory #FundManagement #TechnicalKnowledge #LegalFramework #RegulatoryRequirement #SGCareers #Singaporejobs #2024hiring #2024jobs #CareerOpportunities #AmethystPartners

The role of a compliance officer is vital in ensuring that an organisation adheres to legal standards and internal policies. Click here for some key points about the responsibilities and importance of a compliance officer ⬇️ #compliance #compliancejob #complianceofficer

The role of a compliance officer is vital in ensuring that an organisation adheres to legal standards and internal policies. Click here for some key points about the responsibilities and importance of a compliance officer ⬇️ #compliance #complianceofficer #compliancejob

#marketresearchanalysis #leadgeneration #clientrelationships #management #salesandmarketing #proposaldevelopment #teambuilding #reportinganalyst #legal #compliance - Play a crucial role in driving the growth and success of a company by identifying and capitalizing on opportunities in the market.

The role of a compliance officer is vital in ensuring that an organisation adheres to legal standards and internal policies. Click here for some key points about the responsibilities and importance of a compliance officer ⬇️ #compliance #complianceofficer #compliancejob

Are you looking for a chief compliance officer? Then look no further. We are here to help you in every matter of Compliance including outsourced CCO services for broker-dealers registration for small businesses. Contact today and get hassle free assistance at [email protected] #ComplianceSolutions #CCOServices #BrokerDealerRegistration #SmallBusinessCompliance #ChiefComplianceOfficer #RegulatoryCompliance #OutsourcedCCO #ComplianceExperts #BusinessRiskManagement #ComplianceConsulting #RiskMitigation #RegulatoryGuidance #BusinessCompliance #ComplianceSupport #ComplianceMatters #SmallBizCCO #BrokerDealerCompliance #RegulatoryServices #BusinessAdvisory #ComplianceAssistance #LegalCompliance #CorporateGovernance #BusinessProtection #RegulatoryExperts #CCORecruitment #CompliancePartnership #SecureBusinessFuture

The only limits you have are the limits you believe. Connect with Amethyst Partners to explore career opportunities. #AssetManagement #Legal #ComplianceOfficer #LawDegree #RegulatoryCompliance #FundManagement #MASregulatory #FundManagement #LawDegree #LLB #TechnicalKnowledge #LegalFramework #RegulatoryRequirements #SGCareers #Singaporejobs #2024hiring #2024jobs #CareerOpportunities #AmethystPartners

#hiring Fiduciary Compliance Specialist IV, Charlotte, United States, fulltime #jobs #jobseekers #careers #Charlottejobs #NorthCarolinajobs #Legal Apply: https://lnkd.in/giNSyG5w Compliance Specialist IVThis senior level position is responsible for providing leadership, vision and direction to multiple business units with respect to compliance with laws and regulations. Providing this leadership, vision and direction requires the position to actively seek and proactively recognize new laws and regulations that will impact business units. This position will provide ongoing guidance as well as lead and manage major implementation processes, beginning with reading, interpreting and developing an in depth knowledge and understanding of the regulation and ending with a successful implementation across all impacted business units. This also includes providing oversight to multiple business units with their ability to detect, assess, and respond to emerging risks.Position Responsibilities:Regulatory ComplianceLead and manage corporate-wide implementation of new or revised regulatory requirements.Read, analyze, and develop an in-depth knowledge of the regulation to determine requirements/mandates.Compliance Subject Matter Expert on regulations within assigned area of responsibility.Provide oversight, recommendations, and direction team members.Assist Line of Business with a gap analysis to compare the current state with the new required state.Assist Line of Business with the development of an implementation plan - ensuring requirements/mandates are met by implementation date.Answer questions make recommendations and address issues identified during the implementation phase.AnalyticsPerforms analysis in managing risks in existing operations resulting from industry lawsuits, settlements, etc. associated with regulatory violations.Reporting/Project ManagementIndependently identify projects and tasks to be completed and lead teams and solo efforts to complete act as a primary contact with business unit liaisons with respect to dashboard reviews; develop materials for Corporate-wide committees, as needed.Testing/ExamsAct as a primary contact for federal regulatory exams, internal audits, external audits, and enterprise-level reviews; manage these audits and exams on a proactive project basis to ensure that responses submitted are appropriate and accurate and adequately address the request. Assist business units with responses, as necessary.Collaborate Line of Business and Compliance to assist in defining the appropriate scope control exam by providing guidance regarding emerging risks and new or revised regulatory changes that may impact the business.Review work papers, answer file specific questions, and assist and advise on the drafting of the final report as needed.Executes periodic self-monitoring or testing to determine whether policies and procedures are being followed.

Sick of trying to find a CCO who ticks all of your boxes and fits within your company's culture, and performs above and beyond expectations? It’s difficult to hire at the moment in most industries, but even more so in the compliance space. Why? Because there is a shortage of compliance professionals, and amongst those compliance professionals only a handful are reliable. So why continue to take the risk and waste money on hires that aren’t a good fit? The Outsource Compliance Department service by My RIA Lawyer gives you all the benefits of having an in-house compliance team with none of the risk. We only have 12 spots available for this service in 2024 so you’re going to have to be quick to claim one for your firm. COMMENT “COMPLIANCE” to find out more. 

#hiring Fiduciary Compliance Specialist IV, Charlotte, United States, fulltime #jobs #jobseekers #careers #Charlottejobs #NorthCarolinajobs #Legal Apply: https://lnkd.in/guciJXVy Compliance Specialist IVThis senior level position is responsible for providing leadership, vision and direction to multiple business units with respect to compliance with laws and regulations. Providing this leadership, vision and direction requires the position to actively seek and proactively recognize new laws and regulations that will impact business units. This position will provide ongoing guidance as well as lead and manage major implementation processes, beginning with reading, interpreting and developing an in depth knowledge and understanding of the regulation and ending with a successful implementation across all impacted business units. This also includes providing oversight to multiple business units with their ability to detect, assess, and respond to emerging risks.Position Responsibilities:Regulatory ComplianceLead and manage corporate-wide implementation of new or revised regulatory requirements.Read, analyze, and develop an in-depth knowledge of the regulation to determine requirements/mandates.Compliance Subject Matter Expert on regulations within assigned area of responsibility.Provide oversight, recommendations, and direction team members.Assist Line of Business with a gap analysis to compare the current state with the new required state.Assist Line of Business with the development of an implementation plan - ensuring requirements/mandates are met by implementation date.Answer questions make recommendations and address issues identified during the implementation phase.AnalyticsPerforms analysis in managing risks in existing operations resulting from industry lawsuits, settlements, etc. associated with regulatory violations.Reporting/Project ManagementIndependently identify projects and tasks to be completed and lead teams and solo efforts to complete act as a primary contact with business unit liaisons with respect to dashboard reviews; develop materials for Corporate-wide committees, as needed.Testing/ExamsAct as a primary contact for federal regulatory exams, internal audits, external audits, and enterprise-level reviews; manage these audits and exams on a proactive project basis to ensure that responses submitted are appropriate and accurate and adequately address the request. Assist business units with responses, as necessary.Collaborate Line of Business and Compliance to assist in defining the appropriate scope control exam by providing guidance regarding emerging risks and new or revised regulatory changes that may impact the business.Review work papers, answer file specific questions, and assist and advise on the drafting of the final report as needed.Executes periodic self-monitoring or testing to determine whether policies and procedures are being followed.