Join our client, a leading financial advisory firm serving high net worth individuals, families, and charitable institutions, as a Legal & Compliance Analyst. Reporting to the General Counsel and Chief Compliance Officer, you will play a vital role in supporting the firm's Legal and Compliance department.
Compensation: $100,000.00 – $125,000.00 + bonus
Location: New York City
Responsibilities as the Legal & Compliance Analyst include:
Administering Board of Director's meetings and contributing to the firm's management of vendors
Conducting compliance testing and reviews of marketing materials
Maintaining legal agreements and other key business documents
Monitoring Code of Ethics compliance and managing the firm's compliance system
Coordinating projects and responding to various requests for information
Storing and summarizing key legal documents
Supporting the preparation and submission of regulatory filings
Assisting with fund launches and related fund documents
Scheduling meetings and managing workflows
Qualifications of the Legal & Compliance Analyst include:
Bachelor's degree from a top university with a demonstration of academic excellence
1-3 years of experience in the financial services industry (operations, investment management, or similar)
Familiarity with applicable regulations and ongoing regulatory filings
Understanding of organizational/business structures and controls
Experience with file and vendor management processes
Strong attention to detail, organizational skills, and ability to prioritize workflow
Excellent written and verbal communication skills
High motivation, interest in learning, and ability to critically evaluate data
Integrity and high moral standards
Application Notice: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, Atlantic Group will keep your resume on file for future opportunities and may contact you for further discussion.
Seniority level
Entry level
Employment type
Full-time
Job function
Legal
Industries
Staffing and Recruiting
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