Red Oak Compliance reposted this
#ROCstar exploring the Smokey Mountains in style with my first ever Zipeline experience.
Red Oak Compliance is a leading provider of intelligent compliance software, offering a range of AI-powered solutions designed to help firms of all sizes navigate the increasingly complex regulatory landscape. Our solutions provide risk minimization, process optimization, and the ability to scale with your firm's changing needs. Our suite of 17(a)-4/WORM compliant features are designed to evolve in step with the ever-changing regulatory landscape, ensuring that our clients always stay ahead of the curve. Our flagship advertising review software enables firms to deliver compliant content to the market with confidence. Additional solutions include Disclosure Management, Registration Management, Website Monitoring and Archiving, Internet Supervision, Complaint Management, Branch Exams, and more. Red Oak offers additional software modules to further automate and increase efficiencies in your compliance process, including periodic attestations, forms review, gifts and non-cash compensation, regulatory inquiry requests, AML/fraud case management, RFP review, and many more. Our Compliance Consultants can also provide additional support for your team when needed. Join the growing number of firms relying on Red Oak Compliance Solutions to stay ahead of the regulatory curve and experience the benefits of intelligent compliance software!
External link for Red Oak Compliance
1320 Arrow Point Drive
Suite 411
Cedar Park, TX 78613, US
Red Oak Compliance reposted this
#ROCstar exploring the Smokey Mountains in style with my first ever Zipeline experience.
Red Oak Compliance reposted this
The Berger family at Hermosa Beach, CA. Had a blast and represented Red Oak Compliance Solutions! #PlantYourFlag #RedOakCompliance #Compliance
Our #ROCstar team had a great time connecting with our friends at Alpha FMC! Nothing like a gathering at our off-site meeting room, The Peached Tortilla, to wind down after a long day of collaboration. From left to right: Rory Craven, Wade Williams, Tripp Neville, Julia Huth, Jacky Fu, Christopher Dunmire, Dan Striebich, CPA, James Cella, and Nicholas Shimalla (not pictured). #RedOakCompliance #AlphaFMC #Compliance #PlantYourFlag
Our #ROCstar Chief Product & Technology Officer, Wade Williams, representing ROC in Tucson, AZ. #RedOakCompliance #Compliance #PlantYourFlag
Red Oak Compliance reposted this
We’re proud to share that we’ve been recognized as one of the AIFinTech100 for the third consecutive year. This highlights our pursuit of excellence in AI-driven compliance solutions. 🔗https://lnkd.in/ebAYCA77
Join us "On the ROCs" at the FINRA Advertising Regulation conference! After a full day of sessions on Thursday, September 26, conference guests are invited to attend Red Oak's Happy Hour. The goal is for attendees to have a place to wind down and connect with other compliance professionals over drinks and appetizers. If you'd like to attend, RSVP using the link below so we can reserve your spot and ensure you have a fantastic experience. #FINRAAdReg Event Details: Date: Thursday, September 26, 2024 Time: 6:30 pm Location: Cuba Libre Restaurant & Rum Bar
We’re proud to share that we’ve been recognized as one of the AIFinTech100 for the third consecutive year. This highlights our pursuit of excellence in AI-driven compliance solutions. 🔗https://lnkd.in/ebAYCA77
We’re excited to be named to the 2024 Inc. 5000 list of the fastest-growing private companies in America—for the sixth consecutive year! This recognition is a testament to our unwavering dedication to delivering industry-leading compliance software and consulting services to the financial services industry. As we continue to grow, we remain committed to our clients' success, helping them streamline their processes, minimize regulatory risks, and drive efficiency. A huge thank you to our #ROCstars, partners, and clients who make this possible. Here's to continued innovation and growth! 🔗 https://lnkd.in/dMx46Kwj #Compliance #FinancialServices #Inc5000 #RedOakCompliance
Definitely worth attending!
🚀 Registration Now Open for the 2025 Red Oak User Conference! 🚀 We're thrilled to announce that registration is now open for our annual Red Oak User Conference, taking place on April 27-30, 2025, in Austin, TX at the Thompson Hotel. Whether you're a seasoned power user or new to Red Oak, this event is your chance to connect, learn, and grow with the best in the industry. And here’s the best part: Early Bird Rate is just $500 (a $250 savings!), but only until September 15th. Don’t miss out on this incredible opportunity! Why Attend? - Network: Meet and connect with fellow Red Oak users and industry leaders. - Learn: Dive deep into advanced training and best practices. - Influence: Be part of shaping the future of Red Oak with direct input to our product team. 🔗 Register Here: https://lnkd.in/dhSn5Kde Mark your calendars, spread the word, and see you in Austin!
We had such an amazing time last that we decided to do it again. Please join us to learn about how to use our software products, network with you peers and have some fun!
🚀 Registration Now Open for the 2025 Red Oak User Conference! 🚀 We're thrilled to announce that registration is now open for our annual Red Oak User Conference, taking place on April 27-30, 2025, in Austin, TX at the Thompson Hotel. Whether you're a seasoned power user or new to Red Oak, this event is your chance to connect, learn, and grow with the best in the industry. And here’s the best part: Early Bird Rate is just $500 (a $250 savings!), but only until September 15th. Don’t miss out on this incredible opportunity! Why Attend? - Network: Meet and connect with fellow Red Oak users and industry leaders. - Learn: Dive deep into advanced training and best practices. - Influence: Be part of shaping the future of Red Oak with direct input to our product team. 🔗 Register Here: https://lnkd.in/dhSn5Kde Mark your calendars, spread the word, and see you in Austin!