Oyster Consulting, LLC

FINRA Updated Rule 3240 - read this week's blog to uncover the impacts to broker-dealer borrowing and lending arrangements. https://hubs.la/Q02XqDGD0 @ed wegener

The role of FinOps across industries if different from the specialized broker-dealer FINOP. Read our guide to understand the key differences between cloud-computing FinOps and broker-dealer FINOPS https://hubs.la/Q02WZYqY0 Olga Rip

Join Oyster's Jeffrey Gearhart Gearhart as he and other panelists share their insights into the SEC's mandate for the central clearing of U.S. Treasury cash and repo trades. More about Jeff: https://hubs.la/Q02WTGXk0 You can register for the webinar, sponsored by ZeroBeta here: https://hubs.la/Q02WTGx70

The SEC has posted its 2025 Exam Priorities. Read this week's blog for practical ways to enhance your compliance program and position your firm for long-term success. https://hubs.ly/Q02WmNZ-0

Oyster's Molly Bryson, Gena Spitzer and John Ivan will be at the NSCP Conference next week - be sure to find time to chat with them about the ways Oyster can help your firm. More about Molly: https://hubs.la/Q02VQSFj0 More about Gena: https://lnkd.in/etfJbCdK More about John: https://hubs.la/Q02VQPcg0

Unlock the secrets of making informed technology decisions in this week's Oyster Stew podcast https://hubs.la/Q02VGPp70 Oyster's Jeff Wilk and Dan Garrett share their expertise in navigating the build vs. buy decision.

Oyster is pleased to announce that Director Bryan Jacobsen will be a panelist at the NSCP Conference next week - be sure to catch his informative session "Compliance Escalation and Remediation." Learn more about Bryan: https://hubs.la/Q02VsGqw0 Oyster Consulting can assist your firm with registration, testing, remediation and other support - contact us today to find out more. https://hubs.la/Q02VsBCP0.

Identifying and preventing insider trading continue to be a struggle for broker-dealers and RIAs. Read this week's blog https://hubs.la/Q02VnQMj0 to learn how firms balance the need to identify and prevent insider trading, while preserving the ability of firm clients and employees to trade in their accounts. Casey Dougherty

Oyster Consulting's Ed Wegener will be a panelist at the NSCP Conference next week - be sure to get the information you need during his session "Regulation Best Interest: Where Are We Now?" Learn more about Ed's expertise here: https://hubs.la/Q02Vn6nr0

FINRA, MSRB one-minute trade reporting has been approved - read this week's blog and find out what you need to do to prepare. Jose Fernandez https://hubs.la/Q02TNW_J0