Investors need to know their investment objectives and understand the risks that come with a precious metals investment. Precious metals are commodities, and like other commodities, their price can fluctuate dramatically. While there may be room in a diversified portfolio for precious metals, investors should consider several factors to determine if precious metals fit their investment objectives. https://lnkd.in/deT35jGu #investing #financialeducation #preciousmetals
North Dakota Securities Department
Government Administration
Bismarck, North Dakota 61 followers
The Department protects investors and supports legitimate capital formation.
About us
This is the official North Dakota Securities Department LinkedIn page. Agency Vision: With a focus on inclusive prosperity, we safeguard the integrity of capital markets and support financial literacy improvement, so people of all backgrounds can confidently and capably invest to build a secure financial future. About the Department: The North Dakota Securities Department is a regulatory agency responsible for protecting investors and supporting legitimate capital formation. The Department regulates investment industry firms and professionals and also regulates capital formation involving the offer and sale of securities. We strive to adequately balance the support of efficient, legitimate capital formation with appropriate protections for investors who commit capital to businesses. The investigation of investment fraud and other securities law violations is also our responsibility, and we may take enforcement actions that result in disciplinary remedies and act as a deterrent for further violations. Through our investor education programs and resources, we strive to help North Dakotans make informed investment decisions, avoid fraud and build financial security.
- Website
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https://www.securities.nd.gov
External link for North Dakota Securities Department
- Industry
- Government Administration
- Company size
- 2-10 employees
- Headquarters
- Bismarck, North Dakota
- Type
- Government Agency
Locations
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Primary
600 E Boulevard Ave
5th Floor
Bismarck, North Dakota 58505, US
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701 W 6th St
Ste 312
Grafton, ND 58237, US
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1854 NDSU Research Circle N
Ste 143
Fargo, North Dakota 58102, US
Employees at North Dakota Securities Department
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Karen Tyler
North Dakota Securities Commissioner
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Rachel Rice
Supervisor of Investigations and Examinations at North Dakota Securities Department
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Kathryn Tyler Downing
Investor Education and Outreach Coordinator at State of North Dakota
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Carl Karpinski
Attorney North Dakota Securities Department
Updates
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With millions of apps to explore, browsing can be overwhelming for consumers looking for apps to provide entertainment, business services, self-improvement, and more. App stores may not have the resources or expertise to verify that every single app uploaded to their store is safe for consumers to use. This includes apps that provide investing services, so investors should be cautious when providing personal or financial information. Click here to read our full advisory: https://lnkd.in/da84issA #finance #financialeducation #mobileapps #investing
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In recognition of World Elder Abuse Awareness Day on June 15, the North Dakota Securities Department reminds financial professionals and the public throughout North Dakota to be on the lookout for signs of elder financial abuse, including potential exploitation and scams. https://lnkd.in/eqQQzUa3
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The stress of financial fraud can be life altering, especially for those in their retirement years. Losing money in an online investment fraud or financial scheme can severely affect your physical, mental, and social health. To avoid online scams, it is important to keep track of the internet services, subscriptions, and passwords you are using. This investor advisory explains how you can take a proactive role in staying more secure online. https://lnkd.in/eB2h79NY #finance #financialeducation #financialcapability #investing
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An ETF is a type of exchange-traded investment product available for retail investors. In some ways ETFs are similar to mutual funds. For example, both are registered investment companies that can provide similar benefits such as professional management, investment diversification, and a low minimum required investment. But ETFs are structured differently than mutual funds, which creates different benefits and risks. Click here to learn more: https://lnkd.in/eEgmnrMd #FinancialCapabilityMonth #investing
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The next advisory in our Financial Capability Month series is all about trusted contacts. Your financial firm may request that you give them the name and contact information of a “trusted contact.” While it is not mandatory that you do so, state securities regulators, the Securities and Exchange Commission, and FINRA encourage you to consider providing the name of someone you trust as a contact on your accounts. To read our full advisory, click here: https://lnkd.in/eRchJ57f #FinancialCapabilityMonth
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https://lnkd.in/eiDDzFr8 Protect yourself from imposter scams. Check out this video from FINRA #financialcapabilitymonth
How to Spot a "Regulator" Imposter Scam
https://www.youtube.com/
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Scammers may falsely claim to be registered with state securities regulators, the Securities and Exchange Commission (SEC), or the Financial Industry Regulatory Authority (FINRA) in order to lure investors into scams, or even impersonate real investment professionals who actually are registered with these organizations. Learn more about imposter scams and how to spot red flags by reading our full investor alert here: https://lnkd.in/e-qs9J4a #financialcapabilitymonth #financialliteracy #investing
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During #FinancialCapabilityMonth, we encourage investors in North Dakota to explore our resources and investor advisories. Whether you’re a seasoned investor or just starting out, we’ve got you covered. Learn how to protect yourself from investment fraud: https://lnkd.in/eK7ESXgF
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