MCO (MyComplianceOffice)

MCO (MyComplianceOffice) is on the Financial Times and Statista inaugural Europe's Long-Term Growth Champions list! As we reflect on the growth journey that took us from a small and scrappy start up to where we are today, we thank our employees for your vision, drive and dedication and our partners and customers for trusting us with your compliance. Looking forward to more growth and good times ahead! Check out the full list of Europe's Long Term Growth Champions 2025 right here: https://hubs.ly/Q02XgpvG0 #FinancialTimes #FT1000 #LongTermGrowthChampions #ComplianceSoftware #ComplianceTechnology #RegTech #ComplianceBuiltBetter

This week, MCO's "The Art of Effective Compliance" event brought together compliance and legal experts and strategic business leaders to discuss important developments to the regulatory environment. Our distinguished guests heard about recent regulatory enforcements by the HKMA and SFC with a particular focus on employee conduct and meeting fit and proper requirements. We also heard valuable strategies for firms to build a robust culture of compliance, uphold regulatory standards, leverage AI-supported technologies to reduce risk, and much more. The MCO team would like to extend a very big thank you to all who attended. We hope the thought-leadership topics and insights shared (and incredible food and networking opportunities) help shape your priorities in the coming year. Also, a very big thank you to the renowned Duddell's Hong Kong Michelin-star restaurant for the amazing dining experience and flawless service from start to finish. Register your interest for future events in the APAC region here: https://hubs.ly/Q02Xdn-Z0 #RegulatoryCompliance #ThoughtLeadership #ComplianceEvent #DuddellsHK

Today's vast array of electronic communications (eComms) channels can cause severe headaches for financial firms. Certain eComms can present regulatory and reputational risks while increasing the time and resources needed for effective surveillance. That’s why reviewing improvement mechanisms is crucial when red flags are detected. Consider how your compliance program continually refines aspects such as the context of detection, for example, when employees reference a messaging app, such as Whatsapp, in a toxic versus non-toxic context. By understanding the intent of communications, compliance and surveillance teams can implement continuous improvements that reduce false positives—and drive more robust prevention. For more ideas to enhance #eComms prevention and detection, access your in-depth, on-demand webinar now: https://hubs.ly/Q02X2bkK0 #eCommunications #Surveillance #Compliance

We are thrilled to announce that MCO (MyComplianceOffice) has opened an office in Dubai! To celebrate our move into the UAE, we’re hosting an executive networking reception following the MENA RegTech Conference in Dubai on November 14 at 4PM. If you’ll be in the area, we’d like to invite you to join Craig Stimpson and George Bartlett for hors d'oeuvres and drinks plus spirited conversation on all things compliance. We’ve got a great group already signed up, and we’d love for you to be there too. Click here for details and to RSVP: https://hubs.ly/Q02WWDy80 📍 Executive Networking Reception - Dubai 2024 📅 14 November 2024 #Dubai2024 #Networking #MENARegTech #AML #Compliance #FinancialServices #RegulatoryCompliance

FINRA preliminary statements for renewals will be available next week. It's prime time to make sure you have the framework in place to manage employee registrations and licenses efficiently and effectively -- now and throughout the year. Check out our blog to learn more: https://hubs.ly/Q02WPT350 #FINRA #Compliance #EmployeeCompliance #CCO #ComplianceSoftware #CodeOfConduct #KnowYourEmployee

Do you have a good understanding of what's in your firm's communications archive? The archive is a treasure trove of information about what's going on in the firm if automated review and monitoring are a core part of your compliance program. If not, there's a very real risk that issues will come to light during an exam or investigation when it's too late to remediate. Learn more about how effective communications compliance goes beyond just preserving messaging in our on-demand webinar with Mitch Avnet from Compliance Risk Concepts (CRC): https://hubs.ly/Q02WB7ys0 #Compliance #ComplianceTechnology #eCommsCompliance #CommunicationsMonitoring #CommunicationsSurveillance #CommunicationsArchive #ConductRisk #EmployeeCompliance #BooksAndRecords

Don't let Compliance scare you! Let MCO (MyComplianceOffice) help you solve your most haunting issues. Set up some time to chat about how we make Compliance less frightful right here: https://hubs.ly/Q02WnHh40 Happy Halloween from the MCO Team! 🎃👻🎃 #Compliance #ComplianceSoftware #CCO #HappyHalloween

The U.S. Securities and Exchange Commission has published its rundown of Examination Priorities for Fiscal Year 2025. The priorities highlight the need for a strong core compliance program with robust policies, procedures and controls—plus systems to provide proof of compliance. Read all about it in our blog: https://hubs.ly/Q02W8yZv0 #Compliance #ComplianceTechnology #CCO #ComplianceExam #CryptoCompliance #AML #EvidencingCompliance #ProofOfCompliance #FiduciaryDuty #Suitability #ThirdPartyCompliance

Are you at the National Society of Compliance Professionals National Conference this week? If you are, stop by Booth 6 to meet with our team of experts and discuss all things compliance! You can also get in touch with us right here to set up some time to chat: https://hubs.ly/Q02V-Kv50 #NSCPNationalConference #Compliance #ConductRisk #CCO #ConflictsOfInterest

The holiday season is right around the corner! It's time to start planning for corporate gifts and events—and that brings ample risk of conflicts of interest. Do you have the right policies and procedures in place to manage compliance? Read our blog to learn more: https://hubs.ly/Q02VS3Qw0 And if you'd like to chat about how we help firms efficiently and effectively manage gifts and entertainment compliance throughout the entire year, let's set up some time for a conversation: https://hubs.ly/Q02VS9F60 #Compliance #FINRA #SEC #EmployeeCompliance #GiftsAndEntertainment #ConductRisk #ComplianceTechnology #ComplianceAutomation #ConflictsOfInterest