The US Securities and Exchange Commission's latest enforcement action against investment advisers and broker dealers highlights the importance of compliance with confidentiality agreements. See what our lawyers have to say: https://ow.ly/IJYX50ThQ4o
K&L Gates
Law Practice
Pittsburgh, Pennsylvania 76,644 followers
Global counsel across five continents
About us
At K&L Gates, we foster an inclusive and collaborative environment across our fully integrated global platform that enables us to diligently combine the knowledge and expertise of our lawyers and policy professionals to create teams that provide exceptional client solutions. We marry process with vision, success with dedication, method with passion, and innovation with creativity. The outcome: The K&L Gates Experience. Located across five continents, we represent a broad array of leading global corporations in every major industry, capital markets participants, and ambitious middle-market and emerging growth companies. We also serve public sector entities, educational institutions, philanthropic organizations, and individuals. Our lawyers counsel clients on their most sophisticated legal challenges in all areas of corporate and regulatory law as well as litigation. We are leaders in legal issues relating to industries critical to the economies of both the developed and developing worlds—technology, manufacturing, energy, transportation, telecommunications, financial services, and life sciences, among others. #KLGates
- Website
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http://www.klgates.com
External link for K&L Gates
- Industry
- Law Practice
- Company size
- 1,001-5,000 employees
- Headquarters
- Pittsburgh, Pennsylvania
- Type
- Partnership
- Specialties
- Asset Management and Investment Funds, Corporate, Energy Infrastructure and Resources, Finance, Intellectual Property, Labor, Employment, and Workplace Safety, Litigation and Dispute Resolution, Policy and Regulatory, and Real Estate
Locations
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Primary
K&L Gates Center
210 Sixth Avenue
Pittsburgh, Pennsylvania 15222, US
Employees at K&L Gates
Updates
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Join us on Thursday, 12 September as we kick off our Asset Management and Investment Funds conference in Boston. The program will feature an engaging lineup of topics such as key considerations for advisors and investors in the current regulatory environment as well as the impact of AI on the asset management industry. Don’t miss this opportunity to gain insights from seasoned industry professionals. Click here for more details: https://ow.ly/wqBo50TfyUX
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In the latest edition of the Brussels Regulatory Brief, our lawyers discuss the European Commission's open investigation in the online food delivery sector, the Council of the EU's adoption of a general approach on proposed green claims directive, and other major EU developments: https://ow.ly/mpwi50TegWx
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Our Munich office welcomes Dr. Andrea Spellerberg as a partner in the Finance practice. She has more than 20 years of experience and a strong financial restructuring focus, which includes real estate finance. Learn more: https://ow.ly/WoxJ50TfkTj
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On 14 and 15 August 2024, the German Federal Financial Supervisory Authority updated the guidance procedures for processing fees for notifications and de-notifications of fund passporting into Germany. Read more here: https://ow.ly/Rm7z50TetuL
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Recently, the Financial Crimes Enforcement Network (FinCEN) finalized regulations that add certain investment advisers (Covered Advisers) to the definition of a “financial institution” under the Bank Secrecy Act thereby requiring Covered Advisers to, among other things, establish anti-money laundering and counter-terrorist financing programs and file Suspicious Activity Reports with FinCEN. Read more here: https://ow.ly/5L4150Tb8gC
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Recently the United States Securities and Exchange Commission adopted amendments that affect when certain registered investment companies report on Form N-PORT to file such reports, and how open-end funds comply with liquidity risk management program requirements. Read more: https://ow.ly/c2qK50Ta4TL
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Banking Regulators have jointly issued a request for information seeking input on the nature, risks, and implications of bank-fintech partnerships. Here's what you need to know: https://ow.ly/hAPY50Ta3JR
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Watch the latest episode of Client Conversations With Craig Budner to hear from Harold Kaufman, a senior media relations and communications professional with 35 years of experience focused on the sports industry: https://ow.ly/urbE50T7MBZ
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