Regulatory Compliance Watch

Join Regulatory Compliance Watch, co-hosted with Private Funds CFO, on September 17th at 2:00 PM ET, for the 𝗖𝗖𝗢 𝗛𝗮𝘁 𝗧𝗿𝗶𝗰𝗸𝘀: 𝗛𝗼𝘄 𝘁𝗼 𝗠𝗮𝗻𝗮𝗴𝗲, 𝗦𝘁𝗿𝗲𝗮𝗺𝗹𝗶𝗻𝗲, & 𝗕𝘂𝗶𝗹𝗱 𝗮 𝗖𝘂𝗹𝘁𝘂𝗿𝗲 𝗼𝗳 𝗖𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲 webinar. Register for this webinar so you can earn 1 CLE/CPE credit: https://okt.to/RF8xfM Get insights into how multi-titled CCOs navigate these and other imperatives from experts like: ▪️ Olibia Stamatoglou, managing director, CFO and CCO at Victory Park Capital ▪️ Vani Rao, president and CCO at Tower Collective ▪️ Emilie Abate, director at Iron Road Partners Register today: https://okt.to/nWG15O #RCW #RegulatoryCompliance #CCO #RegulatoryChanges #PrivateFunds #CLE

Don't miss your chance to sign up for tomorrow's CLE/CPE-approved webinar—time is ticking! Register for Regulatory Compliance Watch and Private Funds CFO's 𝗖𝗖𝗢 𝗛𝗮𝘁 𝗧𝗿𝗶𝗰𝗸𝘀: 𝗛𝗼𝘄 𝘁𝗼 𝗠𝗮𝗻𝗮𝗴𝗲, 𝗦𝘁𝗿𝗲𝗮𝗺𝗹𝗶𝗻𝗲, & 𝗕𝘂𝗶𝗹𝗱 𝗮 𝗖𝘂𝗹𝘁𝘂𝗿𝗲 𝗼𝗳 𝗖𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲. You can register here: https://okt.to/vQnbol Gain insights on how CCOs are balancing multiple responsibilities while tackling challenges in the compliance field from top industry experts like: ▪️ Olibia Stamatoglou, managing director, CFO and CCO at Victory Park Capital ▪️ Sanskriti Thakur, founder and chairwoman at Tower Capital in New York, NY ▪️ Emilie Abate, director at Iron Road Partners Register today: https://okt.to/E9uoLP #RCW #RegulatoryCompliance #CCO #RegulatoryChanges #PrivateFunds #CLE

You're invited to join us and our expert panel on Tuesday, September 17 at 2:00 PM ET, for Regulatory Compliance Watch's webinar, co-hosted with Private Funds CFO, 𝗖𝗖𝗢 𝗛𝗮𝘁 𝗧𝗿𝗶𝗰𝗸𝘀: 𝗛𝗼𝘄 𝘁𝗼 𝗠𝗮𝗻𝗮𝗴𝗲, 𝗦𝘁𝗿𝗲𝗮𝗺𝗹𝗶𝗻𝗲, & 𝗕𝘂𝗶𝗹𝗱 𝗮 𝗖𝘂𝗹𝘁𝘂𝗿𝗲 𝗼𝗳 𝗖𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲. Earn 1 CLE/CPE credit by registering here: https://okt.to/jQZw2U Gain insights on how CCOs are balancing multiple responsibilities while tackling challenges in the compliance field from top industry experts like: ▪️ Olibia Stamatoglou, managing director, CFO and CCO at Victory Park Capital ▪️ Sanskriti Thakur, founder and chairwoman at Tower Capital in New York, NY ▪️ Emilie Abate, director at Iron Road Partners Register today: https://okt.to/bOHx4X #RCW #RegulatoryCompliance #CCO #RegulatoryChanges #PrivateFunds #CLE

Register for Regulatory Compliance Watch's webinar, co-hosted with Private Funds CFO, 𝗖𝗖𝗢 𝗛𝗮𝘁 𝗧𝗿𝗶𝗰𝗸𝘀: 𝗛𝗼𝘄 𝘁𝗼 𝗠𝗮𝗻𝗮𝗴𝗲, 𝗦𝘁𝗿𝗲𝗮𝗺𝗹𝗶𝗻𝗲, & 𝗕𝘂𝗶𝗹𝗱 𝗮 𝗖𝘂𝗹𝘁𝘂𝗿𝗲 𝗼𝗳 𝗖𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲. Join us next week on September 17th at 2:00 PM ET and earn 1 CLE/CPE credit by registering here: https://okt.to/lZrMu2 Gain insights on how CCOs are balancing multiple responsibilities while tackling challenges in the compliance field from top industry experts like: ▪️ Olibia Stamatoglou, managing director, CFO and CCO at Victory Park Capital ▪️ Sanskriti Thakur, founder and chairwoman at Tower Capital in New York, NY ▪️ Emilie Abate, director at Iron Road Partners Register today: https://okt.to/GsLhwR #RCW #RegulatoryCompliance #CCO #RegulatoryChanges #PrivateFunds #CLE

With the Federal Trade Commission's regulations against noncompete clauses currently in a state of uncertainty, private equity managers should proactively reassess their employee agreements, according to a recruiting specialist speaking to RCW. Read the story here to learn more: https://okt.to/eQkRgI #RCW #RegulatoryCompliance #PrivateFunds #PrivateEquity

Register for Regulatory Compliance Watch's webinar, co-hosted with Private Funds CFO, 𝗖𝗖𝗢 𝗛𝗮𝘁 𝗧𝗿𝗶𝗰𝗸𝘀: 𝗛𝗼𝘄 𝘁𝗼 𝗠𝗮𝗻𝗮𝗴𝗲, 𝗦𝘁𝗿𝗲𝗮𝗺𝗹𝗶𝗻𝗲, & 𝗕𝘂𝗶𝗹𝗱 𝗮 𝗖𝘂𝗹𝘁𝘂𝗿𝗲 𝗼𝗳 𝗖𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲. Join us on September 17th at 2:00 PM ET and earn 1 CLE/CPE credit by registering here: https://okt.to/jgs1L0 Discover important perspectives on how CCOs with multiple roles address challenges in the compliance sector from leading industry professionals such as: ▪️ Olibia Stamatoglou, managing director, CFO and CCO at Victory Park Capital ▪️ Sanskriti Thakur, founder and chairwoman at Tower Capital in New York, NY ▪️ Emilie Abate, director at Iron Road Partners Register today: https://okt.to/9v6qtm #RCW #RegulatoryCompliance #CCO #RegulatoryChanges #PrivateFunds #CLE

Find out what's hot in the regulatory compliance world with the latest 𝗥𝗖𝗪 𝗪𝗲𝗲𝗸𝗹𝘆 𝗕𝗿𝗶𝗲𝗳𝗶𝗻𝗴: ▪️ Explaining what's behind new SEC rules for mutual fund advisers ▪️Reaction to FinCEN's new AML rules for advisers ▪️A PF runs into troubles around expenses ▪️ and much more... #RCW #RegulatoryCompliance #FinCEN #AML #FINRA

Catch up on 𝗥𝗲𝗴𝘂𝗹𝗮𝘁𝗼𝗿𝘆 𝗖𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲 𝗪𝗮𝘁𝗰𝗵'𝘀 most viewed stories in August like: ✅ Adviser fined over hypothetical ads ✅ Examining the SEC’s T+1 exam sweep letter ✅ FinCEN adopts AML rules for investment advisers ✅ Cyber crises a warning about BCP, say experts ✅ and much more! Check out 𝗔𝘂𝗴𝘂𝘀𝘁'𝘀 𝘁𝗼𝗽 𝘁𝗿𝗲𝗻𝗱𝗶𝗻𝗴 𝘀𝘁𝗼𝗿𝗶𝗲𝘀 today! #RCW #RegulatoryCompliance #ICYMI #PrivateFunds #PrivateEquity #SEC #Trading #FinCEN #AML #Cybersecurity #CCO

Register for Regulatory Compliance Watch's webinar, co-hosted with Private Funds CFO, 𝗖𝗖𝗢 𝗛𝗮𝘁 𝗧𝗿𝗶𝗰𝗸𝘀: 𝗛𝗼𝘄 𝘁𝗼 𝗠𝗮𝗻𝗮𝗴𝗲, 𝗦𝘁𝗿𝗲𝗮𝗺𝗹𝗶𝗻𝗲, & 𝗕𝘂𝗶𝗹𝗱 𝗮 𝗖𝘂𝗹𝘁𝘂𝗿𝗲 𝗼𝗳 𝗖𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲. Join us on September 17th at 2:00 PM ET and earn 1 CLE/CPE credit by registering here: https://okt.to/YFgR7O Discover important perspectives on how CCOs with multiple roles address challenges in the compliance sector from leading industry professionals such as: ▪️ Olibia Stamatoglou, managing director, CFO and CCO at Victory Park Capital ▪️ Sanskriti Thakur, founder and chairwoman at Tower Capital in New York, NY ▪️ Emilie Abate, director at Iron Road Partners Register today: https://okt.to/9fi7Kb #RCW #RegulatoryCompliance #CCO #RegulatoryChanges #PrivateFunds #CLE

Find out what's hot in the regulatory compliance world with the latest 𝗥𝗖𝗪 𝗪𝗲𝗲𝗸𝗹𝘆 𝗕𝗿𝗶𝗲𝗳𝗶𝗻𝗴: ▪️ FinCEN finalizes AML rules for registered and exempt fund advisers ▪️ The SEC adopts changes to N-PORT and N-CEN ▪️ Treasury gets an earful on AI rules, a private fund settles MNPI accusations ▪️ Soaring portco bankruptcies challenge private funds' compliance teams ▪️ and much more... #RCW #RegulatoryCompliance #SEC #ArtificialInteligence #FinCEN #AML