🚨 Our Cyber and Analytics Unit highlights recent reports of a CrowdStrike service outage affecting Microsoft operating systems. FINRA continues to monitor the outage. We ask member firms to please report any critical systems or business operations issues to your Risk Monitoring Analyst. Learn more: https://lnkd.in/eaZ_ww9d
FINRA
Financial Services
Washington, District of Columbia 169,395 followers
Financial Industry Regulatory Authority
About us
FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair by writing and enforcing the critical rules and regulations that govern more than 3,300 firms and 610,000 brokers across the country. Our ultimate goal is to foster robust, but fair and orderly, markets in which America’s 90 million investors can feel confident. With more than 4,200 employees nationwide, FINRA is committed to a diverse, high-performance workplace. We recognize that it’s the hard work, passion and dedication of our team that makes FINRA the strong, successful organization it is. That’s why we offer a competitive compensation, benefits and services package. And at FINRA, we offer more than just a job; we provide employees with the learning and educational tools needed to enhance their knowledge, talents and abilities—whether it’s an online course to enhance productivity or a seminar to maximize leadership skills. At FINRA, we believe your work can be your passion.
- Website
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http://www.finra.org/careers
External link for FINRA
- Industry
- Financial Services
- Company size
- 1,001-5,000 employees
- Headquarters
- Washington, District of Columbia
- Type
- Nonprofit
- Founded
- 2007
Locations
Employees at FINRA
Updates
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We are reminding registered persons and firms of requirements regarding continuing education, including this year’s training assignments, as well as resources available to firms to facilitate compliance with the annual Regulatory Element and more. ▶️ https://bit.ly/4d6afMi
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Today, we published the 2024 Industry Snapshot, the annual statistical report on registered representatives, brokerage firms and market activity that FINRA oversees. Learn more: https://bit.ly/3WcUwE2
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We have appointed Julie Glynn and Tina Salehi Gubb as Senior Vice Presidents of Enforcement. In the newly created roles, Glynn and Gubb will act as senior legal advisors to Executive Vice President and Head of Enforcement, William St. Louis. Learn more: https://bit.ly/467LYTM
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The July Disciplinary Actions report is now available. Learn more ▶️ https://bit.ly/3XYNa9W
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On the latest episode of #FINRAUnscripted, we hear from Sr. Director of FINRA's Financial Intelligence Unit, Blake S. Listen to learn about how the group has evolved in the way information is shared with the introduction of Threat Intelligence Products. 🎧 https://bit.ly/4cDlBr9
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Have you thought about serving on a FINRA Committee? 📺 Watch what committee members have to say about the benefits of joining, including surprising positive outcomes that they've been able to experience through their service. Learn more ▶️ https://bit.ly/4efggrq
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During FINRA's African American Network (FAAN) Week of Service held in June, FAAN hosted a virtual conversation on the importance of upholding the principles of diversity, equity and inclusion. Watch below to hear from FINRA's LaTricia Henderson, as she highlights what diversity means at FINRA.
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Are you a FINRA public arbitrator? Are you ready to take your skills to the next level and serve on the Chairperson Roster? Learn more ▶️ https://bit.ly/3DKnq5C
FINRA Online Learning Courses - Advanced Arbitrator Training | FINRA.org
finra.org
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The U.S. Securities and Exchange Commission, Municipal Securities Rulemaking Board and FINRA announced today that registration is now open for both in-person and virtual attendance of their Compliance Outreach Program for municipal market professionals. The event is open to the public and will take place on Wednesday, Nov. 20, and Thursday, Nov. 21, in Denver. Learn more ▶️ https://bit.ly/3VFaTJi
SEC, MSRB, FINRA to Hold Hybrid Compliance Outreach Program | FINRA.org
finra.org