Join FINRA on our newest initiative: Get Your Head in the Trade—a campaign to help novice, self-directed investors conquer investing FOMO and be sure an investment is right for them. Go to finra.org/tradesmart to explore and share resources and tools to ignite investor understanding and confidence. Learn more here ▶️ https://bit.ly/4cUPKBI
FINRA
Financial Services
Washington, District of Columbia 174,783 followers
Financial Industry Regulatory Authority
About us
FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair by writing and enforcing the critical rules and regulations that govern more than 3,300 firms and 610,000 brokers across the country. Our ultimate goal is to foster robust, but fair and orderly, markets in which America’s 90 million investors can feel confident. With more than 4,200 employees nationwide, FINRA is committed to a diverse, high-performance workplace. We recognize that it’s the hard work, passion and dedication of our team that makes FINRA the strong, successful organization it is. That’s why we offer a competitive compensation, benefits and services package. And at FINRA, we offer more than just a job; we provide employees with the learning and educational tools needed to enhance their knowledge, talents and abilities—whether it’s an online course to enhance productivity or a seminar to maximize leadership skills. At FINRA, we believe your work can be your passion.
- Website
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http://www.finra.org/careers
External link for FINRA
- Industry
- Financial Services
- Company size
- 1,001-5,000 employees
- Headquarters
- Washington, District of Columbia
- Type
- Nonprofit
- Founded
- 2007
Locations
Employees at FINRA
Updates
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Mark your calendars! 🗓️ Get ready to boost your skills with the Registration Systems Foundation and Disclosure Reporting Bootcamp with two back-to-back trainings in DC this October. Registration Systems Foundation Training (10/15) ▶️ https://bit.ly/41fIhqU Disclosure Reporting Boot Camp (10/16-10/17) ▶️ https://bit.ly/45RQXGC
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Through collaboration, FINRA staff bridge the gap between business and technology. Delve into our machine learning competition and see how we're creating a common language across teams. Read the blog 📰 https://bit.ly/47HOj8y
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FINRA reposted this
Hey, Brownie troop leaders and caregivers! 🚨 Guess what? The Brownie Entrepreneurship badges are now available in English and Spanish! 🙌 Your Girl Scouts will love exploring these fun and exciting badges. 🛒💖 Girls can build an entrepreneurial mindset and positive money habits as they dive into financial education. Huge shoutout to The FINRA Investor Education Foundation for their support! https://lnkd.in/g5HHx_cy FINRA Investor Education Foundation . . ¡Hola, líderes de tropa Brownie y cuidadores! 🚨 ¿Adivinen qué? ¡Las insignias de Emprendedurismo Brownie ahora están disponibles en inglés y español! 🙌 A tus Girl Scouts les encantará explorar estas divertidas y emocionantes insignias. 🛒💖 Las niñas pueden desarrollar una mentalidad emprendedora y hábitos monetarios positivos mientras aprenden sobre educación financiera. Muchas gracias a FINRA Investor Education Foundation por su apoyo. https://lnkd.in/g5HHx_cy FINRA Investor Education Foundation
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Are you a FINRA public arbitrator? Are you ready to take your skills to the next level and serve on the Chairperson Roster? Complete the Chairperson Training today and receive $200! Learn more ▶️ https://bit.ly/3DKnq5C
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Join FINRA, October 30-31 for our Diversity Leadership Summit 2024 focused on Framing the Future of Inclusion. This two-day, virtual event, features sessions that focus on cultural competency and financial capabilities. ☑️ Register here: https://bit.ly/3zgsssb ☑️ View the agenda: https://bit.ly/4e8SgFs
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📣 Join us October 9-10 for the 2024 Small Firm Conference! This hybrid event focuses on small firms’ practices and tips for complying with FINRA rules. ✔️ Check out the agenda: https://bit.ly/3AS8STm ✔️ Register now: https://bit.ly/46TFwzX
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The September edition details disciplinary actions FINRA issued for a range of misconduct, including two cases involving accounts of senior customers. Learn more ▶️ https://bit.ly/3Tx7ooe
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Today we announced the results of our latest Board of Governors election. John Vaccaro, Chair and CEO of MML Investors Services, was elected as a Large Firm Governor and Jennifer Szaro, Chief Compliance Officer of XML Securities, was elected as a Small Firm Governor and James Crowley, CEO of Pershing Advisor Solutions, was re-elected as Mid-Size Firm Governor. Learn more: https://bit.ly/3z7DrEm
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While FINRA will never ask you for money, there are scammers who might try to convince you otherwise. These financial fraudsters are posing as regulators and can look surprisingly real. Learn what to look out for: https://bit.ly/3doMfKN Mientras FINRA nunca le pediría dinero, hay estafadores que pueden intentar convencerlo de lo contrario. Estos estafadores financieros se hacen pasar por reguladores y pueden parecer sorprendemente reales. Aprenda qué debe tener en cuenta. Aprende a qué prestar atención: https://bit.ly/3DSo556 #FINRA101 #RegulatorImposterScams