RESEARCH
THE PERSONALITY-FUNCTION IN GESTALT THERAPY
Antonio Sichera
From the very origins of psychoanalysis, the question
of personality – its
status, possibilities
and limits – has
been an unsolved
problem.
the position expressed by Gestalt
Therapy through its
foundational text
cannot but appear
as fundamentally
contradictory.
1. Psychoanalysis and personality
From the very origins of psychoanalysis, the question of personality – its status, possibilities and limits – has been an unsolved
problem. In the Freudian model, in fact, the fundamental balance of subjectivity is so weighted in favour of the unconscious
that the minimal territory left to the conscious is subject to an
inevitable difidence which enormously limits its importance.
Consequently, the overall quality of the personality in Freud’s
work appears to be the result of psychological impulses and
thrusts which the organism is unable to dominate in its dayto-day awareness: one acts, thinks and feels on the basis of
submerged factors which are powerful enough to shed but
poor light on any aware deinition of the ego. An ego which
is called on to recover, thanks to therapeutic work, at least
partially the psychological territory which is normally lost, in
favour (above all) of the Id.
At irst sight, Jung’s approach does not appear to differ greatly.
From the point of view of Freud’s greatest ‘heretical’ pupil, the
starting-point still remains the comparison of the personality with
a «mask», if one takes this to be the original meaning of the
ancient persona of the Romans, that is, the dress with which we
cover ourselves every day, concealing our real self behind a role
or deinition. The scope of a possible recovery of the value and
consistency of consciousness, rated much more highly by analytical psychology than it was by its elder Freudian sister, does not
remove the similarities in initial input with that of the Viennese
master: as far as we know, day by day we think and do things
for ourselves, but if this is left to the naivety of the subject then it
turns out to be inevitably eroded by a sense of incompleteness;
it can be compared to a leaky waterproof covering and as a
serious obstacle in our journey towards truth.
In this context, the position expressed by Gestalt Therapy
through its foundational text cannot but appear as fundamentally contradictory. In Goodman’s writing, in fact, the psychoanalytical yeast is not killed off but is fostered through widespread moods of anarchy, amongst other things. Nevertheless,
17
from a different angle, in all of Gestalt Therapy, alternative
forms of fermentation are in evidence which project a different – and sometimes unexpectedly alternative – light upon the
personality and its domain. It could not have been otherwise,
however, in a work which never settles into a deinitive position
but which is ready to call everything into question (including
itself) when confronting the mobility and totality of existence.
We will now attempt to understand something of this.
2. The personality as a secondary construct: society
and language in Gestalt Therapy
If one reads the pages of Gestalt Therapy supericially, then one
risks being blinded by the undeniable refutation of any primacy
in the position of the personality. It is depicted, most commonly,
as a social construct overlying the original poiesis of the organism, drenched obviously in environmental elements but differently
from the way in which the personality is formed. Concretely, the
argument has two main threads: irst society and then language:
«Primitively, the ties of sex, nourishment, and imitation are social but pre-personal: that is, they likely do not require a sense
of the partners as objects or persons, but merely as what is
contracted. But at the stage of tool-making, language, and other acts of abstraction, the social functions constitute society in
our special human sense: a bond among persons. The persons
are formed by the social contacts they have, and they identify
themselves with the social unity as a whole for their further activity. […] ‘persons’ are relections of an interpersonal whole,
and ‘personality’ is best taken as a formation of the self by a
shared social attitude».1
The reasoning running through Goodman’s argument is crystal
clear. In following books like Communitas, the material author
of Gestalt Therapy was relecting undoubtedly a commonly
1 F. Perls, R. Hefferline, P. Goodman (1994)(or. ed, 1951),
Gestalt Therapy: Excitement and Growth in the Human
Personality. With a New Introduction By Isadore From and
Michael Vincent Miller, The Gestalt Journal Press, Highland,
NY, 92-93.
18
In Goodman’s writing, in fact, the
psychoanalytical
yeast is not killed
off. Nevertheless,
from a different angle, in all of Gestalt
Therapy, alternative
forms of fermentation are in evidence
which project a different – and sometimes unexpectedly
alternative – light
upon the personality and its domain.
In Goodman’s vision, the organism’s primary functions are intimately
social but still do
not presuppose the
appearance of the
traditional idea of
society.
The adult male in
sophisticated
society, then, in the
face of a chronic
social threat as
far as his integral
functioning is concerned, falls back
on mechanisms of
obliteration, hallucination, isolation
and regression and
creates an original
form of psychological problem
held standpoint of the foundational group when he intends to
separate the organism-in-contact-with-the-environment within a
uniied ield from what in common language is called a ‘person’. In Goodman’s vision, the organism’s primary functions
are intimately social but still do not presuppose the appearance of the traditional idea of society. We are born, that is,
we are immersed in an O/E ield and consequently we ind
ourselves exposed to the nourishing experience of contact, but
we experience all of this as socially inluenced organisms (if
we imitate others, feed ourselves and we live out our sexuality)
and not as ‘people’ who enter into interpersonal relationships
within a shared symbolic and cultural context. When, in fact,
one emerges from the state of the primary organic condition
and the social unity and the abstract culture with which human beings identify themselves come to light, as far as Gestalt
Therapy is concerned, there is a grave danger of substituting
(and not integrating) the basic organic level with the social
and interpersonal one. In contrast, ultimately, with Heidegger’s
reconstruction of Dasein, typical of the inluential Sein und
Zeit, Goodman denies that instruments and symbols (that is,
the techniques of material and cultural constructs, of exchange
and governance, as well as of science) are the primary constituents of the world. This substitution constitutes – according
to a hermeneutical line within Gestalt Therapy – an important
but dangerous form of progress that threatens the organism’s
equilibrium: the latter sees itself as bereft of any form of animal
satisfaction and of personal satisfaction, in the widest sense,
and inds itself obliged to invent that «[…] very recent acquisition of mankind» that is «the neurotically split personality as a
means of achieving equilibrium»2.
The adult male in sophisticated society, then, in the face of a
chronic social threat as far as his integral functioning is concerned, falls back on mechanisms of obliteration, hallucination, isolation and regression and creates an original form
of psychological problem, engendered by the impossibility, in a context characterised by extreme abstraction, and
strong juridical and cultural prescriptions, to serenely give
2 Ivi, 95.
19
expression to his individual social ‘animal’. Ultimately, «personality is a structure created out of such early interpersonal
relationships; and in its formation there has usually already
been the incorporation of an enormous amount of alien,
unassimilated or even unassimilable material (and this, of
course, makes the later conlicts between individual and society so much the more insoluble)»3.
Here, we ind ourselves facing the irst reason for difidence
towards the ‘secondary’ status of the personality, which a little
further ahead becomes ‘doubled’ in the book, in a certain area
of discourse on language and its impact on human life. The
personality is, in fact, also deinable as «a structure of habits
and words» and must therefore be placed in close relationship
with the acquisition of language, which is the most potent system
of symbols available to human beings. There is personality – in
Goodman’s opinion – when there is a «sub-vocal discourse»
(and thus, thought), when «convictions» are consolidated as
habits of syntax and of style, when «evaluations» are produced
and are considered as a whole composed of rhetorical stances.
The ‘verbal’, ultimately, gives a ‘personal’ form to the organism
(in that it is a preverbal entity), supplying it with interiorised
discursive thought, allowing it to form convictions and to formulate evaluations taking as its staring-point a determined linguistic
coniguration of the self. Even in this case, Gestalt Therapy energetically moots the question of the integration of the pre-verbal
and the verbal, afirming that in a physiological process which
is not externally conditioned, there would be a spontaneous bidirectional low, so it would be normal to have a return to the
pre-verbal from the verbal, as well as a forward movement of
the pre-verbal in the realm of language.
That is to say, by leaving the human organic dynamism alone,
there would be a normal integration of linguistic and conceptual abstractions with the primitive dimension of murmuring,
shouting, of non – modulated articulation of the voice-from
onomatopoeia to musical games – which accompany the fundamental experience of feeding, of imitating and of sexuality.
In a society like the modern one, however, over-crowded with
3 Ivi, 99-100.
20
There is personality – in Goodman’s
opinion – when
there is a «sub-vocal discourse» (and
thus, thought).
In a society like
the modern one,
however,
overcrowded with linguistic constructs
and a high rate
of abstraction and
symbolism which
normally occupy a
pre-eminent position, the free movement between preverbal and verbal
is practically impossible, so much
so as to produce
the neurotic, split
personalities that
Goodman
calls’
«verbalising personalities».
linguistic constructs and a high rate of abstraction and symbolism which normally occupy a pre-eminent position, the free
movement between preverbal and verbal is practically impossible, so much so as to produce the neurotic, split personalities
that Goodman calls’ «verbalising personalities».
This expression refers in the book to a quality that characterises the men and women of our time who are separated from
their roots and divorced from the intimate awareness of their
own bodies: it is entirely verbal, empty, shallow and lacking in
true contact with ones’ self. Language, for these individuals, is
merely an artiice with which to uselessly cover their distance
from the generative humus and the consequent deicit of a full
and nourishing contact with the environment. However, as we
have realised, the question does not end here.
3. Some contradictions. From the basic conflict to
the spectacular quality of language
On the basis of the considerations that have just been made,
those who think that they can easily classify Gestalt Therapy
among psycho-analytical approaches, on principal convinced
of a fundamental incompatibility between the individual and
society and equally doubtful about the cost/beneit ratio of
language, since it is both a capability but also a hindrance to
pre-linguistic man’s authentic sensory and motor nature, would
undoubtedly need to take a change of direction. A few sentences are enough to say why. In the irst place, I would refer
to the inal line of the long reconstruction we have just made
that led us to consider society, in its widest sense, as a factor
which deforms the original social instinct and thus of the origin
of a conlict that engenders unease:
«On the other hand, it is also likely (even if the different likelihoods are contradictory) that these ‘irreconcilable’ conlicts have
always been, not only at present, the human condition; and
that the attendant suffering and motion toward an unknown
solution are the grounds of human excitement»4.
4 Ivi, 96.
21
This passage is brief but extremely important. It brilliantly
presents us with the (profoundly hermeneutic) hypothesis
that the relationship between individual/society should not
be read in the usual Freudian terms of «civilization and its
discontents». Coherently with the fundamentals of his critical re-reading of Freud, and therefore of the vision of the
world as an element of the ield and thus of open possibilities, of reconstruction and of creative reworking, Gestalt
Therapy postulates the fertile doubt of whether the conlicting dynamic between social norms and individual urges
actually belongs to the fundamental experience of human
beings and, far from being an unavoidable curse, whether
it actually represents a decisive source of excitement and so
of energy from the point of view of contact and of growth.
We do not suffer from an irresolvable conlict, but we measure ourselves with the world, with its opportunities and its
asperities, taking from the meeting and from aggression the
vital lymph which turns us into subjects and makes us grasp
the Lebenswelt in which we are planted.
The same type of healthy reversal is found in the pages of
Gestalt Therapy that deal with language. If, on one hand, the
emergence of language can bring with it the risk of an undesirable burial of primary (and pre-verbal) urges of the organism,
on the other, language is portrayed in the book as a source of
immense potential in the moment in which it is well assimilated
in the contact process. «In speech of good contact, these levels
cohere in the present actuality»5.
It is a union between speech, as thought in its sub-vocal and
pre-personal social communication aspects: it is a form of
integration which reaches its apex in poetry, true therapy of
verbalisation and so an authentic pathway for the therapeutic
rebirth of the self.
This is because denying language is not the way to get out
of the cage, as many therapeutic models based on the body
think, on the contrary, we should seek in poetry the skeleton
key that will open the defences of the separation between
verbal and pre-verbal and will restore beauty and light to
5 Ivi, 101.
22
Gestalt Therapy
postulates the fertile doubt of whether the conlicting
dynamic between
social norms and
individual
urges
actually belongs
to the fundamental
experience of human beings.
In a world which
is not «[…] a lost
paradise» it makes
no sense to insist
on the purely theoretical and ideal dimension of the human which comes
before language,
but we should
blaze the trail of an
effective gestaltic
reconnection of the
levels of existence.
Placing the personality at the
beginning of the
book is a way to
assign a primary
role in the ield to
this highly controversial function
contact (and thus to life): «[…] the contrary of neurotic verbalizing and creative speech; it is neither scientiic semantics nor
silence; it is poetry»6.
In a world which is not «[…] a lost paradise»7 it makes no
sense to insist on the purely theoretical and ideal dimension of
the human which comes before language, but we should blaze
the trail of an effective gestaltic reconnection of the levels of
existence. It is there that language, declined in its purest form,
assumes an irremovable paradigmatic value.
In this context of personality one can then still speak of another light.
4. A different verbum relationis: the personalityfunction of the self
What does an alternative vision of the relationship between
the individual and society and of language involve? What
occurs in Gestalt Therapy is ultimately the construction of a
paradigm which is no longer in harmony with psychoanalytical prejudices. The proof and, above all, the consequences for
today of this new direction are manifold. Let us list them.
The irst element to consider is certainly the book’s subtitle:
Excitement and Growth in the Human Personality. Perhaps little
attention has been paid to the fact that in the reading pathway laid out in the irst words of Gestalt Therapy (the subtitle,
that is) two aspects are being focussed on: on one hand, excitement as the propulsive energy of experience and, on the
other, growth as the outcome, whilst the human personality is
situated as the balancing-place between the essential poles
of contact, its alpha and omega: excitement that moves the
organism or blocks it in angst, the growth that emerges from
good contact and rendered useless by the experiences which
are lacking in the physiological dynamism of the self. And it
does not end there. Placing the personality at the beginning of
the book is a way to assign a primary role in the ield to this
highly controversial function, when we realistically consider
6 Ibidem.
7 Ivi, 105.
23
the subjects of the experience as an indivisible mixture of body
and language, of sense and movement, of multiple languages.
It is almost that ultimately, if we look closely, a lot rests upon
precisely that apparently secondary level but which coincides
with the hips where contact experiences converge after an important number of them have been received. This brings us to
the second element.
Going back to language, in this more complex and less ideologically rigid vision, it comes as no surprise that Gestalt
Therapy considers the personality – in its intimate connection
with language – as an exceptional conquest: «A child forming
his personality by learning to speak is making a spectacular
achievement […]»8.
This means that the boost that the human organism receives
at the moment in which it begins the developmental process
of learning language is to be considered exceptional as well
as being tightly correlated to the formation of the personality: it is the ‘linguistic’ personality, self aware and capable
of expressing itself and thus of communicating with itself and
others. It is the great leap forward that makes us what we are
and which allows us to project ourselves out into the world.
That this dimension of linguistic self-awareness is absolutely
central is demonstrated by the analysis of the triple movement
contained in speech acts, where there is always an «it», the
message, an «I», the style and tone of the speaker, and a
«you», the rhetorical attitude, the desire, directed towards the
other, which is expressed in the words that are said (and, as
we have by now realised, rhetorical attitudes or habits is the
same thing as saying «personality»).
Now, it is precisely the level of the «you» that comes to
the fore in poetry, when the poet does not physically have
an interlocutor in front of him but when he creates his own
ideal audience he speaks to himself using the informal ‘thou’
form and he succeeds in reworking through this «thou», that
is, in the play of the personality-function, the many «thous»
that his personal history has accumulated, assimilated or
– above all – that have left an open wound in his body
8 Ivi, 100.
24
it is the ‘linguistic’
personality,
self
aware and capable
of expressing itself
and thus of communicating with itself
and others. It is the
great leap forward
that makes us what
we are and which
allows us to project
ourselves out into
the world.
which blocks the low of contact. Without this ability of linguistic reworking of the self which is typical of the personality-function, there would be no poetry and consequently
there would no longer be the possibility of an integration
between the organism and the environment suficient for a
world which is not a paradise, a world in which it is necessary (and also beautiful) to speak. However, Goodman’s
astute considerations concerning «spontaneity», seen as a
key factor in the process of good contact, need to be placed
and context and limited. Certainly, in a simple spontaneous
act, the three functions are merely the stages of creative
adaptation: the Id as bodily background, the ego as the
process of identiication/alienation, the personality as the
created igure, which the self becomes and assimilates in
the organism, joining it to the results of previous growth9.
However, in common daily experience, a dose of intentionality is normally required; this dose of intentionality and deliberate choice are normally much greater than an ideal one
(that is why the ego predominates), that is to say, we have a
happily disintegrating form of relaxation (and here we see
the centrality of the Id’s role), or, to take a different angle, a
synthetic component of autonomy and responsibility, which
belongs to the personality as a system of interpersonal attitudes. When «[…] for it is one’s own situation that one
engages in according to one’s role»10 then the personality
as «[…] responsible structure of the self»11 comes into play,
because it renders the process both adequate and appropriate. However, Goodman does not succeed in hiding – if
one thinks about the society and culture in which Gestalt
Therapy was written – his predilection and marked preference for spontaneity and the natural middle mode of contact
experience. Despite this, the considerations he makes concerning language and the personality remain as indicators
of a method and probably as a provocation which remain
exceptionally pertinent for us today.
9 Cfr. Ivi, 156-157.
10 Ivi, 161.
11 Ibidem.
25
In fact, even if one merely appreciates the bodily aspect which
is bound to the personality, the creative and linguistic expression of the substances assimilated in good contact – and therefore the background of contacting, in a diverse but not inferior
manner in relation to the Id – that is enough to ind oneself
face-to-face with the emergency of unease that we have today.
This emergency concerns experience which lacks the ‘rules of
engagement’ written in the body, which lacks vital reference
points to the context and to the ‘other’, without a personality
that constitutes the linguistic opening-out of the self and thus the
guide of creative excitement.
Today what is in doubt is not the question of the intensity of
emotions (on the contrary, they are pathologically sought) but
the integration of the various aspects of the subject: the possibility, that is, to be free to express oneself whilst one deines
oneself, whilst one occupies a place in the world and is able
to present oneself as a solid and integrated identity. Is it perhaps that the most signiicant gestaltic question with regards to
the unease of post-modern society is no longer «what do you
feel?» but also (and perhaps above all) of «who are you?»
given that the present is never separated from the lux of time?
26
Is it perhaps that
the most signiicant
gestaltic question
with regards to
the unease of postmodern society is
no longer «what
do you feel?» but
also (and perhaps
above all) of «who
are you?» given
that the present is
never separated
from the lux of
time?
Abstract
The status of the personality-function of the self is subject to a series of
thrusts and counter thrusts in Gestalt Therapy. Even though it is to be
found in the middle of the work and its title (Excitement and Growth
in the Human Personality), Perls and Goodman seem to consider
the personality as a secondary function, bound up with a less vivid
and spontaneous mode of human experience. At any rate, its space
in the developmental framework comes ‘after’ autonomy and ‘after’
language acquisition, in a less relevant zone of the self. However,
if one digs more deeply into the prose of the basic text one inds
that there is another facet to the issue. In truth, in the experience of
interpersonal contact, the personality-function takes on a central role
and guides the search for the correct positioning of the subject in the
world in relation to what is ‘other’.
27