applied
sciences
Article
Measuring the Reflection Matrix of a Rough Surface
Kenneth Burgi 1, *, Michael Marciniak 1 , Mark Oxley 2 and Stephen Nauyoks 1
1
2
*
Department of Engineering Physics, Air Force Institute of Technology, Wright-Patterson AFB,
OH 45433, USA;
[email protected] (M.M.);
[email protected] (S.N.)
Department of Mathematics & Statistics, Air Force Institute of Technology, Wright-Patterson AFB,
OH 45433, USA;
[email protected]
Correspondence:
[email protected]; Tel.: +1-937-255-3636
Academic Editor: Totaro Imasaka
Received: 17 March 2017; Accepted: 22 May 2017; Published: 31 May 2017
Abstract: Phase modulation methods for imaging around corners with reflectively scattered light
required illumination of the occluded scene with a light source either in the scene or with direct
line of sight to the scene. The RM (reflection matrix) allows control and refocusing of light after
reflection, which could provide a means of illuminating an occluded scene without access or line
of sight. Two optical arrangements, one focal-plane, the other an imaging system, were used to
measure the RM of five different rough-surface reflectors. Intensity enhancement values of up to
24 were achieved. Surface roughness, correlation length, and slope were examined for their effect on
enhancement. Diffraction-based simulations were used to corroborate experimental results.
Keywords: scattering; reflection matrix; transmission matrix; enhancement; phase modulation;
spatial light modulator
1. Introduction
The majority of surfaces can be considered rough when compared to the wavelength of visible
light. The microscopic surface-height variations of the rough surface cause incident light to diffusely
scatter. The scattering surface can be treated as a complex field that interferes with incident light to
produce reflected speckle patterns. If the complex field of the rough surface were known, a properly
modified incident beam could be used to eliminate the scattering effects of the rough surface and even
cause the light to refocus after reflection [1].
Transmissive inverse diffusion used phase modulation to shape the wavefront of incident light,
causing it to refocus after transmission through a turbid media [2–6]. These methods were also
demonstrated to work in controlling reflective scatter [7]. Reflective inverse diffusion is an iterative
process with intensity feedback from a CCD (charged-coupled device) detector to search for the SLM
(spatial light modulator) phase map that produced the brightest target spot in the observation plane.
This requires tens of thousands of intensity measurements and limits the phase map to a small subset
of available values.
Transmission matrices have been developed to map the effect of the complex field of the scatterer
on the incident light. These matrices provide the phase information required to control the resultant
light scatter [8–11]. These transmission matrices were measured with microscopic objectives and thin
films of turbid media, resulting in a propagation distance of less than 1 mm and an observation plane
field of view of a few hundred microns. The complex field representation is not limited to transmissive
scattering, but the reflective case represents a 103 increase in propagation distance and observation
plane size. Initial work in reflective inverse diffusion always placed the rough-surface reflector at
the focus of a positive lens, rather than in the image plane of a demagnifying microscope objective
as in the transmissive case [7]. This paper continues to examine the enhancement capabilities of the
Appl. Sci. 2017, 7, 568; doi:10.3390/app7060568
www.mdpi.com/journal/applsci
Appl. Sci. 2017, 7, 568
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RM (reflection matrix) with the rough-surface reflector at lens focus. Additionally, the RM will be
measured with the lens producing a demagnified image of the SLM at the rough-surface reflector.
Previous work in the transmissive scattering case shows enhancements (η) ranging from 50 to 1000
using both iterative and transmission matrix methods [3,5,8,10,12]. The cause of this wide range of
enhancement values is still currently being investigated, with some of the disparity likely caused
by noise [12]. Enhancement capabilities of the RM in laboratory experiments and diffraction-based
simulations are compared with surface roughness, correlation length, and slope to provide initial
insight into surface characteristics that effect enhancement. The simulations examined the effect on
enhancement of simplified device measurement error for the SLM and CCD along minute mechanical
vibrations that cause microscopic shifts in the optical setup.
Imaging around corners using reflectively scattered light has tremendous application in remote
sensing. Previous work in this area has always required the occluded scene to be illuminated by a light
source either in the scene or with direct line of sight of the scene [13,14]. This presents an application
problem since access to the occluded scene may not be possible. The goal of this RM research is to
provide a method of illuminating the occluded target scene without access or direct line of sight.
2. Background
Transmissive and reflective scattering are both linear, deterministic processes as long as the
scattering medium is static. In both cases, the resultant scattered field can be considered a linear
combination of the inputs. Phase modulation using an SLM divides up the incident light into several
individual segments, each with a unique phase. Every sampled location in the observed speckle field
is a linear combination of the field from the individual SLM segments. The field at the mth segment of
the observered field is given by [4],
N
Em =
∑ tmn An eiφn ,
(1)
n =1
where tmn is the mnth complex-valued element of the transmission/reflection matrix relating the light
from the nth SLM segment to the mth segment in the observation plane, and An eiφn represents the
amplitude and phase of the light from the nth SLM segment. Normalizing Equation (1) to intensity,
√
by setting An = 1/ N , the observed intensity is then,
1
Im = | Em | =
N
2
N
∑ tmn e
2
iφn
.
(2)
n =1
Intensity enhancement (η) is a measure of performance for controlling scattered light, defined in
transmissive experiments as the ratio of the average intensity of the optimized observation plane
segments that comprise the refocused spot, Iopt , to the average intensity of the unoptimized
background segments, h Irnd i [6]. Assuming the surface–height imperfections of the reflector are
on the order of a wavelength and follow a Gaussian distribution, the reflector can be modeled as an
average reflectivity with a uniform phase [15]. The reflector statistics can be used to show that the
expected maximum ideal enhancement is equal to N, and the total number of SLM segments [7],
η=
Iopt
= N.
h Irnd i
(3)
Ideal enhancement neglects the effects of polarization due to the linearly polarized input to the
SLM. The input is linear s polarized (perpendicular to the plane of incidence), where pure s (or pure p)
polarized light maintains a higher level of polarization after reflection from a rough surface [16].
The rotation caused by cross polarization is expected to be less than 25◦ , resulting in 90% of the
reflected field being polarized in the same direction as the input and accounting for more than 98% of
the measure intensity [16].
Appl. Sci. 2017, 7, 568
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The method used to measure the RM was based on work by Yoon et al. for measuring transmission
matrices of turbid media [17]. Yoon’s method was based on parallel wavefront optimization method
by Cui and expanded to measure the entire transmission matrix, rather than optimize to a single point.
Parallel wavefront optimization uses interference between reference and signal fields produced by
the SLM to extract the phase information of the RM [3,17]. The SLM segments are divided into two
groups, the Group 1 segments are each modulated at a separate frequency to produce the signal field,
while the Group 2 segments are held static to produce the reference field. The intensity of a given
segment in the observation plane is then a combination of the reference and signal fields given by [17],
Im = | Em |2 =
2
= | Rm2 | +
G
N
∑
tmn +
n = G +1
R∗m2
G
∑ tmp e
p =1
∑
2
tmp e jω p t
p =1
jω p t
2
G
= Rm2 +
tmp e jω p t
∑
p =1
G
+ Rm2
∑
p =1
t∗mp e− jω p t
G
+
G
∑∑
(4)
t∗mp tmq e j(ωq −ω p )t ,
p =1 q =1
where Rm2 is the sum of the static Group 2 segments that produce the reference field. The second term
of Equation (4) shows that the matrix coefficients, tmp , occur at discrete frequencies. The ( R∗m2 tmp )
coefficients can be extracted using the temporal Fourier transform of the segment intensity. This process
produces half of the matrix coefficients, and the roles of the SLM segments are then switched to capture
the other half of the RM coefficients. A third optimization is performed to bring both halves of the RM
into phase [17].
3. Methodology
3.1. Laboratory Experiments
The primary equipment for the laboratory experiment is a laser source, an SLM, and a CCD for
feedback. The laser source is a Thorlabs 5-mW HeNe laser (λ = 632.8 nm) with a linearly polarized
output. The laser is beam expanded to fully and uniformly illuminate the SLM. The Meadowlark
model P512 is an LCoS (liquid crystal on silicon) SLM consisting of 512 × 512 pixels, each capable
of over 16,000 discrete phase levels over a total 2π phase stroke. The SLM has an effective area of
7.68 mm × 7.68 mm with pixel pitch of 15 µm. Intensity feedback is recorded using a Thorlabs model
4070-GE monochrome CCD with a resolution of 2048 × 2048 pixels and a pixel pitch of 7.5 µm.
A total of five rough-surface samples were made from 1-inch aluminum squares. Each sample
received a different surface preparation; the first was bead blasted, while the remaining four were
polished with 100 grit, 220 grit, 320 grit, and 600 grit sandpaper. Surface profiles of each sample were
measured using a Tencor stylus profiler in both the x- and y-directions. The surface roughness, σ,
was calculated as the standard deviation in surface height in each direction and then averaged together
to produce a single roughness value per sample. The sample roughness, σ, and autocorrelation length,
ℓc , are in Table 1.
Appl. Sci. 2017, 7, 568
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Table 1. Summary table for the five aluminum samples. Roughness (σ) is the standard deviation of the
sample surface height. Correlation (ℓc ) is the autocorrelation shift to reduce the maximum value by
e−1 . Slope (s) is the RMS (root mean square) surface slope. Correlation (ℓλ/2 ) is the lateral distance
required to change the surface height by λ/2 at the RMS slope (s). The samples average enhancement
(ηavg ) and maximum enhancement (ηmax ) achieved with each optical setup is included.
Aluminum
Samples
Roughness
σ/µm
Correlation
ℓc /µm
Slope
s
Correlation
ℓλ/2 /µm
100 Grit
220 Grit
Bead Blasted
320 Grit
600 Grit
2.13
1.67
1.04
0.63
0.45
54.25
35.25
30.25
13.75
16.00
0.143
0.141
0.105
0.107
0.066
2.21
2.24
3.00
2.97
4.79
Focal-Plane
ηavg ηmax
1.6
1.5
2.2
1.3
1.3
7.2
5.8
8.5
4.5
6.0
Image Plane
ηavg
ηmax
2.2
3.1
6.1
4.3
5.4
10.1
13.3
22.5
16.7
24.2
The RM of each sample was measured in three separate locations using the optical setup shown
in Figure 1. This is the same optical setup used in the original reflective inverse diffusion experiments
where the rough-surface reflector was placed at the focus of lens L1 [7]. The RM measurements were
also repeated using the optical setup shown in Figure 2, where the single lens system produces a
1/8-scale image of the SLM on the rough-surface reflector. The RM was then used to refocus light
individually to each of the M segments of the observation plane. The average and maximum intensity
enhancement for each sample is shown in Table 1.
Figure 1. Focal-plane optical setup for reflective inverse diffusion. A vertically polarized HeNe laser
is expanded, collimated, and normally incident on the SLM (spatial light modulator). The phase
modulated beam is then focused onto the rough-surface reflector with positive lens (L1 ) and the
reflected speckle pattern is recorded by the CCD (charged-coupled device). The mirror (M1 ) and the
NPBS (non-polarizing beam splitter) are used to allow normal incidence with the SLM. For focal-plane
experiments and simulations, the lens focal length, f , is 500 mm, and the distances Z1 and Z2 are
15 ± 0.5 cm and 50 ± 0.5 cm, respectively.
Appl. Sci. 2017, 7, 568
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Figure 2. Image plane optical setup for reflective inverse diffusion. A vertically polarized HeNe laser
is expanded, collimated, and normally incident on the SLM. The lens (L1 ) produces a demagnified
image of the phase modulated beam onto the rough-surface reflector and the reflected speckle pattern
is recorded by the CCD. The mirror (M1 ) and the NPBS are used to allow normal incidence with the
1
s
SLM. The demagnification of the system is i ≈ .
so
8
3.2. Simulations
The propagation model assumes that the SLM is illuminated by a unit amplitude ideal plane
wave. The individual SLM segments are represented by unimodular complex coefficients. The phase
of these coefficients represents the phase delay imparted by the SLM segments onto the incident plane
wave. At λ = 632.8 nm, aluminum has a reflectivity greater than 0.9, and a complex index of refraction
of n ≈ 1.4 + i7.5 with a penetration depth of just a few nanometers [18,19]. Thus, absorption and
transmission are neglected when modeling the aluminum rough-surface reflectors and the samples
are modeled as unimodular complex numbers. The random phase imparted by the rough surface is
related to the surface-height fluctuations or surface roughness. Assuming a Gaussian surface-height
distribution with a standard deviation equal to or greater than λ/2, the phase distribution becomes
uniform when wrapped to the interval [−π, π ] [15].
Diffraction-based models were simulated using the MATLAB® two-dimensional FFT (fast Fourier
transform) and the Rayleigh–Sommerfeld transfer function [20]. For the focal-plane optical setup in
Figure 1, the complex field at the observation plane is calculated using the Rayleigh–Sommerfeld
transfer function and spatial Fourier transform property of the lens. The field in the observation plane
is then given by [7],
UCCD (u, v) = F −1 {F {e
j 2kf (u2 +v2 ) jθ (u,v)
e
F {USLM ( x, y)} H ( f x , f y )|z=z1 } H ( f u , f v )|z=z2 },
(5)
where k is the wavenumber, and H ( f x , f y ) is the Rayleigh–Sommerfeld transfer function [21].
The coordinate axes of source plane at the SLM are given in ( x, y), where the coordinate axes of
the sample plane at the lens focus are given in (u, v). The horizontal and vertical spatial frequencies
of the source and sample planes are ( f x , f y ) and ( f u , f v ), respectively. The focal length of lens L1 is
f , and z1 and z2 are the distances from the SLM to the lens and the reflective sample to the CCD,
respectively. The rough surface is represented by e jθ (u,v) , where the phase function θ (u, v) is a random
uniform distribution from [−π, π ].
Appl. Sci. 2017, 7, 568
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Ideal imaging is assumed for the configuration in Figure 2. Propagation from the SLM to the
rough sample is reduced to a global phase shift and can be ignored. The rough surface then randomizes
the phase of the ideal image, which is then propagated to the CCD in the observation plane using the
Rayleigh–Sommerfeld transfer function. Thus, the field in the observation plane is given by,
UCCD (u, v) = F −1 {F {e jθ (u,v) USLM (
so so
u, v)} H ( f u , f v )|z=z2 },
si si
(6)
where so is the object distance from the SLM to the lens L1 , and si is the image distance from the lens
L1 to the rough-surface sample.
3.3. Segment Size
The number of SLM segments, N, is directly proportional to the maximum ideal enhancement of
the refocused spot on the CCD. The parallel wavefront modulation method used to measure the RM
requires 4N + 8 intensity measurements [17]. For all the experimental RM measurements, the SLM was
divided into 1024 equal-sized segments, arranged 32 × 32, which required 4104 intensity measurements
to measure the RM. This was the largest number of segments that could be equally sized and utilized
the entire SLM area.
The segment size of the CCD also affects enhancement. Parallel wavefront modulation measures
the RM in two separate halves. If the CCD segment size is too large, the two halves of the RM may
focus on separate locations within the same CCD segment, resulting in a larger blurred spot with lower
overall enhancement. The only indication that a CCD segment is too large is the lack of enhancement
increase during the third step of parallel wavefront optimization of phase matching the two halves
of the RM. Selecting a CCD segment size that is smaller than necessary increases the total number
of segments and increases the memory and processing time of the RM measurement. The best CCD
segment size was found to be approximately 1/2 the size of the predicted diffraction-limited spot of the
optical system.
The predicted spot size for the optical system shown in Figure 1 was calculated in the original
reflective inverse diffusion proof-of-concept experiments [7]. The radius of the final spot was given by
q2 ≈
z2 DSLM
√ ,
f 2 N
(7)
where z2 is the distance from the sample to the CCD, f is the focal length of lens L1 , DSLM is the width
of the SLM, and N is the total number of SLM segments. Using Equation (7), the CCD segment size for
the focal-plane optical setup is 120 µm, which is 16 × 16 pixels on the Thorlabs 40740M CCD.
The predicted spot size for the imaging system in Figure 2 is calculated as the diffraction-limited
spot produced by an aperture the size of the demagnified SLM image that is applied to the
rough-surface reflector. The radius of the final spot is then given by,
q2 ≈
λz2
si
D
so SLM
=
so λz2
,
si DSLM
(8)
where so is the object distance from the SLM to lens L1 , and si is the image distance from lens L1 to
the rough-surface sample. Thus, the segment size for the imaging system is 317 µm, which is 42 × 42
pixels on the Thorlabs 4070M CCD.
4. Results and Analysis
4.1. Experiments
The RM was measured three times along the diagonal of each sample, top left corner, center,
and bottom right corner, for both the focal-plane and imaging optical systems. The RM was then used
Appl. Sci. 2017, 7, 568
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to focus the incident beam to 1024 different segments of the CCD and record the enhancement of the
target segment over the background segments. The maximum enhancement for each sample, ηmax ,
is the average peak enhancement from each of the three measured RMs. The average enhancement for
each sample, ηavg , is the mean enhancement value over all the segments from all three RM. The ηmax
and ηavg for each of the five samples are recorded in Table 1.
Data trends in Figure 3 show that enhancement decreases as surface roughness increases for
the imaging system. The enhancement for the focal-plane system is almost flat with the average
enhancement just slightly larger than 1; the target segment intensity is not significantly higher than
the background. The difference between constructive and destructive interference is a surface height
change of λ/2, thus the rate at which the surface height changes is a better predictor for enhancement.
The RMS surface slope indicates the rate of the surface-height fluctuations and was determined from
the profile data from each sample. For discrete profile data, the surface slope is given by [22],
s=
"
1 K −1
K − 1 k∑
=1
z k − z k −1
− zˆ′
x k − x k −1
2 # 12
,
(9)
25
rit
10
0
G
rit
22
0
G
B
Bl ead
as
te
d
rit
G
0
32
60
0
G
rit
where K is the total number of measurements, zk is the surface height from the profilometer, xk is
z − z1
the lateral sample distance, and ẑ′ = K
, the average slope. The RMS slopes of the samples are
K∆x
included in Table 1. In general, the samples with larger RMS slope showed lower enhancement.
20
Ima
gin
gS
yst
em
Ma
Enhancement (η)
xE
nha
nce
15
me
nt
10
x Enhancement
Focal Plane System Ma
Imaging S
5
ystem Ave
rage Enhan
cement
Focal Plane System Average Enhancement
0
0.4
0.6
0.8
1
1.2
1.4
1.6
1.8
2
2.2
Roughness (σ) µm
Figure 3. Enhancement (η) vs. Surface Roughness (σ). The surface roughness measured by the Tencor
profilometer is plotted with enhancement. Linear trend lines are included. For the focal-plane system,
maximum enhancement is shown in red, while average enhancement is shown in magenta. For the
imaging system, maximum enhancement is shown in blue, while average enhancement is shown
in cyan.
Appl. Sci. 2017, 7, 568
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The correlation length, ℓc in Table 1, is defined as the shift required to lower the autocorrelation
of the surface height profile by a factor of e−1 of the maximum value [22]. The apparent inverse
relationship between correlation length and enhancement is counter-intuitive but is not conclusive
since the samples with the longest correlation length also have the highest roughness. None of
the samples showed Gaussian surface-height distributions, and with regards to reflective inverse
diffusion, the standard e−1 definition used for correlation length is overly optimistic due to the small
surface-height difference between constructive and destructive interference. For reflective inverse
diffusion, the proposed lateral dimension, ℓλ/2 in Table 1, is described as the distance required to
achieve a λ/2 change in surface height given the RMS slope. The slope is calculated for each profile
measurement recorded by the stylus profiler and averaged to produce a single ℓλ/2 for each sample.
The surface profiles collected from the bead blasted sample showed widely varying slopes up to ±35%
from the average slope used to determine ℓλ/2 . The enhancement performance from the bead blasted
sample is likely inflated by an RM measured in area of the sample with a significantly larger ℓλ/2 than
calculated from the average slope. Enhancement is plotted with ℓλ/2 in Figure 4. The imaging system
shows that enhancement increases with ℓλ/2 . The data is inconclusive in the focal-plane system due to
low enhancement values and virtually flat trends.
nt
me
em
yst
Ma
ce
han
n
xE
gS
gin
Ima
Enhancement (η)
600 Grit
Bead Blasted
320 Grit
20
220 Grit
100 Grit
25
15
10
Focal Plane System Max Enhancement
5
tem Average
Imaging Sys
t
Enhancemen
Focal Plane System Average Enhancement
0
2
2.5
3
3.5
4
4.5
5
Lateral Surface Dimension (ℓλ/2 ) µm
Figure 4. Enhancement (η) vs. Lateral surface dimension (ℓλ/2 ). The lateral surface dimension, ℓλ/2 ,
is plotted with enhancement. The focal-plane system shows no change in enhancement with ℓλ/2 .
However, the average enhancement of 1 indicates that the target segment has the same intensity as
the background.
4.2. Simulations
The RM produced by the simulation of the focal-plane system in Figure 1 was used to calculate
the enhancement for 1024 different observation plane segments. The rough-surface reflector was
Appl. Sci. 2017, 7, 568
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made up of individual segments with a uniform phase distribution. The phase of each segment
was independent, which leads to a delta-correlated sample. The segment size is a measure of lateral
correlation, but due to the phase independence between each segment, it was not directly comparable
to ℓc of the tested aluminum samples.
The phase of the simulated rough-surface segments is a uniform distribution over [−π, π].
If bounded over a single wavelength, the phase distribution gives a surface height range from [− λ2 , λ2 ].
Since the simulated rough-surface segments are independent, the surface-height difference (zk − zk−1 )
in Equation (9) for surface slope is a random variable with the same uniform distribution and an
expected value of λ/2. Assuming a mean slope of ẑ′ = 0, the RMS surface slope for the simulated rough
surface is given by,
ssim =
"
1 K −1
K − 1 k∑
=1
E [ z k − z k −1 ]
∆x
2 # 21
=
"
1 K −1
K − 1 k∑
=1
λ/2
∆x
2 # 21
=
λ
,
2∆x
(10)
where ∆x is the dimension of the simulated rough-surface sample segment. For the simulations
ℓλ/2 = ∆x, the simulated rough-surface segment size.
Lateral surface dimensions (ℓλ/2 ) from 10.3 µm to 660 µm were simulated. Maximum enhancement
was achieved with ℓλ/2 = 41 µm , which produced an enhancement of ηmax = 907 or 88% of the
predicted ideal maximum from Equation (3). The best average enhancement of the 1024 simulated
measurements was achieved with ℓλ/2 = 82 µm, which produced an enhancement of ηavg = 708.
Increasing ℓλ/2 beyond 82 µm caused both the maximum and average enhancement to decrease.
In the focal-plane system, the individual SLM segments act as individual apertures. The spacing
and phase of the SLM segments create fringe patterns in the diffraction-limited spot incident on
the rough-surface reflector. The sum of all interferences from the SLM segment pairs produces a
wavefront that conjugates the phase imparted by the rough-surface reflector to produce a wave that
converges in the observation plane. Segment pairs that are farthest apart produce the narrowest fringe
spacing of 41 µm. This represents the smallest lateral surface dimension (ℓλ/2 ) that the focal-plane
system can conjugate and explains the peak maximum enhancement at 41 µm for the focal-plane
system, see Figure 5. Using the RM to refocus light ensures that the light at the target segment is all
in-phase, but it does not guarantee it is the only segment where the light is in-phase. In the focal-plane
system, as the correlation length of the simulated sample increased, higher-order fringes are incident
on the same simulated sample segment and remain in phase. This produces additional foci in the
observation plane that increase background intensity and decrease enhancement as the correlation
length is increased (see Figure 5).
Simulations of the imaging system shown in Figure 2 assumed a 1-mm2 ideal image of the SLM
projected onto the rough-surface reflector. The SLM was modeled with n = 1024 equal-sized segments,
arranged 32 × 32 across the SLM, each with an area of 31.25 µm × 31.25 µm. The lateral surface
dimension of the simulated SLM image is the dimension of a single SLM segment, ℓλ/2,SLM = 31.25 µm.
The rough-surface reflector was modeled with discrete segments all with unit magnitude and a uniform
phase distribution. The ℓλ/2 of the simulated rough surface was adjusted by varying the number of
segments used in the model. Simulations were performed with rough-surface lateral dimensions (ℓλ/2 )
as high as 500 µm, and as low as 7.8 µm.
When the lateral surface dimension of the simulated rough surface was identical to the lateral
surface dimension of SLM image, ℓλ/2 = ℓλ/2,SLM , the simulated RM achieved a maximum
enhancement of ηmax = 673 with an average enhancement of ηavg = 310. This represents 30–65% of the
performance predicted by Equation (3). This performance drops to 28–39% as the correlation length of
the rough surface decreases to 1/4 of the correlation length of SLM image. The best performance of
40–73% was achieved when ℓλ/2 = 4ℓλ/2,SLM .
Appl. Sci. 2017, 7, 568
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1000
Focal Plane Average Enhancement
Focal Plane Maximum Enhancement
Image Plane Average Enhancement
Image Plane Maximum Enhancement
900
Enhancement (η)
800
700
600
500
400
300
200
100
0
100
200
300
400
500
600
700
Lateral Surface Dimension (ℓλ/2 ) µm
Figure 5. Simulated Enhancement (η) vs. Lateral Surface Dimension (ℓλ/2 ). The red solid line
shows average enhancement of the focal-plane system, while the red dotted line shows maximum
enhancement. The solid blue line shows average enhancement of the imaging system, while the blue
dotted line represents maximum enhancement.
The simulations with the longer lateral surface dimension (ℓλ/2 ) produced greater enhancement,
both the maximum achieved by a single observation plane segment and the average enhancement
of the simulated 1024 observation-plane segments. The enhancement is plotted with lateral surface
dimension (ℓλ/2 ) for both the focal-plane and imaging systems in Figure 5. The focal-plane system
achieves much higher peak enhancement, but only at specific correlation lengths before it rapidly
decreases. The imaging system outperforms the focal-plane system at shorter values of ℓλ/2 in both
maximum and average enhancement. For longer values of ℓλ/2 , the enhancement of the imaging
system remains stable and does not decrease.
In the imaging case, the SLM is imaged and directly applied to the rough-surface reflector.
The SLM segments conjugate the phase changes imparted by the reflector and produce a converging
wavefront. As the lateral surface dimension (ℓλ/2 ) of the sample increases, fewer adjustments to
the phase map are required. Extended to the perfect mirror case, the SLM phase map becomes
the discretized phase function for a positive lens with the focal length in the observation plane.
The background intensity does not increase with correlation length as in the focal-plane system.
As correlation length increases, diffraction from the SLM segments and phase quantization error of the
SLM become the limiting factors for enhancement.
4.3. RM Properties
The RM measured with the focal-plane and imaging systems both maintained the ability to refocus
light to a single CCD segment or multiple segments simultaneously, similar to their transmission
matrix counterparts. Multiple segments are enhanced simultaneously using the same process as
the transmission case, by using a linear combination of the rows of the RM [17]. Simulations of the
focal-plane system show single-segment enhancement in Figure 6a, and multi-segment enhancements
in Figure 6b,c. The imaging system with the 600-grit aluminum sample demonstrates single-segment
and simultaneous multi-segment enhancements and are shown in Figure 6d–f. Each spot location is
Appl. Sci. 2017, 7, 568
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labeled with its corresponding (row, column) coordinates. As the enhancement was split over multiple
segments, the background intensity becomes more visible.
(72, 72)
(96, 96)
(72, 72)
(96, 96)
(96, 96)
(120, 120)
(a)
(b)
(24, 24)
(32, 32)
(32, 32)
(c)
(24, 24)
(32, 32)
(40, 40)
(d)
(e)
(f)
Figure 6. Observation plane intensity patterns (a–c) are computer simulations of the focal-plane system
and (d–e) are laboratory results of the imaging system with the 600 grit aluminum sample. Above each
spot are the (row, column) coordinates of the given observation plane segment. Phase maps generated
by the RM (reflection matrix) are used to refocus light to single or multiple segments in the observation
plane. (a) a simulated single-segment enhancement of η = 348 over background speckle; (b) simulation
of two foci optimized simultaneously at (72, 72) and (96, 96) with enhancements of η = 47 and 56,
respectively; (c) simulation of three foci generated with increased background speckle at (72, 72),
(96, 96), and (120, 120) with enhancement values of η = 26, 32, and 29, respectively; (d) demonstrated
single-segment enhancement of η = 18 over background speckle using the imaging system with the
600 grit aluminum sample (e) two segments are optimized simultaneously, measured enhancement for
both foci is η = 10; (f) three foci are generated with increased background speckle at (24, 24), (32, 32),
and (40, 40), enhancement values are η = 7, 6, and 7, respectively.
4.4. Predicted vs. Measured Enhancement
The best enhancement values from the aluminum samples were 10 to 24 times the RMS
background intensity, which is less than 10% of the average enhancement of 300 to 400 achieved
in simulation. Device error does not account for this discrepancy. Simulations included a random
intensity fluctuation of ±5% for each CCD pixel, while SLM pixels included a similar ±5% fluctuation
in phase. For both the imaging and focal-plane simulations, this random device error of ±5% only
decreased the average enhancement by approximately 10%. The RM is measured using the temporal
FFT of intensity measurements from the CCD. Since the random intensity fluctuations do not occur at
a specific frequency, the noise does not have a significant effect on the RM coefficients.
The aluminum samples are assumed to be stable for much longer than the five minutes it takes
to measure the RM. However, mechanical sources in the laboratory, such as the ventilation system,
fume hoods, cooling fans, water and compressed air lines, produce micro-vibrations in the optical
Appl. Sci. 2017, 7, 568
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setup that cause the incident light to shift on the rough-surface reflector. The oscillation of the RM
measurement area produces intensity measurements that belong to several different RMs. For the
imaging system with a simulated rough-surface lateral dimension of ℓλ/2 = 7.8 µm, incorporating
a random vertical and horizontal shift of the sample by 23.4 µm, reduces average enhancement to
ηavg = 6 and maximum enhancement to ηmax = 43. For the focal-plane system with a simulated
rough-surface lateral dimension of ℓλ/2 = 10.3 µm, a simulated vibration magnitude of 20.6 µm
produces maximum enhancement of ηmax = 12 and an average enhancement of ηavg = 2.3.
The lateral surface dimension (ℓλ/2 ) for the aluminum samples is much smaller than can be
simulated without an unacceptable increase in processing time. However, trends between enhancement
and ℓλ/2 from the experiments and simulations were extended and plotted for comparison in Figure 7.
The imaging system shows the best alignment between experimental and simulation trends for
maximum enhancement. The imaging system average enhancement trend lines for experimental
and simulation data have matching slope despite the increase in separation. The experimental
data for the focal-plane system showed very low enhancement with predominately flat trends for
both average and maximum measured enhancement. Similar enhancement levels are achieved in
simulation for ℓλ/2 = 10.3 µm with the addition of the random vibration oscillation of 20.6 µm.
Simulations show enhancement increases for ℓλ/2 > 10.3 µm. This could indicate that the correlation
length of the aluminum samples is too small for the focal-plane system to be effective in the given
laboratory conditions.
50
d
ren
nT
ula
tio
45
Imaging System
Max Enhancement
Tre
nd
Sim
40
rim
Focal Plane System
Max Enhancement
pe
30
Ex
Enhancement (η)
en
tal
35
25
20
15
nd
re
T
ion
lat
mu
Imaging System
Average Enhancement
Si
Si
d
ren
10
Focal Plane System
Average Enhancement
e
erim
Exp
lT
nta
end
n Tr
atio
mul
5
nd
tion Tre
Simula
Experimental Trend
0
5
10
15
20
25
Lateral Surface Dimension (ℓλ/2 ) µm
Figure 7. Enhancement (η) vs. Lateral Surface Dimension (ℓλ/2 ). Simulations are conducted with
a random shift in the sample prior to each intensity measurement. The solid lines are experimental data
trends, and dashed lines represent simulation data trends. The simulated focal-plane system is subject
to a random 20.6-µm shift; maximum enhancement is shown in red, while average enhancement is
shown in magenta. The simulated imaging system is subject to a random 23.4-µm shift; maximum
enhancement is shown in blue, while average enhancement is shown in cyan.
Appl. Sci. 2017, 7, 568
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5. Conclusions
Yoon’s method for measuring transmission matrices was successfully implemented to measure
an RM. The method only requires the optical system to be linear. Both the focal-plane and the imaging
systems produced RM capable of refocusing light onto the CCD. The RM is capable of enhancing
a single CCD segment, or multiple segments simultaneously. For single segment enhancement, the
focal plane system achieved a maximum intensity enhancement of 8.5 and the imaging system achieved
a maximum intensity enhancement of 24.2.
Simulations showed that the focal-plane system achieves higher levels of enhancement for specific
lateral surface dimensions (ℓλ/2 ); outside of this optimum range, the imaging system produces better
enhancement. Laboratory data showed that the imaging system consistently produced higher levels of
enhancement than the focal-plane system on all of the samples tested. This was expected as simulations
predicted the imaging system would achieve higher levels of enhancement at lower values of ℓλ/2 .
The enhancement for both the focal-plane and imaging systems was significantly lower than
that predicted by Equation (3) for the ideal simulated results. The primary cause of this was minute
mechanical vibrations in the optical setup. This problem is accentuated due to the much longer
propagation distances associated with reflective inverse diffusion and are not found in the transmissive
case. Although enhancement for both methods was affected, incorporating a simple random vibration
in the simulation model showed that the imaging system was capable of greater enhancement values
in this non-ideal case. This is corroborated by the higher enhancement values achieved by the imaging
system in the laboratory.
Further research is required to solidify the RM measurement method. Improving the vibration
isolation of the optical system will be key to improving the RM enhancement performance.
Mathematical methods for combating the effects of vibration, such as DDDAS [23], should also
be explored as a more cost-effective solution. Ideally, in the imaging case, the incident light is scattered
by the same part of the rough surface regardless of which CCD segment is enhanced. Since the rough
surface is assumed to be static, the scattering is deterministic [4]. Further research may yield methods
of exploiting the deterministic process and lead to methods of reconstructing missing portions of the
RM from partial data, or expanding an RM to include additional CCD segment locations without
requiring the RM to be re-measured.
Acknowledgments: This work is supported by the Air Force Office of Scientific Research. The views expressed
in this article are those of the authors and do not reflect the official policy or position of the United States Air
Force, Department of Defense, or the United States Government. This material is declared a work of the U.S.
Government and is not subject to copyright protection in the United States.
Author Contributions: Kenneth Burgi developed the mathematical model, conducted the MATLAB® simulations,
laboratory experiments, and wrote the paper. Michael Marciniak contributed to the idea, the mathematical
model, and organization of the research. Mark Oxley contributed to development of the mathematical model.
Stephen Nauyoks supplied laboratory test samples and assisted with the interpretation of the experimental results.
Conflicts of Interest: The authors declare no conflict of interest.
Abbreviations
The following abbreviations are used in this manuscript:
AFIT
DMD
LCoS
SLM
HeNe
CCD
NPBS
BNS
DFT
Air Force Institute of Technology
digital mirror device
liquid crystal on silicon
spatial light modulator
helium-neon
charge-coupled device
non-polarizing beam splitter
Boulder Nonlinear Systems
discrete Fourier transform
Appl. Sci. 2017, 7, 568
FFT
TM
RM
DMD
SBIG
BRDF
FWHM
RMS
SNR
SF
NPBS
DDDAS
14 of 15
fast Fourier transform
transmission matrix
reflection matrix
digital micro-mirror device
Santa Barbara Instruments Group
Bidirectional Reflectance Distribution Function
full width at half max
root mean square
signal-to-noise ratio
spatial filter
non-polarizing beam splitter
dynamic data driven applications systems
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article distributed under the terms and conditions of the Creative Commons Attribution
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