Journal of Dharma Studies (2018) 1:147–161
https://doi.org/10.1007/s42240-018-0004-6
ORIGINAL ARTICLE
Bhakti and Henadology
Edward P. Butler 1
Published online: 25 July 2018
# Springer Nature Switzerland AG 2018
Abstract
In henadological Platonism, the significance of “the One” is understood to lie, not in an
eminent singular entity, but in the modes of unity and the ways of being a unit. The
science of units qua units is a systematic ground and counterweight to substance-based
ontology, and manifests an organic bond with theology as the science of relation to
supra-essential individuals or Gods. Because of the basic nature of unity relative to
being, doctrines respecting unity tend to situate themselves as critiques of ontology;
they exhibit both an analytical and a soteriological value. For its part, bhakti is not a
mere sectarian movement but rather an inquiry at once speculative and practical into the
nature of the relationship between the human and the divine. It bridges the diverse
genres of ancient Indian thought (including the theophanic/cultic, the epic, along with
diverse philosophical perspectives) and displays key commonalities with henadological
Platonism. This paper begins the process of identifying these common themes with
particular reference to the Bhagavadgītā. Chief among its themes is the distinction
between structuring cause and structured mixture, which runs through Platonism from
the Phaedo to the doctrine of principles, and which parallels the account of action in the
Gītā as freedom independent of result, insofar as the latter pertains to the solidarity of
worldly causality heteronomous to the agency of the ātman.
Keywords Bhakti . Bhagavadgītā . Henadology . Platonism . Polytheism . Proclus
The suppression of polytheistic Platonism in late antiquity, culminating in the prohibition of public teaching by Pagans in 529 CE, was the necessary precondition for the
successful appropriation of Hellenic philosophy, which had been born and nurtured in a
polytheistic religious environment, into Christian monotheistic thought. This appropriation involved a particularly bold transformation in the relationship between the first
principle in Platonic thought, namely, Unity or “the One,” and Being. “The One” which
* Edward P. Butler
[email protected]
1
Independent Scholar, New York, NY, USA
148
Journal of Dharma Studies (2018) 1:147–161
the Parmenides, the most authoritative text for the metaphysics of late antique Platonism, explicitly states neither is, nor is one (141e), is, for the tradition of thought which
will follow upon the silencing of Pagan Platonism, treated instead as identical to the
monotheist’s God, the “supreme being.” The resulting amnesia with respect to the
function of the Platonic first principle as the principle of individuation and not itself an
individual, and a principle of existence irreducible to being qua being, was to have
profound consequences for Western thought, and for the Western reception of Indian
thought.
Two recent articles by Vishwa Adluri, “Plotinus and the Orient: Aoristos Dyas”
(2014) and “Philosophical Aspects of Bhakti in the Nārāyaṇīya” (2015), have urged a
reconsideration of the parallels between Platonism and bhakti theory as represented in
the Mahābhārata,1 finding in the Nārāyaṇīya in particular a combination of elements
that make it, and bhakti theory more generally, the optimal basis for the comparative
study of Platonic (in the case of Adluri’s articles, Plotinus specifically) and Indian
thought. The present essay seeks to contribute specialist knowledge of henadological
Platonism to this project of forming a bridge between bhakti theory and Platonism
through a henadological reading of what has been called “the principal monument to
bhakti,” the Bhagavadgītā.2 Unlike Adluri’s articles, the present essay takes Proclus as
its model for Platonic thought, inasmuch as he represents the fullest systematic
articulation of Platonism in antiquity.
The present essay seeks the most fruitful conceptual foundation for dialogue between these philosophical traditions, in particular with respect to the set of “problems
… to be taken up in future research” as indicated by Adluri,3 philosophical problems
which concern the nature of the ultimate principle—the unity of the One and its
relationship to multiplicities of diverse kinds—and the consequences for soteriology
of the nature of unity. Accordingly, the Platonism upon which it draws is at once a
synthesis and an explication of the tradition. Henadological Platonism is meant to
reintroduce as a living philosophical position the fullest systematic expression Platonism achieved at the end of antiquity, as we find it especially in Proclus and Damascius,
before it was subverted by Christian hegemony. The point of isolating pre-Christian
Platonism for this endeavor is not historical, but systematic: the core issue of the
relationship between “unity” and “being” simply cannot be perspicuously addressed
in the new conceptual framework existing after the Christian onto-theological appropriation of Platonism, where “the One” is no longer “unity,” but a single supreme being.
Nor is my account of bhakti theory concerned with historical reconstruction, much less
with textual intervention of the sort associated with “text-historical” Indology,4 but with
pure speculative philosophical possibility, which requires a commitment to the integrity
of the text and the traditions that intersect it.5 Nor do I, of course, propose to exhaust the
1
On the Mahābhārata as “the principal monument to bhakti,” see Adluri and Bagchee (2016), pp. 91–103.
My term “bhakti theory” should be understood to have the same sense as Adluri’s term “philosophy of bhakti”
as used “to describe the intellectual aspects of Bhakti, specifically its cognitive-theoretical insight into the
relation of the One and the many,” (Ibid., p. 79 n. 2).
2
Adluri (2014), pp. 77–8. On henadological Platonism, see especially Butler (2005) and (2008b). For a
critical assessment of this interpretative tendency, see Perl (2010).
3
Adluri (2014), p. 92.
4
Of the sort criticized in Adluri and Bagchee (2014); see especially chap. 3, “The Search for the Original
Gītā.”
5
On the principles associated with such a hermeneutic, see further Butler (2016a).
Journal of Dharma Studies (2018) 1:147–161
149
meanings of the terms and texts I explicate in Indian thought, but rather to open up a
bridge based on potentialities which may not have received proper attention or
emphasis due to the intellectual influence of hegemonic monotheism. A bridge can
necessarily be traveled in either direction; I am traveling it from henadological
Platonism to bhakti theory, but it should be evident that it might look rather different
traversed from the other direction.
As an example of the spirit in which these matters have been hitherto approached for
the most part, Gregorios (2002) draws a polemically charged comparison between
Plotinian Platonism and Advaita Vedānta, on the one hand, and “theurgical” Platonism
and bhakti, on the other, stating that “Plotinus did not wholly approve the growing
practice of theurgy in his tradition. For a true Neoplatonist to practice theurgy is similar
to a pure Advaita Vedantin practising a Bhakti cult in India. It is often done, but is very
difficult to justify philosophically.”6 It is anachronistic, first, to attribute to Plotinus any
attitude toward “theurgy” per se, inasmuch as the term does not arise until after his
time; furthermore, inasmuch as the “theurgical” or “hieratic” tendency essentially
accounts for all of the most well-known Platonists after Iamblichus’ time,7 this severs
Plotinus from his Platonic successors—with the exception, of course, of his latter-day
monotheistic appropriators.8 More relevant to the concerns of the present essay,
however, is Gregorios’ alignment of the theurgical, or pro-ritual stance of the postPlotinian Platonists with bhakti, and the invidious comparison he draws between both
and the sublimity of Advaita, which alone embodies a philosophical position worthy of
Plotinus, and vice versa, while “theurgical” Platonism is seen, like Bhakti, as virtually
anti-philosophical in its very essence, the former on account of its ostensible “irrationalism,”9 the latter on account of its supposed basis in “emotion.”10 Both are relegated
to the plane of mere “practices,” without a meaningful theoretical viewpoint at all.
I wish to argue, by contrast, for a constructive affinity between bhakti theory and
systematic Platonism in two crucial respects. In the first place, there is the conciliatory
breadth of ancient Platonism, a philosophy in accord with the wider praxis of polytheism, which sought to incorporate the full range of religious practices and philosophical
orientations into an embracing structure. Platonism had a unique aptitude to be the
vehicle for this synthesis because it is capable of acknowledging diverse principles
6
Mar Gregorios (2002), p. 25.
See the remarks of Damascius, In Phaed. I, 172, in which we may clearly count Damascius himself in the
“hieratic” tendency, given his strong affinities with both Iamblichus and Proclus.
8
Moreover, Mar Gregorios conflates theurgy and Gnosticism (26), even though Plotinus’ reasons for
criticizing Gnosticism are such as “theurgical” Platonists like Iamblichus and his successors would have
shared; in particular, the fact that the Gnostics “contract the divine into one” (Enneads II.9.9.36–7), i.e., that
they were monotheists. More importantly, however, Mar Gregorios shows no grasp here of the theoretical
basis of theurgy, on which see, e.g., Shaw (2014), Addey (2014); see as well Butler (2007), for the specific
henadological grounding of theurgy, and Butler (2016b) on the continuities between Plotinus and the
subsequent Platonic tradition on the key points in this respect. It is also unclear what Mar Gregorios intends
to convey by his claim that “most of [Plotinus’ successors] were Asians who put more emphasis on acts of
worship than on mental or intellectual exercises” (ibid.). There seems little point in characterizing quintessentially Hellenized Syrians such as Iamblichus and Damascius, or a Phoenician such as Porphyry, or a Lycian
such as Proclus as “Asian” in any particular sense, much less the seemingly stereotypical one here.
9
Viz. E. R. Dodds’ famous denunciation of Iamblichus’ De mysteriis as “a manifesto of irrationalism, an
assertion that the road to salvation is found not in reason but in ritual” (1951, p. 287). For a perceptive
assessment of Dodds’ attitude toward the later antique Neoplatonists, see Hankey (2007).
10
On bhakti as “emotionalism,” see Adluri and Bagchee (2016), p. 88.
7
150
Journal of Dharma Studies (2018) 1:147–161
without loss. We see the same impulse toward incorporating philosophical and devotional imperatives in bhakti theory, which bridges diverse genres of Indian thought,
including the theophanic/cultic, the epic, and the philosophical, and also seeks as early
as the Gītā itself to incorporate diverse philosophical perspectives into a broader
synthesis. Bhakti from this perspective is not a mere welter of competing sectarian
movements but rather an inquiry at once speculative and practical, delving profoundly
into the nature of the relationship between the human and the divine. And by the same
token, henadological Platonism is recognized in this light not as the product of some
late Pagan effort at theological special pleading, but as a similar grand synthesis of the
intellectual and the devotional that seeks to do justice fully to each.
Second, in bhakti theory, we find a counterpart to the most important structure in
systematic Platonism, namely, a first principle which is a principle of individuation
beyond being, from which Being is emergent and upon which Being is dependent. This
fundamental Platonic distinction between Unity (units) and Being—between henology
and ontology—is captured in bhakti theory in the conceptual distinction between the
object of devotion as Īśvara or Bhagavān, a divine person and free agency, as who, on
the one hand, and as Brahman, as Being, or what, on the other, especially when it goes
as far as to grant ontological priority to the former over the latter, such as when Kṛṣṇa
states “I am the foundation of Brahman” (BG 14.27).11 This is not to reify an
opposition between Īśvara and Brahman: the perfection of īśvara is expressed precisely
in being the “supreme brahman,” and much of the development of bhakti theory has
taken place within the context of Vedāntic discourse centered on the inquiry into
Brahman. But compare in this regard, Sharma (1982), who identifies the Neoplatonic
One with Brahman throughout and without argument, leaving no room for any
meaningful distinction between the One and Being, whereas the latter is essential for
grasping systematic Platonism. For a different model, we may look to the later antique
Platonists, for whom Aristotle’s prioritization of substance and, ultimately, of thought
thinking itself over the Platonic inquiry into unity and “number” (i.e., henadology)
corresponds to the differences in the goals Aristotle is pursuing, and does not prevent
the reintegration of his thought into an overarching Platonic structure. The ability to
center the inquiry upon Brahman, and prioritize it ontologically as a consequence, can
be understood as a similar scope distinction within the polycentric intellectual and
devotional economy of Hinduism.12
What henadology brings to the distinction between Unity and Being is just what
bhakti brings to the distinction between Īśvara and Brahman, namely, concreteness.
“The One” neither is, nor is one; what there are, in the ultimate sense, are henads, and
then their relations and other activities and the cosmos emergent from them. In Western
Platonism, once the supra-essential henads had been dismissed, there was nothing to
prevent the distinction between unity and being, and hence between henology and
ontology, from being rendered otiose, a mere gesture of so-called “negative theology.”
Similarly, the value of the actually existing, unique individuals who are the objects of
bhakti is neither that of a mere jumble of contingent sects and emotional attachments,
on the one hand, nor of monotheism as seen through a prismatic lens, on the other.
11
12
Passages from the Gītā are as translated by Van Buitenen (1981).
On the emergence of ontology through the inquiry into brahman, see further Butler (2017).
Journal of Dharma Studies (2018) 1:147–161
151
Instead, bhakti is, as Biardeau aptly characterizes it, a “universe,”13 that is, a kosmos of
deities each recognized in their ineffable uniqueness. Bhakti is polytheism as the
metaphysics of uniqueness.
It is the same to say ‘henad’ as to say ‘principle’, if in fact the principle is in all
cases the most unificatory element. So anyone who is talking about the One in
any respect would then be discoursing about principles … All the henads are in
each other and are united with each other, and their unity is far greater than the
community and sameness among beings. In these latter, too, [in beings] there is
compounding of Forms, and likeness and friendship and participation in one
another; but the unity of those former entities, inasmuch as it is a unity of henads,
is far more unitary and ineffable and unsurpassable; for they are all in all of them,
which is not the case with the Forms. These [the Forms] are participated in by
each other, but they are not all in all. And yet, in spite of this degree of unity in
that realm, how marvellous and unmixed is their purity, and the individuality
[idiotēs] of each of them is a much more perfect thing than the otherness of the
Forms… (Proclus, In Parm. 1048, trans. Morrow & Dillon, modified, emphasis
mine).
Henadological Platonism understands “the One” not as an eminent singular entity, but
as the principle of individuation. Positing “the One” prior to Being, in the chain of
hypostases, is not a matter of subordinating Being to some further singular entity.
Rather, it establishes prior to being a distinct mode of existence, establishing unity as the
primary and originary attribute of each thing. To these Platonists, the procession of
Being is not the emergence of many from one, a reading inherently attractive to
monotheist interpreters, but rather the declension of many ways of being from out of
one originary way of being. The primordial way of being is that of the henads, absolute
“existential”14 individuals who exist prior to Being Itself. “Henad” simply means
“unit,” and “henadology” is the science of units qua units, and the ground of ontology,
which is the science of beings qua beings. The terms “henology” and “henadology”
may be used interchangeably once we grasp that inasmuch as the One Itself “neither is,
nor is one” (Plato, Parmenides 141e), inquiry into the One (“henology”) just is,
necessarily, inquiry into units (henads). Henadology forms thus a systematic ground
and counterweight to substance-based ontology.15 Henadology also has an organic
bond with theology as the science of relation to supra-essential individuals or Gods.
Thus, we find a systematic Platonism where polytheism was articulated through the
13
Biardeau (1994), pp. 88ff.
“Existence” as distinct from Being renders the terminological distinction in the later antique Platonists
between huparxis, on the one hand, and einai, to on, or, most analogously, hupostasis on the other.
Henadological Platonism may in this respect be very cautiously termed an existentialism.
15
Etienne Gilson (in L’être et l’essence (Paris: J. Vrin, 1948)), who coined the term “henology,” seems to have
been the first modern thinker to speak of an opposition between henology and ontology, which is further
developed in the works of Jean Trouillard, e.g., L’un et l’âme selon Proclos (Paris: Les Belles Lettres, 1972);
see also Hankey (1980); Schürman (1983). It would be fair to say, however, that modern authors, under the
spell to varying degrees of the monotheistic appropriation of Platonic thought, which reifies the One and
obscures its systematic function as principle of individuation, have not gone far enough in appreciating that the
core of this opposition lies in grasping the metaphysical priority for henology of individuation (“who”) to
formal differentiation (“what”).
14
152
Journal of Dharma Studies (2018) 1:147–161
doctrine of “divine henads.” And insofar as it posits unity—that is, existential individuality—as basic, henology easily situates itself as a critique of ontology exhibiting both
analytical and soteriological value. For the manner in which the mortal individual is
epistemically “saved,” we shall see, reveals in itself the structure of the other salvation,
too.
So much, then, may be said concerning the situation of the primal henads and
their communion with and distinction from one another, of which we are wont to
call the one peculiarity [idiotēta], the other unity [henōsin], distinguishing them
thus also by name from the sameness and difference manifested at the level of
Real Being. For these henads are supra-essential, and, to use technical terms, are
‘flowers’ and ‘summits’. (Proclus, In Parm. 1049, trans. Morrow & Dillon,
mod.).
Personhood, who-ness as distinct from what-ness, is a concept far richer than mere
anthropomorphism. In English, we can only express “individuality” negatively, as
the negation of further divisibility of the particulars falling under infima species.
This feature of the language lends apparent support to an ontology in which omnis
determinatio est negatio, and an “individual” is individuated purely in distinction
from everything else, by repulsion, so to speak. Greek, by contrast, has the term
idios for what is peculiar to a unique entity, and Platonists use idiotēs to refer to
this property of “peculiarity,” which transcends sameness and difference, for these
are differential, diacritical. It is telling, perhaps, that the technical terminology
concerning positive individuation has so languished in English that we have only
the pejorative “idiot” from the Greek, while “peculiar,” from the Latin, has taken
on a primary connotation of the strange. That idiotēs is used as a technical term to
articulate the uniqueness of each divine henad as something beyond identity-anddifference expresses the fundamental character of polytheisms as religions of
relation in the intersubjective sense.16
The concept of “person” with which I am working is categorically distinct from
that developed by Christian thinkers through the term prosōpon, which originally
meant “face” or “mask,” but gradually developed an extended use in Greek to
refer to the diverse “roles” one plays in life, and which was rendered by Cicero
through the Latin term persona.17 The essential difference between “person” in
this sense and the personhood to be inferred from the Platonic usage of a term like
idiotēs is that the former refers primarily to what one is or does, and only by a
tenuous extension to who one is in an absolute sense. Hence, the Stoic Hierocles
can say that brothers, for example, have from nature the same prosōpon, while
Epictetus uses the term to elucidate “who one is” entirely in terms of one’s
relationships and social roles (De Lacy, 166). It is not surprising, in this light,
that Christian theologians adopted prosōpon to refer to “persons” differentiating a
single God, precisely inasmuch as they did not wish these “persons” to be
individuals, to whom the possibility of intersubjective relations pertains, but
16
For polytheisms as “religions of relation” I am indebted to Thrax (2015).
De Lacy (1977) offers a thorough discussion of the term’s documented usage prior to Cicero and the use he
makes of the concept (presumably following Panaetius) in De Officiis.
17
Journal of Dharma Studies (2018) 1:147–161
153
rather relational terms within a self-relating godhead.18 Idios, on the other hand,
refers to what is peculiar to one, to what is inalienably or inescapably one’s own.
Prosōpon pertains to the domain of relations, and a theory of “personhood” based
upon it would necessarily be relational in a sense eliminative of the unique person: “In
the Trinity, ‘person’ consists in pure relationality; persona est relatio … the agent is
nothing; the activity is everything … there is no ‘I’ remaining behind the deeds and
actions of the divine persons; their actions are their ‘I’.”19 The technical development
of the term within Platonic thought, by contrast, specifically affirms the priority of
idiotēs to all relations so that the existence of both relations and entities in relation is
secured—indeed, this is what is meant in a concrete sense by the priority of the One to
Being. Hence, in the Elements of Theology, we read that the henads transcend relation
(schesis) (prop. 126), inasmuch as relation is a “qualification of being” (prosthesis tou
einai) (prop. 122). In a detailed discussion of the status of relations among deities in his
Parmenides commentary, Proclus explains that
we must remove from them any notion of bare relation, devoid of essence; for
nothing of that sort is proper to the Gods. Instead of relativity we must apply the
concept of self-identity, and prior even to this self-identity the existence
[huparxin] of each entity in itself; for each [of the Gods] exists primarily ‘for
itself’, and in itself is united to the rest [ta alla] … Such an entity There, then, is
non-relational, though productive of a relation. (IP 936).
In prop. 115 of the ET the henads are said to transcend the hypostases of Being, Life,
and Intellect inasmuch as “these three, though mutually distinct, are each implicit in the
other two.” Being, Life, and Intellect, therefore, embody the relationality of the
“persons” of the Trinity. They achieve their self-substantiation by returning, as parts,
to their originating wholeness, whereas the “for itself” of the henads, by establishing
their existence prior to determination by their relations, saves them from being dissolved into a third term which would embody the being “for another” of those relations.
The identification of personhood with divinity as such seems to be expressed
directly in the Gītā’s affirmation that the very principle of divinity, as it were, the
adhidaivata is puruṣa (30[8].4). Puruṣa has in many instances a semantic domain
overlapping with that of Brahman, but it need not be a question here of an exclusive
denotation. From Aristotle’s viewpoint, e.g., “unity” and “being” are convertible, the
same in nature but diverse in concept, in accord with the proper, ontological scope of
his inquiry, while the wider scope of henology permits it to recognize units who are at
once supra-essential and also the highest (quasi-)class of beings.20 That puruṣa can
also, from a different perspective, be regarded as saguṇa brahman, as Being qualified
in this or that fashion, is no different from the fact that a Platonic henad is at once supraessential and also a causal agent on one or more planes of being. Nor does the fact that
puruṣa can also refer to a singular individual with the ontological coordinates of the
“Cosmic Man” of RV 10.90 prevent us from discerning a personhood of which the
18
The Christian usage is complicated by the tendency to translate hypostasis also sometimes as “person”
when referring to the Trinity, though properly “person” has nothing to do with the sense of this term.
19
Volf (1998), p. 67.
20
On the sense in which the Gods form a “(quasi-)class,” one which does not conform to the rules of Platonic
class-logic as laid out, e.g., at Elements of Theology prop. 21 and 66, see Butler (2008c).
154
Journal of Dharma Studies (2018) 1:147–161
latter forms the paradigm, much as the paradeigma of cosmic formation in Plato’s
Timaeus, the autozōion or “Animal Itself,” is at once monogenēs, sole of its kind, and
also the paradigm for the paradigms of individual lives which are the objects of
irreducible existential choice in Plato’s Republic.21
Nevertheless, there are other terminological loci besides puruṣa that are available to
render the sense of henadological theistic “personhood” in different contexts, such as
ātman, and it is beyond the scope of this essay to discern all of them. What ultimately
matters is the potential for such terms to exceed determinations of essence and number,
to express a priority over relations and class characteristics, in the service of a devotion
linking a unique worshiper and a unique divinity. For the Platonist, the highest mode of
existence, that of the henads, personhood ontologically prior to form, is in turn
reflected in mortal singulars who are persons and posterior to form as participants in
infima species. And so in the devotional encounter, whether as conceptualized in bhakti
theory or in the writings of theurgical Platonists, through the principle that like is
known by like, the worshiper affirms their own unique personhood, their own idiotēs,
in the relation to the unique deity. The worshiper thereby themselves transcends those
relationships constituted by identity and difference, likeness or unlikeness, those
relations mediated by Forms. Such relations, even essential ones, are posited in this
encounter as adventitious, external.
In henadology, the ontological ground for the liberation of unique personhood in the
worshiper is given through the structural difference between two kinds of reversion, or
epistrophē. The one is eidetic, through Forms or eidē. The other is theurgical, through
participation in divine series.22 While eidetic reversion requires passing through all the
intermediary forms to reach the more universal principles, theurgic reversion is immediate for a member of any class of beings, because each plane of being is directly
produced by the Gods. Similarly, in the Gītā Kṛṣṇa states that “I am equable to all
creatures … but those who share me with love are in me and I am in them” (31[9].29),
which appears contradictory; but this contradiction resolves itself in a henadological
reading, insofar as the “sameness” displayed by the God is relative to the class of
beings, and hence mediated, whereas the relationship of the God “in” the worshiper and
the worshiper “in” the God is existential and immediate. This latter relationship is the
only one that can exist between utterly unique entities qua unique, insofar as there can
be no form mediating this relation, to which we may compare the Gītā’s characterization of the ātman at 24.18 as aprameya, removing it from the register of justification
through the pramanas. The Platonist understands the structure of the henadic manifold
as all-in-each, as distinct from all-in-one, because mediation would render the individual unit less one. In the Gītā as well, of course, Kṛṣṇa invites Arjuna to see all the other
Gods immediately in him (33[11].6), as well as the whole universe (33[11].7), a typical
affirmation of what has been termed the “polycentric” character of polytheism.23 The
henadological reading also permits Kṛṣṇa to state accurately and without contradiction
21
For more on this reading of the Platonic “paradigm,” see Butler (2014).
On the two modes of reversion, see Butler (2007). See also Adluri and Bagchee (2016), where it is argued
that “to use a Plotinian expression … Bhakti is best understood as a kind of reversion, simultaneously
intellectual and experiential, in which the soul through insight into its relation to a greater totality comes to rest
in itself,” (118).
23
For a fuller account of the structural characteristics of the henadic manifold, see Butler (2005); on
“polycentric polytheism,” see Butler (2008a).
22
Journal of Dharma Studies (2018) 1:147–161
155
that “all creatures exist in me, but I do not exist in them” (31[9].4), if the scope of this
statement is understood to pertain to the difference between supra-essential individuals
and ontic individuals. (A Platonist would likely arrange the formulations we have been
looking at here in terms of the mereological structure of wholes “before-the-parts,” “ofthe-parts,” and “in-the-parts” (Elements of Theology, prop. 67).)
The question of the soteriological value of henology brings us to the role of personal
agency, the person as cause. Kṛṣṇa’s reply to Arjuna in chapter two of the Gītā begins
from the affirmation of the immortality of whatever is truly proper to the self through
the independence of a causal agency from compresence of its opposite, affirming the
Parmenidean principle that “There is no becoming of what did not already exist, there is
no unbecoming of what does exist” (24[2].16), just as Plato’s Phaedo does in its final
immortality argument. The Phaedo compares the role of fire, which is inseparable from
causing heat, to the soul, which is inseparable from giving life (105b-106c). It cannot
be a question here of a merely generic essence of soul. Instead, it is a matter of who is
peculiarly alive in this living being. The salvific project of identifying oneself with
what is immortal in oneself therefore coincides with the epistemic project of identifying
a genuine source of agency in the self amid manifold alienating determinations—who
acts in this being? Action, therefore, rather than ontic composition, is placed at the
center of the problem of identity. Action is, of course, thematic for the Gītā. But for
Plato, too, agency, action, is prior to form: Cause (Causality), in the doctrine of
principles from Plato’s Philebus, is prior to form, which is Mixture and its elements,
Limit and the Unlimited. So too, in his own account of the process of reincarnation in
the individual soul, Plato explains that the order or structure of the soul, its taxis, is not
to be found in the paradigms among which the soul chooses its life—this taxis arises
instead from the choice itself, from the act of choosing (Republic 618b). In this fashion,
the who of the soul, the one who chooses, is distinguished from whatever the soul may
become, and hence from “whatness” altogether.24
This ontological doctrine is the highest sense of the primacy of action over its
results. Action performed without concern for its result, a central theme of the Gītā,
may thus be compared with action as praxis in Aristotelian ethical theory. In Aristotle’s
ethics, however, actions are apparently by nature either praxeis—action that is autotelic, done for its own sake—or poiēseis, production. In bhakti theory, by contrast, it
appears that the same actions can be performed either for the sake of their result or for
their own sake.25 Nevertheless, the two accounts can be seen as sharing a common
implicit henological line of reasoning. That is, what is different about the action carried
out for its own sake is its integrity, compared to the internal multiplicity of the action
carried out for a discrete, separable end—in other words, the autotelic action is more
one. In this way, action done for its own sake also conserves the integrity, the unity, of
the agent.
24
See the discussion of the philosophical significance of Plato’s recourse to reincarnation in Butler (2014). By
contrast, choice plays only a very small part in Indian accounts of reincarnation; this, however, I would argue,
has to do with the much narrower role reincarnation is playing in Plato. It should be noted that similar
consequences of the doctrine of reincarnation for the philosophical question of individuation arise in Madhva,
for whom the doctrine plays a crucial role in his argument for intrinsic difference (svarūpabheda) (see, e.g.,
Sharma (1962), pp. 196–203).
25
Though a praxis be performed for some extrinsic end, it seems that it is still a praxis (Nic. Eth. 1105a30–
35), and does not become production, since the genus of praxis and of poiēsis are different (1140b3–4).
156
Journal of Dharma Studies (2018) 1:147–161
Similarly, a God loved for their own sake, insofar as They are object and cause of
this devotion, manifests an integrity superior to that of the God approached as embodying this or that form, or for the sake of some specific result. In Proclus (In Tim. I,
212.24–6), we read that we should become “one” (monos), integral in ourselves, which
also entails uniqueness,26 in order to associate with the deity who is “one” in the same
sense, albeit to a higher degree. The strict correspondence of mode of devotion to mode
of individuation is stated programmatically as well in the Gītā: “A person … is what his
faith makes him” (39[17].3).
Moreover, we see this correspondence embodied in the passage from 29[7].20–23,
in which resort to the person of Kṛṣṇa is contrasted with those worshipers who, guided
by desires and the constraints of their nature, have recourse to this or that deity in a rulegoverned fashion for finite purposes. The concern of this passage from the Gītā, I
would argue, is not to merely elevate one God over the rest—for would this not be
banal?—but rather to elevate the devotion to Gods in Themselves, as unique divine
persons, over that devotion seeking some discrete goal. In Aristotelian terms, I would
argue that this passage from the Gītā affirms the primacy of praxis over poiēsis in
devotion. The God as worshiped for some specific goal is necessarily worshiped in a
“limited” and “temporary” fashion.
The choice with which we are ultimately presented is whether the multiplicity of
objects of devotional regard in bhakti is a purely contingent, merely historical diversity
of competing sects, each with its own pocket monotheism, as it were, or whether the
integrity of the entire Hindu tradition can be understood on a different basis, one which
is informed by the non-entitative understanding of “the One” developed by polytheist
Platonists, rather than the One of Christian philosophy. Is the Hindu tradition to be
grasped as a field of externalities, of exclusive monotheisms competing to subordinate
one another, superimposed upon a relic Vedic polytheism reduced to a sterile
“cosmotheism” of rigidly defined divine functions, or instead as a living polytheism
which has continuously developed its self-articulation over millennia? Is the latter even
to be thinkable?27
Keeping open the space for this kind of profound piety toward any God and toward
each God in principle is the purpose of the polytheist’s resistance toward reductive
classifications of their Gods, as we see when Socrates, near the beginning of the
Philebus (12c), rejects the reduction of Aphrodite, a proper-named individual, to a
concept such as “pleasure.” Similarly Plutarch criticizes those who are tempted to
demonstrate their own cleverness by reducing the Gods to mere names of this or that
faculty of the psyche,
affirm[ing] Aphrodite to be nothing but our concupiscence; that Hermes is no
more than the faculty of speech; that the Muses are only the names for the arts
and sciences; and that Athena is only a fine word for prudence … you see into
what an abyss of atheism we are like to plunge ourselves, while we go about to
26
Because an integral unit can have no attribute by participation (Proclus, Elements of Theology, prop. 118),
which means that all the attributes of such a unit are themselves unique and inalienable.
Note in this regard the criticism of Malinar in Adluri and Bagchee (2016), p. 109 n. 59. Malinar seeks to
reduce bhakti to the articulation of social power relations. In Malinar’s words, “the relationship between the
highest god and a potential king is made the model of the new theological interpretation of bhakti which
implies exclusiveness and subordination.”
27
Journal of Dharma Studies (2018) 1:147–161
157
range and distribute the Gods among the various passions, faculties, and virtues
of men.28
It is by no means merely a question here of the psychologizing reduction of the Gods to
mortal passions, but also, and more importantly, of the reductive classifications of the
Gods to narrowly circumscribed “powers” popular among moderns and routinely
projected upon the ancients, such as when we speak of Aphrodite as “Goddess of
Love.” While those who had some limited erotic end in mind might invoke Her in this
regard, for the true devotee of this or any God, a devotee such as Sappho is of
Aphrodite, any simplistic, transactional engagement with the deity is inevitably superseded by the attempt to establish a relationship with the divine person as such.
In this fashion, the bhakti relation to the God can also be seen to ontologically
ground intersubjective recognition, which can spread to encompass the relationship to
all beings as ends in themselves and not means. Otherwise, as in 29[7].20, the
worshiper is constrained by their own nature, that is, by a restrictive experience of
the svabhāva which constrains them and reciprocally constrains the Gods, too. Hence,
Kṛṣṇa affirms at 31[9].24f that “I am the recipient of all sacrifices and their master,
though they do not really recognize me and therefore slip.” This “slip” or “fall” is
directly linked to the classifications listed in 31[9].25: while bhakti involves the
reciprocal recognition of oneself as a unique subject, and not as “falling under” a class
of object in a transaction, worship offered to a God qua Gods as a class of objects is
offered in turn by a human as a human, that is, member of that class of objects, rather
than by a unique individual worshiper as such. Worship offered to the God’s “Me,” the
unique agent operating the first-person singular, confers the same status upon myself. In
this fashion, the singular is “saved” both in the epistemic, and in the soteriological
sense.
Philosophy declares that the forgetfulness of eternal logoi is the cause of departure from the Gods and recollection [anamnēsis] the cause of reversion [epistrophē] to Them; the Oracles, however, <say that> the paternal29 signs [sunthēmata]
<are the cause of reversion to the Gods>. But these two are in accord; for the soul
is constituted both from holy logoi and from divine symbols, of which the former
come from the intellective forms and the latter from the divine henads. We are on
the one hand images [eikones] of the intellective essences, and also idols
[agalmata] of the uncognizable [agnōstos] signs. (Proclus, Eclogae de
philosophia Chaldaica V, trans. mine)
For the Platonist, as we can see from the above quote, the soul is at once what and who.
It is a what as the participant of forms and the result of the activity of ontic principles,
while it is a who in intimate relationship to henads who are themselves unique persons.
What philosophical insight is to the former, to the soul’s whatness, to the process of
understanding what it is to be a human, and all the forms entailed in that, ritual action,
theurgy, is to the latter, to its whoness, to the project of becoming who one uniquely is,
28
Plutarch, Amatorius 13, trans. Goodwin, modified.
On the technical sense of “paternal” here, see Butler (2016b), pp. 156–9. Briefly, the term designates the
most primordial phase of activity of any God (including, as it so happens, Goddesses).
29
158
Journal of Dharma Studies (2018) 1:147–161
according to signs and tokens that may have significance for oneself alone. This
corresponds to the ontological priority of metaphysical individuality over what is
common (in Greek, koinos).
If we turn to the Gītā and look at it in this light, it, too, affirms an essential bond
between ritual action—yajña, generally translated as “sacrifice”—and the constitution
of the mortal soul. For if we take ritual action in its highest form as prescribed in the
Gītā, as purified from seeking any goal separate from itself, yajña is revealed as the
paradigm of action that does not bind the agent ontologically. In other words, we can
see in the Gītā’s doctrine concerning yajña an affirmation of this same ontological
priority of metaphysical individuality. The God, as well, as we have seen, may be
grasped as more or less one depending upon whether they are worshiped for their own
sake and as unique, or else for some desired result and hence according to membership
in some class of Gods, or even simply in the class of Gods as such. The theory of yajña
in the Gītā thus ties together with a unique depth of understanding the account of action
and the account of the nature of personhood, both of the God and of the worshiper.
This conception of action between god and worshiper makes it possible, as well, for
the Gītā to go beyond Aristotle’s account of praxis, by explaining how action in
general, rather than only a specific class of actions, can be conceived as praxis. Kṛṣṇa
states that “All the world is in bondage to the karman of action, except for action for
purposes of sacrifice” (25[3].9); then we read that Prajāpati created creatures and
sacrifice together (25[3].10). We can see yajña, in its highest form as Prajāpati intended
it, as the coming together of Gods and mortals in ritual action, as inseparable from
cosmic formation itself. Yajña would in this light be inseparable from the emanation of
living beings, insofar as living beings are ends in themselves, and not means to any end.
Their very ontological production is through praxis and not poiēsis. In the same way,
for the Platonist mortal beings are affirmed in their uniqueness, beyond the cycles of
formal production, in theurgic reversion upon the unique Gods.
The devotional relationship established through yajña, understood in this fashion, is
explicitly intersubjective in character: “Give ye the Gods being with it, and the Gods
shall give ye being. And thus giving each other being ye shall attain to the highest
good” (25[3].11). Here the relationship itself is the supreme benefit. The transactional
ritual economy is established on a plane just below: “Themselves enhanced in their
being with sacrifice, the Gods shall give ye the pleasures ye desire: he who enjoys their
gifts without return to them is but a thief” (25[3].12). This cycle of ritual, rain, food,
beings and ritual (25[3].14), is the beneficent result of ritual action in its focus on
concrete ends. This aspect of yajña is ontologically posterior to the relationship with the
Gods which is its presupposition, but is not less important for that. Kṛṣṇa states: “This
ritual action … originates from the brahman … Therefore the ubiquitous brahman is
forever based upon sacrifice” (25[3].15).
Here the economy of result-oriented action and the products or results of that action
is identified with Being (Brahman) as an integral system which the God transcends.
The God transcends this system as akṣara puruṣa, as imperishable personhood. Akṣara
here is a causal (or “transcendent”) negation in the same sense as we find in the works
of Platonists.30 For example, in speaking about Soul, Proclus explains, “When we say
30
For a programmatic statement of “negations … [as] causes of the corresponding assertions,” see Proclus, In
Parm. 1072.19–1077.18. On “transcendent negation” see also Martin (1995).
Journal of Dharma Studies (2018) 1:147–161
159
that the Soul neither has the power of utterance nor is silent, we do not say these things
about it in the sense that we would about stones or pieces of wood or any other thing
without sensation, but in the sense that it produces voice and silence in the living
being,” (In Parm. 1076, my emphasis). The denial of perishability in the God’s
personhood can thus be seen in addition to affirm the God’s causality with respect to
all temporal production, including the soul itself as a being in time.
When Kṛṣṇa states simply “I am the foundation of Brahman” (36[14].27), we can
understand Him as saying, too, that Brahman, ontic action which constitutes the unity
of Being, is born from the God as person, from personhood, acting within this ontic
system but irreducible to it. The separability, in principle if not in fact, of “existential”
personhood from Being31 is in itself the power, in principle, to surrender all actions qua
productive, that is, with respect to their results, to the constitution of the world, to Being
in its unity. Hence, in the Gītā, it is said that “the wise … should do his acts … only to
hold the world together” (25[3].25). Recognizing the constitutive role of poiēsis,
productive action, in the world’s unity, constitutes the world in its integrity as well as
discerning the individual’s irreducibility to these ontic systems. Thus, the self lives off
the leavings of yajña (25[3].13), which preserves the self’s unity, while giving over to
the cosmos the productive, result-oriented aspect of action that belongs instead to the
unity of Being, to Brahman. The good of the agent and of the cosmos can in this way
be seen henologically, that is, that the goods of these things just are their respective
unities, for as Proclus says, “If that which conserves and holds together the being of
each several thing is unity (since by unity each is maintained in being, but by dispersion
displaced from being): the Good, where present, makes a thing one, and holds it
together in virtue of this unification,” (ET prop. 13, trans. Dodds, mod.).
Transmuting productive or poiēsis-action into praxis, into sacral action in the Gītā’s
sense, is thus accomplished through knowledge: “The wise call that man a sage all of
whose undertakings are devoid of the intention to achieve an object of desire, for his
karman has been burned off by the fire of insight” (26[4].19f); “Just as a blazing fire
reduces its kindling to ashes, Arjuna, so the fire of knowledge makes ashes of all
karman” (26[4].37). That is, knowledge consumes the poiēsis dimension of action,
leaving only its praxis dimension, consuming the eidetic, categorial, or ontic dimension
and leaving the existential, the unique, which is “ash,” because it offers no further
“fuel” for cognitive appropriation. There is a potential in knowledge for a desire
irreducible to the desire for any object, any whatness, for it is the desire instead for a
who, and which is, just by virtue of that, desire by a “who.” This is beautifully
encapsulated by Kṛṣṇa when he states near the Gītā’s end that “He who commits to
memory this our colloquy informed by Law, he will offer up to me a sacrifice of
knowledge, so I hold,” (40[18].70). In this fashion, bhakti theory encompasses at once
the lawfulness and conviction-yielding power of the theoretical, as well as the desire of
the dialogical or intersubjective relation.
Henology is above all non-reductive, insofar as it elevates the principle of numerical
difference above that of being, but it is not nominalist, if by the latter we would
31
“Existence,” as opposed to Being, which pertains to the henads as huperousios, “supra-essential,” translates
the Greek term huparxis. Historically speaking, this is the origin of the priority of “existence” over “essence”
which we find in Avicenna, et al. and then in modern “Existentialist” thought, albeit of course this doctrine’s
roots in polytheistic henadology were quickly forgotten.
160
Journal of Dharma Studies (2018) 1:147–161
understand the “anti-realist” denial of any substantiality to formal or universal beings.
Henology grounds the procession of Being, synonymous with form and universality, in
the causal agency of the ultimate units (henads), at once affirming this mode of
existence without treating it as absolute. Instead of a “One” that undermines multiplicity, we have instead found a unity that is unities. Nor, despite the efforts of too many
Western scholars, is Brahman the monotheist “God,” a totalizing, hegemonic individual. The roots of the concept of Brahman lie instead in Vedic divine utterance, in the
continuum formed by hymns praising the many Gods. In an atmosphere of hegemonic
monotheism, it is difficult for us to appreciate the sophistication that allowed the ṛṣis to
discern the integrity of this continuum in itself, and make of it an object of reflection in
and for itself, without thereby annihilating the personhood of the deities or of their
worshipers. Through the emergence of bhakti theory, it was made clear that the concept
of personhood was not reducible to conceptuality. This intellectual achievement is
timelessly affirmed in the Gītā, where one divine individual reveals that he contains the
universe itself to another, mortal individual, who is able to receive this knowledge
because of the relationship he has had since childhood with this, his Bhagavān.
References
Addey, C. (2014). Divination and theurgy in neoplatonism: oracles of the Gods. Farnham: Ashgate.
Adluri, V. (2014). Plotinus and the orient: Aoristos Dyas. In P. Remes & S. Slaveva-Griffin (Eds.), The
Routledge handbook of neoplatonism (pp. 77–99). New York: Routledge.
Adluri, V. (2015). Philosophical aspects of bhakti in the Nārāyaṇīya. In A. Bowles, S. Brodbeck, and A.
Hiltebeitel (Eds.), Proceedings of the 15th World Sanskrit Conference (pp. 127–154). Delhi: Rashtriya
Sanskrit Sansthan.
Adluri, V., & Bagchee, J. (2014). The Nay Science: a history of German Indology. New York: Oxford
University Press.
Adluri, V., & Bagchee, J. (2016). Bloß Glaube? Understanding academic constructions of bhakti in the past
century. In E. Francis & C. Schmid (Eds.), The archaeology of bhakti II: royal bhakti, local bhakti (pp.
79–126). Pondicherry: Institut Française de Pondichéry and École Française d’Extrême-Orient.
Biardeau, M. (1994). In R. Nice (Ed.), Hinduism: the anthropology of a civilization, trans. Oxford: Oxford
University Press.
Butler, Edward P. (2005). Polytheism and individuality in the henadic manifold. Dionysius 23, 83–104.
Butler, E. P. (2007). Offering to the Gods: a Neoplatonic perspective. Magic, Ritual, and Witchcraft, 2(1), 1–
20.
Butler, E. P. (2008a). Polycentric polytheism and the philosophy of religion. Pomegranate: The International
Journal of Pagan Studies, 10(2), 207–229.
Butler, E. P. (2008b). The gods and being in Proclus. Dionysius, 26, 93–114.
Butler, E. P. (2008c). The intelligible Gods in the Platonic Theology of Proclus. Méthexis: International
Journal for Ancient Philosophy, 21, 131–143.
Butler, E. P. (2014). Animal and paradigm in Plato. Epoché: A Journal for the History of Philosophy, 18(2),
311–323.
Butler, Edward P. (2016a). Written in a soul: notes toward a new (old) philology. Pp. 1–4 in Butler, E. P., Lenz,
J. R., Vargas, A. L. C. et al. Reviews of the Nay Science. International Journal of Dharma Studies 4:10.
Butler, E. P. (2016b). Plotinian henadology. Kronos Philosophical Journal, 5, 143–159.
Butler, E. P. (2017). The Gods and Brahman. Walking the Worlds: A Biannual Journal of Polytheism and
Spiritwork, 4(1), 18–36.
De Lacy, P. H. (1977). The four stoic ‘personae’. Illinois Classical Studies, 2, 163–172.
Gregorios, P. M. (2002). Does geography condition philosophy? On going beyond the occidental-oriental
distinction: an introduction to the second international seminar on Neoplatonism and Indian thought. In P.
M. Gregorios (Ed.), Neoplatonism and Indian philosophy (pp. 13–30). Albany: SUNY Press.
Hankey, W. (1980). Aquinas’ first principle: Being or Unity? Dionysius, 4, 133–172.
Journal of Dharma Studies (2018) 1:147–161
161
Hankey, W. (2007). Re-evaluating E. R. Dodds’ Platonism. Harv Stud Class Philol, 103, 499–541.
Martin, J. N. (1995). Existence, negation, and abstraction in the Neoplatonic hierarchy. History and
Philosophy of Logic, 16, 169–196.
Perl, E. (2010). Neither one nor many: God and the gods in Plotinus, Proclus, and Aquinas. Dionysius, 28,
167–191.
Schürman, R. (1983). Neoplatonic henology as an overcoming of metaphysics. Res Phenomenol, 13, 25–41.
Sharma, B. N. K. (1962). Philosophy of Śrī Madhvācārya. Bombay: Bharatiya Vidya Bhavan.
Sharma, I. C. (1982). The Plotinian one and the concept of Paramapuruṣa in the Bhagavadgītā. In R. Baine
Harris (Ed.) (pp. 87–100).
Shaw, G. (2014). Theurgy and the soul: the Neoplatonism of Iamblichus (2nd ed.). Kettering: Angelico Press.
Thrax, T. (2015). Religions of relation: place, hospitality, and regional cultus in modern polytheist religion and
practice. Walking the Worlds: A Biannual Journal of Polytheism and Spiritwork, 1(2), 62–85.
Van Buitenen, J. A. B. (1981). The Bhagavadgītā in the Mahābhārata: text and translation. Chicago:
University of Chicago Press.
Volf, M. (1998). After our likeness: the church as the image of the trinity. Grand Rapids: Eerdmans.