YNEDT-02473; No of Pages 3
Nurse Education Today xxx (2013) xxx–xxx
Contents lists available at SciVerse ScienceDirect
Nurse Education Today
journal homepage: www.elsevier.com/nedt
Big Ideas
Teaching communication via awareness of Berne's personal ego states
Nursing is undergoing a not so quiet revolution. With the recent
Francis report the profession is under scrutiny more than ever before.
The professional behaviour and empathetic skills of nurses are frequently questioned and nurses are required to develop higher level
relational skills, to articulate levels of connection with patients, service users and other professionals, and to develop self-awareness
and confidence in how they communicate. This article suggests that
the implementation of basic Transactional Analysis (TA) training in
communication would prove an asset to undergraduate nursing education. Students already received education around good communication, but it is frequently around other oriented strategies that take
account of the needs and settings of those that are communicated
with. Furthermore, there is little recognition of self-oriented awareness of how and why communication takes place as it does. TA training would enable nurses to reflect on why communication with
particular people does or does not go well or always seems to leave
them with particular feelings. With the current focus on the profession it seems that a new way is needed in our communication with
ourselves, other professionals and more importantly with our patients. Perhaps implementing TA theory might be a first step towards
improving communication and therefore further developing the empathy and relational skills that nurses need.
Transactional Analysis (TA) is a theory developed by Eric Berne in
the 1950s. Berne, a Psychoanalyst, sought an easily understandable
and accessible theory of why individuals interact and communicate
in that way that they do (Berne, 1961). His TA theory allows consideration of how individuals developed, the perspectives that they
take and how these perspectives impact on interactions with others
(the transaction). Additionally, Berne's theory offers the opportunity
to consider alternative perspectives that aid communication in enabling changes to be made (the analysis of the transaction) (Berne,
1961). The two key propositions of TA are that people can change
and that they have a right to be in the world. Berne suggested that
every person operates out of three basic ego states that change as different interactions or transactions occur (Lapworth and Sills, 2011).
These are developed before the age of seven years and are linked to
particular feelings that were produced as part of early significant
relationships that form blue-prints for subsequent relationships
throughout life. These feelings may be recognised when a similar
stimulus happens throughout our life and we may act as we did at
the initial interaction, thus reinforcing the feeling. Berne's original
three ego states are Parent, Adult and Child as below (Stewart,
2007) (Fig. 1).
The Parent is the voice of authority, quite often our own parents or
primary carer, that reinforces our earliest taught ideas, concepts and
attitudes, with these rarely being actively challenged as to utility
and validity. Being in the Parent ego state is recognisable by attitudes
such as ‘how to’ and phrases such as ‘never’ and ‘don't’ Our Parent is
formulated by events and influences that occur in early childhood
(Prochasta and Norcross, 2003).
The Child is our internal reaction and feelings to external events
and can be characterised by acting out, sulking or feeling anxious.
These feelings may not necessarily be articulated to others as behaviour but will govern our reactions and how we feel about others.
When our emotions overrule our reasoning it is when the Child is in
control. The Child is recognised by attitudes such as ‘tantrum’ behaviour,
daydreaming, shame and being irresponsible. However, the child is
also the source of fun, enthusiasm, creativity, innovation and curiosity
(Prochasta and Norcross, 2003).
The Adult is our ability to think rationally and to decide how we
should react, what we are going to react to and whether we will act on
the basis of Parent/Child data or information that has been validated
‘in the now’ by the Adult. The Adult ego state mediates between the
Child and Parent and, if changes are made to our communication and interaction, they are made through the Adult. Indeed the goal of TA therapy is to strengthen the Adult and develop autonomy (Lister-Ford, 2012).
Berne and those who advocate transactional analysis as a means of
improving communication point to the use of this approach in promoting self-awareness and choice in how we react to and communication with others. TA is used in a wide variety of professions where
communication is the key and perspective taking is seen as a vital
aspect of practice. Some within nursing have suggested that it may
be useful in discrete areas of practice (Hollins, 2011) but it seems
that the time may be right in suggesting that TA is taught at undergraduate level to enhance communication, help develop self-awareness and
perspective taking and thus develop and enhance empathy skills.
Transactions are what Berne believed to be the unit of interaction.
These transactions can be complimentary, when Adult to Adult communication is happening and can continue indefinitely, or crossed when a
Parent to Child or Parent to Adult transaction occurs where the initiator
or receiver of the transaction does not get what is expected. Crossed
transactions either stop communication or realign the communication
to an Adult/Adult transaction in order to continue.
TA was initially thought to be an overly simplistic model (Prochasta
and Norcross, 2003), however modern TA has developed with a greater
understanding of psychology and a more robust emphasis on both
process and outcome research. The popular application of TA in the
Parent/Adult/Child (PAC) module belies the complexity of the theory,
which the majority of users do not grasp unless undertaking the 5–
6 years of psychotherapy training required to become a UKPC registered psychotherapist. However, those who do use the basic PAC
model as a means for mindful communication find that, with the
minimum of training, it can make a significant difference to their
self-awareness and as a result can impact upon the way that they do
interact (Hollins, 2011).
Berne's ideas have rarely been subjected to empirical research, indeed he admitted himself that he believed the TA ego states to be
unobservable and therefore untestable. Further recent deepening
and exploration of TA have enriched the development of theory and
have allowed TA to gain recognition within the range of modalities
employed in counselling and psychotherapy. The complexity of analysis, the games in which people engage and the ways that individuals
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http://dx.doi.org/10.1016/j.nedt.2013.03.008
Please cite this article as: Kenward, L., Teaching communication via awareness of Berne's personal ego states, Nurse Education Today (2013),
http://dx.doi.org/10.1016/j.nedt.2013.03.008
2
Big Ideas
Parent
(Taught)
Adult
(Thought)
Child
(Felt)
Fig. 1. Berne's original ego states.
find to pass the time are all things that Berne saw as significant in
relation to the interactions that people have with one another.
These further aspects of TA cannot be addressed in this article, but a
wider variety of accessible books on the subject exist for those who
would want to further explore the TA theory.
Nursing is undergoing a not so quiet revolution. With the recent
Francis report the profession is under scrutiny more than ever before
(Francis, 2013). The professional behaviour and empathetic skills of
nurses are frequently questioned and nurses are required to develop
higher level relational skills to articulate levels of connection with
patients and service users, other professionals, and to develop
self-awareness and confidence in how they communicate. The implementation of basic TA training in communication would prove an
asset to undergraduate nursing education. Students already receive
education around good communication, but it is frequently around
other oriented strategies that take account of the needs and settings
of those that are communicated with. This is, of course vital but
there is little recognition of self-oriented awareness of how and why
communication takes place as it does. TA training would enable nurses
to reflect on why communication with particular people does or does
not go well or always seems to leave them with particular feelings.
Two examples of where the TA training would be especially useful
are in the mentoring relationship and in the nurse/patient relationship. To illustrate how TA may be utilised in practice an example of
an interaction between a student and a mentor is used.
Example
Ahmed a second year student arrives in theatres on day one of his
new practice placement and makes himself known to his mentor
Sally. Ahmed is quite anxious about his placement. Sally is extremely
busy on that particular day and had forgotten that Ahmed was arriving. She is in the process of preparing the anaesthetic room prior to
the theatre list and begrudgingly she takes Ahmed with her. All
goes well and Ahmed watches Sally assist the anaesthetist. During a
quieter period Sally later explains how patients are intubated prior
to surgery. Eliciting the knowledge that Ahmed already has, Sally
asks: ‘Where would the endo-tracheal tube be inserted to enable
the patient to breathe’? Ahmed hesitates; he wants to get it right,
he feels nervous. Before he has had a chance to reply Sally, who is
clearly irritated, replies ‘Oh come on you must know this, don't they
teach you any anatomy and physiology at university these days’.
Ahmed feels crushed; he knew the answer but was not entirely confident in it. Sally further mentions how she believes nurse education
is ‘pointless being in universities’ and how students ‘are too clever
to care’. The relationship between them is frosty with Sally becoming
critical of Ahmed, and indeed students and nurse education generally,
and Ahmed feeling inadequate and out of his depth. During the placement Sally frequently mentions how students do, in her opinion ‘not
get involved enough’ and ‘just tend to stand there looking bored’.
In this transaction Sally begins by asking a simple anatomy question
in Adult mode but finds herself irritated when Ahmed does not answer
quickly and with confidence. Ahmed may already sense Sally's irritation
and along with his natural anxiety about his new placement he begins
to feel inadequate. Sally resorts to a critical parent mode that demonstrates her own deep insecurities in the nurse education system. Speculating on the root of that is not appropriate without sitting Sally down
and asking her about it; nonetheless her reaction is likely to reinforce
the Child mode that Ahmed is already in, making him feel foolish,
inadequate and unsure of his ability. This may, if not addressed, result
in a whole placement where he takes this role to Sally's Parent role
and complains of being treated like a child while Sally complains of an
inept and uninterested student.
What might an alternative transaction be if Sally was made aware
of her ego states?
In response to Ahmed's hesitation, Sally might become aware of
her irritation, acknowledge it as being a Parent ego state, but choose
to stay in the Adult ego state by allowing Ahmed more time to consider his answer or by encouraging him to give a tentative answer even if
it might not be correct. An Adult transaction would acknowledge that
Ahmed may not know the answer or may be nervous. Furthermore,
Sally would, in the Adult ego state, acknowledge that the system of
education, the curriculum and the development of nursing students
are different as to how it was when she trained but it is quality assured, and that nurses are fit for the purpose and practice at the
end. Her ideas about nurse education may not be correct, and even
if they are, it is not the fault of individual students. She may also acknowledge that her practice setting can be nerve-wracking for students who frequently do not know what they can and cannot touch,
who people are or what they should be doing.
Ahmed in turn could have acknowledged his Child ego state when
he arrived in the department but responded as an Adult to Sally in acknowledging that he was not sure about the correct response to the
question, asking for some designated time with Sally to discuss his
fears around the environment of theatres and how best he might be
supported. He would also need to recognise within his Adult state
that the comments that Sally made in relation to education were
around her own inadequacy and not his. It is likely that the practice
placement experience would be different if both recognised their
ego states, acknowledged the issues that these brought up for them
as being ego state specific, looked at their reactions in the light of
rational thought as an Adult and chose to actively interact as Adults.
The possibility of using this approach with difficult patients or with
other professionals is endless. Transactions that are undertaken from an
Adult ego state help to regulate difficult feelings produced in conversations, raise awareness of and disarm power relationships and empower
nurses to take account of perspectives. This in turn has been shown to
develop empathy (Howe, 2013). Brown's (1989) twenty years of research into the relationship between shame and empathy have shown
that shaming a person or indeed a whole profession does not move people to change or to empathy, but moves then further away from being
able to provide empathy. With the public shaming of the profession it
seems that a new way is needed in our communication with ourselves,
with other professional and more importantly with our patients.
Perhaps implementing the TA theory might be a first step towards
improving communication and therefore further developing the empathy and relational skills that nurses need.
Please cite this article as: Kenward, L., Teaching communication via awareness of Berne's personal ego states, Nurse Education Today (2013),
http://dx.doi.org/10.1016/j.nedt.2013.03.008
3
Big Ideas
References
Berne, E., 1961. Transactional Analysis in Psychotherapy. Grove Press, New York.
Brown, B., 1989. Women and Shame: reaching out, speaking truths and building connection. 3C Press, AX Texas.
Francis, R., 2013. Report of the NHS Staffordshire Foundation Trust Public Enquiry. The
Stationary Office, London.
Hollins, C., 2011. Transactional Analysis: a method for analysing communication. British
Journal of Midwifery 19 (9), 587–593.
Howe, D., 2013. Empathy: what it is and why it matters. Palgrave Macmillan, Hampshire UK.
Lapworth, P., Sills, C., 2011. Introduction to Transactional Analysis. Sage Publications
Ltd., London.
Lister-Ford, C., 2012. Skills in Transactional Analysis Counselling and Psychotherapy.
Sage Publications Ltd., London.
Prochasta, J., Norcross, J., 2003. Transactional Analysis, Systems of psychotherapy:
a trans theoretical analysis5th ed. Pacific Grove, CA: Brooks/Cole.
Stewart, I., 2007. Transactional Analysis Counselling in Action, 3rd edn. Sage Publications Ltd., London.
Linda Kenward
The Open University, United Kingdom
Tel.: + 44 1296 581754.
E-mail address:
[email protected].
Available online xxxx
Please cite this article as: Kenward, L., Teaching communication via awareness of Berne's personal ego states, Nurse Education Today (2013),
http://dx.doi.org/10.1016/j.nedt.2013.03.008