NOTES TO READERS (March 2017):
1. See with Reader Comment by the paper authors posted at:
http://journals.plos.org/plosone/article/comment?id=10.1371/annotation/21462df8-dd1b-43d8-ba0c-a354d42825ff
2. See for further discussion Manning et al. (2017): https://journals.uair.arizona.edu/index.php/jaei/article/view/19979
RESEARCH ARTICLE
Integrated Tree-Ring-Radiocarbon HighResolution Timeframe to Resolve Earlier
Second Millennium BCE Mesopotamian
Chronology
Sturt W. Manning1*, Carol B. Griggs1, Brita Lorentzen1, Gojko Barjamovic2, Christopher
Bronk Ramsey3, Bernd Kromer4, Eva Maria Wild5
a11111
1 Cornell Tree-Ring Laboratory, Department of Classics, B48 Goldwin Smith Hall, Cornell University, Ithaca,
New York 14853–3201, United States of America, 2 Department of Near Eastern Languages & Civilizations,
Harvard University, 6 Divinity Avenue, Cambridge, Massachusetts 02138, United States of America,
3 Oxford Radiocarbon Accelerator Unit, Research Laboratory for Archaeology & The History of Art,
University of Oxford, Oxford OX1 3QY, United Kingdom, 4 Institute of Environmental Physics, University of
Heidelberg, D-69120 Heidelberg, Germany, 5 University of Vienna, VERA Laboratory, Faculty of Physics,
Isotope Research and Nuclear Physics, Währinger Straße 17, A-1090 Vienna, Austria
*
[email protected]
OPEN ACCESS
Citation: Manning SW, Griggs CB, Lorentzen B,
Barjamovic G, Ramsey CB, Kromer B, et al. (2016)
Integrated Tree-Ring-Radiocarbon High-Resolution
Timeframe to Resolve Earlier Second Millennium
BCE Mesopotamian Chronology. PLoS ONE 11(7):
e0157144. doi:10.1371/journal.pone.0157144
Editor: Xiaoyan Yang, Chinese Academy of
Sciences, CHINA
Received: January 26, 2016
Accepted: May 25, 2016
Published: July 13, 2016
Copyright: © 2016 Manning et al. This is an open
access article distributed under the terms of the
Creative Commons Attribution License, which permits
unrestricted use, distribution, and reproduction in any
medium, provided the original author and source are
credited.
Data Availability Statement: All relevant data are
either (i) within the paper and its Supporting
Information files; or (ii) the authors have submitted
the tree-ring data files to the International Tree Ring
Data Bank (ITRDB). Bruce Bauer (Data Manager
World Data Center for Paleoclimatology and NOAA
National Centers for Environmental Information
(NCEI) Center for Weather and Climate (CWC),
Email:
[email protected]) emailed to state
(13 May 2016) that he had added the data to the
ITRDB updates folder: http://www1.ncdc.noaa.gov/
pub/data/paleo/treering/updates/ with ITRDB codes
Abstract
500 years of ancient Near Eastern history from the earlier second millennium BCE, including such pivotal figures as Hammurabi of Babylon, Šamši-Adad I (who conquered Aššur)
and Zimrilim of Mari, has long floated in calendar time subject to rival chronological
schemes up to 150+ years apart. Texts preserved on clay tablets provide much information,
including some astronomical references, but despite 100+ years of scholarly effort, chronological resolution has proved impossible. Documents linked with specific Assyrian officials
and rulers have been found and associated with archaeological wood samples at Kültepe
and Acemhöyük in Turkey, and offer the potential to resolve this long-running problem.
Here we show that previous work using tree-ring dating to place these timbers in absolute
time has fundamental problems with key dendrochronological crossdates due to small sample numbers in overlapping years and insufficient critical assessment. To address, we have
integrated secure dendrochronological sequences directly with radiocarbon (14C) measurements to achieve tightly resolved absolute (calendar) chronological associations and identify the secure links of this tree-ring chronology with the archaeological-historical evidence.
The revised tree-ring-sequenced 14C time-series for Kültepe and Acemhöyük is compatible
only with the so-called Middle Chronology and not with the rival High, Low or New Chronologies. This finding provides a robust resolution to a century of uncertainty in Mesopotamian
chronology and scholarship, and a secure basis for construction of a coherent timeframe
and history across the Near East and East Mediterranean in the earlier second millennium
BCE. Our re-dating also affects an unusual tree-ring growth anomaly in wood from Porsuk,
Turkey, previously tentatively associated with the Minoan eruption of the Santorini volcano.
This tree-ring growth anomaly is now directly dated ~1681–1673 BCE (68.2% highest
PLOS ONE | DOI:10.1371/journal.pone.0157144 July 13, 2016
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Resolving Mesopotamian Chronology
TURK044-TURK047. The authors have added these
ITRDB codes (TURK044-TURK047) to the paper in
S1 File. Once the paper is published by PLOS ONE
Bruce Bauer will add the reference to the PLOS ONE
paper ID in the file descriptions on the ITRDB.
Funding: This work was supported by the National
Science Foundation, BCS 1219315, http://www.nsf.
gov/ (SWM); Social Science and Humanities
Research Council, Canada, http://www.sshrc-crsh.gc.
ca/home-accueil-eng.aspx, via CRANE project,
https://www.crane.utoronto.ca/index.html (SWM); and
Malcolm H. Wiener Foundation (SWM). The funders
had no role in study design, data collection and
analysis, decision to publish, or preparation of the
manuscript.
Competing Interests: The authors have declared
that no competing interests exist.
posterior density range), ~20 years earlier than previous assessments, indicating that it
likely has no association with the subsequent Santorini volcanic eruption.
Introduction
Mesopotamian Chronology and History
A dense textual record preserved on clay tablets from the Ur III through Old Babylonian periods (~2070–1750 BCE) provides an extraordinary wealth of information on rulers, their families and connections, officials, wider society, warfare, trade, literature, religion, science and
many other aspects of the history of this world which stretched from Mesopotamia into central
Anatolia (e.g. [1–5]) (Fig 1). Basic biographies of key figures such as Hammurabi of Babylon
and Šamši-Adad I can be extracted [6]. This record provides a detailed relative chronology
linking named individuals and places, in particular through texts dated by annually appointed
officials, or ‘eponyms’, in the city of Aššur [7], such that an annual timescale available from
lists of these officials and the partly overlapping Mari Eponym Chronicles can be combined
into a Revised Eponym List (REL) [5]. (Note: a short glossary of some terms and places is provided in Table 1.) There are of course complications. These include the fact that different manuscripts of the eponym list disagree slightly, and are imperfectly preserved, and that there are
breaks in communication during winter between Aššur and Anatolia, all of which allow for
varying reconstructions of the sequence and introduce a 0–5 year error potential [5, 8–11].
Nonetheless, the reconstructed REL record now available offers an approximately annual relative timeframe for the greater Mesopotamian world for the earlier second millennium BCE [5].
Alongside our knowledge of the Babylonian dynastic succession and the well-established synchronism of Šamši-Adad I’s death in Hammurabi’s 18th regnal year, this allows us to establish
a relative chronological sequence of some 380 years between the ascent of the Assyrian ruler
Erišum I and the destruction of Babylon during the Hittite invasion of Muršili I. However, this
richly documented historical period floats unanchored in calendar time (e.g. [12, 13]). This
alone is problematic, and prevents secure synchronization with contemporary civilizations in
surrounding areas (such as Egypt).
Records with astronomical observations establish an absolute chronology for Mesopotamia
back to the early 1st millennium BCE, and provide an approximate (±10 years) chronology
reaching to the late 15th century BCE. However, there is no accepted timescale for the earlier
second millennium BCE despite much work across several disciplines and over 100 years of
scholarly controversy (e.g. [12–15]). Since the recognition of tablets containing observations of
the planet Venus from the reign of Ammisaduqa of Babylon, there have been numerous
attempts, either using these observations and/or other evidence (solar eclipses, textual data,
archaeological materials or scientific dating), to try to provide absolute dates for the Old Babylonian and Old Assyrian periods (e.g. [5, 9–19]). Various chronologies, such as the so-called
Ultra-High Chronology, High Chronology, Middle Chronology (with a standard ‘high’ Middle
Chronology and an 8-year lower alternative Low-Middle Chronology), Low Chronology (or
8-year lower alternative), New Chronology and an Ultra-Low Chronology, as well as others
forming variations in between or around those time frames, have been proposed and debated
over many decades of work–with the range of dates varying for the end of the 1st Babylonian
Dynasty by up to ~234 years at extremes in scholarship since 1940, and 150+ years in more
recent work [12]. Considerable chronological uncertainty has been the only outcome, limiting
wider historical analysis of this key period.
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Resolving Mesopotamian Chronology
Fig 1. An example of an Old Assyrian clay tablet text: Yale Babylonian Collection, NBC 1905, showing
a sealed Old Assyrian legal record.
doi:10.1371/journal.pone.0157144.g001
The Relevance of Dendrochronology to the MBA: potential and
complications
Due to the amount and context of preserved wood at the archaeological sites of Kültepe and
Acemhöyük in Anatolia (Fig 2), dendrochronological evidence is relevant to this discussion.
There has been notable success in building tree-ring chronologies at these and other Anatolian
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Resolving Mesopotamian Chronology
Table 1. A Short Glossary of some terms and places used in this paper.
Acemhöyük
Archaeological site (38°240 N, 33°500 E) comprising
a city with no known ancient name with the remains
of two large public structures belonging to the
second half of the Assyrian Colony Period.
Aššur
City on the Tigris river north of Baghdad in modernday Iraq; during the Middle Bronze Age (MBA) it
was a small city state specialized in long-distance
trade.
Assyrian Colony Period
Chronological term used to describe the early stage
of the Middle Bronze Age (MBA) in Turkey (MBA1:
~MC 2000–1800 BCE) which produced the bulk of
the written evidence for the Assyrian caravan trade
at the site of Kültepe.
Central Anatolia
A region of Turkey (and its corresponding material
culture) essentially defined by the Pontic Mountains
in the north and the Taurus in the east, south and
west.
Eponym
Term used to designate the main public office in
Aššur. The official was appointed for one year at a
time and gave his name to the year. An overlapping
sequence (REL) of written ‘eponym lists’ that keep
track of the sequence of officials served as dating
tools for the Assyrians and form the backbone of
our current internal chronology of the Assyrian
Colony Period.
Kültepe
Archaeological site (38°510 N, 35°380 E) of the
ancient city of Kaneš (or Kanesh). Location of the
main settlement of Assyrian traders in Central
Anatolia; the site has produced extensive remains
of the merchant houses and their archival records
in the form of ~23,000 inscribed clay tablets.
Middle Bronze Age (MBA)
Archaeological designation for the period ~2000–
1600 BCE in Western Asia. In Turkey the period is
subdivided into an early stage (MBA1 ~MC 2000–
1800 BCE) and a later stage (MBA2: ~MC 1800–
1600 BCE). The former corresponds to the
Assyrian Colony Period.
Middle Chronology (MC)
The standard Middle Chronology (MC) that dates
the Fall of Babylon to 1595 BC based on a solution
of (less than perfect) astronomical evidence. Often
used as the conventional scale to date events in
ancient Western Asia. An alternative ‘Low’-MC
(L-MC) is 8 years later. Other schemes using this
same astronomical and other evidence (High
Chronology, Low Chronology, New Chronology)
offer alternatives from approximately +56/64 years
older to –64/88 years later than the MC or Low-MC.
This ~152 year date range, versus agreed closer
definition, has been a major source of scholarly
debate and controversy.
Old Assyrian
Term used about the chronological period ~MC
2000 to 1600 BCE in Iraq north of Baghdad (and
sometimes also Central Turkey and/or Northern
Syria) as well as the associated stage of the
Assyrian dialect of the Akkadian language.
Corresponds to the term "Middle Bronze Age" in
archaeological parlance.
Old Babylonian
Term used about the chronological period ~MC
2000 to 1600 BCE in Iraq south of Baghdad (and
sometimes also Northern Syria), as well as the
associated stage of the Babylonian dialect of the
Akkadian language. Corresponds to the term
“Middle Bronze Age” in archaeological parlance.
(Continued)
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Resolving Mesopotamian Chronology
Table 1. (Continued)
REL (Revised Eponym List)
A reconstructed overlapping sequence of written
eponyms covering a period of ~250 calendar years
that forms the internal chronology of the Assyrian
Colony Period.
doi:10.1371/journal.pone.0157144.t001
sites [20], and these data sets would be–as has been argued [21–23]–key to resolving the Mesopotamian chronology dilemma if the requisites for crossdating between sites were met in all
cases. The existing dendrochronological work has been employed as part of the basis of several
recent dating proposals by ancient historians (e.g. [5, 9–11, 15]). But, just as recent discoveries
and advances with regard to the available textual evidence have transformed understanding as
encapsulated in the REL [5], so reappraisal and new work reveals that some of the dendrochronological evidence published until now must also be reconsidered. This critically affects all
work in the field published to date which has employed the dendrochronological crossdating
among Anatolian sites using the Porsuk chronology (e.g. [5, 9–11, 15, 21–23]).
Fig 2. Locations of Anatolian sites with tree-ring chronologies analyzed and discussed in this paper.
doi:10.1371/journal.pone.0157144.g002
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It has previously been shown that dendrochronological evidence for two MBA sites, Kültepe
and Acemhöyük, is relevant and robust [20, 23]. Documents recovered in houses belonging to
Assyrian merchants settled at Kültepe (ancient Kaneš) [4] place the transition from Kültepe
Lower Town (referred to as the “kārum” in earlier literature) Level II to Ib between REL 138
(latest attested year eponym in Level II) and REL 142 (first attested year eponym in the subsequent Level Ib)–thus REL 138–141 [5]. (It is worth noting that we have only very few texts with
dates for REL 142 onwards, and usually only one for each year, thus the REL 138–141 ‘gap’
may change or close with new finds.) At approximately the same time a new palace–the socalled Waršama Palace of Mound Level 7 –was constructed on the citadel at the site of its
burnt-down predecessor, the so-called Old Palace of Mound Level 8, and is contemporary with
Kültepe Lower Town Level Ib [4, 5, 24]. There is wood (Juniperus spp.) from the construction
of the Waršama Palace with bark preserved, which allows dating of the exact year that the tree
was felled, thereby offering a potential date for the palace’s construction within a year or so
[23], and a potential tie point with the REL [5].
However, there is a critical gap in the evidence: the documentary record comes from the
lower town area, which is entirely discrete from and with no stratigraphic or decisive documentary relationship to the Waršama Palace [4, 5, 24]. A simultaneous destruction and transition
from (i) Lower Town Level II to Ib, and (ii) the destruction and transition from the Old Palace
to the Waršama Palace has hitherto been maintained as the most likely scenario (e.g. [4]) and
employed as a premise in [5]. But this assumption cannot itself form a fundamental link in the
evidence chain and needs to be tested.
A second site offers an independent starting point for doing so. A large number of bullae
(sealed clay lumps) bearing e.g. the sealings of Šamši-Adad I, king of Upper Mesopotamia, and
ruler of Aššur between REL 165 and his death in REL 197 (a reign lasting 33 or 34 years [25]),
were found at the Sarıkaya Palace at Acemhöyük in Anatolia (e.g. [5, 26–29]). Numerous Juniperus spp. timbers were recovered, some with bark, or with only bark removed (the waney
edge), from half a dozen different locations around the building complex. Timbers of a similar
age were also recovered from another construction at the site, the Hatıpler Tepesi [20, 23]. For
this site, there is a robust chronology of 12 samples (see Figure D in S1 File, S2 Dataset,
Table D in S1 File). Most of the relevant bullae with their seal impressions were found stored in
Room 6 of the Sarıkaya Palace [27], where two of the 12 tree-ring samples (ACM-48, ACM-50)
were collected (see Figure D in S1 File). The final extant tree-ring of ACM-48 is close to bark
and dates to the same year as other samples from the building with waney edges or bark
(Figure D in S1 File). Thus these timbers should reasonably provide a terminus post quem for
the deposition of the impressed bullae. Of course, the actual date that the bullae and their sealings were produced is earlier than deposition, but, given their large number (900 bullae and 43
tags from Room 6 alone) [26–29], it is reasonable to assume that such a larger group of heirloom sealings are only ‘old’ by less than a decade. Therefore, it is plausible that the majority of
the sealed bullae postdate the construction of the room in which they were stored, and that at
least some of these must include the 29 bullae carrying impressions of seals of Šamši-Adad I.
The finds of a dozen similarly aged and securely crossdated timbers (some preserving bark or
waney edge)–with high inter-sample correlation, implying the timbers were collected from a
similar source–along with other tree-ring sequences that crossdate robustly with this site’s
chronology (Figure D in S1 File, S2 Dataset, Table D in S1 File) [20, 23] from different loci in
the Sarıkaya Palace and another nearby complex, make it very unlikely that these are instances
of re-used wood–rather these timbers were newly cut wood obtained and used in major building projects. While documentary and archaeological sources from ancient Mesopotamia indicate the rarity, and thus re-use, of timber sometimes brought long distances [30], it must be
noted that juniper timbers would have been available from the mountains close to Acemhöyük
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Resolving Mesopotamian Chronology
and Kültepe–consistent with the view they were felled and obtained for these major building
projects.
The numerous, rather than occasional, finds of several types of items dating from the reign
of Šamši-Adad I and a number of other contemporary historical figures, suggest that these
items are not heirlooms, and therefore indicate that the construction and initial use of the Sarıkaya Palace must not post-date the death of Šamši-Adad I and REL 197 [5]–and indeed must
pre-date his death by some years given the range of finds. These include no fewer than 29 bullae impressed with five different seals associated with his reign (13 x Ac. CS 1; 13 x Ac. CS 2; 1
x Ac. CS 3 and 4, 2 x Ac. CS 5) [26–29]. The mention of Aššur in the seal legends of Ac. CS 1,
3–5 means that the seals must postdate the conquest of that city around REL 165. Among the
bullae from Sarıkaya were also 15 impressions of two seals (9 x Ac. CS 7; 6 x Ac. CS 8) belonging
to king Aplahanda of Carchemish (died ca. REL 208); two impressions made by Līter-šarrussu
(Ac. CS 6)–a servant of Yahdun-Lim and Šamši-Adad I whose seal was later re-cut and used by
another official on a tablet found at Tell Leilan in Syria and dated to REL 202 (contra [27]); and
five impressions of the seal of Nagihan/tum (Ac. CS 10), “daughter of Yahdun-Lim, king of Mari
and the Sim’alites”, whose father was defeated by Šamši-Adad I around REL 180, but who may
have continued to use her seals for years thereafter. While documentary connections can be
made between the Sarıkaya Palace and Lower Town Level Ib at Kültepe [29] (corresponding to
the period from REL 142 onwards), there is no evidence for any (earlier) Kültepe Lower Town
Level II connection, nor is there any sound evidence for documents dating prior to the conquest
of Aššur by Šamši-Adad I (REL 165) at the Sarıkaya Palace ([29], contra [27]). The bullae found
in the Sarıkaya palace provide a relative date of the structure between REL 165 and the death of
Aplahanda (after REL 208), with a cluster of dates for the bullae in the REL 190s.
Anatolian MBA Dendrochronology and Problems with Previous Work
and Dates
Robust Juniperus spp. tree-ring chronologies from three Middle Bronze Age (MBA) sites in
Anatolia (Fig 2)–Kültepe (KUL) and Acemhöyük (ACM), plus one other site, Karahöyük
Konya (KBK) [20, 23, 31] (and see Section A in S1 File)–do securely crossdate following standard dendrochronological methods and evaluation [32–39], both within and between sites
with no doubt as to veracity (see inset in Fig 3 and Figures A, B and Tables C, E in S1 File), and
combine into a robust floating 300-year MBA juniper chronology [20, 23, 31]. The Gordion
(GOR) Juniperus spp. chronology is likewise well-established and near-absolutely placed in
time [22, 23, 31, 40, 41]. But the link between the MBA chronology and the Gordion chronology is problematic at best, resulting from an attempt to connect the two via a dendrochronological ‘bridge’, a Juniperus spp. chronology from Porsuk (POR) (southeast Anatolia) [21–23,
31, 40, 42]. There are two issues here. First, the part of the chronology linking Gordion and
Porsuk contains very low sample depth–with just 1 or 2 trees in the Gordion chronology (Fig 3,
Figures A, B in S1 File)–too few for any secure crossdating following standard dendrochronological methods [32–35], which makes the best available match, whether statistical, visual, or
both, highly tentative at best (nor is the best available match adequate: inset in Fig 3 [35]). Second, the supposed linkage between the Porsuk chronology and the MBA chronology is also, in
dendrochronological terms, no more than tentative due to the overlapping segment of POR
containing only 1 or 2 samples, again too low for secure crossdating (Fig 3, see Section A in S1
File, Figures A, B, Tables C, E in S1 File).
Based on this information, there are no valid crossdates between the Porsuk and MBA chronologies, nor between the Porsuk and Gordion chronologies. Thus any previously stated calendar date estimates for the Porsuk, Acemhöyük, Karahöyük or Kültepe timber samples
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Fig 3. Site tree-ring chronology composition, showing sample numbers/depth and their relative positions according to the
previously proposed dendrochronological placements [23] and a summary of the crossdating statistics (tBP) from the TSAP
software [37] (other crossdating statistics are available in S1 File).
doi:10.1371/journal.pone.0157144.g003
extrapolated from the Gordion chronology are not secure in dendrochronological terms. This
calls into question existing work on Mesopotamian chronology which has used such dates as
part of assessments or arguments (e.g. [5, 9–12, 15]). Secure absolute dating of these chronologies instead requires additional analysis using independent dating techniques.
Reassessment of Dendrochronological Dating
In view of these issues, and to resolve the chronological uncertainty, we report work, using
tree-ring-14C-wiggle-matching [43–45] to (i) independently establish a near-absolute date for
the MBA tree-ring chronology from Kültepe, Acemhöyük and Karahöyük; (ii) independently
establish the near-absolute date of the Porsuk tree-ring chronology; (iii) re-assess previous
dendrochronological crossdates; and (iv) re-assess the relationship of the dendrochronological
dates with Mesopotamian history. Our direct date for the Porsuk tree-ring chronology revises
the date for this chronology and confirms that Porsuk lacks secure dendrochronological crossdates with both the MBA chronology and the Gordion chronology at the previously proposed
placement. We demonstrate that our revised dating scheme for Porsuk and the MBA chronology is compatible only with the so-called Middle or Low-Middle Mesopotamian Chronologies.
Further, our work moves the date of a previously reported unusual tree-ring growth anomaly
in the Porsuk chronology–tentatively associated with the effects of the Santorini/Thera volcanic eruption [21, 22, 46]–to an earlier period, meaning that this growth-ring anomaly is not
associated with the Santorini event.
Materials and Methods
Tree-ring samples
The tree-ring samples analyzed and 14C-dated in this paper are juniper (Juniperus spp.), either
Juniperus excelsa M.Bieb. or Juniperus foetidissima Willd. [47, 48], recovered from the
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archaeological sites of Acemhöyük, Karahöyük Konya, Kültepe and Porsuk in Turkey (Anatolia) (Fig 2) [20, 23, 31, 42], along with previously published 14C data [22, 40] on Juniperus spp.
material from the archaeological site of Gordion in Turkey [41]. At Acemhöyük and Kültepe
the samples associated with the construction derive from the primary building phases. At each
site the samples come from more than one locus, and in the case of Acemhöyük from two separate, contemporary, buildings, the Sarıkaya Palace and the Hatıpler Tepesi (including at the
former Room 6 where many of the bullae with their seal impressions were found [26, 27]).
There are also some samples that indicate later additions/repairs: 22–24 years (based on samples with bark) and at least 61 years (from a sample without bark) later at the Waršama Palace,
and at least 8 years (from a sample without bark) later at the Sarıkaya Palace [23]. These suggest minimum lifetimes for the structures as >61 years and >8 years respectively. The crossdated tree-ring series for the samples from each site had been previously assembled into robust
site chronologies employing standard dendrochronological methods (e.g. [32–35], see Fig 3,
Section A in S1 File, Figures A-G in S1 File, S1 Dataset, S2 Dataset, S3 Dataset, Tables A-E in
S1 File) (note: Fig 3 shows the chronologies in the original–now withdrawn–positions). We
confirmed the robustness of each chronology by building core chronologies of each site,
removing outliers that are satisfactorily crossdated but muddy the chronology’s “common
growth signal”.
There are robust crossdates among the three MBA site chronologies, KUL-KBK-ACM, and
they form the basis of the combined MBA juniper chronology. As noted above, the best available
linkages of any of the MBA set elements with POR are less than secure, as is GOR with POR (Section A, Tables C, E in S1 File) due to the small sample count in one of the two data sets in each
overlap and insignificant or poor statistical correlation (Fig 3, Tables C, E in S1 File).
14
C and Dendrochronology
We carried out a program of tree-ring-14C-wiggle-matching on elements of the MBA and Porsuk chronologies, similar to previous work on the Gordion chronology [22, 40], in order to: (i)
date directly and precisely the MBA relative chronology, and thus (ii) obtain calendar date estimates specifically on a relative dendrochronological sequence associated with the historical
Mesopotamian world via documents linked especially to the reign of Šamši-Adad I and the
REL [5]; and (iii) independently test and quantify the correct relationships between the Gordion and Porsuk chronologies, and the Porsuk and MBA chronologies.
Specific sets of juniper tree-ring segments (each typically comprising 9 or 10 tree-rings, or
less in a few cases) were dissected with a steel blade under a binocular microscope from the
POR, KUL, KBK and ACM tree-ring series with known tree-ring counts for each sample and
for the intervals between each sample, in order to form defined time series. These samples were
then 14C dated (Fig 4, see Section A in S1 File–all new 14C data from this project are listed in
Table F in S1 File). 14C ages are expressed as conventional radiocarbon ages BP (Before Present–AD/CE 1950) using the (Libby) half-life of 5568 years [49]. We summarize sample pretreatment methods employed at each laboratory:
(i) Oxford (OxA). Acid-Base-Acid (ABA) sample pretreatment (lab code: UW), target
preparation and Accelerator Mass Spectrometry (AMS) 14C dating were performed on the
juniper samples at the Oxford Radiocarbon Accelerator Unit following methods described previously [50–53]. Isotopic fractionation has been corrected for employing the δ13C values measured on the AMS–the quoted δ13C values (Table F in S1 File) were measured independently
on a stable isotope mass spectrometer (±0.3‰ relative to VPDB).
(ii) Vienna (VERA). Sample pretreatment, target preparation and AMS 14C dating were
performed on the juniper samples at the Vienna Environmental Research Accelerator mainly
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Fig 4. Comparison of the 14C data on each set of Juniperus spp. tree-rings from each site. Errors bars show 95.4% probability ranges. In all but one
case, OxA-30897 & OxA-31521 from MBA relative rings (RY) 677–685, the data on the identical tree-rings are compatible to be combined as weighted
averages to give the best available estimates of the appropriate 14C age [60]. Dates on the same or similar (site or time interval) tree-rings measured at
different laboratories also show good agreement.
doi:10.1371/journal.pone.0157144.g004
following procedures described previously [50, 54, 55]. Three subsamples of each sample were
treated with the standard ABA method used at VERA. In addition, from one of the ABA samples, the humic acids–extracted in the alkaline step–were precipitated and measured to check
whether their 14C age deviates from that of the fully treated sample (which was obviously not
the case) [56]. Further, for comparison, two other subsamples were subjected to Soxhlet extraction with cyclohexane-ethanol 2:1 mixture, ethanol and bi-distilled water in sequence followed
either by ABA treatment or by acid–base treatment plus a final bleaching with NaClO2. The
VERA δ13C values in Table F in S1 File were measured with the AMS system on the graphitized
sample.
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Resolving Mesopotamian Chronology
(iii) Heidelberg (Hd). Sample pretreatment and 14C dating were performed on the juniper
samples at the Heidelberg Radiocarbon Laboratory following methods described previously
[22, 40, 57]. The KBK samples were analyzed in 2002 (this gas-counting facility is no longer in
operation). The δ13C values quoted were measured independently on a stable isotope MS (typical approximate precision 0.4‰). The samples were milled and then pretreated using versions
of an AAA sequence [58] with a slightly modified de Vries method (NaOH overnight; HCl,
NaOH, and HCl for 1 hour each; all at 80°C). The samples were combusted and the CO2 was
purified. The samples were measured for (variously) 7 to 12 days at the Heidelberg Radiocarbon Laboratory low-level gas counters [59]. The errors reported in Table F in S1 File comprise
the Poisson counting statistics and regression analyzes of background versus coincident count
rate (an indicator of barometric pressure changes) and standard versus gas purity.
All but one set of 14C measurements on identical tree-rings were compatible with the
assumption of representing the same 14C age within 95% probability limits, and were considered as weighted average values [60]. This includes three parallel sets of samples on the same
tree-rings run at different laboratories (Oxford, OxA and Vienna, VERA), and data on treering samples from different trees of similar relative date run at different laboratories (Heidelberg, Hd and Oxford). (For additional information on known age tests for Oxford, to establish
accuracy and precision of data reported, and on inter-laboratory comparisons, see Section B in
S1 File, Figure I in S1 File.)
The tree-ring-sequenced 14C datasets were then each independently wiggle-matched to the
IntCal13 14C calibration dataset [61] with curve resolution set at 1 year using the OxCal 4.2
software system and employing the D_Sequence function [43, 62]. Different models were run,
starting with all data, and then excluding any outliers (see [63] and Section C in S1 File). The
RScaled outlier model in OxCal was employed as the errors involved in this study are of the
14
C timescale (and not the tree-ring/calendar timescale), but may reasonably be regarded as
potentially somewhat understated in real terms, as evident, for example, in previous high-precision inter-laboratory comparisons [64]–thus the RScaled option seems more appropriate/
realistic in a case like ours than the SSimple model which takes the quoted errors on the 14C
measurements literally [63]. The mid Relative-Year (RY) point of each dated sample was
treated as the RY age being dated and fitted to the 14C calibration curve (e.g., where there are
1–9 rings in a sample, the RY date of ring 5 is used, or where there are 10 rings in the sample,
we use ring 5.5 as the approximation). Tables G-J in S1 File provide the full OxCal model information for Models 3, 6b, 8a and 8b (Table 2)–noting Outliers from Models 1 and 7a and 7b
and any comments about the individual dates in the models. Section C in S1 File provides further details. Figures J-N in S1 File show the calculated placements, or details, from various
models. We note that the OxCal software implements a comprehensive Bayesian chronological
modelling approach [62]; among other things, this permits definition of probability regions
and robust outlier detection [62, 63]. Classical least-squares curve fitting approaches achieve
very similar best fit loci [22, 43]. To test and confirm this in the present case we considered the
Model 7b data via a least squares analysis versus IntCal13 [61] achieving a best fit only 6 years
different (older). After removing the 3 data more than 3σ from the mean IntCal13 values, a rerun was only 4 years different (older) than Model 8a (see Section C in S1 File, Figures O, P in
S1 File).
We also considered the relevance of possible regional 14C offsets–Anatolia versus the
sources of the IntCal13 dataset (southern Germany and Ireland for this time period)–in order
to achieve the best and robust calendar placements (Fig 5, Fig 6, Table 2, see also Section C in
S1 File). No substantive offset was identified for these timbers across the relevant time period
consistent with findings for the second millennium BCE previously reported for central Anatolia from Gordion [40]. We also reanalyzed the previous Gordion series [40] using the newer
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Table 2. Dendro-14C-wiggle-match placements for the Anatolian tree-ring series.
Dating Model
Elements /dates
ring 776 Date BCE
68.2% hpd
range
95.4% hpd
range
Aoverall
Amodel
Outliers
Gordion Scheme Relative Years (RY)
μ±σ
M+
Date BCE
Date BCE
1. GOR RY776.5–1764
128/128
1738±1
1738
1740–1737
1741–1736
0.8
0.8
25
1738±1
1738
1739–1736
1741–1735
123.4
118.4
1
1738±1
1738
1740–1737
1741–1735
141.4
133.9
0
1738±2
1738
1739–1736
1741–1734
247.7
233.2
0
1732±3
1732
1736–1730
1739–1729
10.9
12.4
7
43/43
1734±2
1734
1737–1732
1737–1726
97.7
98.8
0
18/51
1753±7#
1754
1759–1751
1762–1740
(91.4%), 1736–
1730 (4%)
92.6
103.1
0
1754±8
1756
1760–1753
1764–1746
(89.6%), 1735–
1725 (5.8%)
118.1
125
0
1753±6
1755
1759–1752
1762–1740
(93.2%), 1736–
1732 (2.2%)
100
107.3
0
1744
1749–1738
1771–1734
4.3
13.1
6
1746±10
1743
1749–1737
1773–1764
(9.8%), 1757–
1773 (85.6%)
5.5
18.8
5
1744±4
1744
1748–1739
1752–1736
137.2
142.1
0
1745±4
1745
1749–1741
1753–1738
121.3
128.1
0
1742±5
1741
1746–1736
1752–1732
170.7
167.9
0
2. = 1 minus outliers
103/103
3. = 2 minus outlier
102/102
3a. = 3 with ΔR 0, 10 (μ±σ = 6.9±2.3)
4. GOR RY776.5–1145.5
50/50
5. = 4 minus outliers
6. POR
6a. = 6 with ΔR 0, 10 (μ±σ = -5.6±6.4)
6b. POR (OxA & VERA separate)
7a. KUL-KBK-ACM = MBA (KUL and ACM samples separate)
39/103
1746±8
7b. 7a but with KUL+ACM combined, minus 1 sample*
34/102
8a. = 7a minus outliers
33/90
8b. = 7b minus outliers
29/90
8c. = 8a with ΔR 0, 10 (μ±σ = 3.4±5.7)
Calendar date (BCE) placements for the dendro-14C-wiggle-matches of the Gordion, Porsuk and MBA tree-ring chronologies (Fig 3) employing IntCal13
and OxCal [43, 61, 62] expressed in terms of RY776 following the previous chronology based on the Gordion RY sequence and dates published [21–23,
31, 40, 41]. The models consider first all data in each series, and then excluding outliers if present (RScaled outlier model in OxCal [63]) and considering
possible 14C offsets (ΔR [62]). Typical outputs are shown (see also Figures J-N in S1 File). The OxCal Amodel and Aoverall values should be about 60
to indicate satisfactory agreement within the model. Elements are the separate dendro-sequenced analytical units in the models–these may comprise one
or more dates; where plural these dates on the identical tree-rings are employed as a weighted average [60]. Note: RY776 is simply an arbitrary choice
(but used since it was the reference point for previous Gordion-based dates) to allow comparison of the different chronologies. If the previously published
crossdates and positions were correct (e.g. [21–23, 31, 40, 41]), then all the chronologies should yield approximately the same calendar age ranges for
RY776. They do not. The tree-ring series do not all include an RY776 –this year is extrapolated in such cases to enable the comparison in terms of a
single year.
+ M = median value
# The probability distribution for the Porsuk series is not approximately symmetrical–contrast all other cases–the mode of the distribution is 2 years older
than the mean, and 1 year older than the median–at 1755 BCE for Model 6. We use 1755 BCE as the best fit point.
* OxA-30907 for RY607-615 had divergent δ13C values recorded by the AMS versus those independently measured on an MS, and so is considered
inherently less than entirely reliable and so was excluded in run 7b (but included in run 7a).
doi:10.1371/journal.pone.0157144.t002
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Fig 5. 14C measurements from the tree-ring time-series excluding outliers as best placed against the IntCal13 14C calibration dataset (modelled
and raw data) [61–63]. Plot shows data and placements from Models 3, 6, 8a in Table 2 (see also Figures J-N in S1 File). Inset shows the alternative
placement for the Gordion series if only Gordion RY 776.5 to 1145.5 are employed [40], i.e., Model 5 versus Model 3 placement (see Table 2) (see Section
C in S1 File).
doi:10.1371/journal.pone.0157144.g005
IntCal13 calibration dataset [61] (replacing IntCal09 as employed in the previous study [40])
(Fig 5) because additional data included in IntCal13 reduce somewhat small discrepancies noted
previously with respect to the Gordion dataset [40, 65]. Overall, it is important to highlight that
the analyses we report, whether with or without outliers removed, or considering possible small
regional 14C offsets, all yield very similar calendar date placements for each of the chronologies
(GOR, POR and MBA), with mean or median values varying only by 0–3 years: Table 2.
Results
Porsuk
The dendro-14C-wiggle-match placement calculated independently for the Porsuk chronology
can be compared with the result which would be expected if the previously proposed dendrochronological crossdate against the Gordion chronology were correct (Fig 5, Fig 6, Table 2).
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Fig 6. We test the previously published Anatolian dendrochronological placements [21–23, 31, 40] by independently dating the MBA, POR and
GOR chronologies and calculating the calendar age range for what should–if the previous placements were correct–be exactly the same date. We
choose to test the previously published placements versus the major RY 854 tree-ring growth anomaly observed in the Porsuk chronology (this is an arbitrary
choice but of relevance to the supposed Thera/Santorini association [46]). Differences between the dendro-14C-wiggle-match placements of the various
time-series (see Fig 5) are shown in terms of the overall calculated probability distributions (marginal posterior densities) for the calendar age placement for
RY 854 (note: the tree-ring series do not all include an RY854 –this year is extrapolated in such cases to enable the comparison in terms of a single year).
The 68.2% and 95.4% highest posterior density (hpd) ranges, along with the μ±σ and the median, are also indicated.
doi:10.1371/journal.pone.0157144.g006
We find that the Porsuk chronology is placed ~15–24 years older than suggested by the best,
but uncertain, dendrochronological crossdate with Gordion–when comparing median or mean
values for Models 1–5 versus Models 6, 6a and 6b in Table 2. Therefore, given that the existing
Porsuk relative tree-ring date against the Gordion chronology is both a tentative dendrochronological crossdate, and offers only a very marginal position in the respective 95.4% probability
ranges, it should be regarded as problematic, and no longer employed. The approximate
revised placement of the Porsuk time series in absolute time is shown in Fig 7.
The re-dating of the Porsuk tree-ring chronology has a further consequence. An unusual
short-term tree-ring growth anomaly has been noted in the Porsuk chronology, with the
hypothesis suggested that this might result from the impact of the large Santorini (Thera) volcanic eruption known from the mid second millennium BCE [21, 22, 46]. Previously, when the
date stated for the growth anomaly was ~1650 +4/7 BCE, this seemed at least possible, especially given ice-core based date estimates in the mid-1640s BCE published in the later 1980s-
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Resolving Mesopotamian Chronology
Fig 7. The relative and approximate absolute calendar placements of the MBA, Porsuk and Gordion tree-ring series in Fig 3
revised according to the tree-ring-14C dates reported in Table 2 and with no dendrochronological crossdate connection
between the Porsuk chronology and either the Gordion or MBA chronologies. Inset: the tBP crossdate values calculated from
TSAP [37] for the constituents of the MBA chronology. There is no tree-ring-based link with either Porsuk or Gordion.
doi:10.1371/journal.pone.0157144.g007
1990s [21, 22, 46]. Subsequent work indicated slightly older tree-ring dates making this possible association more problematic [40, 66]. However, the recognition now that there is no reliable dendrochronological linkage between the near-absolutely placed Gordion chronology and
the Porsuk chronology (see above) renders these previous dates for the Porsuk tree-ring growth
anomaly invalid. The independent dating of the Porsuk chronology reported here (Figs 5 and 6
and Figure L in S1 File, Table 2) indicates that the Porsuk chronology in fact dates likely some
~15–24 years earlier than the date (now recognized as incorrectly) derived via the Gordion
chronology. The independent Porsuk dendro-14C wiggle-match places the RY 854 growth
anomaly in the Porsuk wood most likely ~1681-1674/1673 BCE (68.2% hpd ranges from Models 6 or 6b –for the 95.4% hpd ranges, see Fig 6) These dates render the Porsuk tree-ring growth
anomaly no longer compatible with the plausible date range for the Santorini eruption, which
is dated either in the later 17th century BCE from scientific evidence and some archaeological
assessments, or in the 16th century BCE according to some other archaeological viewpoints
(e.g. [66–70], and see below). Another cause must be given for the Porsuk tree-ring growth
anomaly–previous hypotheses (especially [46]) are now unlikely.
Middle Bronze Age (MBA) Dendrochronology and 14C ages
The wiggle-match of the 14C ages and the MBA tree-ring chronology (Figs 4–6, Table 2) indicates a precise placement for the MBA chronology likely ~13–16 years earlier than previously
suggested [22, 23, 40] on the basis of the withdrawn and non-secure dendrochronological
crossdates with the Porsuk chronology (Fig 7). The felling dates for primary construction of
the Sarıkaya Palace at Acemhöyük are placed at RY730-731 on the MBA chronology, with
some later construction from repairs or alterations. The two years may reflect either the building process of the palace over about 2 years, or stockpiling wood from two years for use. In the
pre-modern world there is little evidence that timber was not used more or less immediately
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Resolving Mesopotamian Chronology
Table 3. Calendar date BCE estimates for the primary construction timbers with bark or waney edge (giving the exact cutting date), and likely earliest building use dates, for the Waršama Palace at Kültepe and the Sarıkaya Palace at Acemhöyük from Model 8a in Table 2.
Model 8a (from
Table 2) Relative
Years (MBA Dendro)
Primary Construction
(PC), Likely Earliest
Use (EU)
μ±σ
median
68.2% hpd
95.4% hpd
Calendar Dates BCE
RY670
Waršama PC
1850±4
1850
1854–1845
1858–1842
RY671
Waršama PC
1849±4
1849
1853–1844
1857–1841
RY672
Waršama PC
1848±4
1848
1852–1843
1856–1840
RY673
Waršama EU
1847±4
1847
1851–1842
1855–1839
RY730
Sarıkaya PC
1791±4
1791
1795–1786
1799–1783
RY731
Sarıkaya PC
1790±4
1790
1794–1785
1798–1782
RY732
Sarıkaya EU
1789±4
1789
1793–1784
1797–1781
doi:10.1371/journal.pone.0157144.t003
(with ‘seasoning’, where mentioned, usually meaning literally after a season, so within 0–1 year
of felling) in such roughhewn situations [71, 72] and especially when no lengthy transport is
involved–in contrast to some ancient Mesopotamian accounts of timbers shipped long-distances down the Euphrates [30]. Thus the latest year (from samples preserving bark), RY731,
should either date construction or end of construction (in the later part of that year) or set a
close terminus post quem (TPQ) for the end of construction (e.g., year after) and so use of the
building, as well as the earliest date for the presence of objects and items such as the clay sealings. We might therefore reasonably regard RY732 as the likely earliest year of actual use of the
building. RY732 equates with 1793–1784 BCE (68.2% hpd; the 95.4% hpd is 1797–1781 BCE)
following Model 8a in Table 2, see Table 3. The date (bark or waney edge) of the trees used in
the primary construction of the Waršama Palace at Kültepe ranges over three years, from
RY670-672. Again this may reflect a process (it is an enormous 1 hectare monumental structure [4, 24]) over 3 years, or stockpiling before building. We may again regard either the later
part of RY672 as the likely construction date, or end construction date, or the following year,
and we can regard the likely earliest use of the palace as not before RY673. RY673 is placed
1851–1842 BCE (68.2% hpd; the 95.4% hpd is 1855–1839 BCE): Table 3.
Dendrochronology and Mesopotamian History
(i) Acemhöyük. We may compare the placement of the MBA tree-ring series against the
date ranges previously estimated for Mesopotamian chronology based on textual, astronomical
and archaeological information as they intersect together in the construction date and assemblage of the Sarıkaya Palace at Acemhöyük (Fig 8). It is evident that only some variation of the
Middle Chronology is compatible with the tightly constrained data. Under the High Chronology Šamši-Adad I would be dead four decades before the Sarıkaya Palace was even constructed,
which is incompatible with his numerous documentary links with the building (similarly Aplahanda of Carchemish, whose seals are also present and among the later dated material at Sarıkaya, is dead three decades before the building is built). Thus the High Chronology (e.g. [17,
73]) may be ruled out.
The ~13–16 years older shift from our results critically resolves a problem with the (now
withdrawn) previous dendrochronological dating. Although this previous date favored the
Middle Chronology, it was problematic as it left the construction of the Sarıkaya Palace at
Acemhöyük (then given as 1774 +4/-7 BCE [22, 23]) occurring more or less when Šamši-Adad
I died (REL197 = 1776 BCE on the Middle Chronology–and not long before Šamši-Adad I’s
death on the Low Middle Chronology). And yet there are numerous sealings of Šamši-Adad I
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Fig 8. Comparison of the proposed calendar dates BCE from some of the main Mesopotamian Historical Chronologies [5, 9–19, 73] for four key
REL dates [5] versus the dendro-14C-wigglematch date ranges (95.4% probability range) for the likely Earliest Use (EU) of the Sarıkaya Palace at
Acemhöyük [23] as +1 year from latest primary construction timber with bark/waney edge (data from Table 2, Model 8a, Table 3), and including
the subsequent dendrochronologically known repairs/additions to the building [23]. The known lifetime of the Sarıkaya Palace runs from the time of
Šamši-Adad I (with nothing earlier) through sealings of Aplahanda of Carchemish who died around REL 208. The dates indicated are: (i) REL 165 (ŠamšiAdad I conquers Aššur); (ii) REL 197 (death of Šamši-Adad I) [5]; (iii) REL 190s which represent a cluster of dates on documents at the Sarıkaya Palace
[29]; and (iv) REL 208. The respective calendar dates BCE for the Fall of Babylon (sacked by the Hittite king Muršili I) according to the five main
Mesopotamian Historical Chronologies [5, 9–12, 15–19, 73] are given in green text also (note: the chronology of Mebert [19], 8-years later than the Low
Chronology, is not shown).
doi:10.1371/journal.pone.0157144.g008
in the Sarıkaya Palace [26–29] suggesting, first, that they are unlikely all heirlooms (or a secondary deposit), and, second, that the palace must have existed for at least several years if not a
decade or few decades before his death [5, 29]. The new latest primary construction date
(RY731) of 1794–1785 BCE (68.2% hpd: Table 3), and removal of the previous Gordion-Porsuk-Acemhöyük dendrochronological linkage, resolves this issue.
(ii) Kültepe. The construction of the Waršama Palace at Kültepe (latest primary construction date RY672 in terms of the MBA tree-ring chronology) is placed at 1852–1843 BCE
(68.2% hpd: Table 3). Fig 9 modifies Fig 8 by adding the Kültepe evidence and some associated
historical dating criteria. It is evident that the construction of the Waršama Palace (or at least
the building of the northwest area of this 1 hectare monumental complex [4, 24]–the location
of the sampled wood) occurred at least a few years before the beginning of the Lower Town
Level Ib. This seems to be a minimum of 8 years earlier and likely ~16 years earlier if we
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Fig 9. Fig 8 modified by adding the Earliest Use (EU) date range (95.4% probability) and repairs/additions for the Waršama Palace at Kültepe,
and adding the calendar date (BCE) for REL 141 (last year before Kültepe Lower Town Level Ib is attested in use) [5] on the basis of some of the
main Mesopotamian Historical Chronologies [5, 9–12, 15–19] (Note: the chronology of Mebert [19], 8-years later than the Low Chronology, is not
shown). The attested REL dates (80–110) or likely approximate terminus ante quem (TAQ) REL date (~REL 125) from Old Palace contexts prior to the
construction of the Waršama Palace ([5] at p.31) are also indicated.
doi:10.1371/journal.pone.0157144.g009
compare the tree-ring 14C wiggle-match placement of the MBA tree-ring series, Tables 2 and 3,
versus the Middle Chronology (considering the 95.4% probability range and its latest date and
then mid-point), or alternatively at least 16 and likely ~24 years earlier if the comparison is
made versus the Low-Middle Chronology on the same basis. This importantly questions the
long-held but unsubstantiated assumption that the destruction/transition between Lower
Town Levels II and Ib equates with the destruction of the Old Palace and building of the new
Waršama Palace (as accepted or used by e.g. [4, 5, 24, 74]).
Nonetheless, the assumption was almost approximately valid and our new information is
consistent with the evidence to hand. In particular: some documentary materials of Lower
Town Level II, which date within the range REL 80–110, or perhaps even as late as a terminus
ante quem (TAQ) of about REL 125 in one case, were found stratified beneath or in prior
fill/debris underneath the subsequent Waršama Palace ([5] at p.31). The placement of the
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Waršama Palace primary construction (RY672) according to the dendro-14C evidence would
correspond to about REL 125 (±8 years at 95.4% probability)–this seems a remarkable coincidence since the most recent documentary evidence (a loan document: Kt z/t 17) from an Old
Palace context prior to the construction of the Waršama Palace employs the Assyrian weekeponym (hamuštum) dating system which appears to have gone out of use around REL 125
([5] at p.31). Sometime around or just after REL 125 may therefore offer a good date for the
construction of the Waršama Palace. The conflagration that destroyed the Lower Town Level
II settlement then occurred slightly later (e.g. ~13–16 or so years later). This offers a scenario
compatible with the documentary evidence presently available from the subsequent Lower
Town Level Ib [4–5, 7], which has texts containing dates from REL 141 onwards, including the
reign of Šamši-Adad I placed REL 165–197.
If we consider Figs 8 and 9, the notable coincidence of consonant scenarios based on the
integrated dendrochronological and 14C analysis of multiple timbers from monumental constructions at two sites (over 200km apart) demonstrates that the chronology identified reflects
the correct historical timeframe and that our findings are not some accident caused by one or
two re-used timbers or some other unusual situation affecting one context or even one site.
The Middle Chronology offers the best fit between the Old Palace/Lower Town Level II evidence and the construction of the subsequent Waršama Palace, whereas the Low-Middle Chronology only just fits (Fig 9). The Middle Chronology also minimizes the gap between the start
of Lower Town Level Ib and the Earliest Use (EU) of the Waršama Palace to likely as little as
~8–24 years (whole 95.4% probability range), whereas it is likely ~16–33 years with the LowMiddle Chronology (whole 95.4% probability range). This is not decisive, but the Middle Chronology allows the best compromise of all the pre-existing archaeological-textual assumptions
with the new dendro-14C dating framework.
We can also determine that the Low or New Chronology scenarios offer poor or even contradictory fits with the data when we examine Figs 8 and 9 (this observation therefore includes
the Mebert chronology [19], 8 years later than the Low Chronology). In particular, the Low
and New Chronologies would place REL associations (REL 80–110) attested in Old Palace contexts at Kültepe as dating respectively some 2 to 6, or 4 to 9, decades after the Waršama Palace
had been built. This is impossible. Thus we may rule out the Low and New Chronologies as
implausible. This leaves as plausible either the Middle Chronology or the slightly later Low-Middle Chronology. Our findings directly and independently support some recent analyses of the
textual and astronomical records arguing for the Middle Chronology or Low-Middle Chronology
as the only coherent solution(s) for Old Babylonian chronology and history [5, 9–11, 15].
As alluded to, there are several possible ways of linking the Kültepe relative (historical) REL
sequence to the absolute chronology provided by the new tree-ring-14C dating framework.
There are also some issues with past assumptions. Despite a long-lived assumption, the archaeology from the site of Kültepe itself has produced no evidence that proves the simultaneity of
the conflagrations that destroyed the Lower Town Level II (REL 138–141) and the Old Palace
in Mound Level 8 (before the last primary construction date of the subsequent Waršama Palace
at 1852–1843 BCE at 68% probability: Table 3). The revised dendrochronological dates for the
felling of the timber used in the construction of the Waršama Palace proposed here would
require either that the two fire events were separate, contrary to what has generally been
assumed, or else it would push back the traditional Middle Chronology by about a decade and
a half. For various reasons, the first solution appears more plausible. The already mentioned
fact that the sealed envelope Kt z/t 17 (found in situ in an Old Palace context sealed by the later
Waršama Palace [24] at p.103 and pl.87) presumably has to date to the period prior to REL
125, since it makes use of the hamuštum-system of dating that was abandoned during the latest
phase of the Lower Town Level II period [5], is circumstantial evidence in favor of doing so. If
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the contemporaneity of the fires is retained the envelope would have been ~15 years old by the
time it was deposited on the floor of the Old Palace. This is by no means impossible, but it is
preferable that the text was drawn up relatively close in time to the fire that destroyed the building in which it was found. With the shift in dendrochronological dates that we report, this evidence now fits comfortably under the Middle Chronology or (a little less) perfectly under the
Low-Middle Chronology (Fig 9)–but does not fit under the High, Low or New Chronology
scenarios.
The marked decrease in the number of Assyrian dated texts [5] around REL 125 at Kültepe
would also follow the new date for the conflagration better, and can be argued to reflect a
reduction in commercial activity following the destruction and then rebuilding of the central
economic institution in the city. The decrease is particularly evident when taking into consideration the fact that the late period of the Lower Town Level II shows signs of a decreased degree
of trade in general–itself probably caused by a wider systemic collapse after REL 110 [5]. Yet,
the handful of archives from Kültepe that live past this collapse and continue straight on to the
end of the Lower Town Level II prove that the lower town survived until REL 138. More importantly, by separating the two fires, we retain the tie between the REL sequence and the astronomical data (eclipses, Venus tablets), intercalations [5, 8–11, 15] and even potentially the
suggested link between a major volcanic dust veil and several northern hemisphere tree-ring
growth anomalies 1628–1627 BCE and poor atmospheric observation conditions as evident in
Mesopotamian records [10, 75]. Finally, by dissociating the two conflagrations, we gain the
necessary time for the deposit of the numerous Šamši-Adad I bullae at Sarıkaya (previously
something of a problem), but not enough time to render any of the later chronologies (Low
Chronology, New Chronology) plausible (Fig 9).
Discussion and Conclusions
Our work provides, independent of other assumptions, absolute dating evidence for Mesopotamian chronology in the earlier second millennium BCE from the wiggle-matching of timeseries of tree-ring 14C dates from individual MBA site chronologies. In particular, we provide
direct high-precision date estimates for the primary-construction timbers at Kültepe and
Acemhöyük which can be related closely to Mesopotamian chronology and history. These
direct age estimates replace previously published dates and are not revisions, since the previous
dates were established using what has been shown to be an unsubstantiated dendrochronological bridge between the near-absolutely placed Gordion chronology and the MBA chronology
(including Kültepe and Acemhöyük) via the Porsuk chronology. The (for now) separate Porsuk
chronology has itself been approximately re-dated and shifted to a ~15–24 years older date
placement on the basis of its own independent tree-ring-14C-wiggle-match.
Conveniently, the sound new dates we report for the MBA chronology are only ~16 years
different (older) than those previously suggested. Hence, although previous arguments using
the now replaced tree-ring-based dates (e.g. [5, 9–11, 15]) are inherently invalid in this strict
respect, it turns out that the new, robust, evidence nonetheless finds the same Middle or LowMiddle Mesopotamian Chronology solutions are most likely but on a more rigorous basis.
Thus, in line with recent text discoveries and analysis and astronomical study [5, 15], we find
that only the Middle Chronology or the Low-Middle Chronology (or a chronology very close
to these) fits with the new dendro-14C dated constraints from the site of Acemhöyük, and also
simultaneously creates a plausible historical linkage for the approximately associated dendrochronological-14C and text evidence from Kültepe. Contrary to claims that it should be dismissed (e.g. [18, 19, 76]), the Middle or Low-Middle Chronology can henceforth be regarded
in approximate terms–with a robust dendro-14C anchor–as the accurate timeframe for
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Resolving Mesopotamian Chronology
Mesopotamian history. To express this new resolution in calendar years, the death of ŠamšiAdad I (REL 197) may be placed ~1776 BCE or ~1768 BCE, removing previous uncertainty
levels of +56/64 calendar years (to the High Chronology) and -64/88 calendar years (to the
Low or New Chronologies).
A decision between the Middle and Low-Middle Chronology largely hinges on the astronomical evidence, especially the record in the Mari Eponym Chronicle of what is interpreted as
a solar eclipse placed about REL 127, the year after the birth of Šamši-Adad I [5, 9, 10, 15]–
though there is some room for debate as the relevant text is not complete [5, 9]. The new dendro-14C dates require rethinking of recent analyses, which made assumptions based on the now
incorrect previous dendrochronological dates (e.g. [5, 9, 10, 15]). However, in sum, the situation
remains similar–assuming we retain the approximate (within about 0–1 year) link between the
birth of Šamši-Adad I in REL 126 and an eclipse in REL 127. There is a partial eclipse in 1845
BCE at sunset (hence likely visible) [10], which is within 1 year of the Middle Chronology date
for REL 127, and a slightly more conspicuous partial eclipse in 1838 BCE which matches exactly
with the Low-Middle chronology date for REL 127 [10]–whereas the total eclipse of 1833 BCE
[77] appears too late unless there are substantial unknown errors in the REL sequence. Earlier
eclipses, such as in 1859 BCE [9], are too early, unless substantial reconsideration of the standard
textual interpretation is considered. Thus both the Middle and Low-Middle Chronology have
suitable eclipse candidates within the approximate precision of the available textual evidence [5,
9], but the 1838 BCE eclipse offers a slightly better (more conspicuous) case [10].
If the poor atmospheric observation conditions inferred from the Venus tablet data imply a
volcanic dust veil episode in Ammisaduqa years 12–13 [75], then this would offer a convenient
match under the Low-Middle chronology with the years 1627–1626 BCE, a period when (from
1628–1626 BCE) a range of tree-ring evidence around the northern hemisphere indicates
unusual growth anomalies plausibly associated with the cooling effects of a major volcanic
eruption (e.g. [78–81]). The identity of the volcano is not key to the present discussion. Nonetheless, we may note that the enormous Minoan eruption of the Santorini/Thera volcano is
often linked with this evidence. Recent work highlights two important developments in this
regard. First, the Santorini/Thera eruption was even larger than previously thought [82], and
so is even more likely responsible for a major signal in proxy records and a notable atmospheric
dust veil. Second, recent work comparing tree-ring and ice-core records over the past 2500
years has indicated age inflation in the GICC05 time scale–as relevant to the Dye-3, GRIP and
NGRIP ice-cores–by up to ~11 years [83]. This implies the likely need for a recalibration of the
chronology of ice-core evidence for second millennium BCE volcanism from the Dye-3/GRIP/
NGRIP records, and so also the date of the major volcanic signal previously dated in the mid1640s BCE (and associated by some with Santorini/Thera [84–86]). Given the scale of age inflation identified over the most recent 2500 years [83], it would seem likely to assume inflation of
~15–20 years by the mid second millennium BCE, and so the major volcanic eruption signal
previously placed in the 1640s BCE might move instead to the ~1620s BCE. This is potentially
in line with other observations suggesting the need for a ~20 year reduction in ages for these
records around the 17th century BCE, based on comparison of two solar activity proxy records
(which should therefore be similar): (i) the 10Be record derived from the Greenland ice-cores
versus (ii) the Δ14C record from known-age trees [87], and similar observations indicating
inflated ages for the GISP2 ice-core record which could also make it potentially consonant
[88]. Since we may now remove the Porsuk tree-ring growth anomaly from this discussion (see
above), all the scientific dating evidence could therefore indicate a likely date for the Santorini/
Thera eruption in the later 17th century BCE potentially compatible with the 1628–1626 BCE
range (e.g. [66, 68, 69, 78–81, 89–92]). If so, this would provide a relatively proximate, very
large explosive volcanic eruption whose dust veil would have travelled (eastwards) directly over
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Resolving Mesopotamian Chronology
Mesopotamia and which could well best explain the unusual atmospheric visual extinction
conditions observed in Ammisaduqa years 12–13 [10, 75].
Therefore, although our evidence does not allow a firm decision between the Middle and
Low-Middle Chronologies–which are only 8 calendar years apart–we observe that the LowMiddle Chronology offers perhaps the best overall accommodation and compromise among all
the evidence from both the dendro-14C side and the text-archaeology-astronomy side. The
scale of plausible error is now very small and (even allowing for the competing Middle Chronology) less than 10 years in total. Our precise dendro-14C-based timescale enables a robust
historical synthesis of Ancient Near Eastern civilization in the earlier second millennium BCE;
in particular, it facilitates comparison with the coherent historical and 14C-based timescale
recently available from Egypt [50].
As one example of the wider significance of our findings, we may observe now that chronological and historical scenarios for the Ancient Near East or East Mediterranean regions built around
arguments claiming support from, or the need for, the Mesopotamian Low Chronology from
other debatable interpretative archaeological and historical connections–such as the ‘low’ chronology applied to the Middle Bronze Age site of Hazor in the southern Levant, or to the Second
Intermediate Period archaeological strata at the site of Tell el-Dab‘a in the Nile Delta (e.g. [93,
94])–are invalid and must be revised (as also indicated by critical examination of both the relevant
archaeological contexts and 14C evidence [69, 95, 96]). Indeed, in the case of the controversy over
the dating of the East Mediterranean super-site of Tell el-Dab‘a (e.g. [97] at pp. 383–386), it is
noticeable that application of the Middle or Low-Middle Chronology dating could yield dates for
the site compatible both with its detailed radiocarbon chronology [98]–which has been rejected
by the excavator of the site for no good reason [94]–and other evidence indicating the need for an
earlier timeframe for this period and site [66, 68, 69, 95, 96]. In turn, a different history for the
east Mediterranean region is implied (e.g. [66, 96, 99]). The direct, near-absolute, dendro-14C
timeframe for the sites of Kültepe and Acemhöyük reported here thus provides a much needed
robust basis for the synchronization of the civilizations of the Ancient Near East and East Mediterranean in the earlier second millennium BCE. It replaces both ambiguity and debate, and thus
scope for divergent views, and arguments built on a previous but flawed tree-ring assessment.
Supporting Information
S1 Dataset. Crossdating grid showing crossdating statistics for the samples from Porsuk
(POR) employed in this study. tBP = Baillie-Pilcher t-value (calculated in TSAP [37]); tBP-values >3.5 (to 6) indicate possible matches [35], but experience shows that robust crossdates often
require values >6 [35] and that all possible placements must be visually examined in order accurately to crossdate two data sets, because such indicative statistical tests do not necessarily indicate
a valid crossdate. GLK = Gleichläufigkeit (trend coefficient) values [33, Reference B in S1 File]
and their associated p-values, also calculated in TSAP [37]. For the GLK p-values: = p<0.001,
= p <0.01 and = p <0.05 [37]. The methodological corrections proposed recently [Reference
C in S1 File] have been applied here. n = years overlap between pairs of sequences.
(XLSX)
S2 Dataset. Crossdating grid for the samples from Acemhöyük (ACM) employed in this
study. See caption to S1 Dataset for other details.
(XLSX)
S3 Dataset. Crossdating grid for the samples from Kültepe (KUL) employed in this study.
See caption to S1 Dataset for other details.
(XLSX)
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Resolving Mesopotamian Chronology
S1 File. Supporting Information. Section A: Tree-ring samples, crossdating and evaluation
(further information) including Figures A-H, Tables A-F; Section B: 14C known age checks
(Oxford) and laboratory inter-comparisons, including Figure I; Section C: Chronological
modelling and analysis–further details, including Figures J-P, Tables G-J; Supporting Information References (not in main text: References A-G).
(PDF)
Acknowledgments
We thank excavation collaborators and all the people who collected and analyzed the five sites’
tree-ring samples at the Cornell Tree-Ring Laboratory over many years–we note especially the
contributions in the past by Peter Ian Kuniholm, Maryanne Newton, Charlotte Pearson and
Jennifer Watkins. We thank Fikri Kulakoğlu and numerous colleagues for information and discussions at the Kültepe International Meeting in July 2015. We thank Klaas Veenhof for sharing his expertise and advice. We thank the team at the Oxford Radiocarbon Accelerator Unit.
We thank Stefan Lehr for his help in sample preparation and Peter Steier for performing the
AMS measurements at the Vienna Environmental Research Accelerator. We thank the staff at
the Heidelberg Radiocarbon Laboratory. We thank Agnete Lassen for kindly providing the
image in Fig 1.
Author Contributions
Conceived and designed the experiments: SWM. Performed the experiments: SWM CBG BL
GB CBR BK EMW. Analyzed the data: SWM CBG BL GB CBR BK EMW. Contributed
reagents/materials/analysis tools: SWM CBG BL GB CBR BK EMW. Wrote the paper: SWM
CBG BL GB CBR BK EMW.
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