A
Australopithecus Group
Scott A. Williams
Center for the Study of Human Origins,
Department of Anthropology, New York
University, New York, NY, USA
Synonyms
Australopiths; Kenyanthropus; Paranthropus;
Praeanthropus
Definition
A genus (or group of multiple genera) of fossil
hominins ranging in geological age from the
Pliocene through the early Pleistocene (~4.2–1.2
Ma = Mega-annum, or millions of years) of
Africa, the name Australopithecus comes from
Greek for “ape” (pithekos) and Latin “of the
south” (australis), for the geographical location
of the first material discovered, in South Africa.
genus Australopithecus (but several species are
commonly included in a distinct genus, Paranthropus, and one species is named in a distinct
genus, Kenyanthropus). Additionally, some
researchers suggest that the earliest members of
the genus Homo should actually be transferred to
Australopithecus, leaving just Homo erectus and
its descendants in Homo. The genus Australopithecus is almost certainly paraphyletic, meaning
that it does not form a natural group; instead, one
or more lineages are more closely related to members of other genera (e.g., Paranthropus or
Homo). Australopiths were ape-like hominins
that retained relatively small brains and probably
some adaptations to the arboreal environment
(i.e., long arms for tree climbing), yet were clearly
upright bipeds (adapted to walking on two legs),
some of which were primitive tool users. Determining which australopith lineage gave rise to
later hominins (i.e., Homo) is a major area of
focus and controversy in paleoanthropology
(Fig. 1).
History
Introduction
The Australopithecus group (“australopiths”)
consists of up to twelve species of PlioPleistocene hominins (members of the human lineage following the phylogenetic divergence from
chimpanzees and bonobos) mostly included in the
The genus Australopithecus was not the first
hominin genus other than Homo to be named,
but it is the oldest one that is still used
(Pithecanthropus, for example, has been subsumed within Homo as H. erectus). Named in
1925 by Raymond Dart, Australopithecus
africanus was immediately challenged by Dart’s
# Springer International Publishing AG 2016
T.K. Shackelford, V.A. Weekes-Shackelford (eds.), Encyclopedia of Evolutionary Psychological Science,
DOI 10.1007/978-3-319-16999-6_3423-1
2
Australopithecus Group
Australopithecus Group, Fig. 1 Australopiths in time
and space. Species are arranged according to their
documented presence in the fossil record (x-axis;
Ma = Mega annum: millions of years before present) and
approximate geographic locality (y-axis; arranged from
south to north). Species known from more than one locality
or date, or when a range of dates are published, are shown
with vertical and horizontal bars, respectively. Single
points indicate that a species is known from one site and
date; a dashed line indicates that the date is controversial
(as is the case with A. prometheus) or links material not
currently assigned to a species to affiliated material (as is
the case with the Ledi-Geraru mandible and the A.L. 666-1
palate, the earliest Homo material). Homo material <2 Ma
is not shown but is represented in both East and South
Africa and elsewhere outside Africa. Color codes indicate
different genera: green Ardipithecus, black Australopithecus, blue Kenyanthropus, purple Paranthropus, red
Homo
senior colleagues in England, largely due to the
influence of the later-discredited Piltdown material and the early developmental age of the
A. africanus type specimen, a juvenile skull from
Taungs. Throughout the 1930s and 1940s, Robert
Broom amassed a number of adult specimens that
he initially attributed to a new species,
A. transvaalensis (then later a new genus,
Plesianthropus – “near man”), the most famous
of which is the Sts 5 cranium, nicknamed “Mrs.
Ples.” Broom and his assistant John Robinson,
who carried on work at Sterktontein after Broom’s
death in 1951, also discovered Sts 14, the first
partial skeleton of an early hominin that preserved
numerous associated postcranial (below the skull)
bones and therefore provided information on the
way in which A. africanus walked. Robinson
(1972) and later Owen Lovejoy and others (e.g.,
Lovejoy et al. 1973) studied this material to understand the anatomy and biomechanics of bipedalism in an early hominin. The new, adult material
attributed to A. africanus mostly put to rest the
Australopithecus Group
idea that Dart’s “African ape of the south”
(or “southern ape of Africa”) was anything but a
bipedal, early member of the human lineage.
Additionally, Broom discovered what he considered two species of a new genus that he named
Paranthropus, meaning “alongside man”
(P. robustus and P. crassidens; although a minority of researchers today still recognize material
from Kromdraii and Swartkrans, respectively, as
separate species, the latter material is generally
subsumed within the former species). These
craniodentally (concerning the skull, including
teeth) “robust” hominins were distinct from the
more “gracile” A. africanus, which later led to the
introduction and common use of “gracile and
robust australopithecines” to refer to the two
groups, the former later subsuming within it a
new species called Australopithecus afarensis
(see below). Today, the terms are outdated, both
because neither A. africanus nor A. afarensis was
particularly gracile in craniodental morphology
and because “australopithecine” invokes a taxonomic statement (subfamily designation) that is
considered by many to be too broad and therefore
inaccurate (i.e., “hominin” refers to a tribe,
Hominini, whereas Homininae, a subfamily,
includes all African great apes – hominins and
members of the chimpanzee/bonobos and gorilla
lineages). Therefore, the term “gracile” has been
largely abandoned and “robust australopith” is
preferred in colloquial reference to members of
the genus Paranthropus. In the 1950s, Louis and
Mary Leakey discovered Olduvai Hominid
5 (OH5), a cranium belonging to what they called
Zinjanthropus boisei (“Boise’s eastern African
man”), a hyper-robust species clearly adapted to
heavy/tough/repetitive chewing, and hence
nicknamed “Nutcracker Man.”
In 1962, Sherwood Washburn organized a
Wenner-Gren Foundation-funded meeting of
prominent paleoanthropologists, primate anatomists, molecular anthropologists, primate behavioral ecologists, and the three primary leaders of
the modern synthesis of evolutionary biology,
George Simpson, Theodosius Dobzhansky, and
Ernst Mayr, to discuss the current state of taxonomy in the human fossil record. While all of the
3
entries in what would become an edited volume
(Washburn 1963) are now considered classic contributions, Mayr’s paper on the taxonomy of fossil
hominids had a particularly strong influence on
what Washburn called the “new physical anthropology.” Recognizing the surfeit of genera in the
hominin fossil record, Mayr recommended that
just two be recognized, Australopithecus (including
Plesianthropus,
Paranthropus,
Zinjanthropus, and other genus names proposed
for early hominins) and Homo (including archaic e.g., Neandertals - and modern humans and a
plethora of other genus and other species names
now referred to as Homo erectus). Many paleoanthropologists followed suit, including Robinson,
who sunk A. africanus into Homo but retained
Paranthropus, thus adopting a distinct,
two-genus system to that proposed by Mayr
(Robinson 1972).
In the 1970s, discoveries in East Africa, specifically from Laetoli in Tanzania and Hadar in
Ethiopia, led to the naming of a new species of
Australopithecus, A. afarensis (although for taxonomic reasons some researchers prefer the genus
Praeanthropus – “pre-man”). The material it was
based on included the type specimen, a mandible
from Laetoli (Laetoli Hominid 4; LH 4) discovered by Mary Leakey and her team, and a partial
skeleton from Afar Locality 288 (A.L. 288-1)
colloquially known as “Lucy,” along with other
craniodental and postcranial material from nearby
localities (e.g., A.L. 129), discovered by Donald
Johanson and Maurice Taieb. Since the naming of
A. afarensis, much more material has been discovered, including the A.L. 333 “First Family,” a
collection of craniodental and postcranial fossils
attributable to a group of individuals killed around
the same time, A.L. 444-2, a large partial skull
(Kimbel and Delezene 2009), and DIK-1-1, the
skull and partial skeleton of a young individual
similar in developmental age to the Taung child,
from Dikika, Ethiopia (Alemseged et al. 2006).
A. afarensis is both geologically older (3.9–3 Ma)
and morphology more primitive in some ways
than A. africanus (3.0–2.1 Ma); thus, it was
interpreted by Johanson and Tim White to be
ancestral to an A. africanus-Paranthropus lineage
4
on one hand, and the genus Homo on the other
(Johanson and White 1979).
The discovery of the KNM-WT 17000 (“the
Black Skull”) cranium from West Lake Turkana in
Kenya can be interpreted as a challenge to
Johanson and White’s phylogenetic hypothesis
(Strait and Grine 1997). Initially named Australopithecus boisei (Walker et al. 1986), it was later
subsumed into the species Paranthropus
aethiopicus based on a unique combination of
features that were in some ways primitive
(A. afarensis-like: e.g., very small braincase and
a prognathic, or jutting face, as opposed to the flat,
“dished” face of P. robustus and P. boisei) and in
others derived (P. boisei-like: “robust” features of
the skull, including a wide face and a sagittal crest,
a protrusion of bone along the midline of the
skull). If A. afarensis was ancestral to
P. aethiopicus, which was in turn ancestral to
P. boisei, then A. africanus was freed from its
phylogenetic position between A. afarensis and
Paranthropus. An analysis of nasoalvaeolar
(nasal and upper jaw) morphology also supports
the monophyly (ancestral-descendant relationship) of all Paranthropus species to the exclusion
of A. africanus (Villmoare and Kimbel 2011).
Multiple new species have been discovered
and named throughout the 1990s and 2000s, falling geologically and phylogenetically on both
sides of A. afarensis. White and colleagues discovered new craniodental and postcranial material
at Aramis in Ethiopia and named a new species,
Australopithecus ramidus, which was later transferred to a new genus, Ardipithecus, based on its
distinct and more primitive traits. Ardipithecus
ramidus is now known from a partial skeleton
and a plethora of other specimens (White
et al. 2009). Another new species, Australopithecus anamensis, is additionally thought to be
more primitive and potentially ancestral to
A. afarensis. Specimens later attributed to
A. anamensis were initially discovered in the
1960s at Kanapoi in Kenya. New material discovered in the 1980s and 1990s, including both
craniodental and postcranial fossils, led Meave
Leakey and her team to name the species in
1995 (Leakey et al. 1995). White and his team
working at Aramis and Asa Issie in Ethiopia
Australopithecus Group
discovered new material that they attributed to
A. anamensis, including jaws and a femur
(White et al. 2006). Ar. ramidus and
A. anamensis date to 4.4 and 4.2–3.9 Ma, respectively, and form what White and colleagues
describe as an ancestor-descendant relationship
(White et al. 2006). In South Africa, a nearly
complete skeleton from Sterkfontein nicknamed
“Little Foot” (StW 573) was recently re-dated to
~3.7 Ma (Granger et al. 2015); if correct, it represents the oldest material in South Africa and is
contemporaneous with A. afarensis. Its discoverer, Ron Clarke, has resurrected Dart’s species
name for Australopithecus material from the
South
African
site
of
Makapansgat,
A. prometheus.
Other new species, either contemporary with
or
post-dating
A.
afarensis,
include
A. barelghazali (Brunet et al. 1995) in Central
Africa (Chad, 3.6 Ma), A. garhi (Asfaw
et al. 1999) and A. deyiremeda (Haile-Selassie
et al. 2015) in Ethiopia (2.5 and 3.4 Ma, respectively), and A. sediba (Berger et al. 2010) in South
Africa. The latter species is the best known,
represented by two partial skeletons from Malapa
(Malapa Hominin 1, or MH1, and MH2, 2.0 Ma),
along with additional material from multiple other
individuals. Both A. garhi and A. sediba have
been argued to be the sister taxon (most closely
related and sharing an exclusive relationship) to
the genus Homo but neither is universally
supported. A third new taxon, Kenyanthropus
platyops (“flat-faced man from Kenya”), was
named by Meave Leakey and colleagues in 2001
and also proposed as a candidate for that phylogenetic position (Leakey et al. 2001). Represented
by a nearly complete but damaged cranium from
West Turkana (KNM-WT 40000), the cranium is
argued to share derived traits with members of the
genus Homo, including a flat face with a
non-jutting jaw.
One major problem stems from the relative
ambiguity of the genus designation and how to
decide what defines a particular genus. Bernard
Wood and Mark Collard (1999) suggested that the
earliest members of the genus Homo (H. habilis
and H. rudolfensis) should be transferred to the
genus Australopithecus based on an adaptive zone
Australopithecus Group
model, where factors like body size, diet, and
locomotion separate species into Australopithecus
and Homo. This requires both craniodental and
postcranial fossils to assess, however, and adequate material is not available for most species.
A. sediba, which is adequately preserved and
argued to share derived traits of the skull, teeth,
and postcranium with members of the genus
Homo, retains relatively small body size and adaptations to climbing, so would be classified in
Australopithecus under this system, whereas it
might be subsumed in the genus Homo or placed
in a new genus under a strict, cladistic (i.e., character and parsimony-based) analysis (Berger et al.
2010; Dembo et al. 2015).
5
centers on the interpretation of these features as
primitive, nonfunctional traits in a committed terrestrial biped vs. retained adaptations to climbing.
Suffice to say, it seems likely that A. afarensis was
a committed terrestrial biped that could forage and
take shelter in the trees (Ruff et al. 2016). Unexpectedly, A. africanus seems to be better adapted
to climbing than A. afarensis (Berger 2002). This
suggests that either A. africanus has become secondarily more arboreal or that it retains the primitive condition and A. afarensis is more derived
toward terrestrial bipedalism, perhaps in convergence with later members of the genus Homo;
recent work on early hominin calcaneal
robusticity has been interpreted in support of the
latter hypothesis (Prang 2015).
Locomotion
One thing that is clear is that members of the
Australopithecus group demonstrate unequivocal
evidence for bipedal locomotion, unlike earlier
potential members of the hominin lineage (e.g.,
Sahelanthropus tchadensis, Orrorin tugenensis,
Ardipithecus
kadabba).
A.
anamensis,
A. afarensis, and A. africanus show derived features of the foot, knee, ankle, pelvis, spine, and
cranial base consistent with adaptation to habitual
bipedalism (Robinson 1972; Lovejoy 2005).
These features include a non-grasping foot with
an adducted hallux (in-line big toe) and a large
calcaneus (heel bone), a flat ankle joint, a large
plateau at the knee joint, valgus (inward) angle of
the femora, short and curved blades of the pelvis,
sigmoidal curvature of the vertebral column with
both thoracic kyphosis (posterior curvature) and
lumbar lordosis (anterior curvature), and an anteriorly positioned, horizontally angled foramen
magnum (“big hole” at the base of the skull)
through which the spinal cord passes. Additionally, the Laetoli footprints preserve trace fossil
evidence of bipedalism in the probable hominin
that made them, A. afarensis (Masao et al. 2016).
Much discussion has been devoted to the retention of primitive features in the postcranial skeleton of A. afarensis and its implications for
climbing vs. terrestrial bipedalism in this species
(see Ward 2002 for a review). Disagreement
Brain Size, Body Size, and Sexual
Dimorphism
The
late
Miocene
putative
hominin,
Sahelanthropus tchadensis, and early Pliocene
Ar. ramidus both have chimpanzee-sized brains,
with cranial capacities ranging from 360 to 370 cc
(cm3) and 300 to 350 cc, respectively (Zollikofer
et al. 2005; White et al. 2009) (chimpanzees average ~366 cc; Grabowski et al. 2016). Members of
the Australopithecus group are characterized by
an average cranial capacity of ~450 cc, ranging
from ~400 to 500 cc (Falk et al. 2000). For comparison, early members of the genus Homo have
slightly larger brains (624 cc in H. habilis, but as
low as 509 cc; ~750 cc for early H. erectus, but as
low as 546 cc) (Grabowski 2016); however,
H. floresiensis and the recently discovered species
H. naledi overlap with the australopiths (426 cc
and 465–560 cc, respectively) (Berger et al. 2015;
Grabowski et al. 2016).
Early hominins also vary in body size, again
with overlap between australopiths and some
members of the genus Homo (e.g., Australopithecus average ~ 32 kg; H. habilis average
~ 33 kg) (Grabowski et al. 2016). Relative brain
size is probably more relevant than raw brain size
because brain size and body size are evolutionarily correlated and therefore have coevolved
(Grabowski 2016). When body size is taken into
Australopithecus Group
6
account and an encephalization quotient (EQ) is
calculated by comparing observed brain size relative to predicted brain size given regression estimates on body weight, the difference between
chimpanzees (EQ = 2.4) and australopiths (e.g.,
A. afarensis, EQ = 3.2; A. africanus = 3.8;
A. sediba = 3.9) becomes more pronounced, and
members of the genus Homo (except
H. floresiensis, EQ = 3.8) become more distinct
from Australopithecus (e.g., H. habilis, EQ = 5.0;
early H. erectus = 4.6; later H. erectus = 6.0;
modern H. sapiens = 7.6 (Grabowski et al. 2016).
Sexual dimorphism, differences in morphology (size and shape) between sexes of a single
species, can only be estimated for reasonably
well-documented extinct species. A. afarensis
meets this criterion, but researchers do not agree
on the degree of sexual dimorphism in this taxon
(see Reno and Lovejoy 2015 for a recent review
and perspective on new material), although it is
almost certainly greater than that observed in
modern humans. Given this non-consensus and
lack of a clear relationship between sexual dimorphism (in body size or canine size) and sociosexual system amongst primates, little can be said
about australopith social groups at this time.
Tool Use
Darwin proposed that bipedalism evolved in the
context of freeing of the hands for tool and
weapon use; however, until recently, the oldest
tools in the archaeological record (the Oldowan)
were 2.6 Ma, greatly postdating the emergence of
the hominin lineage and thought to be associated
with either early Homo or Paranthropus. Newly
discovered, more primitive stone tools from West
Turkana, Kenya (Lomekwi 3), dated to 3.3 Ma
(Harmand et al. 2015) suggest that earlier species
of Australopithecus, or perhaps K. platyops,
which was discovered nearby, were tool users. It
is notable that bone tools may have been used by
P. robustus for activities like digging (e.g., termite
mounds; Backwell and d’Errico 2001); similarly,
other non-stone materials such as wood and bamboo may have been used by early hominins but
would be unlikely to preserve in the fossil record.
Conclusion
Australopiths are a group of Plio-Pleistocene
hominins with a large temporal and geographic
distribution, ranging over 3 million years
(>4–1 Ma) throughout East and South Africa
and into Central Africa. In addition to Australopithecus, other genera are often included in the
group or even subsumed within Australopithecus,
including Paranthropus, Kenyanthropus, and
arguably Ardipithecus. The group is clearly paraphyletic, that is, it is not a natural group because at
least some lineages are more closely related to the
genus Homo (e.g., K. platyops or A. sediba).
Future fossil and archaeological discoveries will
undoubtedly both clarify and complicate our
understanding of relationships amongst the
Australopithecus group of hominins.
Cross-References
▶ Ardipithecus Group
▶ Ardipithecus kadabba
▶ Ardipithecus ramidus
▶ Australopithecus afarensis
▶ Australopithecus africanus
▶ Australopithecus anamensis
▶ Australopithecus garhi
▶ Bipedal locomotion
▶ Hominid Evolution; Homo erectus
▶ Homo floresiensis
▶ Homo Group
▶ Homo habilis
▶ Homo heidelbergensis
▶ Homo neanderthalensis
▶ Homo rudolfensis
▶ Orrorin tugenensis
▶ Paranthropous Group
▶ Paranthropus aethiopicus
▶ Paranthropus boisei
▶ Paranthropus robustus
▶ Sahelanthropus tchadensis
▶ Sexual Size Dimorphism
▶ Sexual Size Dimorphism in Chimpanzees
Australopithecus Group
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