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Is the “tēzzi principle” a plausible inference?
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Roland A. Pooth
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On the background of crosslinguistic, comparative, and internal facts, is it a plausible inference to assume that Hittite 3sg pret. ind. act. te-e-et ‘spoke, said, stated’ (OH/MS) goes back to a
prior root aorist and that its pres. te-e-ez-zi ‘says, states’ (OS) was a backformation (= “tēzzi principle”, cf. Malzahn 2010: 267f.)? Or is Hittite te-e-ez-zi formally archaic? Does it go back to a PIE
category which was functionally modified in the course of the emergence of the tripartite
tense/aspect system of Indo-Iranian and Greek? Is the traditional reconstruction of the PIE tripartite aspect system with multiple present stems, aorist stems, and a perfect stem a plausible
assumption? This paper will offer a brief discussion of these issues from a diachronic typological
perspective. (123 words)
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1. From progressive to imperfective present and from zero to perfective. Given
that progressives typically develop into imperfective or general presents (cf. Bybee,
Perkins & Pagliuca 1994: 125-75), the most plausible source of the IE “primary” person,
number, voice, tense/aspect, mood suffixes (Hittite ku-e-mi ku-e-ši ku-e-en-zi (OS) =
Vedic hán-ti, cf. Greek εἰ-µί, etc.) is a prior progressive aspect, coded by the locative
and progressive suffix *-i in word-final position (cf. Pooth 2009). The functional prehistory of the Vedic and Greek present indicative forms can thus plausibly be identified with a shift from progressive aspect to imperfective present tense and aspect. On
the other hand, “a way that perfectives develop is as a consequence of the development of an imperfective. In such cases, the perfective has zero expression” (Bybee,
Perkins & Pagliuca 1994: 90). Diachronic typological findings, therefore, provide us
with an important relative chronology: perfectives from zero are functionally younger
than imperfective presents from progressives.
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2. From inflectional suffix *-s to sigmatic aorist stem. A plausible source of the
Vedic and Greek sigmatic aorist stem suffix -s- are (2sg) 3sg forms with a nonprogressive “secondary” ending *-s (Watkins 1962) (continuing a PIE 23 INVERSE suffix,
cf. Pooth 2015-04-17). This is strengthened by the following evidence:
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2.1. R̥gvedic active sigmatic aorists frequently occur in the 3sg (cf. Narten 1964,
Lubotsky 1997) (the list includes the irregular “precative” jéṣma):
3sg apās (root aor.?) aprās ahās hā́s ájais yaus akṣār atsār abhār bhā́r asvār atān
ayān áchān ákrān asyān bhāk aprāṭ adhāk dhāk avāṭ ā́raik acait aśvait adyaut
dyaut asrāk
[ānīt akārīt gārīt cārīt árāvīt asāvīt svānīt, Narten 1964: 53f.]
2sg prā́s (root aor.?) ákrān yāṭ ayās adyaut
1sg ayāsam ajaiṣam [prec. TS jeṣam?] stoṣam abhārṣam áspārṣam áhārṣam
ayāṃsam
3pl dhāsur ayāsur hāsur ábhaiṣur yauṣur áchāntsur amatsur
2pl naiṣṭa áchānta
1pl ájaiṣma [prec. jéṣma?] ábhaiṣma
2du yauṣṭam
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ROLAND A. POOTH
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3du asvārṣṭām
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The isolated 3sg aor. act. acait āŕ aik (a)dyaut are attested besides root aor. mid.
ácidhvam rikthās dyutāná- (cf. Kümmel 2012, 2015+), cf. YV (a)mauk besides AV ámok,
RV ámugdhvam (cf. Kümmel 2015+).
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2.2. Possible relics of a 3sg SE -s (as per Kümmel 2015+): (1) apās RV 5.29.8, since
more forms are root aorists (ápām ápās ápāma) ~ 3sg ápāt (RV 2.37.4, 6.38.1, 8.69.11,
8.92.4). (But Hittite pāšš-ḫi :: Luwian pašš- ‘swallow’ point to a PIE suffix/enlargement
*-s-.)
(2) aprās ‘has/have filled’ RV (10x 3sg, 1x 2sg), subj. prā́s (= pra.as), imp. prā́si, cf. AV
aprāt.
(3) véṣ RV 1.77.2, 2.5.3, 4.7.7 (vī-) may not be a “Kunstbildung”, but an archaic 3sg
pres. inj. (pace Malzahn 2002), cf. 2sg pres. inj. véṣ RV 4.3.13, 4.7.8, 6.15.14; RV 1.77.2 yó
adhvaréṣu śáṃtama r̥tāv́ ā hótā tám ū námobhir ā́ kr̥ṇudhvam | agnír yád vér mártāya
devā́n sá cā bódhāti mánasā yajāti is unlikely to be *vay-ī-ṣ (cf. Kümmel 2015+).
(4) dhāyīṣ (RV 1.147.5d) utá vā yáḥ sahasiya pravidvā́n márto mártaṃ marcáyati
dvayéna | átaḥ pāhi stavamāna stuvántam ágne mā́kir no duritāý a dhāyīḥ “Oder auch,
du Starker, welcher Sterbliche mit Vorsatz einen Sterblichen durch seine zwei (Hände)
schädigt, vor dem schütze, du Gepriesener, den Preisenden. Agni, dass nicht irgendwer uns dem Unglück übergebe!” (Pooth). 3sg is possible, because it usually occurs
with mā́kiṣ (cf. Kümmel 2015+).
(5) dhās HirGS 1.13.15 ĀpMB 2.10.17 tan ma ūrjaṃ dhāḥ “[d]as verschaffe mir Kraft!”
(cf. Burrow 1957: 64f.) occurs besides a highly archaic 3sg opt. īśīya, cf. 3pl dhāsur RV
7.97.5, subj. dhāsathas RV 1.160.5, dhāsathā RV 1.111.2 (cf. Narten 1964: 151f.). Cf. Messapic hipades ‘ἀνέθηκε’ (literally ‘κατέθηκε’?) with -des (likely -dēs) < *dʱéh₁-s?
(6) bhūṣ (opt. syās?) in RV 10.11.9 = 12.9cd ā́ no vaha ródasī deváputre mā́kir
devā́nām ápa bhūr ihá syāḥ = AV 18.1.25 AVP 18.59.5 “fahre herbei zu uns die beiden
Welthälften. Sei nicht als einer der Götter weg/Dass keiner der Götter weg sei; mögest
du hier sein!” (Kümmel); 3sg for bhūṣ is at least possible, because it mainly occurs with
mā́kiṣ (cf. Kümmel 2015+).
(7) abheṣ ‘has feared’ AB 1.20.3 prāṇo vā ayaṃ san nābher iti. tasmān nābhis. tan
nābher nābhitvam “The breath being here hath not feared (they say); therefore is it the
navel; that is why the navel has its name” (Keith) (cf. Narten 1964: 180, Anm. 515).
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2.3. Mistakes? Let me add a quote from Kümmel 2015+:
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“TS/TB: TS 2,2,12,6 agnír dā dráviṇaṃ vīrápeśāḥ ~ dād RV 10,80,4 TS 5,6,8,6 pitā́
mātaríśvā́chidrā padā́ dhāḥ (= AB 2,38,6f.) ~ dhāt KS 40,6 TB 2,5,4,15 ná=atārīr asya
sámr̥tiṃ vadhā́nām ~ ná=atārīd RV 1,32,6 KB 27,4 asmāsu nṛmṇaṃ dhāḥ ~ ā́smā́su
nṛmṇaṃ dhāt MS 1,9,1: 131,9 TA 3,1,1.”
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2.4. The Early Vedic 3sg aor. opt. act. ending -s. The following Table 1 provides a
list of the R̥gvedic 3sg active so-called “precatives” and some corresponding root aor.
opt. active forms, cf. also AVŚ 16.2.4 śrūyāsam (for jéṣma see 2.1).
Is the “tēzzi principle” a plausible inference?
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Table 1.
root
avi
r̥dh
kr̥
3sg
avyās
r̥dhyās
2sg
avyās
r̥dhyās
gam
jñā
dah
naś
pā
bhū
mr̥dh
yam
yā
yu
vr̥j
śru
sah
gamyā́s
jñeyā́s
daghyās
aśyās
peyās
bhūyā́s
mr̥dhyās
yamyās
gamyās
3pl
1sg
1pl
r̥dhyā́ma
kriyāma
~ kriyāsma
aśyur
bhūyā́s
aśyā́m
aśyā́ma
bhūyāsam
bhūyā́ma
yeṣam
yūyās
vr̥jyās
śrūyā́s
sahyās
vr̥jyā́m
[AV śrūyāsam]
sahyur
vr̥jyā́ma
sāhyā́ma
R̥gvedic siṣ-aorist ind. and “precative” forms are attested from gā and 2yā (cf. Narten
1964: 70, Lubotsky 1997: 1149, 1151: 1sg ind. act. ayāsiṣam, 2sg opt. mid. yāsisīṣṭhās (RV
4.1.4b), 3sg ind. act. ayāsīt, opt. mid. yāsīṣṭa, 2pl ind. act. áyāsiṣṭa, 3pl ind. act. agāsiṣur
ayāsiṣur, 2du inj. act. yāsiṣṭám [3du ind. act. RVKh 5.7.3c prāyāsiṣṭām]; cf. 3sg subj.
gāsiṣat yāsiṣat.
3sg opt. forms of thematic stems show -t, e.g. aor. sanet, AV r̥dhet gamet -yamet vocet, VS vidét, pres. syā́t bhávet, likewise 3sg perf. opt. forms, e.g. dadhyā́t jagamyāt
juguryā́t, etc.
An irregular “precative” type is RV yeṣam (and jeṣma?), AV+ stheṣam, etc., YV
khyeṣam. It exhibits the suffix -īṣ- and should be analyzed as *°a(H)-īṣ- (*ja(y)-īṣ-?). A
3sg in *°eṣ is not attested, but this can be accidental (cf. Kümmel 2015+, Jamison 2009,
Hoffmann 1967b: 32 = 1976: 472f., 1968 = 1975: 247, fn. 4).
The 3sg SE -s was taken as (irregular) innovation by Renou 1952: 291 and Hoffmann
1967: 28: “Hier konnte beim Optativ das s-Formans vermißt worden sein [why?]. Es
wurde deshalb bei der 2. Sg. die Personalendung s in *yūyās nach der 2. Sg. yaus als
Aorist-Formans s interpretiert und demzufolge zur 3. Sg. yaus eine 3. Sg. RV yūyās
geschaffen”, cf. further Jasanoff 1991: 113f.; 2003 : 186ff. (starting from *-ī-ṣ → -yā-s),
Harðarson 1993: 109-112, Gotō 2013: 93f.
This ad-hoc-assumption is implausible, because the substitution takes the opposite
direction and -s is replaced by -t, e.g. iṣ-aor. *átārHs(t) > *átārīṣ → átārī-t ... ágrabhī-ṣ :
ágrabhī-t = átārī-ṣ, likewise ānīt akārīt gārīt cārīt árāvīt asāvīt svānīt (cf. Narten 1964:
53f.). The idea does thus not conform to inner-Vedic tendencies:
(1) RV yāṭ → ind. áyās (RV 3.29.16) confirms a spread of -s as 2sg (not 3sg!) ending; cf.
also srās for *srāṭ (AV 11.2.19, 26; cf. Kümmel 2015+, Narten 1964: 200, 273); abhinas
AVP 13.4.2 for RV abhinat < *abʱinat-s (cf. Kümmel 2015+, Hoffmann 1965: 188f. = 1975:
179f., cf. Pāṇ. 8.2.75).
ROLAND A. POOTH
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(2) RV bhūyā́s → AV bhūyā-t confirms a spread of -t as 3sg ending, i.e., -t replaces -s
from RV to AV, not vice versa (cf. Hoffmann 1967: 29 = 1976: 469); likewise RVKh ájait,
AV+ (a)nait aprāt ahāt, etc. for *ájaiṣ *ánaiṣ aprās ahās; cf. also VS asrat for *asras
(Kümmel 2015+).
(3) The genesis of the siṣ-aorist (3sg *áyās → áyās-īt) conforms to the general tendency to introduce the endings 2sg -īs and 3sg -īt in the sigmatic aor. (cf. Narten 1964:
71), cf. AV+ avāts-īt, dhākṣ-īt, anaikṣ-īt besides regular 1sg -s-am, etc.
Therefore, a younger emergence of a 3sg ending -s is unlikely. It is more plausibly
an (archaic) ending: “Taking the Vedic system where s occurs only in the second and
third person singular, it is clear that in the active the suffix is -yā- and that -s is in both
cases termination” (Burrow 1954: 40). Recall that “the optative of the sigmatic aorists is
still acrostatic, but asigmatic in Gāthic (Narten 1984), whereas the sigmatic stem has
been generalized in [the m]iddle (opt. 1sg rāŋ́hē Y 12.3)” (Tremblay 2008: 29). OAv.
thus corresponds to Early Vedic.
It is evident that the 2sg 3sg -yā́-s was reanalyzed as *-yā́s-Ø with 2sg 3sg zero ending -Ø and spread over to a few 1st person forms. Therefore, the RV provides evidence
for a morphological reanalysis of a 3sg aor. opt. -yā-s to a new “precative” stem suffix:
RV kri-yās-ma, bhū-yās-am, AV śrū-yās-am (cf. Harðarson 1993: 110, Kümmel 2015+).
This is a parallel case of “Watkins’ law”.
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2.5. The Early Vedic 2sg 3sg aor. opt. mid. endings -sthās, -sta. The R̥gveda displays
special sigmatic 2sg 3sg aor. opt. endings, cf. also SV bhakṣ-ī-ta ~ AB bhakṣ-ī-ṣṭa (cf.
Narten 1964: 43ff.):
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diṣīya (3dā ‘distribute’) bhakṣīyá masīya (1man) mukṣīya rāsīya
maṃs-ī-ṣṭhās
darṣī-ṣṭa [bhakṣī-ṣṭa (AB)] maṃs-īṣṭa mr̥kṣ-īṣṭa yās-īṣṭa (2yā),
redupl. aor. rīriṣ-īṣṭa (RV 6.51.7d) ririṣ-īṣṭa (RV 8.18.13c),
root aor. padīṣṭá (5x RV)
1pl bhakṣ-ī-máhi maṃs-ī-máhi vaṃs-ī-máhi/vas-ī-mahi sakṣ-ī-máhi
3pl maṃs-ī-rata
2du trā́s-ī-thām
1sg
2sg
3sg
R̥gvedic iṣ-aorist “precative” middles are 3sg janiṣīṣṭa vaniṣīṣṭa, 1pl tāriṣīmahi,
vandiṣīmahi sāhiṣīmahi (cf. Narten 1964: 67), cf. 2sg yāsisīṣṭhās (RV 4.1.4b), AV
maṃsīṣṭhā́s sāsahīṣṭhā́s modiṣīṣṭhās. Thematic aor. videṣṭa (AV 2.36.6), śoceṣṭa
(+śuceṣṭa) ĀpMB 1.9.3, cf. Hoffmann 1967b: 31 = 1976: 472 Fn. 9) show -eṣṭa. The sigmatic endings were interpreted as secondary by Renou 1952: 292 (“donc janiṣīṣṭa de
JAN- remplacant *janiṣīta, d’apres l’indicatif ájaniṣṭa”). But -ī-ṣṭa for -ī-ta in parallel
with ár-ta : arī-ta = jáni[ṣ]-ṣṭa : X → X = janiṣī-ṣṭa is ad hoc, cf. Kümmel 2015+ (“Sekundäre Entstehung von [...] -ṣṭa nicht leicht verständlich”). The stem of 1sg aor. mid.
opt. maṃsī-máhi, etc. is maṃsī- (†maṃsīṣ-). Therefore, the sibilant cannot be segmented as part of the opt. suffix, but belongs to the endings (2sg -ṣṭhās, 3sg -ṣṭa).
This leads to the reconstruction of Proto-Indo-Iranian 2sg 3sg aor. middle secondary endings *-stHās, *-sta, and 2sg 3sg mid. optatives in *-ī-ʃtHās, *-ī-ʃta. There was
also a 2sg in *-īʃa, cf. YAv. °raēxš-īša (raēxš-, raēk- ~ iric ‘let’, pres. irinaxti). These sig-
Is the “tēzzi principle” a plausible inference?
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matic opt. endings further confirm that the sibilant was not due to the alveolar + alveolar rule */TT/ > *-TsT- (pace Jasanoff 2003), because there is no preceding alveolar
here; rīriṣ-īṣṭa ririṣ-īṣṭa (redupl. aor.) and padīṣṭá (root aor.) confirm that -ṣṭa is not
restricted to the sigmatic aorist stem and was more independent from it. These forms
are relics and contradict a “precativization”.
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2.6. The type RV -jániṣṭa was (implausibly) derived from a 1sg (RV ajani →) JB ajaniṣi
(ajaniṣṭhās ajaniṣṭa) by Narten 1964: 60. But whereas RV (á)jániṣṭa is attested early, JB
ajaniṣi is attested too late to serve as a model (thus Kümmel 2015+). Insler 1995 suggested that 2sg -ṣṭhās < *-s-th₂a, but as seen by Kümmel 2015+, there is no Vedic parallel for -s-t° in the 2sg middle. It is more likely that the Vedic iṣ -aorist stem -jániṣajaniṣṭhās ajaniṣṭa and du. act. janiṣṭām janiṣṭam go back to a Proto-Indo-Iranian root
aor. mid. 2sg *ʥánH-ʃtHās, 3sg *ʥánH-ʃta < *g̑énh1-sto with 3sg ending *-sto, thus likewise PII*ʥánH-ʃtām < *g̑énh1-stah2(m).
A (proto)middle origin is evident for the 2du 3du forms RV janiṣṭām, AV janiṣṭam,
since -jániṣ- is (otherwise) middle-tantum. Another (otherwise) middle-tantum paradigm (-vr̥ṇī-) also includes 2du 3du “active” RV 1.180.4b avr̥ṇītam, AVP 1.92.1 vr̥ṇītām.
The Vedic 3rd du. ending -tām < *-tah2(m) is (still) used as a middle ending in RV 10.4.6,
where 3du adhītām (-tām) has a passive meaning and belongs to the aorist middle
(adhithās, adhita, adhīmahi, etc.), cf. RV 10.4.6 tanūtyájeva táskarā vanargū́ raśanā́bhir
daśábhir abhi àdhītām “So wie zwei den Leib hingebende, im Wald umhergehende
Räuber, mit den zehn Zügeln (raśanāb́ hir daśábhir, sc. mit den 10 Fingern) wurden die
beiden (sc. Reibhölzer) [...] festgemacht” (Pooth 2011).
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2.7. IE comparanda. Hittite shows sigmatic ~ asigmatic 3sg pret. act. endings, e.g.
ākiš (a-ak-ki-iš) (OS) → ak-ta (NS, OH/NS NH) (cf. Melchert & Hoffner Jr. 2008: 189, 215;
Kloekhorst 2008: 167), cf. also OH a-ša-aš-ta from the ḫi-pres. ašaši (cf. Oettinger 2002:
51, 430, Kloekhorst 2008, s.v.).
Hittite further exhibits suffix pleonasm: pa-iš (OS), pa-iš-ta (OH/NS), pe-e-eš-ta (NH)
(cf. Kloekhorst 2008: 614); tar-na-aš (OS), tar-ni-eš-ta (KUB 13.34 iv 14 (NS)), tar-ni-iš-ta
(KUB 1.1+ iv 49 (NH)) (cf. Kloekhorst 2008: 846); ši-pa-an-ta-aš (KBo 15.10 iii 59, 66
(OH/MS)), ši-pa-an-da-aš (KBo 15.10 iii 64, 68 (OH/MS)), ši-pa-an-za-aš-ta (KUB 20.59
v 6 (see Groddek, DBH 13, p. 106), KBo 8.68 iv 5), ši-pa-an-da-za (KUB 19.37 ii 24 (NH))
(cf. Kloekhorst 2008: 405, Oettinger 2002: 41, 408); cf. also ḫa-a-az-ta (= /ḫāt-št/)
(OH/MH), ḫa-a-az-za-aš-ta (MH/MS), 3pl. ḫa-a-te-e-r (OH/MS) (ḫāt-i, cf. Oettinger
2002: 408, Kloekhorst 2008: 328). The Proto- Anatolian sigmatic ending *-s(t) perfectly
equates with Proto-Indo-Iranian *-s(t) (mid. *-sta).
Tocharian AB show sigmatic 2sg 2pl 3sg act. pret. endings, cf. Figures 1ab (cf. Malzahn 2010: chapters 7-9):
ROLAND A. POOTH
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Figure 1a
2sg
3sg
2pl
ā̆-inflection
TB
TA
-ā̆sta -āṣt
-a
-Ø/-āṃ
-ā̆s(o) -ās
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Figure 1b
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201
2sg
3sg
2pl
2pl
PT
*-stā
*-sā
*-sä
*-så
non-ā̆-inflection
reconstruction
TB
TA
PT
-asta
-äṣt
*-stā
-sa
-äs/-sām *-sā
-as/-so
*-sä ~ *-så
(NB. Malzahn 2010: 514 reconstructs PT *-sās)
Transponat
*-sth2a
*-sh2a (?)
*-se/*-so
*-sah2
internal comparison
*-th2a (cf. *-ste :: *-te)
*-th2a
*-te/*-ste
*-tah2- (> PII 2/3du *-tām)
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Taken together, Proto-Tocharian 2sg pret. *-stā, Hittite (NH) 2sg pret. ind. -(i)šta
(e.g. Hitt. pa-it-ta (OH/MS), pé(-e)eš-ta (NH), cf. Kloekhorst 2008: 614), Latin 2sg perf.
ind. act. -istī < -istei, e.g. CIL 10 gesistei, Greek -σθα, e.g. Hom. τίθησθα, etc. point to a PIE
2sg protomiddle ending *-sth2a(i). The segmentation †-s-th2a(i) must be a mistake. Cf.
another interesting paradigm in Early Vedic: 1sg cyávam, 3pl cyavante (OAv. š́auuaitē),
besides 2sg cyoṣṭhās point to a PIE “Narten” protomiddle 1sg *kwiéuh2a(i) (→
*kwi ̯éu̯(h2)om), 3sg *kwiéuo(i), 3pl *kwi ̯éu̯n̥to(i) ~ *kwi ̯éu̯onto(i) and a sigmatic 2sg
*kwiéusth2a (2/3col. *kwi ̯éustah2). Vedic 2sg cyoṣṭhās shows the sibilant exactly in the
paradigmatic position, where we would expect it from the given comparative perspective. To be sure, Hittite -(i)šta was claimed to be an inner-Anatolian creation (cf. differently Jasanoff 2003: 119, Kloekhorst 2008: 802). But this is weakened by the equations. Moreover, after subtraction of the “union” vowel -i-, Latin 2pl perf. ind. act. -istis
includes a string *-stes corresponding to Hittite 2pl ind. act. pret. -šten :: pres. -šteni (cf.
Kloekhorst 2007). These point to PIE sigmatic 2pl act. endings *-ste(n) *-ste(n)(-i).
Latin -sti- (of -istis) = Hittite -šte- (of -šten(i)) constitute an equation, which is usually
called a “proof”.
PIE thus had a set of 2sg 3sg (2pl 3pl) sigmatic suffixes/endings with a hitherto unknown function (but cf. Pooth 2015-04-17). These merged with the non-sigmatic ones,
yielding pleonasms, e.g. PIE *klép-t → root aorist (vs. *klḗp-t → “Narten” pres.), but PIE
*klép-s → *klép-st → post-PIE sigmatic aor. *klép-s-t (cf. Latin clepsit ~ clēpit, cf. Pike
2009); likewise *klḗp-s → *klḗp-st → sigmatic aor. *klḗp-s-t. The sigmatic aorist, both its
form as a stem and its function as a perfective, should not be reconstructed for the
common protolanguage of Hittite, Tocharian, Vedic, Greek.
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3. Problems with Early Vedic reduplicated aorist stems. There are relics of two different reduplicated thematic aorist stems -vavr̥ta-t vs. -vīvr̥ta-t in RV 6.17.10ab ádha
tváṣṭā te mahá ugra vájraṃ sahásrabhr̥ṣṭiṃ vavr̥tac chatā́śrim “Und dann drechselte
Tvaṣṭar deine, des Großen, du Starker, Keule, die tausendzackige, die hunderkantige”
(Pooth) vs. RV 10.174.3 abhí tvā deváḥ savitā́bhí sómo avīvr̥tat | abhí tvā víśvā bhūtā́ny
Is the “tēzzi principle” a plausible inference?
7
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abhīvartó yáthā́sasi “Dich hat der Gott Savitar, hat Soma überrollend (sc. überlegen)
gemacht, dich über alle Geschöpfe überrollend, so wie du sein sollst” (Pooth).
Hoffmann 1976: 591f. took vavr̥ta- as belonging to the „mit a reduplizierten, athematisch[en ...] Aorist“, but whereas -vavr̥ta-t has an internally repetitive meaning (“drechselte”), avavr̥tran avavr̥tranta share a REITERATIVE meaning with -ávavarti.
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3.1. Relics of a reiterative reduplicated inflectional type are found in RV 2.38.6ab
samāv́ avarti víṣṭhito jigīṣúr víśveṣāṃ kā́maś cáratām amā́bhūt “Gleich kehrte wieder
um, (wer) aufgebrochen (víṣṭhito) (war), (etwas) begierig zu erlangen. Aller Wandernden Wunsch ward (ábhūt) heimwärts” (Pooth); RV 1.164.47c tá āv́ avr̥tran sádanād
r̥tásya- “sie sind (wieder) zurückgekehrt vom Sitz der Ordnung her” (Pooth); RV
3.32.15c sám u priyā́ āv́ avr̥tran mádāya “zusammen aber haben sich die lieben wieder
herbei gewandt, zum Sich-Berauschen’ (Pooth); RV 10.18.3a imé jīvā́ ví mr̥taír
āv́ avr̥trann “Diese Lebendigen haben sich mit den Verstorbenen zueinander (wieder)
herbeigewandt” (Pooth); RV 4.24.4c sáṃ yád víśó ’vavr̥tranta yudhmā́ “Wenn sich die
Stämme (wieder) einander zugekehrt haben, die streitbaren” (Pooth) (middle reciprocal reading).
The “passive” aorist lacks this meaning: cf. RV 8.6.38 ánu tvā ródasī ubhé cakráṃ ná
varty étaśam | ánu suvānā́sa índavaḥ “Dir nach sind beide Welten wie das Rad dem
Etaśa nachgerollt, (dir) nach (sind sie gerollt), die ausgepressten Säfte” (Pooth); RV
8.92.14ab tvé sú putra śavasó ’vr̥tran kā́makātayaḥ “Zu dir, o Sohn der Kraft, haben sie
sich wohl schön/tüchtig gewandt, die Wunschwünscher” (Pooth); Kümmel 1996: 107:
“An dich, Sohn der Kraft, haben sie sich gewandt, die Wunschwünscher”. Any idea of a
formal analogy to the “passive” aorist is functionally contradicted. Since the ablaut of
RV avavarti avavr̥tran avavr̥tranta structurally runs in parallel with the “passive” aorist, PIE presumably had a reduplicated type *ueuórt(i) *ueur̥tró(-), derived from a
non-reduplicated type *uórt(i) *ur̥tró(-).
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3.2. Relics of a PIE athematic reduplicated type. It cannot be accidental that
R̥gvedic athematic reduplicated aorists, perfect injunctives and pluperfect indicatives
are formally identical. The following forms can serve as an illustrative sample (cf.
Kümmel 2000: 32f., Lubotsky 1997 svv., Thieme 1929; act. not indicated):
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2sg
2sg
3sg
3sg
1pl
2pl
3pl
ind. aor. ájīgar (imp. 2du jigr̥tám, 2pl jigr̥tá), plupf. ájagan áiyes ábubhojīs
áviveśīs áviveṣīs (2viṣ, pres. III viveṣṭi ávives, inj. vivés, subj. víveṣas)
inj. aor./perf. tūtos, aor. dīdhar (cf. imp. 2du didhr̥tám, 2pl didhr̥tá) susros
síṣvap, perf. cākan śaśās
ind. aor./plupf. áśiśret, aor. ádudrot ánūnot ápupot acucyavīt, plupf. ájagan
ábibhet ámīmet ávivyak
inj. aor./perf. tūtot, aor. dūdhot (dhū) nūnot yūyot, perf. dīdhet rāráṇ vivyak
dadharṣīt (cf. Kümmel 2000 s.vv.)
inj. perf. yuyoma (AVŚ 7.68.3)
ind. ájaganta ájagantana ajabhartana, acucyavītana, inj. perf. bibhītana
ind. aor./plupf. áśiśrayur, aor. ácucyavur aśuśravur, plupf. adīdhayur [RVKh.
1.7.5 ábībhayur] arāraṇur avivyacur, perf. viveśur (~ viviśur) vivyacur
ROLAND A. POOTH
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2du
3du
1sg
3sg
3pl
8
ind. plupf. amumuktam [cf. perf. inj./imp. mumuktam]
ind. plupf. áviviktām
mid. aor. áśuśravi
mid. aor. -avavarti (see 3.1) [cf. pres. III didiṣṭa]
mid. plupf. ácakriran ajagmiran, mid. aor. avavr̥tran avavr̥tranta (see 3.1)
ásasr̥gram
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We can add OAv. Y 51.12 urūraost (urud, cf. Hoffmann & Forsman 2004: 237) and
OAv. Y 32.11 cikōitərəš ‘they are conspicuous’ (cf. Tremblay 2008: 31, Jasanoff 1997).
Avestan lacks augmented perfects/pluperfects.
There is no inner-Vedic evidence for a loss of the thematic vowel, but the opposite
is evident, cf. RV acyucyavur, cucyavīt ~ KS 20.1 (II.18.12) acucyavat, RV aśuśravi, aśuśravur ~ MS 3.9.7 (124.14) ā́ aśuśravat, RV áśiśret ~ AVŚ 6.31.3 aśiśrayat.
Furthermore, Tocharian A displays athematic types: “The historical evidence of
Tocharian A strongly points to the existence of two different patterns for the finite
verb forms in pre-Tocharian A, viz. both pre-TA *Cæ-CäC-a- and *C’æ-C’äC-a- [...]”
(Malzahn 2010: 183).
Moreover, Hittite ku-ku-uš-zi (mi-) is athematic (cf. Kloekhorst 2008: 1010f.); Hittite
ú-e-wa-ak-ki, ú-e-wa-ak-mi (mi- ~ ḫi-) should continue a PIE intensive-repetitive protomiddle type *uḗ-uok̑(i), 1sg *uḗ-uok̑-h2(i) → neoactive *u̯ḗ-u̯ok̑-h2m̥ (cf. *kwḗkwok̑-h2m̥
*kwḗkwok̑h2t(i) > Vedic acākaśam cākaśīti). (For Hittite ḫi-conjugation-reduplicated
forms cf. García Ramón (2010), Jasanoff (2003: 128ff.).)
Thus, PIE had more than one athematic reduplicated type with unstressed reduplication syllable *Ce-. There was a REITERATIVE type 3sg *ueuórt(-i), 3pl *ueur̥tró(-) and
another type with regular vocalism sg *gwegwém-, pl *gwegw(e)m-´, mid. *gwegwmó(-),
besides the pre-perfect type *ueuórte(i).
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3.3. Relics of an “old anterior”. An interesting R̥gvedic paradigm is the one of payi ~
pī ‘swell (labile)’:
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páyate
píyānapīpāý a
pipyathur
pipyur
pīpivā́ṃsam
pipyúṣī
pipyúṣīm
pipyúṣīs
apīpet
ápīpema
ápīpyan
pīpes
pīpihí
pipyatam
pipyatām
pipyata
pīpayas
pīpáyat
3sg pres. I ind. middle
athematic part. middle aor.
3sg perf. act. ind.
2du
3pl
perf. participle with long pī. before pi.CV vs. short pi. before pyV.CV
id.
id.
id.
3sg ind. plupf. or aor.? (compare plupf./aor. ápupot)
1pl ind. (plupf. Lubotsky 1997, but aor. Kümmel 2000: 301)
3pl ind. (aor. Kümmel 2000: 301)
2sg inj.
2sg imp. perf./aor.? (aor. Kümmel 2000: 301)
2du imp., “sec. thematized” (irregular, but cf. pipyathur)
3du
2pl
2sg subj. perf./aor. or injunctive of a thematic stem?
3sg
Is the “tēzzi principle” a plausible inference?
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pīpáyatas
pīpáyan
pīpáya
pīpáyata
ápīpayat
ápīpayanta
pīpáyanta
pī ṕ yānapīpyāná-
9
3du subj. with PE (but cf. 2du aor. injunctive act. kr̥-thás with PE)
3pl
2sg imp. “to the subj. stem” (Lubotsky 1997)
2pl
3sg “pluperf. sec. thematized” (Lubotsky 1997)
3sg mid. ind. plupf./aor.?
3sg mid. inj. plupf./aor.?
part. perf. mid. with accent on the redupl. syllable (irregular)
part. perf. mid.
The thematic active forms jihvaras pīpáyat bībhayat correlate with pres. I middles
hvárate páyate bhayate (cf. jána-/jīj́ ana-, bódha-/búbhoda-). Doubting the linguistic
reality of páyate (RV 1.164.28d) is unjustified. This correlation provides more evidence
for the (proto)middle origin of thematic stems (cf. Pooth 2014+, chapters 7f.). The
given 2sg imperatives confirm a basic status of the stem pīpáya-. They cannot be rendered nonce forms, because there is no inner-Vedic justification. An irregular “secondary thematicization” is unlikely, since it does not conform to the regular formation of
Vedic imperatives. These are usually not derived from a different stem. More instances
of R̥gvedic “subjunctive-looking” thematic perfect imperatives are given below. They
are more likely archaisms:
2sg
2pl
3pl
3pl
2du
mid. pipráyasva māmahasva
act. pīpáyata mumócata
(cf. act. aor. imp. śiśráthantu, Lubotsky 1997: 1414)
perf. mid. māmahantām
act. dīdayatam jujoṣatam mumócatam (zero grade vāvr̥dhasva vāvr̥ṣasva)
It cannot be accidental that R̥gvedic thematic perfect injunctives, thematic pluperfects, perfect subjunctives (and aorist subjunctives) with guṇa are formally identical
(cf. Kümmel 2000: 61, Lubotsky 1997, Thieme 1929). Most forms are given below (act.
not indicated):
1sg
1sg
2sg
3sg
cakaram, ciketam (-am is ambigously (a)thematic; it is more likely injunctive,
since the regular subj. ending is -ā ~ -āni);
plupf. átuṣṭavam (cf. perf. subj. tuṣṭávat)
mid. perf. subj. tatane
nanámas (redupl. aor. inj. Lubotsky 1997: 789, but perf. subj. Kümmel 2000:
279), subj. cākánas cíketasi jújoṣas jújoṣasi tatanas dīdáyas dīdáyasi pipráyas
pīpayas bubodhas mamádas māmáhas rāráṇas sāsahas (papráthas in RV
3.30.20 redupl. aor. Lubotsky 1997: 937)
ápīpayat ásasvajat (cf. redupl. them. aor. ádīdharat), subj. cākanat ciketat
ciketati jújoṣat jújoṣati tatánat dídeśati dī́dayat dīdáyat dīdáyati dadhánat,
dadhárṣat dadhárṣati pipráyat pīpáyat búbodhati jabhárat mamandat
mumócat mumocati rāráṇat vavártat (perf./aor. subj.?) vavártati (perf./aor.
subj.?) śuśravat sāsáhat tastámbhat tuṣṭávat paspárśat jaghánat,
cf. paprathat (perf. subj. in RV 2.35.2, 7.42.6) :: papráthat (redupl. aor. inj. in
RV 1.103.2, 7.86.1, 8.3.6) (cf. Lubotsky 1997: 789)
ROLAND A. POOTH
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10
3sg
1pl
2pl
3pl
mid. jújoṣate tatápate yuyójate śaśámate
cākánāma tatánāma śuśávāma
jújoṣatha búbodhatha
jújoṣan tatánan dī́dhayan (papráthan redupl. aor. inj. in RV 8.94.9b, 2.11.8 according to Lubotsky 1997: 789) pīpáyan mamádan
3pl mid. plupf. ápīpayanta, ávāvaśanta (vāś) (:: aor. ávīvaśanta, act. avīvaśan, 3sg
ávīvaśat), inj. pīpáyanta vāvaśanta, subj. cákramanta cākananta tatánanta
dadabhanta paprathanta māmahanta vivcyacanta
2du them. plupf. átataṃsatam, subj. cíketathas jújoṣathas
2du [cf. mid. them. plupf. ápaspr̥dhethām with zero grade]
3du subj. pīpáyatas
It can also be no accident that R̥gvedic injunctives of the reduplicated thematic aorist and subjunctives of the reduplicated athematic aorist with guṇa are formally identical (cf. Macdonell 1910: 376, Lubotsky 1997):
1sg
2sg
3sg
3sg
3pl
3pl
inj. jījanam śiśnatham (cf. 3sg redupl. aor. ind. act. aśiśnat, inj. dīdharam is
ambiguous, but belongs to dīdhar according to Lubotsky 1997: 736)
subj. dī́dharas (cf. Lubotsky 1997: 736), inj. nīnamas nīnaśas (2naś ‘perish’, cf.
anīnaśat) pīparas (cf. apīparan) papráthas (inj. in RV 3.30.20 Lubotsky 1997:
937) siṣvapas śiśnathas (them. inj. Lubotsky 1997: 1412) śiśráthas (them. inj.
Lubotsky 1997: 1414) (sī́ṣadhas) jihvaras
subj. cucyavat dīdharat dudrávat (cf. ádudrot)
[RVKh 5.7.3d yūyavat cf. Kümmel 2000: 403ff.]
śiśrathat (Lubotsky 1997: 1414), (sī́ṣadhāti),
inj. jīj́ anat bībhayat pīṕ arat ~ pīpárat (pr̥) siṣvadat
cf. redupl. aor. ind. mid. atītape vs. átāpi
inj. jīj́ anan papráthan (cf. Lubotsky 1997: 937)
mid. inj. jīj́ ananta sīṣapanta (compare ind. ábībhayanta)
What is the superordinate function of stems like pīpáya-? It is a subjunctive
(pīpáya-tas), a thematic aor./plupf. (á-pīpaya-t), and a thematic stem (pīpáya). Can it
have all these functions?
If we lump the guṇated thematic perfect injunctives, thematic pluperfects, perfect
subjunctives, athematic aorist subjunctives, thematic aorist injunctives together, it is
possible to interpret stems like pīpaya- as aspectually/modally polysemous still in
Early Vedic and before. On a typological background, such a polysemy is well-known
and identifyable as “old anterior” (cf. Bybee, Perkins & Pagliuca 1994: 78f., Table 3.7). It
is further inferential that pīpáya- goes back to a PIE reduplicated “Narten protomiddle” *pepéiHo and was derived from the “Narten protomiddle” *péiHo (continued as
Vedic pres. I páyate) by prefixation of the (unstressed) reduplication syllable *Ce-. This
correlation is paralleled by Homeric perf. opt. πεφεύγοι :: pres. φεύγω, which helps to
explain the Greek e-grades of perfects by merger of *bɦebɦéugo with *bɦebɦóuge. Therefore, it is possible to assign “old anterior” meaning to stems like pīpáya-. The “old anterior” polysemy is continued as a residual formal identity and polysemy within Early
Vedic:
Is the “tēzzi principle” a plausible inference?
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Figure 2a. The Early Vedic reduplicated thematic perfect-and-pluperfect-and-aorist subjunctive-and-indicative stem (“old anterior”)
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⎧ subjunctive of plupf./aor. ind. pīpay-, pipi-´
pīpáya- ⎨ subjunctive of perf. ind. pīpā́y-, pipy-´
⎩ non-subjunctive thematic stem ápīpayat, imp. pipáya
409
Figure 2b illustrates the parallel forms/functions of these two stems:
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páya-
⎧ subjunctive *páya-t(i) (:: hána-t(i)) of root aor. píyāna⎨
⎩ non-subjunctive thematic pres. I stem páya-te
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3.4. Conclusions. PIE had several reduplicated types preceding the given reduplicated stems. The Vedic athematic forms go back to PIE athematic forms. PIE had a
REITERATIVE type which was derived from a TRANSITIONAL protomiddle type *uórt(-i). A
second reduplicated protomiddle type (*pepéiHo → *pepéiHo/e-) can be identified with
“old anterior” Aktionsart and was derived from the “Narten protomiddle” (*péiHo →
*péiHo/e-). Proto-Germanic pret. *dedō̜ *dedēz *dedē may continue the same thematic
type (but cf. Kim 2010: 13).
A fourth reduplicated “pre-aorist” was identical to the predecessor of the IE perfect
middle with the exception that it lacked the progressive suffix *-i (*gwegwmó →
*gwegwmó/é- > YAv. jagmat̰ (Yt. 19.12) :: Vedic 3pl mid. ajagmiran). The thematic stems
continue the so-called “stative” protomiddle forms, cf. Pooth 2014+, chapters 7f. (e.g.
PIE 3sg *kwk̑ó → *kwk̑ót ~ *kwk̑ét(o) > Vedic (-á)khyá-t, -ákhyata (1x). This is why Vedic
middle forms of these aorist stems are infrequent.)
Thus, Early Vedic points to several PIE reduplicated types (Aktionsarten). Cases like
3sg pres. ind. act. yuyoti (RV 1.92.11b), but 3sg aor./perf. inj. act. yūyot (RV 10.95.12c),
redupl. them. pres. jíghna-te, YAv. 3pl pres. ind. or perf. subj. mid. jaγnəṇte (cf.
Tremblay 2008: 22), 3sg aor. or perf. inj. -jaγnat ̰, Greek aor. ind. act. ἔπεφνον even
weaken the existence of a Proto-Indo-Iranian reduplicated aorist category (cf. Gotō
2013: 112). The IE reduplicated stems need a revison. PIE lacked reduplicated aorists
(pace Bandahman 1993), but had several reduplicated Aktionsarten.
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4. The prehistorical storyline
4.1. This article features a fundamental principle of linguistic reconstruction of
functional categories. Since it is recognizable that a comparative equation of IE morphosyntactic categories cannot yield precise prehistorical results, we must use additional knowledge to draw further infererences from. Following the goal of making the
prehistorical aspectual developments more precise and plausible, the reconstruction
of grammatical categories is in duty to be principally based on linguistic diachronic
knowledge, that is, it must be based on a typology of crosslinguistic diachronic semantic paths. As an important by-product of this principle, it must be our duty to revise
the traditional model of the PIE aspect system by adjusting it to evident diachronic
paths. We cannot reasonably rely on a solely comparison-based model of the PIE as-
ROLAND A. POOTH
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450
pect system any longer. Even if we concede that a reconstruction of categories that are
not among the canon of the IE ones is not provable and cannot be falsified by means
of comparison, we must accept that this lack of proof is an entailment of the use of an
improper method for this purpose, that is, that it is due to the logical implication that
the comparative method does not provide us with a proper tool for insights concerning functional categories that have vanished or were modified from PIE to post-PIE
and IE.
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4.2. Imperfective presents came first. The PIE progressive aspect provides a perfect example for such a grammatical category. This category most plausibly existed.
But it must have been modified already in PIE or immediately after PIE broke up. It is
no longer maintained in its original progressive function in any IE language. Its
marker was the word-final suffix *-i, which was attachable to many PIE nonprogressive verb forms in word-final position. It was called the “particle of the hic et
nunc”, but it is neither demonstrable that it was a particle, nor is “hic et nunc” an adequate functional term. On a typological background, it is implausible that it was a pure
tense suffix (cf. Pooth 2009).
From this perspective, it is inferential and plausible that PIE progressive forms
once developed into imperfective present portmanteaus (cf. Pooth 2009), e.g. PIE
*gwɦén-t-i → *gwɦén-ti (*-t-i → *-ti) (> Hittite ku-e-en-zi (OS) :: Vedic hán-ti, etc.). It is a
relevant implication of diachronic typology that such portmanteaus emerged chronologically prior to the narrowing of “zeros” to root aorists. Therefore, post-PIE had multiple ex-progressive imperfective present forms, e.g. *bɦérti *bɦrénti :: *bɦibɦérti
*bɦibɦrénti :: *bɦibɦrént > (a)bibhran (RV 10.28.8a)), continuing several specific PIE aspect categories (Aktionsarten) (cf. Pooth 2015-08-31: 16-35).
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477
4.3. Perfectives from non-progressives. By the time PIE progressives became imperfective presents, corresponding non-progressives with “secondary” endings were
unmarked non-tensed non-progressives, such that were prone to be narrowed to opponent imperfective/perfective preterits. The most plausible inference which can be
drawn, for instance, from the functional mismatch of Greek ἔδακον versus Vedic dáśati
is that there were no perfective aorists even in the post-PIE variants preceding ProtoIndo-Iranian and Proto-Greek. The term “Aoristpräsentien” is inadequate. These presents go back to non-progressive protomiddles (“statives”), and so does the thematic
aorist (cf. Watkins 1969, Cardona 1960), e.g. Vedic (á-)vidá-t (*uidó → *u̯idót ~
*u̯idét(o)), (á-)vócat (*uéukwo → *u̯éukwot ~ *u̯éukwet(o)):
478
Figure 3. The PIE origin of the Vedic tudáti type pres. stem
479
480
A *dn̥k̑ói → *dn̥k̑ótoi
progressive
B *dn̥k̑ó → *dn̥k̑ót(o)
non-progressive
481
482
483
484
→
→
*dn̥k̑étoi ~ *dn̥k̑éti
> Vedic dáśati ‘bites, is biting’
imperfective present
*dn̥k̑ét(o)
> Gk. ἔδακον ‘bit, has bitten’
non-imperfective
→ perfective
4.4. IE root aorists are functional innovations. The IE root presents and root aorists go back to a predominantly NONDURATIVE or unmarked-underspecified PIE cate-
Is the “tēzzi principle” a plausible inference?
13
485
486
487
488
489
490
491
492
493
494
gory, which was compatible with the progressive aspect (e.g. *gwɦén-t-i, *dɦéh1-t-i). IE
root aorists continue such PIE basic forms that either lacked corresponding progressives or whose progressives were used with a lower frequency than corresponding
non-progressives. The broadening of PIE progressives to root imperfective presents
(e.g. *gwɦén-ti) functionally preceded the narrowing of non-progressives. PIE *gwɦént
was later taken for an opponent non-present/preterit injunctive, whereas the reflex of
*dɦéh1t was later narrowed to a root aorist. Root aorist pl. forms outside the 3pl may
simply continue corresponding PIE “Narten” type forms, cf. Vedic 1pl ákarma, 2pl
ákarta, 2du ákartam, 3du ákartām, but cf. 3pl ákran, 2pl aor. injunctive act. kr̥tá, 2du
kr̥tám ~ kr̥thás, Homeric 3du βάτην with zero-grade (cf. differently Malzahn 2004).
495
496
497
498
499
500
501
502
503
4.5. A chain shift. Several Greek and Vedic root aorists were narrowed as a consequence of the emergence of new imperfective stems from previous pleonastic progressive forms.
I suggest that the Vedic “passive” aorists (e.g. védi) continue PIE 3sg progressive
forms (e.g. *uóid-i) of a PIE TRANSITIONAL aspect that developped an anteriorresultative meaning. It was narrowed to aorist after the emergence of new innovative
yod-presents which had developped from previous pleonastic progressive forms. In
my view, many IE yod-presents thus continue pleonastic progressive forms, cf. Figure
4:
504
Figure 4. The genesis of the Vedic passive aorist and yod-passive-presents
505
506
507
A *uóid-i → *uóid-itoi
→
‘is just being seen/found’
transitional progressive
508
509
510
B *uóid-i
→
*uóid-i
Vedic (á)védi
‘is/was just being seen/found’ ‘is/was just seen/found’
transitional progressive
anterior-resultative → aorist/perfective
511
512
513
514
515
516
517
518
519
520
521
522
523
524
*u̯(o)id-i̯etoi
> Vedic vidyáte
‘is (being) seen/found’
imperfective pres.
The paradigmatic correlation of yod-presents and o-grade protomiddles is confirmed by Vedic tartarīti tartūryante < *tértorh2i-ti *tértr̥h2-i̯ontoi ← PIE *tértorh2(i)
*tértrh2ont(o) :: *tórh2(i) *trh2ónto (cf. *bɦóudɦ(i) *bɦudɦónto). The protomiddle origin
explains the deponency of the tartūryá-te type. It helps to explain the constant linking
vowel -ī- of the tartarīti type (from root final *-H, 1sg protomiddle *-h2, and the PIE
progressive marker *-i-).
Likewise, e.g., PIE *bɦórg̑ɦ-i → *bɦórg̑ɦ-i ~ *bɦórg̑ɦ-ito ~ *bɦorg̑ɦ-i̯ót ~ *bɦorg̑ɦ-i̯óto, 3pl
ɦ ɦ
*b r̥g̑ -ónt-i → *bɦr̥g̑ɦ-ónt-i ~ *bɦr̥g̑ɦ-i̯-ónti ~*bɦr̥g̑ɦ-i̯-ónto(i). The familiar thematic 3sg
*bɦr̥g̑ɦ-i̯-éi ~ *bɦr̥g̑ɦ-i̯-éti (*-e(i) ~ *-et(i) were productive neoactive endings) was a later
analogical creation yielding a new middle *bɦr̥g̑ɦ-i̯-éto(i).
Pre-Proto-Anatolian obviously participated in developping yod-stem imperfective
presents: cf. *bɦr̥g̑ɦi̯ó/é- > Hittite parkiya- ‘rise’ (pár-ki-ya-at OH/MS), pár-ki-ya-an-zi
(MH/MS) vs. *bɦr̥g̑ɦtó, 1sg *bɦr̥g̑ɦh2á > Hittite pár-ak-ta-ru (OH/MS), pár-ga-aḫ[-ḫa-ri?],
par-kán-zi (NS), likewise 3pl kar-pí-an-zi (OS) ‘they lift’ ~ kar-pa-an-zi (OS). Several
ROLAND A. POOTH
14
525
526
527
528
529
corresponding -ant-participles lack the yod-segment, e.g. kar-pa-an-t- (a-ra-an-t- :: 3pl
a-ri-ya-an-zi, 3sg pres. ind. act. a-ra-a-i (OS)), ultimately confirming an inflectional
(but not a derivational/enlargement) origin of *-i-. Pre-Proto-Anatolian did not, however, evidently participate in a subsequent narrowing of the non-yod/non-iotated
counterpart to aorist/perfective (pace Melchert 1998, 2015).
530
531
532
533
534
535
536
537
538
4.6. A post-PIE substitution rule. In parallel with the rise of imperfective present/non-imperfective pairs and the emergence of imperfective present endings (*-ti,
etc.), less frequent ex-progressives (e.g. *dɦéh1-ti) were finally replaced, because their
corresponding non-progressives (e.g. *dɦéh1t) were more frequently used in nonimperfective function: Such root formations (e.g. *dɦéh1-) became incompatible with
the imperfective present endings (*-ti, etc.). A new basic imperfective stem, e.g.,
*dɦédɦeh1-ti (*dɦádɦaH-ti, etc.) replaced *dɦéh1ti (†dɦáH-ti) from the moment *dɦéh1(*dɦáH-) was narrowed to perfective. Thus Hittite te-e-ez-zi continues the exprogressive.
539
540
541
542
543
544
545
546
547
548
549
550
551
552
553
554
555
556
4.7. Suppletive/combined aspect stems including root aorists cannot be reconstructed for PIE, since many progressives like *dɦéh1-t-i must have been lost before
Vedic and Greek. The aspect stem suppletion emerged independently and is still an
ongoing process within the IE aspect-languages, e.g. within Greek (cf. Kölligan 2007).
IE languages independently selected different pairs. Whereas Vedic ágan ágman perhaps equates with Hom. 3du βάτην (but cf. Malzahn 2004: 55), gáccha-ti does not
equate with βαίνω. Even Vedic pres. dádhāti, Greek τίθηµι, OHG pret. 13sg teta 2sg tāti,
OS 2sg dādi ~ dedos, OE inf. dōn ‘do’ are mismatching, because dá°, τί° and the Germanic vocalism(s) cannot be equated. They go back to different PIE reduplicated types
3sg *dɦédɦeh1t(i) (“acrostatic”), *dɦi-dɦéh1t(i), *dɦe-dɦéh1o(i) (→ *dɦedɦéh1o/e-) (“old anterior” protomiddle), *dɦḗ-dɦoh1(i) (“intensive-repetitive”) (but cf. Kim 2010). Only exact
equations of two straightforwardly combined present and aorist stems are decisive, for
which the evidence is nil. Corresponding IE root presents or aorists (e.g. Vedic inj. dhāt
= OAv. dāt̰ :: [O]Arm. ed (3sg mid. edaw) = Greek (Boiot.) αν-εθε̄ (Myc. te-ke)) can thus
only show that the given formation was used more frequently in non-durative or durative (and progressive) function, respectively.
We must conclude that PIE generally lacked aspect (stem) suppletion and thus
lacked paradigmatic combinations of (different) present stems and aorist stems.
557
558
559
560
561
562
563
564
565
566
5. Is the “tēzzi principle” a plausible inference?
5.1. The answer must be no. A backformation of Proto-Anatolian presents from PIE
root aorists contradicts the most plausible, that is, secondary diachronic emergence of
root aorists. On the background of the most plausible diachronic semantic path from
progressive to imperfective present and from zero to perfective, the “tēzzi principle”
(pace Eichner 1979, Malzahn 201o: 267f.) is (most plausibly) misleading.
But does this, at least, provide us with evidence for “Proto-Indo-Hittite” (cf. Sturtevant 1929)? Again no. Although Hittite 3sg pres. ind. act. te-e-ez-zi should be taken for a
(formal) archaism, this does not imply that its function as a general present and the
Proto-Anatolian tense system must be archaic. Moreover, the development of a ca-
Is the “tēzzi principle” a plausible inference?
15
567
568
nonical tripartite aspect system cannot be a reliable shared innovation, because such
systems emerge in parallel quite easily.
569
570
571
572
573
574
575
576
577
578
579
5.2. Conclusions: We cannot reconstruct aorists/perfectives any longer, since these
are post-PIE innovations. We must reconstruct PIE progressive forms (e.g. *dɦéh1-t-i) in
many cases, even if Greek and Vedic display root aorists. We should further avoid circular reasoning based on the presence of IE root presents. We cannot deduce from
Vedic hánti that the PIE root *gwɦen- ‘beat, slay, kill, hunt’ was not (gradually) terminative (pace García Ramón 1998), simply because Vedic hánti (as ex-progressive) does
not reflect the aspectual meaning of the PIE basic form (*gwɦén-t). Reconstructing the
PIE aspect system turns out to be more difficult. On the background of crosslinguistic,
comparative, and internal facts, the traditional “Erlanger” tripartite aspect stem model
for PIE (cf. Hoffmann 1970) is typologically implausible and must be a mistake. PIE
had no “presents” and “aorists”. (6.077 words)
580
581
582
583
584
585
586
587
588
589
590
591
Abbreviations: I use the convenient abbreviations and grammatical glossing, e.g. 3sg =
third person singular, etc.; act. = active, aor. = aorist or perfective, Hom. = Homeric Greek, IE =
Indo-European, imp. = imperative, ind. = indicative, inj. = injunctive (a temporally and
modally, but not aspectually underspecified category going back to a PIE non-progressive
indicative-hortative, cf. Pooth 2009), mid. = middle, [O]Arm. = Old (Biblical) Armenian, OAv.
= Old Avestan, OHG = Old High German, OS = Old Saxon, part. = participle, PE = “primary”
(imperfective present or present) ending, perf. = perfect stem, PIE = Proto-Indo-European, PII
= Proto-Indo-Iranian, PT = Proto-Tocharian, pre. = “precative” (aorist optative), pres. = present
or imperfective present, pret. = preterit(e), SE = “secondary” ending, subj. = subjunctive, YAv.
Young Avestan.
I use the conventional philological cover symbols, e.g. OH/OS = Old Hittite/Old script, etc.
(cf. Kloekhorst 2008: xi-xiii); RV, AV (AVŚ), AVP, etc. (cf., e.g., Kümmel 2000: “Textsigla”, etc.).
592
References, further reading, links
593
594
595
596
597
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601
602
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605
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607
608
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Roland A. Pooth
University of Cologne & Leiden University (Alumnus)
Max Planck Institute for the Science of Human History (IELex 2 Data Entry)
[email protected]