Tribol Lett (2011) 42:117–127
DOI 10.1007/s11249-011-9746-1
TRIBOLOGY METHODS
High-Speed Friction Measurements Using a Modified Surface
Forces Apparatus
D. D. Lowrey • K. Tasaka • J. H. Kindt •
X. Banquy • N. Belman • Y. Min • N. S. Pesika
G. Mordukhovich • J. N. Israelachvili
•
Received: 16 June 2010 / Accepted: 3 January 2011 / Published online: 18 January 2011
Ó Springer Science+Business Media, LLC 2011
Abstract Methods of measuring friction forces in the
surface forces apparatus (SFA) are presented for sliding
velocities from \1 nm/s to [10 m/s. A feed-forward control (FFC) system for the piezoelectric bimorph slider
attachment is introduced to allow experiments at velocities
up to *4 mm/s. For still higher speeds, a motor-driven
rotating mini-disk setup using a pin-on-disk geometry is
presented, with modifications to enable sliding velocities in
the ranges 1 cm/s–5 m/s and 1–25 m/s. Example data sets
demonstrate the applicability of the approach to modeling
important tribological systems including hard-disk drives.
We find that mechanical system parameters such as the
resonant frequencies and mutual alignments of different
moving parts become increasingly important in determining the tribological response at sliding velocities above
*1 cm/s (for SFA or bench top devices). Smooth or
stick-slip sliding—common features of low-speed sliding—become replaced by large-amplitude oscillatory
responses that depend on the load and especially the
driving speed or rotational/reciprocating frequencies.
Detailed recordings and modeling of these complex effects
are necessary for fully understanding and controlling frictional behavior at high speeds.
D. D. Lowrey
Materials Department, University of California, Santa Barbara,
CA 93106, USA
Present Address:
Y. Min
Department of Chemical Engineering, Massachusetts Institute
of Technology, Cambridge, MA 02139, USA
K. Tasaka X. Banquy N. Belman Y. Min N. S. Pesika
Department of Chemical Engineering, University of California,
Santa Barbara, CA 93106, USA
Present Address:
K. Tasaka
Hitachi Global Storage Technologies Japan, Ltd.,
Fujisawa, Japan
Present Address:
J. H. Kindt
Nano Surfaces Business, Bruker, Dynamostr. 19,
68165 Mannheim, Germany
Keywords Friction test methods Boundary lubrication
test methods
1 The Surface Forces Apparatus for Friction Studies
The surface forces apparatus (SFA) is a powerful tool in
the investigation of friction behavior. The traditional
Present Address:
N. S. Pesika
Department of Chemical and Biomolecular Engineering,
Tulane University, New Orleans, LA 70118, USA
G. Mordukhovich
General Motors Research & Development, 30500 Mound Road,
Warren, MI 48090-905, USA
J. N. Israelachvili (&)
Department of Chemical Engineering and Materials Department,
University of California, Santa Barbara, CA 93106, USA
e-mail:
[email protected]
J. H. Kindt
Department of Physics, University of California,
Santa Barbara, CA 93106, USA
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crossed-cylinders (or equivalently, sphere on flat) geometry
gives a macroscopic area of contact while the instrumentation and imaging is sensitive to micro- and nano-level
events [1–3]. Previous friction experiments using the SFA
have used the motor-driven ‘‘friction device’’ attachment
alone or together with the piezoelectric ‘‘bimorph slider’’
as shown in Fig. 1 [4]. The normal load, L, is applied
through the normal load spring, which supports the lower
surface and is in turn supported at the end of the bimorph
slider. The bimorph slider is a two-segment, piezoelectric,
double cantilever which gives a lateral displacement
linearly proportional to the applied voltage. Normal shear
experiments use a triangular wave voltage signal to
provide a constant sliding speed during each half-cycle;
for a sufficient sliding distance the time of direction
change is negligible. Typical shear speeds, V, range from
1 nm/s to *0.4 mm/s, and shear distances (sliding
amplitudes) from 40 to 150 lm, both limits being
determined by the length and electro-mechanical properties of the piezo element. To achieve longer shearing
distances one can increase the active bimorph length, but
this has the adverse effect of lowering the stiffness and
resonance frequency of the slider. The practical limits to
the maximum achievable speed and, simultaneously,
sliding distance or amplitude without nonlinearities are
about 400 lm/s and 100 lm, respectively, using a 3-cm
long sectored bimorph.
Tribol Lett (2011) 42:117–127
2 Feed-Forward Control for Attaining Higher Speeds
with a Bimorph Slider
2.1 Compensating Nonlinearities
The bimorph slider of the SFA2000 consists of two parallel, coupled piezoelectric bimorphs (Fig. 1). Mechanically, this assembly approximates a weakly damped
harmonic oscillator. When the bimorph is driven with a
sine wave at frequencies well below its resonance frequency, f0, its position is proportional to the voltage
applied. However, when the drive frequency approaches
the actuator’s mechanical resonance frequency, it starts to
oscillate freely, like a tuning fork. To drive the bimorph in
a predictable way close to or above its resonance frequency, one has to observe the relationship between the
driving signal and the actuator’s response. Increasing drive
frequency, the actuator’s amplitude response is nearly
constant until the resonance frequency is approached. Here,
the actuator’s amplitude response rises to a peak. Above
the resonance frequency, the amplitude rapidly approaches
zero. In addition, the phase relation between drive and
response is important. Drive voltage and response are in
phase at low frequencies. At the resonance frequency, the
drive is 90° ahead of the mechanical response, and continues toward 180° thereafter.
For a non-sinusoidal drive signal, e.g., a triangle signal
that gives a constant speed in either direction during each
cycle, the situation is more complicated. The non-harmonic
signal can be broken down into its sinusoidal (Fourier)
components, fn, by Fourier analysis. The Fourier components of a triangle wave are:
Aðfn Þ ¼ ð1Þn1
Fig. 1 Schematic of the SFA2000 with the ‘‘extended bimorph slider
attachment’’ [4, 29] with laser positioning sensor and feed-forward
system
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8 sin½2pð2n 1Þft
p2 ð2n 1Þ2
for n 1:
Figure 2 shows the bimorph slider motion (response
output) for triangular input waveforms/signals at 1, 8, 25,
and 33 Hz. The resonant frequency of the slider, f0, was
approximately 31 Hz. Since a triangular function generated
by a function generator is a combination of many sinusoidal
Fourier components, the triangular input signal contains
high frequency components, above f0, that are damped out
in the motion of the bimorph slider. The non-linear, i.e.,
non-triangular, motions of the slider, already evident at
f = 8 Hz, and which become sinusoidal by 25 and 33 Hz,
are caused by the first (lowest frequency) Fourier
component being close to f0. At low frequencies, of 1 Hz
and below, the system resonances are not excited and the
slider motion faithfully reproduces the linear input signal.
If the amplitude and phase response of the actuator for a
given drive frequency are known, one can generate a drive
signal which compensates this shift in the response (output
signal, Ao) to give some desired amplitude and phase
Tribol Lett (2011) 42:117–127
Fig. 2 Bimorph slider displacements (output signals Ao—solid lines)
at different driving frequencies, f (input signals Ai—dashed lines) for
a system of natural frequency f0 = 31 Hz. a f = 1 Hz: perfect
triangular output motion providing constant velocity motion; b 8 Hz:
some higher harmonics are suppressed, lower harmonics are amplified; c 25 Hz: only the fundamental (lowest) frequency remains
significant, phase lag starts to become evident; and d 33 Hz:
sinusoidal motion now fully 90° out-of-phase with the driving signal
different from the drive (input, Ai) signal: the compensated
drive signal’s amplitude is divided by the actuator’s
amplitude response at the drive frequency, and its phase is
shifted backward by the actuator’s phase response at this
frequency.
If the desired output signal is a triangle wave, every
significant Fourier component must be compensated in
amplitude and in phase according to the scheme above, and
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the resulting waves added back together. Signal compensation works as long as the actuator approximates a linear
system, which means that different frequencies do not
influence each other, and hence can be treated separately.
If the actuator is driven with this compensated signal, its
mechanical response will be proportional to the original
drive signal, i.e., before compensation. This method of
compensation is known as feed-forward control (FFC) [5].
A schematic of the FFC circuit introduced to the SFA is
shown in Fig. 3. To monitor the position of the bimorph
slider, a laser position sensor (Keyence laser displacement
meter LC-2420) was attached just outside a quartz window
on the far wall of the SFA2000 chamber as shown in
Fig. 1. The right side of the bimorph slider has a small Si
wafer that reflects the laser beam back into the sensor. The
LC-2420 sensor has a measuring range of 400 lm and a
resolution of 0.01 lm (10 nm). Accurate detection of displacements requires that the reflecting surface be clean,
with a mirror finish.
In our implementation, the compensated drive signal is
calculated by a LabVIEW Ver. 6 program (National
Instruments), and fed to the actuator with a multifunction
analog, digital, and timing I/O card, DAQCard-6062E
(National Instruments). The program first drives the bimorph slider with a signal that contains all the relevant
Fourier components, A(fn), each with an amplitude multiplier of one and a phase, u, of zero. It then observes the
slider’s response via the position sensor, and correlates
drive and position to derive the slider’s response values
(amplitude and phase). These are then stored and used in
the later experiment to generate a compensated drive signal
(Fig. 3).
Figure 4 shows the slider position when the FFC is in
use. The LabVIEW program processes the drive signal to
produce a complicated pattern (dashed line) that preserves
the linear motion of the slider at frequencies approaching f0
(cf. Fig. 2). As a general trend, a decrease in the resultant
displacement amplitude is observed as the frequency
increases. For this setup, the maximum FFC speed obtained
while preserving linear (triangular) motion was *4.5 mm/
s at 20 Hz. This compensation scheme addressed the primary contributions to the bimorph dynamics of the piezoelectric stack and the slider itself; compensating for the
secondary influences of the frictional contact could be done
with the additional complexity of using real-time adjustments to the signal compensation.
In general, FFC allows for an increase of about one
decade in linear speed for a bimorph slider.
2.2 Application to a Model Hard Disk System
Figures 5 and 6 show examples of shear experiment data
obtained with the FFC system. In this experiment, both the
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Tribol Lett (2011) 42:117–127
Fig. 3 Generating high frequency non-sinusoidal waves becomes
problematic when the period (dominant driving frequency) f1 is near
or above the resonant frequency f0 of a device. Non-sinusoidal waves
can be decomposed into a Fourier series of multiples of the dominant
frequency—odd multiples in the case of triangular waves: f2 = 3f1,
f3 = 5f1, etc. Resonance amplifies frequencies near the natural
frequency of the bimorph f0 while higher frequency components are
dampened and phase-lagged, until the triangular motion becomes a
90° out-of-phase sinusoidal motion. Feed-forward control sends a
signal Ai to the bimorph which amplifies the higher harmonics of the
signal from the function generator Ao and shifts their phases such that
the resulting motion of the bimorph (triangular in this study)
corresponds to the original signal from the function generator
upper and lower mica surfaces had three layers deposited
on them: first, a 1.5 nm layer of amorphous silicon, then
a 5 nm layer of hydrogenated amorphous carbon, and
finally a monolayer of Perfluoro-Polyether lubricant
(Z-Dol2000)—a commercially available lubricant used to
coat hard disks. The high friction forces relative to the low
load indicate that the lubricant was present as a monolayer
[6] or that the lubricant did not effectively coat the carbon
layer [7], in either case the surfaces remained undamaged
for the data presented. This system does experience wear,
detected optically by the gradually reduced thickness of the
amorphous carbon layer, but this wear is distinct from the
damage caused by delamination of the carbon layer which
drastically reduces friction and disrupts the optical integrity
of the surfaces.
The first general trend we observe, which we find in all
our high-speed friction studies, is the replacement of
smooth or stick-slip sliding with large-amplitude sinusoidal
oscillations that cross the F = 0 baseline (indicative of
oscillatory overshoots, as in the case of an under-damped
swinging pendulum—see Fig. 12) at times other than
direction change in the bimorph. The period of the oscillations correlate with some of the resonant (natural) frequencies of the device, determined by purely mechanical
components of the apparatus (see Fig. 11), rather than with
the stiffness and tribological or thin film rheological
properties of the surfaces and lubricant layers that determine stick-slip frequencies [8–12]. The asymmetry of the
friction trace is due to minor, unavoidable imperfections in
the alignment between the crossed cylinder surfaces and
the relative alignments of the other mechanical elements—
a general phenomenon that is magnified at high speeds and
large sliding amplitudes.
Comparison of Figs. 5 and 6 also shows the effects of
relative humidity (RH) on the frictional behavior of the
system—previously also observed with other boundary
lubricant layers [13–15]. Increasing the RH reduces the
friction coefficient by a factor of about 4; but the
replacement of smooth sliding by high frequency
(30–300 Hz) oscillatory components, associated with
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3 High Speed Motor-Driven Device for Attaining
Speeds of m/s
3.1 Use of Rotating Disk in SFA
Fig. 4 Displacement profiles of the SFA2000 bimorph slider (natural
frequency: f0 = 31 Hz) at different driving frequencies, f with feedforward control. The solid lines are the nearly perfect triangular
waveforms of the slider displacement as measured by the positioning
sensor; the dashed lines are the highly complex driving signals sent to
the bimorph
various resonant frequencies of the apparatus, is still evident at sliding speeds above *1 mm/s as in Fig. 5.
As already noted, a limitation of the FFC is that the
actuation amplitude decreases as the reciprocating sliding
speed (i.e., frequency) increases. One effect of reduced
sliding amplitude is that a greater fraction of the data
consists of sticking during the directional changes, with
comparatively little data in the actual sliding regime. Previous work has shown that fluid-lubricated tribological
systems reach steady-state sliding conditions only after
sliding for a certain distance rather than, or in addition to,
the sliding time [16]. Thus, the extended piezoelectric bimorph method falls well short of modeling many technologically important situations requiring large amplitudes or
continuous steady-state sliding at speeds of 1 m/s and
greater.
Achieving speeds of 1–10 m/s requires a completely different approach, an implementation of which is shown in
Fig. 7. The bimorph slider and lower disk holder are
replaced by a small, powerful motor attached to a disk in an
effective pin-on-disk geometry in the SFA. Pin-on-disk
tribometers are prevalent in friction research [17, 18] due
to the wide range of possible sliding velocities as well as
long-sliding distances (compared to, e.g., 4-ball geometry).
A challenge with pin-on-disk geometry is that there is an
inherent load imbalance due to the edge loading on one
side. As seen in Fig. 8, we have added a roller bearing to
help stabilize the device. The disk is mounted with spring
clips that hold the disk to the motor while several positioning screws tilt the disk in two axes, enabling rotation
that is flat to within *10 lm per revolution [4]. With
appropriate feedback and a sufficiently flat disk, height
rotation could be reduced much more—down to nm levels.
Using SFA interferometry with the pin-on-disk geometry
would require this more stringent alignment, along with
preparation of a smooth spherical surface as described
elsewhere [19–22]. In addition, an optically appropriate
annulus on the flat disk would be required along the sliding
path, which could be opaque and reflecting for reflected
beam interferometry [23].
The motor mount consists of stiff springs of known
stiffness, kL, fitted with strain gages to allow continuous
monitoring of the load.
The friction forces are measured with stain gages
attached to a double cantilever spring as in previous
devices (see Fig. 1).
Two types of motors were used in this device. A DC
motor (A2520, Maxon Precision Motors, Inc., MA) was
found to be effective for intermediate loads and speeds, up to
5 m/s (high loads increase the friction force which increases
the torque on the motor which slows down the rotational
speed). The voltage input determines the torque on the
motor, so under tribological conditions the speed is not
directly determined by the voltage. The rotational speed was
monitored by fitting the lower disk with a collar of spaced
reflective mirrors (Fig. 8). As the disk rotates, light from
below is reflected to a voltage-biased photodiode and the
cycling frequency (Hz) determined from the current spikes.
Figure 9 shows friction and load traces obtained with
the DC motor setup. The system is a silica sphere on a
sapphire disk lubricated with the model lubricant squalane
(Fig. 9a) or the alkane n-hexadecane (Fig. 9b). Tests with
either lubricant resulted in a complex oscillatory, i.e.,
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Fig. 5 Friction force traces (solid lines) generated using feed-forward
control of the extended bimorph slider displacement (dashed lines)
and boundary lubricated surfaces. The tribological system mimics the
surfaces of a hard-disk drive, with a fluorinated lubricant on carbon-
on-silicon coated mica. Experiments done at 0% relative humidity,
loads L of 3 or 9 mN, and speeds V varying from *60 to 2,400 lm/s
(drive frequencies, f, of 0.1–8 Hz)
sinusoidal rather than stick-slip, frictional behavior that
appears to be a characteristic feature of high-speed sliding
(see Figs. 5, 6, and 10, and accompanying paper, in preparation). Wear did not have a significant influence on this
material system. With squalane (Fig. 9a) both the load and
friction force exhibit oscillations (or vibrations) with a
periodicity equal to the rotation frequency of the sapphire
disk. These vibrations are due to unavoidable imperfections
in the mechanical system (misalignment or tilt in the disk
axis, imperfectly flat disk surface, etc.). For this welllubricated system, changing the load L has only a small
effect on the average friction force, hFi, but the amplitude
of the oscillations, DF, increases with the load. With
hexadecane (Fig. 9b) the friction force oscillates at more
than one frequency, giving rise to beats. These friction
traces are in marked contrast to those obtained with these
lubricants at low speeds (below mm/s) which are characterized by smooth or stick-slip sliding (the differences
between these two modes of sliding are discussed in
Fig. 12).
Still higher speeds and loads require a more powerful
motor. We found that the best performance for our SFA
was given by an electrically commuted (EC) motor (EC 20
flat 3 W, Maxon Precision Motors, Inc., MA) which uses a
motor controller to pulse voltage at different phases, so the
control point is a rotational speed rather than a torque.
Since the motor controller provides a rotational frequency
output, the reflective collar can be omitted if necessary.
The EC motor used allowed for speeds ranging from
approximately 5 to 25 m/s. The lowest speed is determined
by where the motor stalls or becomes unstable; the highest
by the torque of the motor being opposed by the friction
forces in the motor and at the interface. Data using this
setup is shown in Fig. 10 for a sapphire disk, lubricated by
hexadecane, sliding against a porous, resin-bonded cellulosic surface (friction material used in automotive wet
clutch systems). The cellulosic surface, machined to a
spherical shape (radius of curvature = 5 cm), showed
some initial compaction or wear but was stable during data
collection (see accompanying paper, in preparation). Highspeed data sampling ([2,500 samples per second) was
found to be necessary in these experiments in order to see
all the details of the friction traces without distortion (e.g.,
due to aliasing).
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Fig. 6 Results for the same system as Fig. 5 at 75% relative humidity
In all cases, the oscillations in the load L have a frequency determined primarily by the rotating disk, but the
friction force F can exhibit additional harmonics which
depend sensitively on the rotational or sliding speed. Thus,
at 227 Hz (v0 = 23 m/s) both the load and friction force
have oscillations at the same frequency, both equal to the
rotational frequency (Hz) of the disk. At 82 Hz (v0 = 8 m/
s), there is a high-amplitude friction ‘‘bump’’ at the highest
point on the disk during a rotation, i.e., due to imperfect
surface flatness. At 145 Hz (v0 = 15 m/s), a large amplitude, high-frequency component at *345 Hz now dominates the friction response giving rise to a complex overall
response exhibiting multiple frequencies (which can lead
to beats through interference). The load response is
dominated by the first sub-harmonic of f (0.5f * 73 Hz),
but independent measurements confirm that the rotational
frequency is 145 Hz. The large amplitude, high-frequency
component, or resonance response, of the measured friction is system-specific—determined by the resonant frequency f0 of the friction force-measuring spring, and is
here ‘‘activated’’ over a narrow rotational frequency band
when the fifth harmonic of the load oscillations
(2.5f) coincides with f0 = 345 Hz. Other large-amplitude
resonance responses occur at other harmonics of f (not
shown).
3.2 Temperature Effects
As shown in Figs. 7 and 8, a type K thermocouple (A1316-K, Nanmac Corporation, MA) was embedded in the
upper surface and two IR temperature sensors (OS36SMK-140F, Omega Engineering, Inc., CT) were trained on the
sliding path. The resulting data showed that the measured
temperature tracked with the overall temperature of the
system, and that at high loads and friction forces the
temperature in the contact tended to increase toward a
stable value of a few degrees above ambient. Miniature
thermocouples inserted into the top friction material within
0.5 mm (500 lm) of the surfaces recorded similarly low
temperature changes. As reported by Reddyhoff et al. [24],
the flash temperature is too localized to detect via such
macroscopic methods, so that we could not successfully
measure the actual temperature increase at the shearing
junction which, from computer simulations [9, 25, 26], can
transiently exceed 900 °C.
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Fig. 7 SFA2000 modified for
high-speed friction experiments,
featuring a high-speed motor,
normal (load) and lateral
(friction) force-measuring
springs. The friction device is
oriented for sensitive lateral
force detection, as well as to
provide room for IR
temperature sensors before and
after the contact (top left). A
piezoelectric tube connects the
upper surface to the SFA box,
allowing for the possibility of
minute load changes or active
vibration input. Adapted from
[30]
4 Discussion and Conclusions: Frictional Behavior
at High Speed
Our experiments using two different attachments to the
SFA for measuring friction at ‘‘high speed’’ (here defined
as above 1 cm/s) or high amplitude coupled to high-rotational/reciprocating frequencies (f [ 1 Hz) reveal new
features of lubricated friction that are not evident or
important at lower speeds. Traditional tribological
descriptions of low-speed sliding focus on effects due to
the nature of the shearing surfaces and the thin film rheological properties of the lubricating layer or fluid [27], i.e.,
the properties of the interface Fint in Fig. 11. At low speeds
Fint and the stiffness of the friction-measuring spring, kF,
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are sufficient to explain the measured friction force, F, and
the nature of the sliding, whether smooth or intermittent
(regular or irregular stick-slip), including transients such as
stiction spikes. At high speeds, inertial effects of the whole
system and the resonant frequencies, f0, of the different
mechanically interconnected parts in Fig. 11 become
increasingly important and now dominate the friction
response, giving rise to large-amplitude sinusoidal oscillations (also commonly described as vibrations, shudder,
and chatter) that replace, and are quite different from,
stick-slip friction (Fig. 12). These resonance responses are
activated when one of the harmonics of the rotational/
reciprocating frequency (Hz) coincides with one of the
resonant frequencies of the system, f0, which could be the
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Fig. 8 Photograph of the highspeed friction setup detail,
showing the roller bearing
which reduces the tilt effect of
the applied load, and a collar of
12 reflective mirrors for
measuring the speed of rotation
(Hz) of the disk
Fig. 9 Chart recorder traces of the load L and friction force F versus
time for lubricated silica against a sapphire disk (effective sampling
rate *300 samples per second). a Squalane lubricant at 12.5 Hz
corresponding to v0 = 1.2 m/s. hFi is the average friction force and
DF is the peak-to-peak amplitude of the friction force oscillations [31,
32]. b Hexadecane lubricant at 8.5 Hz corresponding to v0 = 0.8 m/s
[33]
natural frequency of the ‘‘friction-force sensing mechanism’’ or the ‘‘loading mechanism’’ (Fig. 11).
Figure 12 illustrates how, even if there is stick-slip at
the interface, the signal transmitted to the friction forcemeasuring spring can be dominated by the sinusoidal
friction profile. Thus, even for a constant applied load and
constant driving speed, the load spring deflection will vary
during sliding which then registers as a varying load (and,
in turn, friction force), giving rise to a complex friction
versus load behavior containing multiple frequencies.
These effects arise from mechanical alignment and surface
imperfections (topology) which are unavoidable, and
become magnified at high speeds. In the case of rotating
disks (pin-on-disk tribometers) or reciprocating mechanisms these effects are repeated each revolution of the disk
or back-and-forth cycle of the slider, and can include
regimes where high bumps can even cause the surfaces to
momentarily separate.
In conclusion, as sliding velocities are increased frictional behavior becomes more complex and increasingly
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Fig. 10 A high speed (v0 = 6–23 m/s) friction experiment using the
setup shown in Fig. 7 for a cellulosic friction material sliding against
sapphire, lubricated with hexadecane. Friction force F and load
L were recorded at 5,000 samples per second, while average friction
force hFi and average load hLi (dashed lines) are calculated from a
0.5 s moving average. In all cases, the oscillations in the load have a
frequency of the rotating disk. a At a rotational frequency of 227 Hz
(v0 = 23 m/s), oscillations in the friction force have the same
Fig. 11 A simplified slider model of high-speed friction consists of a
mass for each surface (m, M) connected to the normal load L through
a spring of stiffness kL, and to the lateral forces through the interfacial
friction force Fint and a spring of stiffness kF connected to the drive
which moves at velocity Vdrive. Lateral forces F(x,t) are measured
from the deflection of the friction spring, which at any instant may be
different from the actual friction force at the interface, Fint, due to
inertial effects [8]. Each corresponding element in the two friction
devices is labeled in Figs. 1 and 7. With the bimorph slider (Fig. 1)
the position, x, is reciprocating and under ideal conditions the lower
surface M moves parallel to the upper surface m. With the pin-on-disk
mechanism (Fig. 7) x moves unidirectionally which allows for
constant velocity. In practice, even small surface irregularities, tilt
and off-axis loading cause periodic changes in the load for either
geometry and thus affect the resulting friction force
governed by the physical (mechanical and inertial) constants of the system, particularly the resonant frequencies.
Small height variations due to mechanical misalignments
and surface topology become amplified and significantly
affect how friction is both generated and measured [28].
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frequency as in the load, both equal to the rotational frequency
(227 Hz) of the disk. b At 82 Hz (v0 = 8 m/s), there is a high
amplitude friction bump at the highest (i.e., thickest) point on the disk
during a rotation (which shows up as the lowest load in the cycle due
to measurement location effects). c At 145 Hz (v0 = 15 m/s),
additional high frequency system-specific resonance components
give rise to multiple frequencies in the frictional response, primarily
the natural frequency of the friction-measuring device f0 * 345 Hz
Fig. 12 Theoretical schematic of friction forces resulting from
sliding over rough or ‘‘structured’’ surfaces. a The potential energy
diagram (upper curve) is the parabolic curve representing the
deflection of the friction spring (due to sticking) added to the variable
potential energy due to the surface structure (lower curve). b The
characteristic curves of smooth, stick-slip, and oscillatory friction
forces, with points A–E mapped to the instantaneous potential
energies and deflections in (a). The period and magnitude of stick-slip
or oscillatory motion is dependent on many factors including the load,
adhesion energy, surface structure (topography), drive velocity, and
energy-dissipation mechanism [34]. Adapted from [35]
The results presented here highlight the need to separate
load and friction vibrations and variations in friction-force
experiments and tribometer tests. The results also give
insights into how externally applied (e.g., oscillating and
Tribol Lett (2011) 42:117–127
vibratory) loads affects and can be used to control friction.
In a separate manuscript, we describe the high-speed frictional behavior of a model automotive wet clutch.
Acknowledgments DOE grant number DE-FG02-87ER45331 for
supporting KT, JHK, NB, YM, NSP, and JNI in the design and
construction of the high-speed friction attachments, and General
Motors Company for supporting DDL and XB in the design and
construction of the high-speed friction attachments, and in the carrying out of the high-speed experiments with the cellulose friction
surfaces. DDL acknowledges support from ICB.
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