Sacrul şi puterea politică
Sebastian FITZEK
SACRED AND POLITICAL POWER
Psychosocial approaches
of collective imaginary
SEBASTIAN FITZEK
2
Sacred and political power
Sebastian FITZEK
SACRED AND POLITICAL
POWER
Psychosocial approaches
of collective imaginary
3
SEBASTIAN FITZEK
Colecţia ŞTIINŢE PSIHO-SOCIALE
Coordonatori: Prof. univ. dr. Mihaela TOMIŢĂ,
CS I Simona Maria STĂNESCU
Editat de Pro Universitaria SRL, editură cu prestigiu recunoscut.
Editura Pro Universitaria este acreditată CNCS în domeniul Ştiinţelor Umaniste şi
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fără acordul scris al Editurii Pro Universitaria.
Scientific referees:
Prof. dr. Nicolae FRIGIOIU
Prof. dr. Constantin SCHIFIRNEŢ
Scientific translation and adaptation by: Cătălina Daniela FITZEK
Graphics by: Cătălina Daniela FITZEK
The book is an English translation of the book "Sacrul și puterea politică.
Abordări psihosociale ale imaginarului colectiv" first published in November
2020 in Romanian by ProUniversitaria.
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Sacred and political power
About the author:
Sebastian Fitzek (born 1981) is a University
Lecturer at the Faculty of Communication and Public
Relations
(National
School
of
Political
and
Administrative Studies) and Scientific Researcher III at
the Institute for Quality of Life Research of the
Romanian Academy. In December 2010 he obtained
his PhD in Sociology at the West University of
Timisoara, and in October 2015 he completed his
postdoctoral studies in the framework of the “Pluri and
interdisciplinarity in doctoral and postdoctoral
programs” program, according to the information
available here http://old.iccv.ro/node/475, project developed under the aegis
of the Romanian Academy. The main areas of interest and research are:
communication sciences, social sciences and political sciences. Over the last
15 years, together with the distinguished Professor Nicolae Frigioiu, he has
coordinated several series of projects and research in the fields of political
leadership, public image and political anthropology. Since 2014 he has been a
member of the Research Centre of the Faculty of Communication and Public
Relations (CCFCRP) in the Image and Identity Studies Lab. Sebastian Fitzek
has authored and co-authored nationally and internationally scientifically
indexed articles and chapters, participating in more than 50 national and
international conferences by 2020.
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SEBASTIAN FITZEK
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Sacred and political power
CONTENTS
List of tables and figures ........................................................................ 9
Abbreviations list ................................................................................. 10
PREFACE ..................................................................................... 13
A word from the author to the reader ..........................................19
A brief introduction to the world of collective imaginary ..............22
CHAPTER I
PSYCHOSOCIAL APPROACHES TO COLLECTIVE IMAGINARY ......... 27
CHAPTER II
THE PSYCHIC UNIVERSE OF THE IMAGINARY ............................... 57
CHAPTER III
POLYSEMANTISM OF THE SACRED ................................................ 93
CHAPTER IV
SACRED IN THE FAIRYTALE IMAGINARY ...................................... 135
CHAPTER V
THE SACREDNESS OF THE EMPEROR'S IMAGE
IN BYZANTIUM .............................................................................. 145
CHAPTER VI
THE SACRED AND POLITICAL POWER IN MEDIEVAL JAPAN ........ 151
CHAPTER VII
SPECIFICITY OF SACRIFICE IN AZTEC SOCIETY .......................... 167
CHAPTER VIII
POLITICAL POWER AND ITS FORMS ............................................. 187
CHAPTER IX
THE LEGITIMACY OF POLITICAL POWER AND THE SACRED
IN MODERN SOCIETY .................................................................... 227
CHAPTER X
RELIGION AND POWER IN POST-DECEMBER ROMANIA .............. 247
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SEBASTIAN FITZEK
CHAPTER XI
POLITICAL ELITES AND THE SACRED .......................................... 261
Final thoughts.................................................................................... 277
Bibliographic references ..................................................................... 281
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Sacred and political power
List of tables and figures
Fig. 1. The relationship between individual subject,
social subject and object
Fig. 2.
The three characteristics of mental
representation
Fig. 3. Phantasms as objects of the human imagination
Fig. 4. The influence of decisions in Freudian theory;
the impact of the unconscious upon the
conscious
Fig. 5. The supernatural in the fantastic imaginary
Fig. 6. Fantastic antagonism in thought structuring at
the unconscious level
Fig. 7. Privilege and prestige in power equation
Fig. 8. The pathology of power and influence in the
absence of deontic authority
Table 1. Leading elites according to societies and
legitimacy types
………
51
………
68
………
80
………
89
………
………
135
138
………
233
………
234
………
271
9
SEBASTIAN FITZEK
Abbreviations list
NHAR
CC
CIR
CP
BES
PC
FCPR
GTA
QLRI
IMP
WHO
CPR
RCP
RLP
CDNPP
SDP
SSRM
NSPAS
TVB
USSR
USAID
10
National Historical Archives of Romania
Central Committee
Centre for Interethnic Research
Communist Party
Body - Emotion - Symbol
Political correctness
Faculty of Communication and Public Relations
Grand Theft Auto
Quality of Life Research Institute
Institute of Marketing and Polling
World Health Organization
Communist Party of Romania
Romanian Communist Party
Romanian Labour Party
Christian Democratic National Peasants Party
Social Democratic Party
Soviet Socialist Republic of Moldova
National School of Political and Administrative Studies
Television Bureau of Advertising
Union of Soviet Socialist Republics
United States Agency for International Development
Sacred and political power
In memoriam to my father
Viktor Fitzek
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Sacred and political power
PREFACE
T
his work' s emergence has a particular trajectory, in that
it has been delayed several times. So far nothing unusual:
busy editorial plans, bureaucracy, insolvencies. But less common is
the fact that this postponement has come about as a result of
religious respect for the written word, a desire for perfection, for
self-improvement. All it took was a new theory, a new book, a new
author, and each time, one of the sub-chapters of the work entered
the field of new edits, as the author expresses: “I have learned from
the patience of crawling snails, from the silence of the stones that
support our footsteps, and from the seasons, I have observed how
ideas intertwine at the whims of man.” (p. 21). Therefore, the work
exhibits all the characteristics of the “first book syndrome”, wherein
the desire to convey as much information as possible in a limited
number of pages has given the work an ideational density in which
often the layers overlap and reverberate. For example, the analysis
of the sacred in ancient India and China, in medieval Japan, in preColumbian cultures, the very title of the work, all refer to social
realities that are sometimes difficult to approach. However, the
author manages to unite them in a cryptic denominator in the
mysterious categorical relationship: the sacred and political power.
Political power is dominant over other powers, while the sacred
gives power the moral means of reproduction and legitimation.
Moreover, addressing the topic of political power in the social
sciences in general and in the political sciences in particular implies
taking on a challenge, the consecration of an axiological principle,
just as in literary criticism addressing the work of Eminescu,
Shakespeare or Goethe implicitly means confirming the value.
A good academic tradition, however, urges us to practice the
biographical method in order to highlight connections between the
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SEBASTIAN FITZEK
artwork's domain and the author's life and to clarify certain
moments and meanings. Like many others, Sebastian Fitzek has
benefited from the democratisation of access to higher education,
having graduated from the Faculty of Communication and Public
Relations and the Faculty of Political Science at the National School
of Political and Administrative Studies. A kind of adaptive radiation
will be established quite quickly between the intellectual evolution
of Mr. Sebastian Fitzek and the unprecedented dynamics in the
development of the Faculty of Communication and Public Relations,
in the sense that the emergence of new image knowledge branches
will produce deep echoes in the soul of the young researcher,
opening new scientific horizons.
Another stage in his professional development is the Doctoral
School at the Faculty of Sociology and Social Work from Bucharest,
where renowned national and international specialists (such as
Professors Elena Zamfir and Cătălin Zamfir) introduce him to
scientific research methodology and sociological theories.
The work’s architecture consists of two resistance structures:
the collective imaginary analysed from a psychosocial perspective
and the bonds between the sacred and political power, approached
from a hermeneutical and phenomenological perspective. The value
of the work will be given by the answer to the question: who and
what unites these two structures? The sacred or the collective
imaginary: social representations or facets of power?
With a solid theological, politologycal, sociological and
philosophical background, the author analyses, from an
interdisciplinary perspective, the stratification of the political
imaginary throughout history and the perpetuation of the images
that give it vitality and resistance. As is only natural, the collective
imaginary, religious beliefs and representations have proved their
usefulness in addressing the sacred and power relations. The
transcendent nature of power relations asserted itself to the
primitive man as beyond the concrete and immediate horizon of his
daily life. Conceiving these relations as something granted,
independent of his action on nature and on himself, the archaic
man has quite quickly forged an explanatory system of this
mysterious and ambiguous phenomenon which is power. More
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Sacred and political power
precisely, aware of his image as a weak and helpless being, the man
projected his desires into a world of models, of divinities that
represent forces capable of guiding and protecting him.
The sacred origin of power stems from the mythical foundation
of the world and runs like a red thread through mythologies, fact
attested by the genealogy of fundamental political figures or
institutions as well as by the divine origin of the founders. From
this transcendent horizon of power relations, the sacred has been
transmitted into politics in the form of truths that are unacceptable
to common understanding through the mediation of political
institutions and leaders. The explicit appeal to the model of a divine
order is doubled by a founding reference to unacceptable realities
and truths revealed through the mediation of interpretations
authorised by power displays. The sacredness of power also derives
from the fact that it reduces fear of a future which societies are
unable to face alone. The mysterious nature of the origin of power
presents the same phenomenology as the manifestation of the
sacred; something that man can neither dispose of, nor touch, nor
name, nor enjoy without an initiatory experience and purifying
training. The two features through which the sacred is manifested:
human sacrifice and divine sacrifice are reiterated in society
through the symbolic mediation of power and the authority of the
right to rule. Power thus remains, as the author points out, a
reference to the sacred for those who exercise it, semantically
unchanged for those who accept it and threatening for those who
reject it. The second part, which is application-oriented, deals with
the relationship between the sacred and political power by studying
myths and political rituals. Myth reveals the presence of the sacred
in the world and suggests the correspondence between the hidden
order and the real order, preserving from history only those events
and characters which, because of their exemplary nature, can serve
as models or archetypes. In particular, origin myths have as their
central theme the overcoming of the forces of chaos and the
beginning of earthly order. In these myths there is a cosmic struggle
between life and death, between light and darkness, good and evil, an
area of permanent primordial conflict that continues in nature and
society. By proposing exemplary models, origin myths guide
behaviour and meet the profound needs of people, the dreamers,
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SEBASTIAN FITZEK
seekers of stars and ideals. By living and preserving an awareness of
the higher world of beginnings, myth fulfils a fundamental human
urge of relating to an exemplary past. Because of this, hierarchies
and institutions have a sacred authority that cannot be questioned
without committing sacrilege.
The rites themselves are complementary to the myths. The
author traces how religious rites are transformed into political rites
through processes of 'inversion' or 'conversion' and how the
relationship between the sacred and power prolongs the
relationship between divinity and believers through these highly
symbolic solemn acts. The rites structure the political imaginary
into a coherent whole and reveal its underpinnings. The rites
reaffirm the participants' belief in the legitimacy of the current
political order, the solidarity of the group around fundamental
values, the cult of ancestors, the sacredness of place and time. Rites
also have a pedagogical function because they are rules of conduct
that teach people how to behave in the presence of sacred objects.
In contemporary psychology the imaginary is no longer defined
philosophically as the result of sensory reflection or as an elementary
act of reproductive representation, as the fixation and vivid
recollection of experiences in the form of images. For current
psychologists, the imaginary is the product of the capacity to
restructure experiences and to overcome reality through new images
that do not belong to memory, but also a reconstruction of collective
experiences beyond personal perception. The author of the book
follows the same paradigm, adding a psychoanalytic insight. Firstly,
these new combinations are more than the sum of the old images, in
other words they absorb in their ideational content also the elements
of historical life (the psychology of evocation, the value of events, the
structure of sensibility, spatial-temporal references, etc.) Secondly,
there is imagological syntax distinct from linguistic syntax, both
being subject to rules that allow combinatory syntax. Thirdly, the
reconstruction of reality through images is related to the relationship
of the imaginary to the laws of logical thought or to its freedom of
unrestricted reconstruction, as the author rightly observes.
At the end of this brief characterization, a difficult question
demands an answer, probably in the next volume: in the absence of
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Sacred and political power
the sacred systematically banished from the civitas, what
compensatory mechanisms will society recreate in order to
counteract the ominous effects of the power that has escaped from
the aegis of the sacred? Even here the author attempts a novel
answer in the chapter on the fairy tale, a subject worth expanding
on separately in another book. Despite the religious upsurge and
the return of the sacred in various parts of the world, the
secularisation of contemporary societies and the atheism that
devours meanings and ideals depersonalises the idea of man and
turns him into a homo consumens. The need for a new framework of
devotion and transcendence must correspond to a new vision of
political power. The question of human historical conditioning must
incorporate human objectivity as one of its decisive moments, just as
the verb “to deify” embodies supra-historical ontological sacredness,
projecting, through the transcendence of the spirit, the embodiment
of the message in and through history. Only in this way will the
human being no longer feel like a grain of sand on a beach,
suspended between nowhere and nothing, abandoned by the God
outside and within. The rejuvenation of the idea of man in the two
conflagrations and in totalitarian regimes calls for the recovery of his
spiritual vocation, which means the triumph of Life over death, and
the victory of Good over Evil.
Nicolae Frigioiu
Bucharest, July 2020
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SEBASTIAN FITZEK
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Sacred and political power
Motto:
SOCRATES: So that he who does not know about any matters,
whatever they be, may have true opinions on such
matters, about which he knows nothing?
MENO: Apparently.
SOCRATE: And at this moment those opinions have just been
stirred up in him, like a dream…
(PLATO, Meno, 85 c)
A word from the author to the reader
A man has an opinion, but rarely asks himself how he reached
that opinion. Let's ask a scientist where his ideas come from? Some
will take pride in their scientific activities, studies, research,
knowledge, etc. But there are scientists who claim that their ideas
were inspired by something, someone, in more or less ordinary
ways. Let's call these ideas the results of research and some of
inspiration. We do not know the precise origin of inspiration.
Innovators take something and add something else, a novelty that
gives a change, a redefinition to that which exists. On the same map
we find the great inventors in the guise of giants visible from great
distances. We invent, borrow and add ideas in an evolutionary
movement, on the notes of an unfinished symphony of a world
inspired by its own imagination.
I have learned from the patience of crawling snails, from the
silence of the stones that support our footsteps, and from the
seasons, I have observed how ideas intertwine at the whims of man.
Daring my conscience, I ventured across a land full of questions
and mysteries, and on the traced path through this book, I was left
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SEBASTIAN FITZEK
with only one consolation: that someday, a more knowledgeable
person will read gently and seek where the light of science flickers
on a flimsy ground. On this shaky ground, the opinion cast on some
rugged slopes is no longer safe nor steady as ploughman’s ploughed
soil who feeds on his own work. The same man, however, raised his
eyes to scrutinize the horizons, contemplated the sky and looked at
himself with his mind's eye. From the interweaving of these images’
religion was born, art and science. What do these lights bring and
how have they inspired us? Ecce homo: a creature that plows,
scrutinises, admires and gazes at the stars, the place from which
the strangest views spring.
What are dreams? Maybe they are white dots all over the
mental sky. Where do primordial images come from and what is the
imaginary? We often judge by the standard measures of a group.
What is memory and why don't we have access to all memories?
Many people remember things from the future or things they have
never experienced, phenomena corresponding to a famous French
expression: déjà vu. What are phantasms and why do dreams alter
states of the soul into either peace or inner conflict? The questions
are part of a dreamer's restlessness. On this subject we are in a
crisis of scientific imagery, although we have an infinite imagination.
The scientific instruments are waiting for their sensitive antennae to
be re-tuned in order to properly penetrate the world of psychological
representations. “Knowledge is perception” (Plato, Theaetetus 151d-e)
and with patience, we can perceive certain complex phenomena. Let
us admit, then, that everything has an element of truth and that the
task of science is taking a biopsy of the seed of the unseen fruit. The
finality of the act of research neither excludes the fruit nor cuts
down the tree. Perception of the sensible world is the gateway to the
world of the imaginary, and this effort requires special attention to
the fractals of a whole called the human psyche. For Protagoras
(490-420 BC) “man is the measure of all things, and of what exists
as it exists, and of what does not exist as it does not exist” (Plato,
Theaetetus 152a2-4). We answer these questions because of our
capacity for awareness, accepting that in the strangest opinions
there is that hint of an undiscovered truth.
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Sacred and political power
I thank my readers in advance in the hope that they will find a
suitable balance between expectations and answers. I would like to
thank, in particular, to Professor Elena Zamfir, to Professor Cătălin
Zamfir, to Professor Nicolae Frigioiu and to Professor Constantin
Schifirneț, scientific mentors, reliable friends and moral models
whom I was close to most of my professional training. I thank my
colleague Simona Stănescu for the valuable feedback received on
the last meters before the “baptism” consecrated by the publishing
house and I thank Pro Universitaria editorial office for the “light” of
printing. Thank you to Professor Sorin Cace for his inspiring
speeches developing practical thinking and tenacity, two
indispensable skills for a young author. I would like to thank
Professor Dean Alina Bârgăoanu for her confidence in my
professional maturation and thank you to Professor Valeriu
Frunzaru for his millennial patience in constantly reminding me to
complete my work. Thank you to Professor Nicu Gavriluță for
trusting me as “salt in the pot”. He made me feel the classics next to
me and through his books I have the courage to believe that some
dreams can materialize. I thank my colleagues Mălina Voicu and
Laurențiu Tănase for the encouragement they gave me at moments
of hardship and for their feedback as researchers in the sociology of
religion. Thank you to Professor Diana Cismaru for the discussions
in the fall of 2019, an inspiring dialogue for the psychoanalytic
deepening of the collective imaginary. I convey a warm sense of
gratitude to my mother (Ana Fitzek) and my wife (Cătălina Fitzek),
my guardian angels on every known and unknown path.
Sebastian Fitzek
Bucharest, June 2020
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SEBASTIAN FITZEK
A brief introduction to the world of collective
imaginary
The extent, role and significance of the “collective imaginary”
are relatively well known in academic society. We are under the
impression and often even the belief that we ourselves are the
masters of our own thinking and the actors of freely formed
behaviour. The illusion of freedom again offers a dose of naïve,
utopian fanaticism. We are often like the child eager to slide into the
enthrallment of an enticing story, plunging into the fantastic
universe of a fairy destined to open the windows of other enticing
micro-stories. O you sweet Fairy of phantasms who lull us to sleep
like the sons of the moon in the crates of your imagination!
But since nothing is eternal on the white spans of life, every dream
has an end from which we wake, asking ourselves an old question:
what is reality and where is it? Waking up from one state to another
state seems like an endless string of parallel worlds; the question
becomes more interesting when, aware of the continuous transition
of the present, you realise that you are in the mirage of concentric
circles only to suddenly wish to rush towards the light ahead.
The journey towards the ultimate reality becomes the greatest
challenge that human daring can conquer, a kind of
mountaineering of the conscience, struggling with the abysses of
human weakness. Forcing the thresholds is a wager with the
softness of the flesh that slumbers on the bones, for in the bones is
the character with the iron will by which sleep is vanquished. The
choice lies in us, in every climb through which we overcome the
platitude and convenience of the full stomach. As we follow these
lines together, and in order to come to peace, the following truce
came to mind: let us all accept that we once had illusions, or at
least once (for the most zealous readers) illusions fed by externally
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induced dreams. Some of these dreams have been created by the
machinery of the “collective imaginary”, and in this book, I will
detail some analyses and explanations on this subject. The influence
of personal thinking on group or group thinking on the individual,
the corruption of the personal imagination, of fabricated dreams by
the mass media or the virtual world of games, the adoption of
behavioural sets fabricated in the laboratories of studios, all these
form an orchestra conducted by a society in which the individual
lives the illusion of freedom. Could there be versions of our
personalities as people formed in different societies? Probably, but
in this life, we have the chance of free choices.
A quick introspection brings us a simple answer: there are
days when we look different, we are never the same. Our evolution
is obvious, however the direction seems uncertain.
To be truly free is an ascetic effort and not a right obtained by
contract. Awareness comes about as a result of optimal intellectual
effort, the relinquishing of pleasures, and knowledge requires
patience, a threefold process of spiritual asceticism. And if a
philosopher were to ask us where the boundaries between sleep and
reality are and how we measure them, thinking in terms of numbers
and distances, we would show him the sky and ask him to tell us
where the earth ends and the sky begins. Distances don't matter
and neither can numbers limit the courage of those in love with the
stars. The abundance of numbers is tempting for science, especially
for those obsessed with measuring everything, but the human
universe and the universe beyond have made something else: a
celebration of records without numbers and a space that transcends
the finitude of human reason.
In this book, the collective imaginary is analysed from a
psychosocial perspective, with a focus on the relationship between
the sacred and political power. Are there connections between the
two vectors in supporting a theory of the imaginary? The answer to
this question has awakened an avalanche of ideas and analysis
crammed into the confines of the following pages. The coupling of
the two terms was based on the historical and symbolic
interferences between politics and the sacred as participating
vectors in the shaping of the collective imaginary. The collective
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SEBASTIAN FITZEK
character derives from the presence of behavioural styles, language,
value sets and interactions, through which individuals claim and
preserve their group identity: 'Behavioural styles are considered the
language of social interaction, they define the plot and semantics of
interaction between groups. “Behavioral styles are considered the
language of social interaction, defining the intrigue and semantics
of interaction between groups. These styles are the actions of each
group (majority or minority) necessary to either preserve its own
identity or not, to value other identities or not, or simply to influence
or be influenced by other groups” (Pérez, Dasi, 1996: 63-64).
Any individual who joins a secondary group assimilates various
behaviours and habits specific to that group, as well as beliefs, such
as thought structures, which align him or her with the beliefs of
other members. In this process, the individual is more accurately
assimilated, negating much of the contribution of his or her
authentic personality. Adaptation, in this case, means assimilation,
an effect of the inequality between group power and personal power.
However, man is the social product of his reference environment,
which forms the deepest sub-stratum of his personality. The further
the group gets from its original references, the more superficial its
adherence becomes. Origin requires interaction with endogenous
and exogenous environmental factors, starting from the primary
group, and then to the secondary groups in which it develops as an
individual. The concept of personhood fits into a broader view
through a triple symbiosis: the perception of the self as an
individual, the perception of belonging to a primary group and the
perception of belonging to an extended group. The ascent from
simple to complex through the three levels of perception also implies
an inversion from complex to simple, whereby the individual
modifies and adapts his/her personality to the group personality.
The community is the repository of a huge semiotic legacy of
collective images, values, perceptions and collective beliefs that form
its historical and social memory. Memory plays a key role in
shaping the sense of belonging, a process that becomes possible
through the exercise of group rituals. Remembrance of key events or
heroes, historical personalities, founders or commemorative days
strengthens group unity, emphasising the need for continuity.
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Sacred and political power
Knowing the personality of a group is equivalent to knowing the
biography of an individual's personality. However, the relationship
of influence and control is unequal, in favour of the group. Between
the individual member's memory and the collective memory there
are interesting interferences that cause a more or less strong
cohesion. The more this circulatory memory, from group to
individual, diminishes in intensity and importance, the greater the
danger that the group in question will disappear.
If we doubt this phenomenon, we can think about the
relationship between spoken language, the individual and the
community. A dead language is the outcome of the enforced or
deliberate decision of several generations to express themselves in a
different language.
By analysing these relationships and phenomena, it can be said
that local images (geographical memory), language, behaviours,
customs, beliefs, prejudices, stereotypes, local values and historical
data make up the collective imaginary space. These particularities are
perceived through the identification of representations, as microelements of the psychic universe. Collective representations form the
basis of symbolic thought. In 1898, Émile Durkheim introduced the
concept of collective representation, laying the foundations of social
psychology with the aim of gaining acceptance as an autonomous
science. For Émile Durkheim, the relationship between nervous
impulses and individual psychological representations constitutes an
associative argument with the relationship of control and influence
exercised by society over individuals (Durkheim, 2002: 17).
In any state, control manifests itself through authority, which in
symbolic language is a collective representation of power. The political
and social dimension of representations abounds in images of an
individual's mind, without precise differentiation. “We can assume
that these images are categories of 'mental sensations', impressions
that objects or persons leave on our brains. At the same time, they
keep alive traces of the past, occupy certain spaces in our memory to
protect them from the disturbances of change, and fortify the sense of
environmental continuity, as well as of individual and collective
experiences” (Moscovici, 1997: 36). Their presence shapes the space
of the collective imaginary, in which historical memory and ideology
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SEBASTIAN FITZEK
converge in the form of a political imaginary. At this point, ideology
becomes a system of political values rather than a status-quo.
In the literature, the subject of the collective imaginary requires
new attention in terms of formulating the themes that are the subject
of the analysis of social constructs. The concepts sacredness and
political power participate in the forming of a distinct categorical
couple, each word being analytically identified with the terms power
and sacredness of power. The model proposed here is complementary
to other well-known models, such as the sacred and the profane,
which Mircea Eliade proposed for the interpretation of religious
phenomena.
In the first part of the book I have made an analysis of the
concepts in order to support a proper theory of the imaginary, and
in the second part I have highlighted the role of the sacred in the
development of political power, as a model of interpretation of social
representations. The first part includes chapters 1-7, psychosocial
studies focusing on the question of the sacred in relation to religion,
history and the collective imaginary; the second part includes
chapters 8-11, with detailed studies on the relationship between the
sacred and political power. The multidisciplinary approach to terms
is the tangible and significant objective in the complexity of the
domains included in the study of the collective imaginary.
The methodological apparatus is mainly supported by the
convergence method and symbol analogy. Convergence is a proposed
and applied method by the anthropologist Gilbert Durand in the
interpretation of the great reflexologic gestures (sexual dominance,
postural dominance, digestive descent and rhythmic gestures) by
which he explains the formation of perceptions in the fixation of
different objects and habits (Durand, 1992: 45). The convergence
method contributes to the identification of constellations of images
and symbols common to groups of individuals in the formation and
structuring of a collective, supra-individual, impersonal thought with
a major impact on each individual. The isomorphism of symbols in
language is close to the psychic images through which convergent
relations are established between different groups of elements in
contact, action or symbolisation.
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CHAPTER I
PSYCHOSOCIAL APPROACHES TO COLLECTIVE
IMAGINARY1
The study of the collective imaginary has a relatively recent
history and has emerged simultaneously in several new schools of
thought in sociology, anthropology and communication. In this
chapter I have listed a significant part of the currents and
researches that concern this topic from the perspective of multiple
approaches. In the first part of the 20th century, the study of the
collective imaginary was founded as a scientific field through the
contributions and merits of established philosophers, sociologists,
psychoanalysts and anthropologists: Henri Bergson, Carl Gustav
Jung, Jean Paul-Sartre, Gaston Bachelard, Claude Lévi-Strauss,
Paul Ricœur, Charles Baudouin, Jean Piaget, Gilbert Durand,
Jaques Lacan, Henry Corbin, Roger Caillois, Cornelius Castoriadis,
Jean-Jacques Wunenburger, Manfred Steger and Paul James, etc.
Today, this field has become widely popular with all who are
interested in community research, based on six complementary
approaches:
a. Psychosocial approach to the collective imaginary from
the perspective of the social representations present in the cultural
context of the communities. “Their common feature lies in the fact
that they express a social representation that individuals and
groups form in order to act and communicate. Such representations
are, obviously, those that shape
"The scientific imaginary is always
restricted to the limits of probability".
that half-physical, half-imaginary
Thomas Huxley
reality that is social reality”
(English biologist, 1825 - 1895)
1
This chapter contains modified parts from a personal study: Sebastian Fitzek (2016), A semiotic
interpretation of collective imaginary, in Social inclusion in digital era, Cristina CârtițăBuzioianu, Elena Nechiță (coord), Cluj-Napoca: Science Book House, pp. 83-96.
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(Moscovici, 1997: 13). In this view, two key concepts are presented
from a psychosocial perspective: “social representation” and “social
reality”. Social representations in a group have the role of unifying
images among all individuals, building a universal semiotic baggage
of communication, valuation and expectations. Social reality is a
space in which physical reality merges with the collective imaginary,
resulting from the personality of the respective community. “The
personality of a community is not evidenced by the vocation and the
number of its core members, but by the competitive cultural
environment it adopts” (Necula, 2011: 182). In traditional
communities, the oldest social representations are drawn from the
founding myths that underpin their political and cultural identity.
Founding myths contain a set of representations embedded in the
social memory, in the form of canons that justify the need to preserve
values, continuity and future projects.
Cognitive psychology has contributed decisively to the analysis
of groupthink in terms of the universe of social representations. In
his studies on personality development in children, Jean Piaget
demonstrated the existence of natural connections between the
representation of physical objects, social representations,
psychological representations, intelligence development and motor
skills, identifying three schemes for structuring intelligence:
behavioural (sensory-motor) schema, which is designed to
represent, react and respond to external objects;
symbolic scheme, (physical representations of objects and
verbal codes) derived from lived experience at the level of
social representations, which become mental representations;
operational scheme, mental activity, acting upon objects
present at the level of thought (Piaget, J. 1952: 226-243).
The imaginary also manifests itself through imagination, as a
bridge to fantasy, fairy tales and fantastic worlds. There is a
proportional interdependence between the capacity for imagination,
memory and intelligence. Geniuses are said to have possessed a huge
memory, rich in knowledge but also in fantasy, and this is no
accident. A relevant aspect is the way memories are structured in an
individual's memory, the priorities of certain characters, experiences
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Sacred and political power
or events, some more present than others. Memory is actually a
mental image, a term used in psychology to refer to the human
mind's ability to mentally perceive objects and things outside
ourselves. A clear definition is difficult, given the wide range of
elements that enter into the constellation of mental representations.
The research of psychic images becomes a subject of the collective
unconscious, a term proposed and analysed by Carl Gustav Jung in
his book “Archetypes and the Collective Unconscious”. The
unconscious is the invisible part of the human psyche, a space
responsible for memory and imagination. The presence of the
unconscious was explained by Sigmund Freud in his book
“Psychopathology of Everyday Life” (1901), through the theory of
failed acts, arguing that human memory often produces errors of
language or words through the conflict between conscious and
unconscious. The lapse is evidence not of a lack of memory, but of
contact between conscious and memory, the assumption being that
memory is in the unconscious and not fully available to the
conscious. Invisible space is an extension of the conscious, with
which it relates. To deny this extended psychic universe is to
amputate the human personality, which sometimes calls on a
complex memory, going beyond the acquired or lived experience of
individuals.
b. A semiotic approach to the collective imaginary from a
communication
perspective,
as
a
paradigm
of
symbolic
2
interactionism , an important sociological trend that emerged in the
late 19th century. Symbolic interactionism applies and explains the
exchange of values and ideas through intercultural communication.
“The mental structure (mind) is the result of the social process of
interaction or interactional communication based on the conveyance
of meanings and symbols through language” (Vlăsceanu, 2008: 65).
Language not only provides a simple interaction between two
subjects, but at the same time helps to raise self-awareness as a
complex part of the human personality. Through language we
2
A sociological trend that emerged in the Chicago School in 1892 in the sociology department
of the same university, and was initiated by C.H. Cooley, J. Dewey, W.I. Tomas, G.H. Mead
and R.E. Park. The person who developed and introduced this current under the name of
“symbolic interactionism” was H. Blumer, who in 1937 took over some of the ideas and
principles developed by G.H. Mead and R.E. Park.
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SEBASTIAN FITZEK
develop the extraverted side of personality, manifested in the act of
interaction with another actor, and in the environment of psychic
representations arise perceptions of the self as well as perceptions
of the other’s self. “Symbolic interaction and inter-action, the
formation and becoming of the self, the self, the symbol and its
meaning, the situation and the becoming of the situation, and so
on, are notions that have already joined the heritage of sociology
and communication, associated with the Chicago School and its
most enduring product.” (Dobrescu, Bârgăoanu, 2003: 54). The
theory coincides with Cooley's vision, supported in the phrase
“mirror self” in his books Social organization: a study of the larger
mind (1910) and Human nature and the social order (1922), in which
the author explains the importance of interpersonal relationships in
the perception of the self. By interacting with others, we perceive a
reflected image from which we acquire part of the perceptions of
others. The same can be extrapolated into what others perceive in
turn into what we transmit back, a phenomenon that indicates an
interdependent relationship on the transactional principle: “if you
love me and I love you” or “if you hate me and I hate you”. Lack of
appreciation can become a source of frustration and even conflict.
For example: we have a positive image of ourselves, but if others
give negative feedback, this affects us and leaves us worried. Group
influence becomes a negative, disturbing pressure, where personal
comfort disappears. If the feedback is instead positive, then selfesteem increases. By interacting with others, we become very
influential, and others in turn become influential to what we are
conveying to in turn. Appreciation, neutrality, indifference or
rejections are at the heart of emotional interaction with others.
Depending on these positions, there is also a hierarchy of members,
a game in which pro or con attitudes become inevitable. The
presence of a hierarchical top generates a state of submission or
domination. The struggle for power becomes an unconscious
behaviour that is difficult to avoid. For this reason, secondary and
extended groups are inherently confrontational, eventually leading
to the exclusion or exile of those who rebel as a result of aggression.
For example, in archaic societies, one of the greatest punishments
was banishment from the community, a punishment considered
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worse than death. Exile was a form of identity rejection, denial and
enforced alienation, which altered the perception of the self and in
some cases suicide, was preferred.
A strictly semiotic approach can be found in the work “Words
and Things”, more precisely in Michel Foucault's episteme, which
launches a new theory of knowledge, based on the representations
of language specific to an era. “The fundamental codes of a culture those that govern its language, its perceptual schemes, its
exchanges, its techniques, its values, the hierarchy of its practices establish from the very beginning the empirical orders each person
will have to deal with, into which he will find himself” (1996: 38-39).
The paradigmatic development of language has influenced empirical
thinking, perceptions, representations, as well as the sciences that
have developed under its configuration. Thus, Foucault
distinguishes the succession of three successive specific types of
episteme in the history and culture of the European space:
the pre-classical period fixed in the 16th century;
the classical period between the 17th and 18th centuries;
the modern period, from the late 18th to the 19th century.
Knowledge, in the three historical periods, is determined by the
different practices of discourse. For example, in the pre-classical
period, the episteme was built on the power of the signifier which
translated everything into the image of the Divine. Knowledge thus
becomes a sacred act through which man becomes closer to
absolute truth through divination, an orphic, mystical and
enigmatic initiation practiced only by higher spirits. The semiotics of
divine language is the text and the proposed object of decipherment,
inaccessible to ordinary people. The classical episteme is defined by
the analysis of representation, as
an act of courage in itself, freeing
man from the fear of questioning
or doubting the sacred act. In the
first stage, there is an association
between the sacred and the
profane, in the form of a
comparison between the divine
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SEBASTIAN FITZEK
text and the tendency of human thought for questioning everything.
The change from the old order is obvious in the violation of a taboo
in which God is distorted with the Reformation period. In the
second phase the critique emerged as an analysis of language
construction. In the classical period we see a return to the forbidden
sciences: rhetoric, taxonomy and grammar of languages. The modern
era is characterised by the disappearance of the indestructible
relationship between things and representations, economic, political
and social factors, leading to an exploration of languages dependent
on history and technical civilisation. The triple relationship: work language - life reconfigures the philosophy of modern man, who
imposes his own rhythm of life and appreciation of values, time and
his own existence. The sciences are retreating to an applied,
commercial and consumer development in which the law of the
market dictates a new vision of the human being. “What a
consolation, however, and what a profound reconciliation to think
that man is only a recent invention, a figure that has not yet
completed two centuries, a mere crib in our knowledge, and that he
will disappear once it has found a new form” (Foucault, 1996: 450).
Let us hope that the new form, capable of redefining the human
being, will also include its spiritual, transcendent nature; otherwise,
we are heading towards a materialistic vision dictated by the
ambitions of the stomach and the ego.
But who is the self? On duty in moments of solitude, the one
who answers the mind's questions, who challenges plans,
judgements and ideas, approving or disapproving from behind some
moral court. The self is the silent adviser heard only in the stillness
of thought. Its awareness is similar to an obscure perception of a
separate personality, an intimate shadow in a dialogue with one’s
inner self. Its emergence demands a continuous effort of the mind,
attention and return. Beneath the garb of the prophet it answers
often and rarely asks. Self-projects connects things, conspires,
embraces and creates a possible future in moments of existential
doubt. Paradoxically, an intimate dialogue with it rests the brain,
freeing it from worry, bringing clarity and peace. The self is the
hidden friend within us, on the way to any glimpse of life.
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c. Psychoanalytic approach to
the
collective
imaginary,
by
appealing to the imagination, is the
leading challenge in this field.
Imagination is a function and ability of the human mind, through
its ability to generate, encode and decode mental images. If we were
to identify a study object for the imagination, the mental image is
the right answer. After reading Carl Gustav Jung's work, we found
that the author extends the imagination from the individual's
personal space, which includes the “personal unconscious”
described by Sigmund Freud (1906), to the complex space that
defines the “collective unconscious” (1933). The personal
unconscious stops at the particular vision of man dominated by
sexual instincts where he cultivates his ego, while the collective
unconscious is a phylogenetic acquisition due to the experiences of
the human species. Within these relations, “historical realities” and
“imagined realities” are constructed, as a symbiosis of the present
with a primordial world, mythical in the Eliadian sense, of an
uninterpreted history. Imagination is a point of convergence and
connection of multiple realities. In the key of psychoanalytic
interpretation, the history of social representations is, to a certain
extent, a result of the imagination, a huge, infinite database
through which the human mind recreates objects and facts by
symbolizing the external world. It all depends on man's ability and
strength to be aware of existence, of pure imperishable energy and
of the fact that nothing is lost. Man values the existence of the
universe, and the universe provides him with everything.
From a philosophical perspective, imagination becomes the
attribute of the imaginary and not of the image. “The fundamental
word that corresponds to the imagination is not the image, it is the
imaginary. The value of an image is measured by the halo of the
imaginary. Thanks to the imaginary, the imagination is essentially
open, elusive. It is, in the human psyche, the very experience of
openness, the very experience of novelty.” (Bachelard, 1943: 10-11).
The imaginary becomes a huge library that influences the human
mind from the outside in, beyond the lives of individuals, and is
preserved in a global unconscious of humanity. The collective
Psychoanalytic
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character presupposes a universal memory and a state of affairs,
whereby the previous experiences of ancestors are detached from
the anonymity of particular experiences. Archetypal images are
primordial images, coming from the deepest substratum of history,
through which the collective unconscious is explained. In the theory
of archetypes, Jung explains why psychic images are stronger than
the object itself and their value is greater. “When it comes to
archetypes, things are different. By archetype I mean what I have
called, in a term borrowed from Jacob Burckhardt, “primordial
image”. The archetype is a symbolic formula encoded in a set of
collective representations that come into operation whenever either
conscious notions do not yet exist or are absolutely impossible, for
internal or external reasons. The contents of the collective
unconscious appear in consciousness in the form of marked
conceptions and inclinations. As a rule, the individual interprets
them as being determined by the object - in fact, erroneously, since
they come from the unconscious structure of the psyche and are
only triggered by the action of the object. These subjective
inclinations and conceptions are stronger than the influence of the
object, their psychological value being greater, so that they overlap
all impressions.” (Jung, 1997: 408). The spirit of free will is often
altered by the psychic predisposition to choose or value something.
Objectification becomes an exercise in detachment from the object
only when human nature, introverted or extraverted, can become
aware of this tendency.
Jung regards primordial images as archetypes that generate
predictable actions, which can be discovered and studied through an
effort to decode and encode the norms of behaviour. Jung focuses on
the primordial image that explains the presence of the collective
archetype beyond the personal image. The primordial image is
transmitted or inherited, giving groups a certain local colour.
For Jung, the archetypal image has an unconscious nature that
can be detected in religious experiences. How could one decipher
such a statement: “The Holy Spirit is a transcendent fact which
presents itself to us as an archetypal image” (Jung, 1989: 138)? Jung
sees the Divine as a projection, which does not reveal us the true face
of God; man, however, imagines the Divine as something akin to
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perfection. For the religious man, the association of perfection with
divinity becomes the measure of all things, through which he weighs
both the inner and the outer world. In the case of traditional
societies, the primordial image has an archetypal character, rooted in
the collective unconscious, through which the individual associates
with the spirit, history and personality of a community. The collective
unconscious is the hidden chamber of a human society, the place
where all individuals interact and relate on a global psychic level
without being aware of it. What happens to one individual in
particular is reflected, in one way or another, to other individuals.
Any vibration, emotion or thought influences other members directly
or indirectly. The only problem with these relationships is that we
don't realise them as the effects of causes in which we are somehow
dependent on each other. This is why the role of psychoanalysis is
relevant in researching social representations and how they influence
human thought and behaviour.
Archetype theory completes the semiotic approach by moving
from the analysis of language as a mode of cultural interaction to an
analysis of behaviour, replacing the concept of social representation
with the concept of mental image.
Sartre's perspective is also relevant in its clear distinction
between the concept of image and perception as a mnesic doublet
(Sartre, 1936: 115). In the imaginary, the image does not double the
perception in the process of visualizing an object, but recreates it in
an artistic model through the symbols with which the unconscious
operates. Artistic value is clearly evident through the process of
synaesthesia, of remembering and identifying with something
already existing. The imaginary is the reason of the soul, as though
defines the reason of common sense. The distinction is visible in
Blaise Pascal's statement: “the heart has its reasons which reason
does not know”, but nevertheless communicates to reason through
imagination. What it communicates and how it communicates
would belong to a hermeneutic system of less intelligible symbols;
this area, however, remains a little explored area of science. The
result is a product perceived by the conscious, which projects a
psychic light on the object, like a photograph, in which the exposed
light reveals the image in a slide film.
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SEBASTIAN FITZEK
Are there any similarities between the imaginary, the
unconscious and the process of awareness? The answer is yes. To
“imagine” is to “become aware” and not necessarily to think. The
object in the external world is reflected in the unconscious, a space
beyond reason and physical laws. Perception is the result achieved
at the confluence of the two worlds trying to create a compromise
between reality and phantasm.
Mental perception diversifies the simple physical content of an
object into a number of multiple ideational representations. Each
representation is unique, and its particularity is rendered by the
microphysical structure of its emotion. On a broad level, their
ensemble is interconnected, a property that gives them a certain
logical coherence, but also a depth resulting from the micro and
macro particularities of the image. Take, for example, the image of a
library in a house. Its physical representation is complemented by
other images that are part of the landscape. The room is the overall
image, and the library is a substructure of great value in terms of
depth. The library holds a whole arsenal of books, which in turn
enter the subdivisions of other universes and memories. By zooming
in and choosing a book we enter a different universe with different
stories and characters. The shift from the simple to the complex is
reflected in the infinite possibility of a book to hide microuniverses,
which only the reader can patiently discover.
Zooming to page size, we discover stories and
characters that in turn open up other micro
universes. Images follow one another, each
micro image becoming the foundation or portal
to other spaces and worlds, and the process
can go on forever. In reality, these micro and
macro images communicate perfectly, without
us knowing their upper or lower limits. The link
between library and book is not apparent, nor
is it accidental.
The man who has gone through the reading of a library in his
life acquires and develops his imagination unceasingly through this
long exercise. The brain encodes and decodes, not just reads, like a
sign-recognition machine, which enables it to absorb a huge body of
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Sacred and political power
knowledge. That's why zooming in or out reveals the complex
dimensions of a single image and its infinite array hidden from our
view. The thread of zooming out or in is a journey or an option
towards which we strive. The thought is like the tip of a pick-up on
the surface of a record of many songs, a special record that, unlike
the classical ones, also has the property of holding an infinite
number of other mini-discs lost in the immensity of its surface.
The connections between micro and macro images are supported
by the relationships of a structure to its substructures. The
phenomenon is present in nature and is explained by fractal theory
which analyses this phenomenon. “It is well known in the literature
that fractal theory outlines the idea that any element or phenomenon
in the surrounding reality represents or can be represented as a
fractal. Therefore, it should be appreciated that fractals can be seen
as simple processes that generate complex results because through
its intervention, chaos causes a unique output with a chaotic
dimension directly proportional to the complexity of the phenomenon
under analysis” (Stancu et al, 2013: 89). The term fractal was
introduced, in 1975, by Benoît Mandelbrot and comes from the Latin
word fractus meaning fractured, broken or split stone (Mandelbrot,
1982: 6). This key also symbolises the mental images that coexist in a
relationship of structural interdependence.
d. The ethnocentric approach to the collective imaginary
comes from the perspective of differences, signalled as stereotypes
and prejudices in political, economic and social spaces. In Europe
in recent years, the problem of mass Muslim migration has been
associated in the Western imagination with the scourge of terrorism,
which has distorted the image of a civilisation in two ways: racially
and religiously. Economic, integration and coexistence causes have
generated aggressive inter-ethnic relations and, in many cases,
neighbouring areas have become areas of
conflict. The “enemy” or “invader” image is
propagated as a stereotype in the society and
politics of many Western countries, according
to the premise that migrants are mainly to
blame for the economic problems that have
arisen since the 2008 crisis.
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For Taguieff, behind the economic interests lies the issue of
territory as a space of resistance against the invasion of migrating
peoples (2001: 174). Since 2008, the European world has been
changed by demographic changes over the last ten years. I recall
here that in 2015, Germany officially received more than 800,000
migrants, most of them from belligerent countries such as Syria,
Afghanistan, Palestine and Libya. With the escalation of this
phenomenon generated by the conflicts in the Middle East, we have
seen an increase in intolerance, which, in these situations, has
taken on a racist character. Collective thinking structures the way
we perceive ourselves and others and, thanks to it, a set of
prejudiced and stereotyped images is perpetuated and passed on
from one generation to the next.
Collective thinking is rooted in inherited memory, handed down
from previous generations, except in societies that have decided to
make a sudden break with old traditions. In the case of globalisation,
a global collective thinking is formed, reflected in the concept of world
citizen. Every human being is the subject of an identity claimed from
the past and cannot escape this process. The structures of the local
imaginary of communities are opposed to the process of globalisation,
which aims at a universalization of individuals rather than an
isolation into fractions. The utopia of universalization is confronted
with the problem of identifying with the past, which claims its
uniqueness and cannot be lost in a Universalist vision. People are
prisoners of a past and heirs of solid relationships. The rejection of
globalisation also conceals a defensive attitude to the danger of the
past being cancelled out.
In the case of migrants, the same conflict is found, which
prevents them from changing old representations with new ones,
changing their perception of identity. Acceptance of the migrant by
others is only confirmed when they adapt to local values. The
migrant is obliged to adopt new values through acculturation, which
overlap with the old ones, otherwise he risks coming into conflict
with those around him.
Globalization faces a huge challenge, so the question arises: how
can conflicts generated by particular structures of collective thinking
disappear, as long as any human community tends to preserve or
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reject what does not correspond to itself? This question has yet to be
answered. For some globalists, the education of new generations
would be a possibility, given that there are already these education
systems designed to form the “new man of globalisation”. The
proposed solution works relatively well for traditional societies that
are the majority in the world. The two alternatives therefore generate
a crisis situation, which explains why globalisation is a dilemma,
risking another utopia of history.
The ethnocentric approach to the collective imaginary is also
based on the study of cultural, historical and linguistic enclaves in
the same territory. The hot zone of interaction and neighbourhood
with other ethnic groups has caused many problems in the 20th and
21st centuries. Among the most important empirical analyses carried
out in Romania on otherness and interethnic relations, three
representative reports are worth mentioning here:
report of the Institute for Marketing and Surveys (IMS)
commissioned by the Korunk Foundation in 1993-1995;
report carried out by the Centre for Interethnic Research
(CIR) in 2000;
report conducted and funded by USAID (Kivu, 2002: 75).
The three reports provide interesting arguments about the
tragic events of the early 1990s, when an avalanche of inter-ethnic
conflicts broke out in Romania, especially in the Transylvanian area
(Târgu Mureș, Baia Mare, etc.). The need to assert the identity of
minorities was born out of the silence imposed during the
communist period. The affirmation of minorities, recognition and
liberation from the shackles of totalitarianism has been raised as a
cry against the tyranny of the majority. The approach between
minorities and the majority became difficult and delicate, especially
when the Hungarian minority demanded political autonomy, at the
risk of blowing up the principle of national sovereignty. The solution
to mitigate ethnic conflicts at European level failed under the
banner of multiculturalism, which unexpectedly created and
generated other problems by promoting positive discrimination
policies. The same cannot be said of pluralism, a politically
encouraged way in which individuals, regardless of ethnicity or
race, are treated as equal citizens before the laws of the land.
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For Culas and Robinne, the ethnic collective imaginary
becomes necessary in researching and understanding ethnic
communities as an act of constructing “living space” (2010: 9). The
national geographic area and the presence of fictional ethnic
boundaries determine or justify the spirit and chronology of a
historical community, which has established itself in these places
and enters the collective memory of the natives. The ritual of
commemorating important dates and the presence of symbols, as an
identity, have the role of reviving the past through the immutable
presence of the sacred. This principle of continuity is representative
in relation to others, to the majority or to other ethnic groups. The
psychological need to be different from others creates the motive for
identity rebellion through differentiation, detachment and the
valorisation of one's own group at the expense of neighbouring
groups. The territory of the ethnic group is a physical space with a
sacred character, delimited by the presence of religious beliefs,
culture, languages, traditions and customs, which are gradually
assimilated into the collective memory of the people.
In African literature, the collective imaginary appears as a key
term used in the interpretation of civic culture in a multi-ethnic
space. Ebenezer Obadare believes that, in Senegal's democracy,
every community must be represented politically. Ignoring this
principle inevitably leads to “serious conflicts” (Obadare, 2010: 60).
In the last two centuries, African history is replete with unfortunate
examples, reported in Rwanda, Ethiopia, Ivory Coast, Mali, Sudan,
Nigeria, Libya, etc. The purely political approach to conflict has not
stopped the string of horrors and massacres. The African imaginary
is an inter-ethnic imaginary based more on neighbourhood relations
and less on the centre-periphery segment. The observation was
attested to by research carried out on the African continent by the
American anthropologists E.E. Evans Pritchard and M. Fortes
(1940), authors who concluded that there was a complementary
opposition between non-state, segmental and state societies, noting
a different evolution of the polity from the Europocentric view. In
the same view, the French anthropologist Marc Abeles analyses the
two spaces: African and European, by comparing the notion of
'static society' with the notion of 'segmental society', in which
groups appear that are not centrally controlled administratively,
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politically and militarily. The effect of these disorganizations
operates a change in the relations between different segments, in
terms of locality and language (Abeles, 1977: 6). The opposition
between the state and the local political imaginary of the tribes is
based on a segmental vision of linear societies, interested mainly in
neighbourhood relations, to the detriment of the central political
system.
e. The religious-Christian approach to
the collective imaginary is rooted in the
phenomenology of the sacred, most appropriately
reflected in the interpretation of images in
medieval icons. For Georges Duby, the icon is an
artistic approach necessary to comprehend and
know the spirit of the age. The icon is a window
to the transcendent, a mental structure in which
man enters into communion with divinity. An
icon, in which God the Father appears, is a
representation of the unrepresented. The icon becomes a window of
the soul, beyond the world, in a space designed in the simplest
forms, to make the fruits of a life of meditation perceptible to those
on the first stage of initiation (Duby, 1998: 104). For the French
historian, reality had to be replaced by exemplary images, in which
society was not represented truthfully, but only as an image in a
utopian world.
In the thematic of Christian icons, the religious imagery is
accompanied by the power of the representation of the ideal city, a
food for the soul and a hope in which man fixes the edges of
happiness at the cost of any sacrifice. Death itself becomes a simple
bridge between two opposing worlds, a theological thesis necessary
to justify the afterlife. Through this relationship, icons become
gateways to the divine world, the representation of the
Unrepresented contributing to an awareness of supernatural
characters. The face of God is, in turn, anthropomorphized
according to certain canonical rules and typologies, His image being
assimilated by the perception that the “unperceived” can be
captured in the ephemeral hypostasis of an instant. Artistic
suggestion intervenes like a photograph revealed in artist's mind,
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forced to respect certain canons; however, his own imprint
differentiates his work from another painter's work. The
representation cannot be entirely the same, even if the subject is
the same, just as the signified might be altered by the signifier. The
image of Christ changes at the level of representation, depending on
the thesis of His nature, just as the Arian teaching of the 4th
century (at the first Council of Nicaea in 325) tried to change it at
the canonical level.
f. The electoral approach to the collective imaginary
derives from the study of the public image of political leaders and
institutions. Public image and political image are two distinct
concepts used in the image science and electoral marketing.
Reproducing and cosmeticizing the image of electoral candidates are
specific activities of political marketing. Public image goes beyond
the prefabricated image, drilling into the core of social
representations. Unlike the public image, the political image has an
unprocessed nature, being a generated and regenerated perception
of groups regarding the memory of a personal
figure or the memory of a historical event
devoid of ideational content. Both images
make up the collective imaginary space,
combining processed and unprocessed images
in a mixture dominated both by reality and
fiction. The ideational image has a wider
sphere of representation than the political image, due to its link
with idealised memories retrieved from social memory. Psychosocial
practice shows that ethnic groups generally idealize the past in
comparison to the present. While the image is the attribute of an
active force generated by the guide-image, the representation has a
more or less rationalised character, influencing behaviour. "First of
all, the model that defines a structure (spatial structure, social
structure, behavioural structure) was distinguished from the ideal
model that causes attractiveness and resembles a guiding image".
(Chombart, 1983: 217).
In political marketing, the effect of modern campaign strategies
has altered the relationship between the electorate and the political
class in the collective imagination. Rarely has the image of the
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candidate matched the reality of the political mandate. One of the
explanations for these failures stems from the artificial image
excessively reflected in the demagogy of electoral discourse. The
absurd, empty promises of most candidates often end up in an
arena of illusions. The relationship between candidate and voters
has become a stage for populism, degraded and cultivated through
the theatricality of politics. The politician of the 21st century is a
kind of “stooge”, a kind of victim of public entertainment, where
swearing and mockery have replaced the seriousness and respect of
the past. And, to make a mockery of it all, narcissism has become
another form of personality development with totalitarian roots.
In terms of the electoral imaginary, dominated by the spread of
populism, I have chosen five collective obsessions that widen the arena
of political illusions:
1. the obsession for a massive TV presence is highly
demanding on resources; the candidate needs a lot of
money, thus becoming indebted to certain personal interests
towards sponsors;
2. the obsession for success stories denies the very human
nature of imperfection following the fashion according to
which only celebrities are capable of leading;
3. the obsession with making a redundant discourse, in which
the candidate has to portray archetypes generating desirable
images, by referring to the political myths described by Raoul
Girardet: the myth of the conspiracy, of the saviour, of the
golden age and of unity. In this spirit, the candidate is
tempted to abuse expressions and words in order to position
himself on one of these myths. In many election speeches,
one can see the repeated use of clichés such as solidarity,
brotherhood, unity, continuity, a return to the golden age, as
well as imperative verbs with a message of cohesion: “let's be
united!”, “let's be together!”, “let's all go together!” etc. In this
way, the originality of a candidate's personality is
overshadowed by the standardisation of a classic structure,
taken from the yellowed pages of a school lesson;
4. obsession with popularity, in the competition to become “the
most beloved of all people” or to acquire the aura of celebrity
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image diminishes the candidate's chance of being a serious
politician;
5. the obsession with the cliché of private life, according to
which a good politician must also be a good family man, and
when he encounters personal problems or is alone, trust
begins to break down.
Naturally, any political discourse is loaded with symbolic
violence as a pretext to justify domination. Bourdieu detects here a
subtle form of political power control, capturing the rule of the
double game manifested in public discourse:
the politician's tendency to distinguish himself from other
politicians through positioning and authenticity (the logic of
representation);
the tendency to universalize discourse as an attempt to get
as many votes as possible in order to gain power (the
mobilization game) (Bourdieu, 1996: 16).
The contradiction between the two trends highlights the effects
of the double game in voting logic. Another example would be the
nomination “X President”, an electoral message used in the
candidates' strategy in the game of representation as a legal rule of
social perception. The proper noun is paired with the common noun
“President”, capitalized to mark or induce a possible variant to a
proximate reality.
At the research level, there is a major focus on the field of the
imagination, with the creation of more than 50 laboratories in
countries in Europe, Africa and America. In the literature, we note a
diversity of currents and orientations of thought on the subject. In
the most recent studies, the term “imaginary” is being explored in
depth in educational psychology, more specifically in the formation
and education of children as future adults and citizens with civic
responsibilities (Fleer, Peers, 2012: 414). For Vidergarr (2013: 5),
the collective imaginary is an oscillatory combination resulting from
a person's individual experience and cultural context. According to
the researcher's background observation, in the post-1945 period,
an Armageddon literature emerged in the wake of the disaster
caused by the two atomic bombs of Hiroshima and Nagasaki.
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In fields such as fiction, cinema, and generally in any work of
fiction, the narrative imaginary has changed its repertoire to an
apocalyptic tone. The nuclear age is a mad race, in which the
individual becomes a player in a collective imaginary that hangs
between death and survival.
In Romanian literature there are various studies focused on the
imaginary, most of them centred on historical research, such as
those of the Centre for Research on the Imaginary "Phantasma" in
Cluj-Napoca. In the works published here, the collective imaginary is
defined by Romanian researchers as a historical construction of
mentalities with an impact on the social environment. In the book
"The violent imaginary of Romanians", researcher Ruxandra
Cesereanu analyses the ethnic imaginary through two components:
the historical component, which justifies identity through
the need for continuity;
the social component, reflecting relations with other ethnic
groups.
Another important research group is at the National School of
Political and Administrative Studies (NSPAS) in Bucharest, where
the Laboratory for the Study of Image and Identity was created. In
the book “The Europe we vote for: National and European topics of
the 2014 elections for the European Parliament”, authors Chiciudean
and Bîră address the issue of the electoral imaginary in the
European and Romanian spaces, research that links this universe
to the online environment. The evolution of the internet implies a
new approach to mass communication under the key of social
networks, a revolutionary, unpredictable medium with a major
impact on group behaviour. All these laboratories have deepened
and broadened image research through valuable studies that have
changed the scientific perception of the subject.
1.1. The role of social representations in the universe of
the collective imaginary
What is representation? Representation is, in short, an object
already perceived or known by our mind, acquiring the halo of a
mental image. The anthropology of object representation in
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non-places (using the imagination) appears to the French
anthropologist Augé as an evolutionary relation of modernization
caused by technique and perception (1998: 92). The object invented
by an initial group ends up being innovated by another group, in a
successive generation, without making a substantial change in the
structure of the original object. The process of object modernisation is
determined by successive new perceptions over time. The original
representation persists; perceptions diversify and can be changed.
Consider the depiction of early ships structurally similar to modern
yachts, dating from around the 6th millennium BC. Innovation
followed invention, and perception followed representation. Almost
any visual object retains some of the structure and form of the
original object. The production techniques of ships have evolved and
are now called yachts, but the primordial image of the ship remains
intact at the level of mental representation.
In conclusion, if we look back over 8000 years, we see that the
structural evolution is not radical; the technique differs following the
succession of many eras and civilisations. For Augé, the
modernisation of space is a natural process of collective technical
imagination, with groups gravitating towards the same object at
different technical stages of development.
Serge Moscovici proposes and analyses the term social
representations, defined as tangible entities. The plasticity of
expression is justified by the capacity of social representations to
intertwine, to crystallize in our minds and in our daily lives, through
language, gestures, clothes, by means of which emotions are
transmitted and social relations are built in a continuous interaction
(Moscovici, 1997: 31). Social representations describe the
environment, to which individuals relate through their own
perceptions. The values, norms and customs of place describe the
world in which we act, think, judge and react. The reference model is
built according to a certain pattern of social images partially inherited
and enriched by each generation, thus the oldest societies also have
the most developed structures in terms of human representations of
the world and life. The mythical dimension cannot escape from the
eschatological or epic story of a people, which passes on its entire
message in the form of an everlasting Bible through symbolic
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language. Emblems on the flag, the national anthem and the heroes
are only the vanguard of structured political and social
representational systems in which the individual finds himself, thus
escaping anonymity. He becomes a descendant and follower of the old
titans on which a story with moral obligations for his entire existence
rests. In traditional societies, the collective imaginary abounds in
archetypal representations present in the behaviour of the masses, in
desires or frustrations manifested according to the challenges of
history. The inexplicable in the irrational behaviour of individuals
contributes to describing the personality of the masses in the most
unpredictable ways.
Political representations shape the political imaginary of the
masses. Characteristic aspects acting on the group will go beyond
the personal will of individuals in a group. All these emergent or
convergent elements ultimately serve to strengthen the relationship
between individuals and the community. The sense of solidarity
present in national symbols is expressed through a specific political
ritual. Benedict Anderson explains in his book “Imagined
Communities” why belonging to a community is stronger than the
individual will, such that an individual could never get to know all
the other members; nevertheless, he is prepared to sacrifice himself
for the others, taking the symbol of the unknown hero as an
example (2000: 136). From this perspective, it is possible to explore
the collective imaginary within the ethnic groups as historical and
cultural entities that interact subtly through the relations of power:
domination-submission, order-obeying. Serge Moscovici captures
through these relations the most subtle “conducts of the imaginary”
as symbolic premises in the life of a community (1997: 62).
The struggle for space and resources has generated different
relationships between neighbouring ethnic groups, sometimes
shaping a subjective history. The vector of political power is based
on a representation of the sacred in the primordial past, lost today
and projected as a hope in the programmatic future. The ideological
projection of power is a utopian history of a perfect world in which
cosmic immensity orbits the individual. The argument, which
justifies the ideology, stems from the need to revive the glory of the
past of those who act now: hic et nunc, continuing the project
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founded by the unheard voice of the ancestors. In the novel The
Soimaresti Clan, chapter XXXV, Mihail Sadoveanu writes: “The dead
command the living”, an unwritten rule valid for any historical
community. In the great religions, the eschatological story carries
the same message in which the sacred participates, through the
presence of the Divine, in the foundation of a Covenant which
people have a duty to preserve and sacredly respect.
The first institutions that justify the sacredness of human
individuality in the relationship between man and divinity appear in
religion. Since religion is closely linked to the transcendent, the
sociological study of religion cannot avoid the question of whether the
analysis of the social implications of religion also integrates the
sacred (Schifirnet, 1999: 53). The answer is yes. The temple, the
church and the mosque are the first sacred spaces in which the vows
of unity and continuity of the most ancient traditions, legends and
customs are linked. Sacred representations go beyond the feelings of
belonging characteristic of family life. Man finds himself before the
Divinity, which demands total obedience and submission. His will is
united with the will of the angels, beyond all human power, logic,
laws or earthly desires. Who could convert a religious man to become
an atheist, if the whole area of his representations is part of another
world and order? A communication between two worlds with opposite
representations does not seem possible. The core of the
representations lies, then, in the personal choice of beliefs.
Is a world without representations possible? The answer is no
longer a matter of choice, but of how we understand the role of
human thought. The structuring of human thought occurs as a
result of representations, which we inherit, choose or invent.
Without them, we cannot call ourselves thinking beings; otherwise,
everything is a choice of what we want to believe, defend and love.
We all have a personal imaginary, in the form of rooms in a palace,
in which we have chosen to live. The choice belongs to each one of
us, because no one can remain a prisoner of alien wills. The
dissimulation and imprisonment of totalitarian systems of thought
have failed on this point, and history has proved it at immense cost.
What are the basic representations through which man relates
to sacred space? The good parent is an example for his child, who
imitates and follows him with admiration throughout his life.
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For the religious man, admiration is the hidden mechanism that
reveals supernatural authority. Admiration implies a direct
relationship between something inferior and something superior.
Through this act, representations play a key role in explaining the
whole religious phenomenon. Just as the little one feels attracted to
the high, by the law of compensation or attraction born of the law of
opposites, by the same unwritten rule, individuals borrow, imitate
and admire the behaviour of their ancestors, based on the belief
that they have proved themselves superior to people today.
In monotheistic religions, the mirage of the “golden age” or “paradise
lost” always appears. Following this re-envisioning, man structures
his thinking through decisive actions in order to return to
happiness. Returning to the primordial Adamic status becomes the
ultimate goal of life. Ideology and political thought have confounded
the whole archetype, conceiving the present world as perfectible.
Political discourse always appears laden with the allure of messianic
promises culled from the archetypal sacred texts. Reaping without
sowing remains a dictum that reality applies.
The paradox of time in political discourse is hit by the
juxtaposition of the past in the future. This thinking has its origins in
a biblical representation present in Yahweh's3 promise to the people
of Israel to give them the land of Canaan as a promised land. Another
paradox appears in the motif of paradise lost, an archetype of
Genesis, in which man becomes an athlete in search of a lost right.
The quest for happiness is a universal archetype transformed into a
mad rush for material achievement. The representation of promise,
the common good and salvation becomes the discursive mainstream
of all electoral messages. The effect of structured archetypal thinking
generates two ideals:
the belief that there is a better place we are heading to;
the futuristic goal proposed to the public in the electoral
discourse only becomes feasible if character X is elected.
The two archetypes act in electoral logic, by voting induced in
favour of X in order to obtain the ideal Y promised by X.
Commitment and promise become just a matter of choice, trust and
3
YHWH, the Old Testament name for God, which in Hebrew means “He makes to become”.
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choice of a room in the palace of the imaginary, and there are other
possibilities. Not all voters appreciate in unison and not all
candidates have the same level of confidence; this is where the force
of persuasion (sometimes manipulation through propaganda) that
the communication strategy propels comes in. People choose
because they believe in a futuristic version of X, Y or Z,
corresponding to the biblical model of representation. The whole
axis of electoral thinking, specific to democratic regimes, orbits
around this model.
In competitions with many candidates, the problem of dissension
between groups arises. The winning group ends up discriminating
against the other groups on the assumption that the best candidate is
chosen by the majority. The illusion that the majority chooses the best
candidate is the classic illusion of democratic regimes. Minorities of
political groups are undermined, especially in a semi-consensual
system where power is taken by the winning faction. Yesterday's and
today's politics ends up in a strange race, in which errors can occur,
given that the majority is infallible and that numbers prevail over the
quality of individuals. The dream towards the Y ideal remains a hope,
which gives us wings to carry on, even though we sometimes sink in
the same waters of the Styx, a subtle cunning of history.
1.2. Social imaginary
The aggregate of real or imaginary things, through the collective
perceptions of a group of people, forms the space of the social
imaginary. The imaginary is generally identified with terms such as:
social memory, the media imaginary, the virtual imaginary, the
political imaginary, the religious imaginary, the artistic imaginary,
the sporting imaginary, etc. All these associations can be considered
as sub-menus of a human imaginary. The differences are extensive
and not causal, and the semiotic interpretation is infinite. The
denotation of the term has been preserved, regardless of the area and
purpose applied to the associated meanings. “Social memory” is an
exception, however, although it comes from the same family.
According to Maurice Halbwachs, social memory is knowledge of the
past as a moral reconstruction of past images (1924: 63). The writing
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of history books conceals, in this sense, a dose of local exaggeration,
designed to strengthen the collective spirit of a nation. “Social
memory” cannot be confused with “historical memory”, the object of
research for some historians in an effort to detect the truth. “Social
memory” is not scientific and cannot be regarded as such. Its
semiotic universe is loaded with perceptions, attitudes and
behaviours formed as a result of common knowledge, sometimes
imposed by the tyranny of media manipulation through huge flows of
information. The news carried by the media lately creates an
apocalyptic imaginary, while the boundaries between truth,
information selection, repetition and style exposure are very small.
Distinguishing between reality and illusion is a difficult exercise, a
mental effort that does not feed solely on the images served up by
television. We can understand the relationship between the
individual subject, the social subject and the object in the following
diagram provided by sociologist Serge Moscovici:
Fig. 1. The relationship between individual subject,
social subject and object
Object
(physical, social imaginary or real)
Ego
Alter
Source: (Moscovici, 1997: 15)
Positioning in relation to the other in regard to an object has
three connotations of appreciation:
1. we see in each other a resemblance and a closeness;
2. we see in the other a mere alter ego who induces indifference;
3. we see the other as a potential competitor or enemy.
Relating to the dimension of the object does not differ from its
physical characteristics, but its representations may be more or less
similar to the perception of our fellow human beings. The social
imaginary is a huge source of perceptions towards different objects
or actions that colour the realities of our lives.
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The social imaginary also undergoes an active process of
structuring representations, through which individuals appreciate
and interpret a subjective reality, due to the sense of common
knowledge. Social representations are the colours of the external
world, which are reflected in our minds in the form of a picture
known to memory. Pixels of every detail already exist on the mental
map of childhood places, and revisiting them in adulthood is a
faithful recognition of the past. Starting from children's instinct of
belonging to their parents, in successive stages of growth, a
complexity of feelings towards the environment is formed, at the
centre of which is the home. The shift from the particularity of the
place of birth to the genesis of extended space is part of the natural
maturation of the individual. Social relationships and feelings in
turn expand, spiritualizing the perception of the world and life.
Longing for parents takes on cosmic proportions, and longing for
home becomes longing for country. Bright memories of childhood
strengthen the indestructible links with the sacredness of the
original space.
In the space of the social imaginary, there are also the results of
associations between certain cultural, social and historical syntheses
and a series of mentalities of the time. The architecture of houses,
street names, statues, commemorative plaques or photographs in a
city history museum pays homage to the past. Stone witnesses in the
urban environment induce a process of public anamnesis4. The
valorisation of the stone witnesses bears the imprint of the feeling of
respect towards a mythical past, at the confluence between life and
death, inscribing itself in the transcendence of power on the temporal
axis of the imaginary.
4
The term anamnesis is used here in the Socratic sense. Anamnesis is an analytical reidentification of a memory about a subject, thing or phenomenon that exists somewhere in the
undiscovered memory. The halo of these images comes into being through an effort of selfawareness and self-search. The experiences brought to light are not necessarily related to what
happened in a person's life, but rather, to something inherited from other existences or from the
lives of other individuals. The technique of anamnesis is also based on the theory of
metempsychosis, which explains the need to recall experiences that have ended in the cycle of
other lives. Anamnesis is not only approached philosophically, but also in psychosociology or
regressive psychoanalysis.
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1.3. An anthropological interpretation of the imaginary
The imaginary in relation to the imagination is like the subject
in relation to the logical predicate. The first
concept describes the universe of mental
representations of an individual or group, while the
second concept defines a property or ability of a
mental nature. The etymology of the two terms
comes from the same semantic root, which is
based on the term mental image. “The imaginary”
has been the subject of philosophical essays and
theses (Descartes, Hume, Spinoza, Leibniz, Sartre,
Spaier, Taine, Girardet, Durand, Bachelard, etc.); a
term which is ambiguous, but also strongly
similar to the simple image as representation and
Olin Levi Warner,
Imagination (1896).
the mnemonic double of perception. Husserl is
Library of Congress
Tomas Jefferson,
the first philosopher to make this distinction,
Washington, D.C.
distinguishing the physical content of the image
from its intentionality as a product of synthetic consciousness
(Husserl, 1970: 594). It suffices to think that imagination is an
ability of the human psyche to create perceptions or mental images
(unreal or real) as well as multiple sensations that the mind
generates and perceives, starting from the original content of an
imaginary object. The intentional structure is detached from the
original non-intentional structure, at which point the process of
representation can create an image different from the original
mnemonic. Intentionality is an act that enters into the mental reflex
of relating to an object. Perception is an awareness of the object,
while the act of imagination implies a certain emotional state towards
the object, depending on attraction, rejection, admiration, love,
desire, hatred, etc. The product of imagination has a unique and
complex character, as an ambivalent form: perception and sensation.
On a social level, the imagination also has the role of finding novel
(intuitive) solutions to certain problems that concern us. In education,
the imagination can be a self-taught tool necessary for study and a
way of accumulating different experiences stimulated by the mental
senses (such as perception of the outside world through intellect,
empathy, pity, detachment, intuition, etc.). The collective feeling is
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also the product of a primordial image, such as longing for one's
homeland, one's parents or family, the place of childhood, history
and the stories that have created that intimate space for the
formation and development of each individual.
The concept of the “collective imaginary” has developed first in
philosophy and then in psychoanalysis, anthropology, etc. The
scientific directive would be to create an alternative system of analysis
that would provide the necessary explanations for the concept. Is the
imaginary an important factor in structuring perceptions and
collective thinking? This curious phenomenon has become a symbol of
our own entrapment, a kind of inevitable partner of our reason and
beliefs. We cannot exclude our own imaginary from the thinking
process, even when we approach abstract thinking. Our own
imagination influences our thinking, our behaviour, our decisions, and
sometimes dominates us through demons or phantasms that spring
from the depths of the unconscious.
According to some researchers, such as Durand or
Wunenburger, the imaginary is glued to the soul through thought,
being the result of individual experiences. The relationship between
the mind and one's imaginary is therefore inevitable, and man, as a
social being, cannot escape its influence. Man is always thinking,
symbolising through images.
Wunenburger interprets the symbolic image as an initial state,
which then develops into a phase of perception and then into a
phase of imagination, a structure that is personalised to each
individual. Wunenburger sees archetype as a world of symbolic
images in which perceptions are formed. The image may not
necessarily have a real substitute; it “represents something that can
never occupy a place in the order of real facts, in the possible field
of the perceptible, like an unrealizable fiction (a mountain of gold)”
(2004: 21). If we put the same image on a white table, the structure
of that object would change according to the perception of each
observer, changing the initial state of the non-intentional
representation. The individual imagination is therefore a machine
for fabricating perceptions in the light of particular (unique) images
specific to each individual.
In the author's view, the matrix of the imaginary would lie
between perception and reason, between sensory representation
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and intellectual notion, constituting a substratum without which
the activity of the psyche cannot be understood (Wunenburger,
2004: 23-24).
For Gilbert Durand, the imaginary is “the museum of all past,
possible, produced or to be produced images”, with an intuitive
futurist side, bypassing deduction or abstract logic (1999: 125). The
intuitive side plays an important role in the slide of future images, a
phenomenon worthy of quantum physics that we cannot easily
explain. Probably the becoming of images depends on the sum of
decisions made in the past and present, and the sum of them
continuously influences a possible version known or intuited only
by one who understands its mechanism. At the level of the
individual, Gilbert Durand considers that each person's way of
thinking is based on a succession of symbolic images, which allow
the human psyche to understand or perceive the world outside itself
(1977: 35). In the case of collective thinking there is a symbolic
structuring of archetypal images. Archetypal imagery has thus
become an anthropological theory that explains why individuals in a
social group tend to accept the same beliefs and values. The phrase:
“that's the way the community thought” becomes the result of
collective thinking in which reference is made to the authority of the
past. Such semantics enters the complex universe of the imaginary,
representing its compositional matrix from which a mythical world
and a thinking accompanied by a vast semiotic cortege develop
simultaneously (Durand, 1992: 438).
The imaginary is therefore the raw product of the imagination,
which is conscious both in the light of personally acquired
experience and the sum of collective experiences. From imagination
springs the phantasm. “Love is an infection of the subtle body or
phantasy caused by the pervading through the eyes of the beloved
object's phantasm into the imagination of the subject. Now,
imagination is that principal machinery of the subtle body which
converts the language of the senses into phantasms, without which
there would be no possible communication between the soul and
the sensible world. Indeed, the soul understands only the language
of phantasms, the code of which is in the possession of the spirit
alone (called, after Aristotle, the internal sense or common sense,
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i.e. the sense that unifies the messages of the five external senses
into a fantastic language)” (Culianu, 2003: 28). Supposing that love
is not really an infection of the subtle body, Culianu makes an
interesting point when he associates this noble feeling with image
and word in a phantasm, crossing the boundary of reason and logic.
The language of the soul thus requires a knowledge that
presupposes the art of encoding and decoding the mystical universe
of phantasms. The soul cannot understand anything without
phantasms, forming its own specific language. “Numquam sine
phantasmate intelligit anima” (Culianu, 1999: 29). The investigation
of the most intimate space of the human universe reveals both a
gnostic and a scientific dimension.
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CHAPTER II
THE PSYCHIC UNIVERSE OF THE IMAGINARY
The knowledge of the indigenous interethnic social environment,
through perceptions and attitudes, led me to a possible theory of
the imaginary, as a tool for understanding and interpreting the
“collective psyche”5. Research into the imaginary is therefore an
imperative and a path towards a deeper understanding of human
behaviour at group level, especially when ethnicity is involved.
To look at and judge things outside human subjectivity and to
arrive at the dialectic of archetypes that explains the ontogeny of
perceptions between us and others is to penetrate the foundations
of social thought. The collective imaginary feeds on the pool of
memories deeply embedded in social memory, regenerating itself in
relation to the relatively recent movement of public landmark
events. The imaginary is a “route in which the representation of the
object allows itself to be assimilated and shaped by the impulsive
imperatives of the subject” (Durand, 1977: 48). Historical memories
are of a collective nature and, passed through the filter of personal
experiences, form holograms in the form of micro-films of existence.
These spiritual monads arise according to the character of the
individual or the existence of stereotypes, as filters of thought under
different degrees and hierarchies. The very
right to opinion, agreement, consensus or
disagreement represents the deliberate form of
imaginary freedom that influences, without
our awareness, our choices and decisions in
any important area of public or private life.
5
The expression "collective psychism" is used here in the sense of a map of the collective
imaginary which also implies a knowledge of crowd psychology in the terms used by Gustav Le
Bon.
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2.1. The concept of “interethnic imaginary”, a division of
the collective imaginary
Every educated human being tends to think abstractly,
sometimes reaching a form of perfection. But these ideas belonging
to the rationalist philosophical current have pushed the boundaries
towards an ideal, neglecting the fact that reality cannot be replaced
by an anthropological utopia. The motivations of our thinking and of
our own actions are causes of a conscious nature, alongside those
of a subconscious nature, which are less detectable.
The “interethnic imaginary” is a result of the otherness present
in the border area of two neighbouring ethnicities. Otherness is the
fruit of a thought pattern, formed and cultivated in the relationship
between “us and the others”. In the condition where there is no
objective perception of the individual we observe, appreciate or
judge, the comparison between otherness and identity becomes a
subject of semiotic interpretation (Van Alpen, 1991: 3). Favourable
or unfavourable attitudes towards the 'other' or 'others' depend on
'good' or 'bad', 'pleasant' or 'unpleasant' perceptions generated by
questions such as 'do I like or dislike', 'am I equal or inferior'
(because it goes without saying that, most of the time, I am good
and I value myself...).” (Todorov, 1994: 173). At the ethnic level, the
image of “the others” takes on an impersonal character that often
escapes one's own filter and is diluted under the cloak of easily
accepted stereotypes. The quality of these more or less friendly,
passive or hostile group perceptions is determined by the presence
of two image vectors: firstly, by what a group perceives itself to be,
and secondly, by what that group perceives in the image of the
identity of other neighbouring groups. The state, as the main
institution of politics, assumes a collective identity made up of
several local identities (ethnic, cultural, religious, etc.), aiming to
keep differences between groups as small as possible and in line
with official stereotypes ('normative fit') (Andersson, 2010: 48).
Beyond the interest of the state, the confluence of these spaces of
mutual perception becomes the space of the inter-ethnic imaginary.
The interethnic imaginary thus becomes a branch of the collective
imaginary, differentiated by the ethnicity of the groups.
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Perceptions of the other acquire a certain stereotypical character,
as a result of a process that tends to apriori favour the image of the
in-group at the expense of the out-group (Chelcea, Iluț, 2003: 345).
In the area of ethnic minorities, the sense of belonging is highly
developed, anchored in a history of the sacred as the generator of a
transcendent destiny. The actualization of these tasks, memories and
duties is preserved through the vivid flame of traditions, through the
power of rituals and commemorative celebrations. The imaginary of
ethnic minorities generally acts on its members as a regenerative
force of memory that revives a story, a myth or a legend of the
founders considered mythical figures. “The relationship between the
collective imaginary and history is a complex one. There is a conflict
between history's attempt to remove the white stains of the past and
the collective memory that always introduces a mythical vision of the
past. Historical memory and collective memory are in a conflict-based
relationship generated by the two supporting faculties: memory and
imagination” (Pop, 2003: 226). The exaggeration of personal facts is
a natural process that usually occurs in individuals at the
confluence of reality and imagination. Another interesting
phenomenon occurs through the repetition of the story, which, in a
long series of retellings, can gradually acquire new, unreal, fantastic
elements that each narrator adds in a more or less conscious way.
The theme of the interethnic imaginary has become a topic
that can deepen the knowledge and objectification of an indigenous
civic culture. The subject of integration of ethnic minorities is a
widely debated topic in any European country, as well as in
Romania in the last 30 years. Following the numerous researches
on this subject, two approaches to ethnic relations have emerged in
the literature:
the universalist attitude, where differences are seen more as
a product of history;
ethnical attitudes as specific forms in both minority and
majority populations (Zamfir, Zamfir, 1993: 12).
On the ancient Saxons, Zăloagă Marian (2015: 70) explains
why an ethnic Roma was considered an Egyptian in the Saxon
culture of the 18th and 19th centuries. The Saxons considered the
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SEBASTIAN FITZEK
Roma a kind of immigrants from Egypt. The theory of the Egyptian
origin of the Roma was first put forward by the English, an idea later
uncritically taken up by some scholars (see the names: English
gypsies, a perception later refuted by anthropologists, historians and
linguists (Burtea et all, 2008: 31). Indian origin of the Roma is
supposed to be the only current that remains today. The arrival of the
Protoromans in Byzantium in the 11th century and their spread two
centuries later to south-eastern, central and south-western Europe
has not been ignored by foreign chroniclers. Spain's Roma, gitanos
(xiˈtanos), formed a community integrated into the national culture
through dances, traditions and customs. In the Wallachian area, few
documents have survived that attest to or describe the life of the
Roma in these areas; there is, however, evidence of their role in the
division of specific activities. The few data on the presence of Roma in
Romanian literature and historical documents over the centuries
reveal that a universalist-determinist paradigm was followed, without
taking into account the systemic problems of the state. The criticism
is not addressed to the presupposition of the universalizing tendency,
but to the fact that, underneath it, the cultural domination of the
majority is hidden (Zamfir, Zamfir, 1993: 12).
In the 19th century, ethnic groups (ethnische Minderheiten)
were considered the natural structures of a nation, whereas in the
Romanian Pasoptian view, the nation was only a component of the
ethnic majority. The inheritance of this view led to a different
development for Romanians compared to other countries, resulting
in a different process of forming perceptions of 'others'. Against
this background, ethnic assimilation in 20th century Romania
became difficult and the phenomenon of ethnic cultural mixing
(ethnischer Kulturkreis) became slow. In extremis, “marginalization
and social exclusion went as far as ethnic cleansing programs,
either through expulsion or forced population displacements”
(Zamfir, Zamfir, 1993: 13). The case of the Roma in European
history is relevant in terms of sad situations resulting in pogroms
and concentration camps. The process of physical-geographical
marginalisation of the Roma is referred to as marginality by Vasile
Burtea (2002: 135), as a form of imposed or self-imposed
segregation.
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The structuring of collective thinking in Roma is the result of a
complex process:
„A historically settled, predominantly defensive way of life,
adapting to social situations of marginalisation and severe
poverty.
High birth rate, which has strengthened their marginal
position. Marginalised conditions should also have required
a policy of increasing the quality of births.
The attitude of the majority, also historically solidified, of
marginalising/discriminating against Roma, even if not
overtly, often implicitly/indirectly.” (Zamfir, 2012: 7)
The contribution of the Roma to the national heritage is another
topic, which is part of the cultural imaginary. Even if it is not
explicitly mentioned, the contribution of Roma elites to Romanian
culture (music, art, literature, science and other fields) should be
noted. Roma elites define those people who are successful role models
for the local community and for the whole Romanian society. The
Roma elite are characterized by multiple patterns of success and
socio-professional achievements, including a wide range of
intellectuals, political leaders and important businessmen (Zamfir,
2013: 57). Unfortunately, after more than three decades, an
inexplicable silence is still kept on this ethnic group regarding its
contribution and the shaping of the socio-cultural heritage of
Romanian society (Burtea, 2010: 3). On the other hand, poor
education unfortunately affects young Roma, who are not adapting
quickly to the demands of a market dominated by professional
globalisation and the ever-changing technological revolutions.
From an interethnic perspective, fear of the other is an
anthropological archetype that contributes to the structuring of
groupthink and is transmitted or learned from one generation to the
next, and is rarely caused by personal experience. Fear of the other
induces a state of insecurity that is also felt in response. If A is afraid
of B, in time B comes to feel the same way about A. If A feels fear of B,
over time B will experience a negative pressure that A is constantly
transmitting. Fear can easily degenerate into conflict, and B may
experience this as a form of persecution. The two situations create a
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relationship of mistrust, conflict and on-going persecution. The
executioner-victim analogy removes the chance of reconciliation by
forming positive perceptions. For this reason the slide towards conflict
generates a toxic inter-ethnic imaginary.
Romania does not currently have the necessary strength to
constructively unite citizens' interests under a single umbrella,
without the help or intervention of the European Union. The lack of a
common vision capable of improving interethnic relations is a
handicap that blocks social symbiosis. On the other hand, Romania is
in dire need of improving the level of education in order to create a
conscious and active electorate, regardless of ethnic colour.
Confidence at the top of the social pyramid is lacking, and education
has become an absent factor among local and national politicians. The
post-December Romanian interethnic imaginary is an attribute of
history, but also of the very present reflected in the symbolic violence
of political communication. The case of ethnic Hungarians in Romania
is another example of intercultural failure, politically manipulated for
personal gain. A healthy interethnic imaginary finds a positive
correspondence between past and present, which contributes to
strengthening the solidarity and civic responsibility necessary for a
participatory political culture. These changes therefore require
moral reforms in education, not just in laws or institutional
reforms. Reform in this context means improving the professional
and moral quality of the political class that represents us as a
model for future generations.
2.2. A psychoanalysis of religious representations in Genesis
There is no greater freedom than the freedom of thought, the
master of the human universe. Nothing compares to this vehicle
that has conquered infinity through awareness and imagination.
For the French philosopher Brunschvicg, every thought causes “a
sin against the spirit” (1950: 98). However, there is a chance that
this sin explains the fantastic virtue of symbolization through
communication and knowledge. Religion and imagination go beyond
the empirical here and now, intertwining in a different kind of
knowledge of a spiritual world, eluding the measurements of science
(van Mulukom, 2020). In any process of imagination, the psychic
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image is a living photograph of the mind that lies at the basis of the
imaginary. The encoding and decoding of images is the master skill
of homo symbolicus, a being capable of internalizing the world
outside itself in an infinite palette of meanings and representations.
In the Christian mythical worldview, the sacred comes with the
power of the word: “in the beginning was the Word and the Word was
with God and God was the Word” (John 1:1). Man, as the apotheosis
of divine creation, identifies himself in the image of the Creator. The
portrayal of representation is established on
the sixth day when God said, “Let us make
man in our image and likeness” (Genesis 1:26).
Mirroring in the image of the Creator induces
the special nature of man that definitively
separates him from other species.
Another portrayal is that of God as the
trustee of human happiness. In Genesis the
archetypal Adam-happiness appears which is
not appreciated by Adam at first because he
does not yet know unhappiness. The fall into
sin ennobles him through the first act of awareness of unhappiness.
Banishment and alienation are stages of spiritual evolution through
which the sense of guilt and abandonment awakens the longing for
paradise lost. In the new hypostasis, Adam becomes a relentless
athlete in reclaiming primordial space. Life is a stroll out of Eden,
where the future promises a return to his first home. The equation of
the future is, in fact, a return to the past in which time closes. Adam
desires his return and, less so, his becoming. So does a memory of a
man's life, when longing makes you go back to the past and not
forward. Memories produce a closure of time, abolishing linearity in
favour of cycles.
A final aspect emerges from the confusion of the archetypally
transcendent happiness which is reiterated by the archetypal
earthly happiness, hic et nunc. Modern man has lost faith and
patience in sacrificing his life for a prize he would receive beyond
his existence. The transcendent meaning of happiness moves to a
mundane meaning that he now desires here and now. The life of the
alienated becomes a continuous search for pleasure from which
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suffering is eliminated. Thus the structure of the new happiness
becomes the price tag of consumer societies.
The representation of the spoken word occupies a special place
in the act of man's communication with his Creator. The word is the
definition of eternity by which Thomas Aquinas explains the being of
the world through the Divinity. The Aquinas theory of being through
divinity is a thesis of natural theology which justifies the creation
and power of the revealed word as the foundation for the education
of the spirit. The semiotics of each revealed word is the semiotics of
the sacred and has a double meaning:
1. as the visible part of matter, which is under the transitory
dominion of time or space;
2. as the invisible part, this addresses the being under the law
of eternity (Aquinas, 1947: 199).
The representation of cosmogonist myths in world history
highlights the indestructible connection between man and divinity.
Myths are the first artefacts of collective consciousness to awaken
feelings of religiosity. If, in the most ancient cosmogonies, the birth of
the world is the attribute of supernatural forces, then the
transcendent-immanent ambivalence is the foundation of the
religious imagination. Religion stems from primitive man's
admiration of what he cannot perceive rationally. The more man
today explains to himself the things and phenomena that surround
him, the less religious, but no less spiritual, he becomes. Primitive
man's imagination is caught up in the mythical realm of
supernatural histories, in which he finds the source of his thinking
about the world and life. Animism and totemic can be seen as the
first stages of a long process of becoming aware of existence, in which
the universe acquires the complexity of a mystical understanding.
Animism also represents the beginning of religious history, of the
times when society began to take shape in the form of communities
without a clear political hierarchy, but with a marked personalisation
of power. “We can say, in this sense, that there has not existed and
does not exist any religious system that does not contain, in different
forms, closely linked and yet distinct, two religions. The first refers to
natural things, whether they are the great cosmic forces - winds,
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Sacred and political power
rivers, stars, sky, etc., or all kinds of objects on earth - plants,
animals, rocks, etc.: this is called naturism. The other refers to
spiritual beings - spirits, souls, genies, demons, proper deities,
animate and conscious beings like man - but which differ from him
in the nature of the powers attributed to them and, above all, in the
fact that they are not perceptible: they cannot be seen by humans;
this religion of spirits is called animism.”(Durkheim, 1995: 55).
Animism and then totemism or naturalism marked the beginning of
man's religious life, which personalised supernatural power in
various forms. The social power of the early communities was, in
this sense, closely connected to their relationship with the forces of
nature. The world of animals is the world of spirits, and their
magical power links the two realms of life, linking the living to their
ancestors, who were usually reincarnated in animals, plants, stones
or even in symbolic objects considered taboo.
In the long process towards the first forms of sacred
awareness, the first result of independent thinking comes with the
prohibition of incest as a rule of behaviour. Incestuous relationships
between family members are gradually eliminated from the
landscape of the human species. Intermarriage between a parent
and his or her own child is perceived as a sin against the gods,
because the gods also oppose such relationships.
For primitive man, political power derives from a sense of
submission and respect for the supernatural. The inferior's relation
to the superior was achieved through admiration, as the first form of
recognition of a hierarchy. The superior acquires ownership over the
perception of the sacred through the concept of taboo - associated
with the untouchable, the immortal, the incorruptible or the ideal.
This landmark facilitated the creation of the first systems of political
representations, invading collective memory through the mythical
and cosmogonic narrative of a world beyond our world. The
parallelism of the two worlds becomes a process of awareness and
comparison of two distinct existences: the sordid life of fallen man
and the life of his spirit thirsting for the light of the lost world.
The human imagination approaches the word through
representation, passing on the same characteristics. Let's take, for
example, the word “flower” and observe the two perspectives:
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SEBASTIAN FITZEK
its objective and botanical representation, which is subject
to biological laws;
its mental and subtle representation of being subject to
other laws.
We are simultaneously aware of both aspects: in a physical
way and in an ideational way. Words describing beings subject to
death acquire both references as representation. The same is true
for the perception of a simple object. The psychic representation of
the object also brings with it a sensible, ideational representation,
in a somehow immortal form of what our mind operates (by
“immortal” I mean something that is no longer subject to physical
laws). All objects are memorized and retained by their immortal,
unalterable character in which the distortion of time and the
atrophy of matter are lost. If the physical description is also
common to other objects, the representation is preserved in a
unique and personal way. Thus the imagination generates a series
of sensitive representations with a unique character.
2.3. Representation and artistic imagination
Imagination is the engine of the human mind which, according to
Gilbert Durand, is responsible for the formation of perceptions
through the activity of memory and through the process of
awareness of something that both exists and does not exist, a form
ready to appear or, at least, as a particular reality of a psychic
nature (1998: 25). For the physicist Albert Einstein: “Imagination is
more important than knowledge. Knowledge is limited. Imagination
goes around the world”6. The machinery of thought is the
imagination, a space of psychic journey into the world of the
possible and the impossible. Thought is the sovereign of human
courage that can reach to the farthest corners of the universe and is
not subject to any physical laws, having the capacity to accept or
deny everything, without anyone being able to control or limit it.
Thought is the owner of the imagination, and its space of freedom is
6
Interview with Albert Einstein by George Sylvester Viereck, October 26, 1929, What Life
Means to Einstein, in Biographical Portrait.
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Sacred and political power
the infinite world of the human imagination. How else can we
explain Protagoras' maxim that “man is the measure of all things,
and of those that exist as they exist, and of those that do not exist
as they do not exist”. Where does this bold thought spring from and
to whom is its strange appearance in the human mind due?
Inspiration or intuition are answers to these unsettling
questions about the relationship between thought and the
infinite possibilities of the human imagination. But another
question arises: what mechanisms or scientific explanations
might lie behind these two terms? Intuition and inspiration
define the human capacity to imagine, manifested through the
process of transmigration of representation to other
representations, as a natural act of symbolisation. The two
concepts can be separated by this general category, by which we
understand how the human psyche functions. Wunenburger
defines imagination as “a mental activity of producing images,
sensible representations that are distinct both from external
perceptions and from the conceptualization of abstract ideas” (1995:
3). However, as a critical note, the product of the imagination can be
influenced by the state of the emotions of the moment, even if it is
differentiated from external perceptions, as
the author argues. External images are
therefore dependent on the mood at the
time, since imagination is part of the
introverted nature of one's personality. The
objects of the external world are perceived
in an inner process, depending on the
individual's psycho-emotional state.
The mental image of an object is a representation that has at
least three essential characteristics:
physical body - a perception of the object that is not a
mental copy, but a reproduction of its structure (mind)
obtained according to perception;
the emotion of representation - the object in our mind is an
ideational model present in the form of a psychic light with
a unique imprint, which is deposited in the immense areal
of memory;
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SEBASTIAN FITZEK
symbolization of representation - the represented object
acquires an extension, association or transmigration to
other similar representations as a psychic process of
imagination.
Fig. 2. The three characteristics of mental representation
Psychic object
=== >
B.E.S.
(BODY - EMOTION - SYMBOL)
Source: personal creation
On the first issue, it should be noted that “the image is not a
psychic copy of the external object, but rather a representation
coming from the field of poetic terminology, i.e. the imaginary
representation that refers only indirectly to the perception of the
external object. Rather, it is based on the imaginary activity of the
unconscious; it manifests itself in consciousness as an unconscious
product, i.e. more or less suddenly, somewhat like a vision or a
hallucination, but without its pathological character, i.e. without ever
being part of the clinical picture of a disease” (Jung, 1997: 476). The
relationship between psyche and object is consummated in the same
way as the relationship between a painter and the painted object.
Psychic representations can be of a conscious or unconscious
nature, acting as a translator between the external world and the
psychic world. In the historicist perspective of the French historian,
Jaques Le Goff, the imaginary can be defined as a psychic
representation at the confluence of reality and imagination, being the
term that encompasses any mental translation of a perceived
external reality (1991: 6). We only have to think of
an object, a ship, for example, and we will see how,
associated with this word, the act of representation
intervenes. The image is first abstracted from its
physical model of perception, and then associated
with other representations, such as water, sea,
travel, sky, etc. The act of imagination produces a
transmigration of the initial representation to a
complex of representations associated with the
initial object. For a painter, the ship takes on the
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Sacred and political power
complexity of an artistic painting with infinite resources of
representation. The mental image therefore has unlimited descriptive
and narrative potential, unlike its physical image, which defines the
object as a visual structure. The artistic imagination knows an
infinite multitude of possibilities which, starting from the simple
ideational representation of an object, can construct an entire
universe. Symbolisation, through representation, translates the real
world into an imagined world, in which reality coexists with the
artist's fantasies. The ship, in a poet's imagination, goes through the
same structure of representation.
„She looks as in the distant seas
He rises, darts his rays
And leads the blackish, loaded ships
On the wet, moving, ways.”
(Eminescu, Lucifer)
The interpretation given by the poet is different, depending on
the perception of the reader. The differences stem from the
association of representations in the vicinity of the word and not
strictly from its psychic hologram. The Eminesque metaphor
“Blackish, loaded ships” can be interpreted as a funerary act, in
which every man is subject to this law, or it can just be the shadow
of his image receding on the horizon. The semiology of the image is
rich in possible interpretations, depending on the process of
association, transmigration and soul experience.
The human mind is for Jung “a pendulum oscillating between
sense and nonsense, not between good and evil”7. In the psychic
world, the non-sense is a category with meaning in relation to
imagination and the imaginary. Just as a real image stands in
relation to physical reality, so an unreal image stands in relation to
imagination. The antithesis of the two worlds is an illusion and
merges in the world of the human psyche, and the opposites coexist
in parallel universes without apparent exclusion. The error arises in
man's effort to cling to reason, without realising that imagination
contributes to a greater extent to the activity of thought, to the
emergence of ideas or inventions. People can fly with their minds,
7
Electronically recorded quote from a lecture given by Jung during his 6 lectures on
psychoanalysis at Fordam University, 1912, USA (source: Discovery Education).
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SEBASTIAN FITZEK
they can move to any corner of the universe and the impossible
becomes possible. First it was the idea, then the deed. First it was
thought, then action. Design precedes action and so the future
precedes the present in a backward-looking relationship that reason
often overlooks. I would venture to say that the universe of
imagination precedes the universe of reality, otherwise how else
would the physical world have been projected without someone
imagining a possible future. If this claim is accepted by the thread
of doubt, then reason must accept the primacy of the universe of
representations, of imagination as retro causal to the real world.
The human imagination personalizes death, and life becomes a
variant or a moment in an infinite string. The successive and
structured connections that produce an imagined world are said to
lie somewhere at the level of the unconscious, and these can be
analysed through the hermeneutics of symbols and metaphors in
the realm of psychic representations. Disassembling a mental
symbol lead to the original meaning of the representation.
Imagination is therefore a generator of psychic representations that
constantly participates in and enriches the world of the psychic
imagination. The link between the imagination and the imaginary is
demonstrated by the role of each: the former produces a sum of
unique images, while the latter stores them in mental memory.
The generation of artistic images are generally empirical in
nature, constituting a sensitive world in which the representation
absorbs the tacit beauty of a personal sensation that opens up to the
outside world. The introverted nature of the artistic imagination
chooses the path of extroversion through the acute need to expose
itself to the whole universe. In the view of the philosopher Gaston
Bachelard, who defines the artistic imagination as a form of mobility
of the spirit, all research on the imagination is troubled by the false
lights of etymology (2003: 9). There is a temptation to think of
imagination as a faculty of forming images, but in fact it is the
faculty of deforming the images provided by perception. Artistic
imagination frees us from our first images, transforming them into
what we wish to represent in our inner selves. Without this image
exchange, we cannot conceptualize imagination, thus the process of
imagining would be non-existent. Let's imagine how a deaf-mute
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thinks and communicates from birth, a person who has never heard
or developed sign language. Can we think outside a language, an
organised system of sounds and gestures loaded with signs and
symbols? What does the blind from birth dream? What is and what
is the imaginary of a blind person who has never seen? If man is the
measure of all that can pass through his own filter, what does his
imagination come from? It originates largely from his inner world. If
thought precedes language, then imagination precedes the imaginary.
The artistic imaginary, the poetic imaginary and the literary
imaginary acquire the most intimate and specific features that
contributed to the flowering of the personality of an era. These
images constitute, through their semantic richness, invaluable
sources describing a world imagined by the most cultured and
enlightened minds. In the Renaissance, the paradigm of thought
draws its inspiration from the ancient Greek imaginary, placing
man at the centre of the universe. God was not necessarily
banished, but rather personalised and rediscovered in the beauty of
female amphorae and the perfect anatomical relief of the human
body. Rebirth means inspiration and revelation, two words that
describe how the imagination works. The artistic creations that
abound in painting and sculpture are associated with the scientific,
futuristic visions of Leonardo da Vinci. Tiziano Vecellio and
Michelangelo Buonarroti are painters who had the courage to
introduce the nude into church representations. The presence of
nudity of the human body in the sacred precincts was no longer
considered blasphemy. Astonished by Michelangelo's audacity in
painting nudes on the Sistine Chapel vault, Catholic Renaissance
theologians succumbed to the painter's genius. The Adamic
nakedness of Genesis represents the purity of Creation before the
fall into sin. Victory over the old canons reveals the beauty of
Creation, which even the highest prelates accept as a divine act.
In “The Prince”, Niccolò Machiavelli overcomes Greek fatalism,
elevating modern political science to a work of art. The politician
emerges victorious in his struggle with destiny and frees himself
from the chains imposed by the will of the gods, radically changing
his system of reference. Political power must be conquered and
controlled so that no one can shake it. The concern for the image of
the new Prince is based on the premise that what is seen is real,
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and that enemies respect what is transmitted to them and not what
is true. Illusions begin to play a key role in shaping power relations,
and the Prince must know and use these principles. Fortune, a
capricious goddess, can only be tamed and mastered by the
powerful, and this new paradigm led to the fortification of political
life, the militarisation of kingdoms and a preoccupation with the
image of kings.
The beauty of the imaginary of the 13th, 14th and 15th
centuries is brought to light by the patristic theology of the great
Christian scholars through texts of rare value, such as the Summa
Theologiae by Thomas Aquinas. The theory of Natural Law and the
theory of Creation of the world by the Divinity are reminiscent of
Divine Law, which acts on all people, giving them rights of
participation in political life. We find such ideas in their earliest
forms in Plato and Aristotle. The case of Athenian democracy is
relevant to understanding the birth of modern democracy, and the
examples could go on.
2.4. The categorical couple: sacred and political power
approaching the collective imaginary
The political imaginary is the result of general perceptions
accumulated over time and passed down through generations that
citizens find in their own community. On the first stage, there is a
major historical dimension that acts on individuals through its
power to regenerate feelings about a past worth defending and
preserving. The most important moment of remembrance is the
celebration of the National Day. The image of the personalities,
deeds and events of the past are part of the arsenal of historical
memory that underpins the political imagination. The act of
remembrance strengthens cohesion and a sense of unity. On the
second stage, the political imaginary critically relates to the present
in relation to the aura of times gone by.
Political power and the sacred are the vectors that define and
engrave a people's collective memory. The categorical couple involves
both the ideological factor of power and the sacredness of a vision of
existence, world and life. The main characteristic of power is morality
and the belief in a superior existence to life here and now, reiterating
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the same principle found within the religious phenomenon. The right
to rule in the Ancient Oriental State derives directly from the sacred
authority of power, adding a sum of mystical, revelatory experiences
in the act of ruling and in the act of submission to divinity. The king
or pharaoh borrows the authority of the gods, and the subjects
worship them as personalized manifestations of the sacred. Since
then, the hierarchy of the whole world, from nature to culture or
society, from the poor to the rich follows a hierarchy modelled on
divine authority. The presence of cleavages is natural and does not
generate a social imbalance. Each individual knows his or her place
in a cosmic hierarchy. The hierarchical line from king to slave
respects the 'command-and-obey' relationship in perfect order,
contributing to the harmony of the world.
One of the oldest forms of power is symbolic power, an ancient
way of subduing the “plebs”, but also a strategy full of inexhaustible
resources. The fear of death and the punishment of exile are forms
of political power that make it obey without the intervention of force:
“Symbolic resources are those that help to maintain and perpetuate
the social order without recourse to force. The creation of new
meanings of power conceals the relations that lie behind” (Frigioiu,
2007: 80). Communication, through symbolic power, is also a
means used by today's societies through the deployment of military
parades in order to deter possible invaders. In fact, any structure of
power includes that peculiarity of the sacred generated by the moral
authority of the right to rule. If moral authority is damaged, in a
functioning democratic regime, all authority and legitimacy suffers.
Ignoring this aspect entails the decline of an entire civilisation, as in
the case of the Roman Empire. The Western European and
especially the American model are following the same path, and we
are helplessly witnessing a collapse in full swing. From this we can
conclude that any other civilisation or nation that preserves or
defends this moral ingredient of power can withstand the storms of
a changing world.
The categorical coupling of political power and the sacred is
therefore an important relationship at the basis of the state and
politics, regardless of historical time. The distinction between the
two concepts does not lead to a clear separation in terms of the
semantics of the terms. The word “power” has its roots in Sanskrit
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“patis” translated as husband and master and also from the term
pater familias which, for the ancient Romans, meant the head of the
family (Frigioiu, 2007: 68). Respect for the head of the family has
profound connotations in respect for the Divinity. In line with Greek
philosophy, Thomas Aquinas considers power an active form of
politics (definition quid rei), which generated and transmitted the
moral order of things, ultimately contributing to the maturation of
the state (Battista 1991: 472). The morality of political action is
reflected in the degree of competence and efficiency of a state, just
as the church proceeds with its own religion. St Thomas Aquinas
pays homage to the political in the sense in which what defines the
political must relate to the state the same way the church relates to
religion through the same morality.
As an object of study, power has been considered by some
scholars as a fundamental concept to be analysed in all social
sciences. The research area of power has become so broad to the
extent that no science can restrict it to a single field of research.
This is why the English philosopher and mathematician, Betrand
Russel considered that: 'power is the fundamental concept in the
social sciences in the same sense that energy is the fundamental
concept in physics' (1975: 3). Power is not just brute force or a
military type of subordination, and here it refers to the meaning
that comes from conflict. In the same way, power can be
approached as a socio-psychic perception, the term running the risk
of being interpreted and limited to the enforceability resulting from
the domination-submission relationship. Power, in its pure state, is
constituted of body and soul, like the individual. The soul of power
is its sacred part, and it’s materialized power concerns the meaning
given by man as strength submitted to his own will. At the same
time, power is like an electric current, which revitalizes matter in
the form of a divine breath: “Social power is like electric power.
We see the effects and manifestations of both, but not the
phenomenon itself. Social power is transformed into order, force
and authority; electrical power into light, heat and movement. Their
misuse can bring death. But the essence of these phenomena
escapes us” (Bierstedt, 1975: 226).
Politics was embodied by power, as the representative of a field
of action, which became the most important manifestation of social
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power. Politics was established from the moral authority of power,
derived from the cosmogony of sacred beings. The gods have made
up the world in various mytho-magical guises and have ruled over
people since the earliest times. Their gradual withdrawal from the
landscape in favour of the first kings was achieved through a symbolic
process of transmission of power: from the deity to the sons of men.
The sociological analysis of the sacred is of great relevance to
secularised societies, its visible and invisible manifestation
emerging from within political rituals. As a rule, heads of state also
take advantage of the occasions when they can show themselves,
alongside ordinary people. The need for legitimacy stems from the
lack of credibility that politicians are aware of. The compensation
for trust is built by their presence among the crowds, which gives
them the opportunity to communicate a tacit message.
Repeated crowd baths at every opportunity have become a
feature of populism; this phenomenon is explained by the desire of
people to watch them closely and not from the height of the stands.
Leaders are aware of these relationships and allow themselves to be
seen, greeted, touched, praised or publicly criticised, thereby risking
embarrassment. Self-flagellation comes from the unconscious need
to confront reality. Negative tension, coming from the public and felt
by a high state official, can be discharged in direct confrontation
with the street. However, not all politicians adhere to this mode of
confrontation. Avoiding confrontation can be seen as a sign of
cowardice, heightening tension. Many officeholders intrinsically
understand these relationships and choose or avoid direct
confrontation with an aggressive public depending on the strength
of their own character. Sometimes it is wiser to confront the street,
not avoid it, to self-regulate tensions! This psychosocial mechanism
operates on the criterion of courage, with the courageous correcting
their mistakes, sometimes very big ones, as opposed to those who
refuse confrontation. People are ready to forgive, but they do not
accept cowardice, and a politician of vocation understands the spirit
of these street laws. Since the process of organising human society
has ramified, the sacred has expanded as a field of research into all
three major dimensions: religion, science and politics. The common
feature of the three dimensions is found in the relationship between
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sacred and power, starting from the existing multidisciplinary social
relations studied in political sociology, political anthropology and
political science. Rudolf Otto replaces the sacred with the numinous,
a term that defines the state of ''creature'' capable of reflection in
self-consciousness (2005: 14). By analogy with the sociology of
religion, the sacred refers to the idea of space outside our world;
sacred, however, cannot be limited to the transcendent or to religion
alone. Sacred floods the profane by its invisible presence within all
human rituals, being difficult to be aware of because of its abstruse
nature. Human consciousness, for example, is a presence of
something we do not know how to define or scientifically delineate.
The reference to this term indirectly refers us to 'divine
consciousness'. Are there links between the two terms? Both terms
share the subject of consciousness, separated only by their
association: divine and human. Isn't human consciousness divine
consciousness? The Bible says, right from Genesis, that man was
created in the image and likeness of the Creator. The biblical
argument explains the transition of divine consciousness to human
nature. Man's resemblance to God therefore comes through his
conscience, which demonstrates the presence of the sacred within
man. From this derives the deep feeling and need for justice that
every man feels in the face of injustice. How else can one explain
why human conscience is an attribute, a trait, a superior property
by which man has definitively separated himself from other species?
For those who don't accept the biblical argument, things can
be approached differently. How do we differentiate good from evil or
a good deed from a crime? An animal kills its prey out of need, but
it can also kill for pleasure (the tiger usually kills for pleasure).
Regardless of the two situations, one truth remains valid: no animal
can tell the difference between killing and murder. Human
perception, however, feels pride, defiance, regret and repentance,
states that do not exist in the animal world. Correcting these
differences and overturning the biblical argument, one can see that
the presence of conscience is a superior ability, unique to the
human species. Its light ennobles thought through the mobilizing
force of facts, being an extraordinary quality that can be seen as a
correlation between the human and the sacred, as an invisible
space intuited through consciousness.
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The social sciences offer many interesting approaches to the
question of the sacred, without neglecting its presence in secularised
societies. In my perspective, the contribution of the sacred to the
modern world is as important as in the past, but less observable. If a
politician or a scientist ignores the perception and the extent of this
phenomenon, it is enough to look at the world with one eye, and its
panorama will be dwarfed. Accepted or not, the sacredness of the
Weltanschaung is visible in every action, behaviour and mentality of
modern man. The sense of the sacred is awakened in any society by
participation in the collective activity represented by ceremony
(Durkheim, 1995: 7).
Ritual is another element of the sacred, without which we
cannot imagine the world. Is there life outside ritual? There
probably is only in the case of artificial intelligence, but not human
intelligence. Humans are built, act and live through rituals, starting
with routine habits: daily meals, bedtimes, the need to read or go
out with friends, etc. All these habits are ritual acts, and to imagine
a human without rituals would be a blatant aberration. Ritual plays
an important role in reinforcing habits and mentalities, and
therefore in structuring thought. The term comes from the Hindu
language rita and designates a religious custom, especially cultic,
well established, ordered and inherited by tradition (Bertholet,
Camphausen, 1995: 396). Another meaning of this term refers to
the idea of mystical relationship specific to initiates. In time,
however, under the need for scriptural fixation, a whole hierophany
was established through the ritual books: Liki, Engishiki, Norito,
Brahmanas, Rig Veda, Codex of Priests, Romanu Rituals and others
(Kloppenborg, Dirk, 1983: 207). We find ritual not only in studies of
the history of religions or in acts of religious worship, but also in the
modern life of every human being in the form of rites of passage.
The term was first used by A. Van Gennep (1909). Through rites of
passage, each individual crosses several statuses during his or her
life, and transitions are often marked by rites that are diversified
from one society to another (Bonte, Izard, 2007: 586). Thus, any
major vital event such as birth, baptism, coming of age, marriage,
and death is always accompanied by ritual acts that become
customs or habits inherited through tradition.
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2.5. A hypothetical theory of the collective imaginary
The collective imaginary fully absorbs the memory of a
community, through the sum of experiences, representations and
perceptions of a public nature, from its beginnings to its
disappearance. Just as in the life history of an ageing human being,
collective memory needs training and stimulation in order not to fall
into oblivion. Its atrophy makes the process of remembering
vulnerable, a relationship that is also true of country projects.
Young generations are like neurons that pass on a complex identity
with specific data and feelings. Interruption of the transmission
process accelerates irreversible senility. Against this background,
we perceive the importance of memory training at a collective level,
understanding by the vulnerable lives of communities, the lives of
young people who prefer to forget or not to learn. New communities
are just as vulnerable, and here we are referring to newly emerged
states with a history no older than 200 or 300 years. But one thing
is certain: the more intensively the collective memory is cultivated,
the more resilient it is over time. Memory training is the same as
strengthening education, rituals, a sense of pride and belonging essential conditions in the process of maturing young people.
Countries, large and small communities that ignore this law of
preserving values and learning from experienced generations are
subjecting themselves to the process of memory alteration,
knowingly eliminating national memory. The choice to break with
the past belongs to each generation, but the consequences can be
irreversible. The right to opinion, agreement, consensus or
disobedience is a deliberate form of freedom, with a direct impact on
community life. Hence, the survival of communities depends directly
on the choice of generations to preserve or break with the past, like
a human body regenerated by young cells that decide to contribute
more to the life of the whole or to break, bringing an end.
How do memories, the images inside the memory and the
collective imaginary act? To answer one of the most difficult
questions addressed in this book, I will engage the geometric
imagination of readers through spatial analysis and arguments in
favour of a possible theory. The influential power of imagination
acquires a bidirectional nature, as a result obtained at the confluence
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of the real image of the object (recreated by our mind, according to
Jung) and its ideational representation (in the light of its psychic
form), from which the hybrid of a new image results. Hybrid images
therefore have a real and an imaginary content, without cancelling
each other out. The result is seen in the prototype of a real image and
an unreal image, in which both are associated without rejecting each
other. The paradox and strange construction shows that the possible
embraces the impossible in a possible formula. The real/unreal
association demonstrates that anything, thought, object, action,
feeling and anything we imagine are possible in our minds, a fair
argument when we think of the infinite possibilities of imagination.
The disappearance of boundaries, of limits, shows that in this
universe everything is possible and that the laws of physics with
which we usually measure reality disappear in the context of the
psychic world. Let us call these hybrid results phantasms, as objects
of the imagination and of the imaginary of which they are a part.
Do phantasms have their own laws? For the moment, they
seem to be unknown; a law, however, exists when we say that the
vehicle of this space is thought. Thought is where we fix our
attention, and if attention flies, thought flies, attention is merely
switched. The phrase “to pay attention to me” means to have, in
that moment thought. In all versions, we are somewhere in thought,
and you, the readers are now in thought about me and what I want
to share with you next. Thought is the vehicle of the mind that flies
through phantasms, and not in vain do some affirm (even the Bible)
that where your thought is, there is your heart and treasure. So be
careful where we wander our thoughts or attention. Why this
reminder? Do we have another new law to discuss here? Thought
not only travels between fantasies, thought also manufactures
them. In short, we have the following scheme:
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Fig. 3 Phantasms as objects of the human imagination
Actual Image
of the object
The interaction
process of the imaginary
Ideational
object
representation
Hybrid result: phantasm (a combination between the
object's reality and its ideational representation)
Phantasms are imaginative objects accessible to
thought as a vehicle in the starry skies of the imaginary
Source: personal creation
The scheme provides a hypothetical theory by which we
understand phantasms' role and function in supporting the
imaginary. A developed critical mind might argue that there are
phantasms that have no connection to a known real object, and
here I have to agree. Phantasms can therefore also be purely
imagined objects, monsters or unseen beings from the space of a
children's fairy tale. The inclusion of reality is therefore not a
prerequisite, although one might say that nothing can be born of
nothing, and then any imagined form or creature starts from an
existing image, even in the form of a shadow lost in time.
Overcoming the dispute between the two views, a first conclusion
would be that imagination trumps reality in any field, including
science. Speaking of the scientific imagination, it suffices to invoke
a further argument to give credibility in the minds of the pessimists
by asking: how do we explain invention? Well, imagination is at the
root of many inventions, and if we look in the Encyclopaedia of
Scientific Discoveries, we find countless examples. All I want to say
is that the scientific imagination exists and that it has its
importance; I also add that phantasms help us comprehend the
greatest of the unknowns and even further discoveries. Another
example: the world of the 21st century is preoccupied with
discovering exoplanets (Earth-like planets outside our solar system
that might harbour life). The premise of life outside the Earth starts
from a scientific imagination. Many scientists believe there is a huge
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chance that we are not alone in the universe. The scientific
imagination has chosen the future, anticipated it, shaped it,
including the scientist who measures distances and trusts in the
god of numbers, even he has a vision of a possible future drawn in
numbers. The scientific imagination generates plans to revolutionise
the way we travel to the stars, using technologies described by
science fiction authors.
Where do all these crazy ideas come from? Not from the playful
spectrum of fantasies that serve the scientific imagination with
verve? Imagination, then, is the reactor of energies that propel the
future towards a chosen present. The projection of the impossible
into the possible is an exercise of the mind, the arena of challenges
where man has surpassed himself.
2.6. Media imaginary and its influence in the formation of
human personality
What role does the imaginary play in our lives and how does it
influence us, given that image and text now dominate the global
thought process through the power of the media? How free and in
control are we of our own thoughts and decisions in the face of the
alluring mirage of the screen? The answer depends on the number of
hours we spend daily in front of these machines for manipulating the
human mind. Excessive television consumption seems to absorb
everything, generating changes in attitudes and perceptions with a
direct impact on human behaviour. Change occurs almost unnoticed,
and when there are signs of concern, we hide behind pitiful
arguments like a heroin addict. Life in front of the screen lures us
with various temptations that blur the reality around us, alienating
us from our true interests. Endless strings of
images are dripped drop by drop, effecting changes
in our perceptions of the world and life. And then,
something serious happens: we lose our freedom,
becoming addicted to virtual heroin.
In this sub-chapter, we will trace this subtle
process of almost imperceptible change in our
personality as a result of media influence.
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Are there positive sides to these changes brought about by modern
technology?
It's no secret that excessive exposure to screen light causes a
mental disorder and a worrying decrease in attention, especially
among young people vulnerable to the multi-coloured mirage of
images. The addiction to images, and especially to games, is proven
on a daily basis by those who waste their free time on entertainment
at the expense of study. As of 2018, the World Health Organization
(WHO) has listed game addiction as a mental illness (https://www.
who.int/news-room/q-a-detail/gaming-disorder). A quick honesty
test, of those addicted, would help us notice changes in attitude
towards others, especially through carelessness and increased
nervousness. For the sake of screens, especially smart phones, we
forget important details, affecting our memory and attention.
Worrying about a screen takes priority over a conversation with loved
ones. This is where the first visible signs of TV addiction begin to
appear.
Do we realise that exposure to television night after night
formats and empties the mind from its own thoughts, replacing
them with prefabricated mass thoughts? Acquiring such a habitus
is negative for any individual, and it affects
the members of his family in the same way.
Numerous studies on the subject warn that
prolonged exposure to video games
increases aggression in the family, school
and society. In a study conducted by two
Romanian
researchers,
the
figures
demonstrate this manifest trend: “High levels of physical aggression
are found in 12.00% of computer-dependent adolescents and in
11.11% of adolescents at risk of developing addiction and in 6.52%
of non-dependent adolescents” (Racu and Racu, 2015: 118-119).
Nervousness and the development of a heightened negative
sensitivity towards peers are the first worrying signs.
In the case of television, there are also positive aspects if there
is judgement. “Television does good and bad, helps and harms. It
should not always be praised, but neither can it be condemned
without discernment” (Sartori, 2006: 31). Discernment would be a
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point of resistance to a temptation that gradually conquers you. The
uncontrolled attraction to the universe of screens denotes a
weakness towards visual pleasure. The claims are backed up by the
explosive growth in purchases of colour TVs since the 1960s. The
phenomenon is explained by people's fascination with the colour
screen. As of January 1968, the TVB (Television Bureau of
Advertising) informs us that American households owning colour TVs
consume 40 to 70 minutes more daily than households with black
and white TVs (Murray, 2018: 62). The preference for colour has a
visual anthropological explanation in the need for primitive humans
to colour the walls of their home, bedroom or even their grave in
contrast to the old colourless and monotonous environment.
In the year 2020, audio-video technologies have continuously
improved, making them attractive to all age groups, regardless of their
educational level. We met grandparents who disapproved of their
grandchildren using tablets and smartphones. Later, we found the
same grandparents frequenting various video games or social
networks in the evenings, on the grounds that they want to keep up
with their grandchildren. Have grandparents stopped reading stories
to their grandchildren? What is happening to the old guardians of
children in the face of increasingly invasive technologies?
Many video clips are produced with high-performance
graphics, some even surpassing reality. In the case of a state-of-theart 4K or 8K TV, we find that the images are much clearer and more
attractive compared to visual reality. This is due to the huge
number of pixels and intense colours compared to naturally
perceived images. The effect of sharpness and intense light creates,
for example, the perfect mountain scenery on a state-of-the-art
screen. We will soon be connecting to a universe of virtual pixels.
At a 3D or 5D cinema, you can enjoy watching a film, experiencing it
at maximum intensity, participating with all your being in the story
of a sympathetic director. The effects of the technology shock you
with: the explosion of blood in space, the sound of bumps heard
through the shaking of seats, coffee spilled in warm water splashes,
gushing directly onto the skin of the audience, all these crazy
inventions are beyond imagination.
The multidimensional confusion of parallel worlds is already
possible. A virtual world is an environment comprising an infinite
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number of worlds rendered through films, video games, etc.
By entering and leaving these multiple worlds in the screen
imaginary, we risk losing sight of reality; for example, in the
American film 'Total Recall', Arnold Schwarzenegger plays a fighter
who ultimately emerges victorious over obstacles in virtual worlds.
Professor Giovanni Sartori writes about the emergence and
spread of Homo videns, a prototype that will soon replace the old
Homo sapiens. Homo videns is easily recognised by his Google Glass
glasses and the slightly hunched position he occupies as a
consumer of coloured screens. An exemplary Homo videns
possesses a chameleonic ability necessary to assume multiple
identities, depending on the world it connects to online. There are
complex video games that involve following certain social customs
and rules. The first people to marry virtually have also emerged;
I cite the example of the young Japanese Akihiko Kondi who
married the hologram of a cartoon character.
The attachment to video games is one of the most difficult
challenges for young people. Online games have become the new
social networks for young children, who experience situations that
adults face in a world without clear rules. Like killing someone?
To find out the answer, we log on to the computer and open a
shooter game. Like robbing a bank and vandalising a street, we get
on the same computer and play a GTA (Grand Theft Auto). What
would it be like to feel like a great footballer? In all these examples,
we need that tool that conquers us virtually effortlessly.
New challenges are now driven by artificial intelligence. There
is talk of a new kind of teacher, a robot with answers to all
questions. Human interaction is no longer important, and the old
teacher could quickly be replaced by someone perfect and flawless.
Latest generation media advertising has a potential for retro
causality8, designed to program future consumer behaviour.
Subliminal advertising is a form of unconscious induction (das
8
Retrocausality is a relatively new theory in quantum physics which claims that a certain event in
the future can influence the present, in the opposite direction to causality and temporality. Quantum
inseparability shows that while T0 influences T1 and T1 can influence T0, in other words, the law
of causality is not the only law at work in the universe. The reverse of causality is retrocausality
which is also verified in psychosociology by the need to explain terms like intuition or déjà vu.
Although difficult to explain logically, scientists certify the existence of these phenomena.
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Unbewusste) of sequential images played repetitively over
milliseconds. What escapes the eye, however, does not escape the
unconscious, an optical process of a psychological nature.
Subliminal advertising can also program dreams. The phenomenon is
explained by images entering the unconscious chamber without
being stopped or controlled by the conscious mind. The presence of a
commercial product in a dream triggers the formulation of a wish.
In this way, freedom and discernment disappear.
When subliminal images in advertising reach the unconscious,
it seems clear that we no longer have the freedom of decision. The
human brain perceives the sequential image without being aware of
it, thus the conscious filter is fooled by the very brief presence of a
frame. The battle is fought at the border between conscious and
unconscious, because images that penetrate beyond the conscious
filter acquire unsuspected powers over our desires and decisions. It
is well known that the unconscious is the most complex space of
our personality, for it becomes vulnerable without the watchful
activity of the conscious mind.
As in political marketing, specialists anticipate key stimuli and
factors in the collective unconscious in order to ensure the success
of an electoral strategy. Sampling the target audience in order to
construct the right message is, in fact, a market research of the
collective unconscious specific to those groups. An unfocused
message can hit like a nut against the wall. Targeting the message
requires an in-depth knowledge of group psychology, which is
necessary to construct winning messages. Neuromarketing is the
spearhead of advertising, which uses neuroimaging techniques9,
studying brain activity in decision-making. If we ask ourselves what
is the point of these huge efforts by big companies, we find a wellknown answer: money and the desire to control. I conclude by
calling for moderation, for reflection, especially when we
unconsciously take on certain media models without prior selection.
Any excess of television, computers or other virtual spaces does
nothing to help shape the personality, whereas books, meditation
and dialogue will always chisel the soul.
9
Neuroimaging is a technique that uses electroencephalography, magnetoencephalography or
nuclear magnetic resonance to study the brain's activity under certain stimuli.
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The state of psychological imbalance can be explained as a
consequence of rumination of less pleasant memories, making us
vulnerable. It is therefore important to be aware of what ends up in
the unconscious space. Exposure to a string of images of poor moral
quality can have a negative impact on us. In conclusion,
manipulating the unconscious mind through subliminal advertising
techniques is, in my opinion, immoral and would fit perfectly with
the Machiavellian maxim: 'the ends justify the means'.
2.7. A new theoretical perspective on the unconscious
The analysis of unconscious phenomena and processes has
been hampered by the difficulty of research methods, rejected by the
reluctance of radical behaviourism. Recently, however, the subject
has aroused interest in psychology, neurology and psychiatry, with
the detection of obvious links between memory and perception in the
dissociation of the conscious from the unconscious. The first
concrete evidence emerged from memory performance tests carried
out by American psychiatrists and neurologists on groups of amnesic
patients. Subjects were asked to read a list of words and then recall
them from memory; they would then reconstruct the meaning of the
memorised words using other words and compound expressions
(Jacoby, Yonelinas, Jennings, 1997: 13). The association and
dissociation of words by other words with the same meaning also
occurred in normal people when they were confronted with the
phenomenon of lapses, a theory first formulated by Sigmund Freud.
The dissociation of the missing word, by association with other words,
is evidence of unconscious perception emerging, as an image, towards
the conscious, through other words and expressions replacing the
forgotten word. The unconscious mind thus works with a series of
perceptions that cannot be expressed in human language, but, using
a restricted vocabulary, it manages to reproduce the original meaning
in other ways (words, expressions). This explains the frustration felt
by children learning to speak in the absence of words. In children, the
perception of an object or an intention is clear, but their conscious
mind has a limited vocabulary through which they make themselves
understood.
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The search for the right words is a permanent state of any
communicator, an arduous process that returns to the conscious
mind. The time between the intention to communicate and the act of
communicating is sometimes consumed in the effort to find the right
words, a translation of perceptions and representations of the mind.
Clarity of expression depends on the ability and speed of the conscious
mind to discover the most appropriate expressions, as well as on the
vocabulary background learned. Analysis of mental activity reveals the
continuous active connection between the unconscious and the
conscious, which the act of language involves and explains in the
clearest possible way.
As part of the human personality, the
unconscious has several unique characteristics
which differentiate it from the conscious or other
hypothetical personality structures. But first, let
me define the semantics of a well-known term. By
conscious, I define the totality of an individual's
senses and perceptions of the external environment,
which both directly and indirectly influence his or
her thinking, behaviour, volition, emotions and decisions.
Introspectionists consider the whole of mental life to be conscious,
whereas behaviourists advocate the elimination of this concept from
psychology. The French psychologist and psychoanalyst Norbert
Sillamy defines “consciousness” as: “a form of immediate knowledge
that each of us has about one’s existence, one's acts and the
outside world. Consciousness organizes the data of our senses and
the memory that situate us in space and time; it does not exist as a
particular function that is organized and has a seat in the brain and
is without inferiority and without exteriority, a relation with the
perceived world” (1998: 78). The author of the definition tries to
describe, in a clear way, the state of awareness (con-scientia, conscience), a form of reproduction with science or rather a
synchronization
between
scientization
through
knowledge,
gathering of information and awareness through inner
understanding of “being”. The reflection of reality from the outside
inwards is induced by both mental activities: the gathering of data,
of information from the outside, and their objectification as
perception and mental representation within.
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It can be said that man becomes aware through the
stimulation of the whole organism, which implies the totality of
knowledge forms in contact with the outside, through a limited set
of senses, which are more or less developed. The whole complex
process of contact and cognition forms the operational theatre of the
conscious mind which perceives, thinks and acts, as the visible part
of the personality, the same conscious mind which acts through
memory, forgetting, reason and irrationality. The conscious mind
can also be seen as the repository of mental clarity, as a continuous
activity of clearing perceptions coming from the unconscious
through a process of awareness (Overgaard, Rote, Mouridsen,
Ramsøy, 2006: 700).
In general, we visualize the same relatively similar objects, the
perception being different, unique, due to circumstances that
belong to the unconscious. The conscious mind is determined by
the unconscious mind and is in fact an extension of it, a body out of
another body, through which we perceive the corporal world. From
the perspective of visual anthropology, the image of the object is
obtained thanks to the bodily senses (sight, hearing, smell, tactile
senses, etc.), and the clarification of these perceptions is achieved
through the process of awareness. There are therefore three types of
perception:
the unprocessed perception of an object obtained through
the senses (as it physically appears in a photograph);
conscious perception that modifies the initial image with a
representation (a translation that the conscious mind adds
by transforming the initial object into a mental image);
unconscious perception, as a representation of the object
associated with a sensitive body lacking the linguistic
expression of its name.
The unconscious does not possess a vocabulary, but it is the
repository of a huge memory of representations, which the conscious
uses, materializing itself through the language learned. Without
exaggeration, the dimension between the conscious and the
unconscious can be compared in proportion to the dimension
between a button and a planet. When we speak of our personality,
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we are tempted to limit ourselves to the conscious part, to that ergo
(in the sense of ego) springing from the vanity of the ego, forgetting the
role and the fantastic dimension of the unconscious as an integral
part of our real personality. The relationship between a button and a
planet describes exactly the global dimension of personality, as we do
not usually perceive it. The giant planet is a metaphorical expression,
with no metric measurements, boundaries or delimitations known to
us humans. Through the unconscious, each individual retains, in the
deepest substrata of the unconscious, links with the universe of
representations manifested through the imagination. Another
argument derives from Freud's premise that 'every behavioural act is
rooted in the unconscious' (1992: 277). In conclusion, the
unconscious is a giant platform of the personality that influences
the conscious mind, its behaviour and decisions according to inner
desires. In the following diagram, we have created a pyramid based
on the unconscious as an influencing factor of the preconscious and
conscious.
Fig. 4. The influence of decisions in Freudian theory;
the impact of the unconscious upon the conscious
Source: personal creation
How else would one explain this personality scheme?
According to Freud, the unconscious manifests itself exclusively
through dreams, the birthplace of logically unexplained desires
(2011: 26, 27). Dreams arise from the deepest desires and anxieties.
As for unconscious desires, they cannot be easily explained because
they are difficult to be aware of. The dream memory of a pleasant
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place, the feeling of longing for a loved one, the memory of a familiar
scent or landscape is representations that spring from the deepest
layers of the unconscious. The feeling of longing shows that the
representation of that person is in the unconscious memory. In the
same complex of representations, other pleasant or unpleasant
memories migrate to the conscious mind, like an image or state that
is often inexplicable. The unconscious is a huge repository of
memories that manifest themselves in the form of phantasms. Their
(conscious) outburst gives us a wide range of emotions and feelings,
known or unknown, pleasant or sad, composing the whole personal
imaginary. Their baggage is immense and is more easily detected by
remembering our dreams. The dream does not completely put the
conscious mind to sleep, becoming a kind of pre-conscious or a
form of waking; in another hypostasis, the pre-conscious
(subconscious) could be the translator between conscious and
unconscious. In the Grand Dictionnaire de la Psychologie, the
subconscious is defined as 'the set of psychic states of which the
subject is not aware but which influence his behaviour' (1994: 760).
Partial and temporary disconnection from consciousness is possible
during sleep or loss of consciousness. The law of temporality that
applies perfectly to the conscious does not apply to the
unconscious. The unconscious is the most controversial term
related to the organisation and functioning of psychic life, a term
confirmed and refuted depending on the position taken and the
arguments for and against of each researcher. Psychoanalysts
generally confirm it. Carl Gustav Jung believes that “the
unconscious would contain, so to speak, only those parts of the
personality which might as well be conscious and which are
repressed, in fact, only because of the education received” (1996: 11).
In short, the individual unconscious includes all psychic material,
which differs from the conscious, making up together the
complexity of the human personality. Jung's definition goes beyond
Freud's reductionist perspective, which is limited to an unconscious
composed only of infantile and repressed tendencies of psychic
contents, separating it from the conscious by limiting it to memory
access. In his theory, Freud stipulates that the conscious access to
the space of memory, located in the unconscious, is delimited
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according to the influx of the repression of unconsumed, unsatisfied
or repressed impulses, which are generally of a sexual nature. The
more these unrepressed urges, the greater the negative pressure on
the conscious mind and behaviour. However, Jung believes that the
latent nature of the unconscious is not defined by the principle of
the repression of sexual impulses, simply because their absence
should create evidence of the acquisition of a huge memory.
The unconscious, in my deduction, survives the conscious even
in the case of a person in a coma or clinically dead. How do you
explain this inference? The unconscious is not totally dependent on
the physical functions of the body, as the conscious mind (the
famous button) is. First of all, the conscious mind obeys all physical
laws through shock, artificial interruption, or death. The
unconscious lies and exists beyond the “muffles” of the physical
body, it never closes, it cannot fall asleep (as is the case with the
conscious), nor does it know any other state of transition (closing or
opening); from this, we deduce that the unconscious survives time,
not subject to any physical law. My thesis is based on the deductive
chain of these arguments, demonstrating that a part of the human
personality survives, under the action of other unknown laws.
Time, as a perception, is an instrument valid only to the
conscious, always concerned with measuring its temporality, the
presentness of becoming in relation to the two hypostases: past and
future. The development and end of consciousness corresponds to
the development and end of life, to the extent that time becomes a
value of its limited existence. The unconscious, on the contrary,
cannot depend, work and perceive temporality. In the unconscious,
time does not exist as such it does not act as a law upon itself.
The passing of years and seasons does not age it, but only enriches
it, as an experience of life, without atrophying or disappearing.
The premonitory feeling known by the French term déjà vu is not
accidental. The inexplicability of these phenomena in people's lives
is due to the ability of the unconscious as a unit outside of time.
Time is a great illusion from which we cannot easily detach
ourselves and an instrument of the conscious mind. Dreams are a
space touched by the timelessness of the unconscious. We often
dream things in the past, present and future without perceiving
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time. In this way we understand the mechanism of the unconscious
and its difference from this perception of time. Time helps us in
terms of the organisation of our life, our becoming and our
historical evolution; only by accepting the other reality of the
unconscious, do we understand the correlative difference of the two
theses:
the temporary consciousness subjected to the law of time;
the surviving unconscious that does not obey the law of time.
The two theses make up and define the human personality as
a whole through its mortal and immortal sides. Both sides make
good home, describing both the temporality and atemporality of our
personality.
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CHAPTER III
POLYSEMANTISM OF THE SACRED
The definition of the sacred originates in the model of
interpretation of the religious phenomenon. In this respect,
specialists in the history of religion have contributed a wide range of
ideas, theories and definitions. The most famous interpretation
belongs to Mircea Eliade, who gave universality to the whole
phenomenon beyond the topography of religions. “The historian of
religions conceives the sacred as an intrinsic element of
consciousness, thus denying the rationalist approach according to
which the religious phenomenon is a pre-scientific stage in the
evolution of mankind” (Schifirneț, 1999: 54). Eliade highlights an
interesting anthropo-logical side: the sacredness embedded in the
human genome of homo religiosus, indirectly stating that man is not
the inventor of religion. According to his thesis, the sacred
manifests itself everywhere and, in the most common cases,
through the phenomenon of hierophany. The delineation of this
concept goes beyond the case of a statistical phenomenon, as the
sacred manifests itself in different forms. The abundance of the
sacred, i.e. of sacred facts, requires enormous patience on the part
of any researcher eager to tackle such a subject; the effort is twofold
through selection and, above all, through applied hermeneutics.
The heterogeneity of these “sacred facts” becomes paralysing when
these phenomena are extracted by specialists from rites, myths,
divine forms, sacred objects, symbols, cosmologies, theologies,
animals, plants, sacred places (Eliade, 1992: 21). The manifestation
of the sacred goes beyond the imagination of the uninitiated
researcher who opens only one window. Life is a miracle full of
inexplicable things, beyond reason and physical laws. In the search
for the first evidence, it is enough to see that our own apparently
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limited existence has a biological meaning and a spiritual meaning
that defines us as human beings. Spiritual meaning separates us
from everything around us; otherwise we remain prisoners of a
species similar to other animals. Man is not just a biological
creature subject to the laws of Darwinian evolution, and reason is
not an accident on the way to the top of the pyramid. Intelligent life
exists everywhere; man, however, is conscious of intelligence in a
way that sets him apart from any other species. The differences
from animals are the certainty of a miracle, of a hierophantine
manifestation existing in every human being.
3.1. Sacredness and hierophany - insights from sociology
and the history of religions
Hierophany (Ancient Greek: ἱερός - sacred and φαίνειν - to
reveal) is the visible and tangible expression of the sacred, the
divinity manifesting itself through persons, objects, stories, rites or
deeds. Thaumaturgy, heraldry and theogony can be linked to
hierophanies, terms that appear at the borderline between two
seemingly opposite worlds. The sacred is not only a form of human
manifestation and interaction with the divine, but also a philosophy
of life and sociology of inter-human relations. Sacred life is a personal
choice of the one who follows unusual rules in order to detach
himself from earthly ties. Its orientation implies isolation, solitude
and renunciation, its whole project being outlined in the light of an
unseen angle. Its rotation is reversed: with its back to the world and
its face to the invisible.
The semiotics of the sacred abounds in symbols within a
system that can no longer be classified, going beyond the logical
finiteness of things. Thus, we cannot comprehend the whole or its
centre, but we can fathom it through inner knowledge, without
altering the mystery of its own becoming. Eliade has simplified this
task and discerned a feasible solution, each document chosen being
considered a proof of hierophany, a mode of manifestation of the
supernatural extracted from a specific historical context, marked by
a unique experience. Any such testimony is relevant because of its
double revelation:
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as hierophany, highlights a path of the sacred;
as historical moment, reveals man's position in relation to
the sacred (Eliade, 1992: 22).
His method has many similarities with ethnology, which makes
use of the spirit of synthesis necessary for practical research by
systematising and classifying the data obtained for general
conclusions. Eliade realises that the scientist is limited by his own
tools and, above all, by time, to engage in every detail. Collecting
whatever exists is already sufficient, while classification and
conclusions belong to the specialist.
Another manifestation of the sacred is
found in the ritual of prayer. People pray in
almost all religions, from primitive to modern.
Prayer is a dialogue with the Divine, a
dialogue where man addresses a sacred
authority
and
involves
a
form
of
communication between two entities, the visible and the invisible.
The incantation of religious texts is another form of communication
aimed at transposition into a special state. The sounds have a deep
tone, are usually prolonged and interfere with meditative states. The
hierophony of communication through prayer or song creates a
fusion between man and divinity, either through silence, words or
melodic sounds. Calling the Divine by a particular name, word or
gesture is the most common procedure for bringing together the
conditions of hierophany. In this act, the role of the priest is the key
to a mystical vision.
In his definition of the sacred, Mircea Eliade takes up the
sacred-profane dichotomy proposed by Émile Durkheim's research,
while approaching another interpretation. According to Durkheim,
the sacred is a manifestation of the religious phenomenon that
separates the profane world from the world of the forbidden (1995: 54).
The separation of the two worlds seems a little premature, according
to the French sociologist's explanation, which attempts to describe
an incompatibility, possibly even a contraposition or rejection. The
unification of the terms is much more plausible; otherwise we run
the risk of placing religion at the centre of a phenomenon opposed
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to the human phenomenon. Durkheim opposes those who propose a
unification of the two perceptions, arguing that in the history of
human thought no such antagonistic categories appear. For the
French sociologist, the good-evil antithesis is insignificant, given
that they belong to the same categories, namely that of morality,
just as health and illness are two different aspects of life; in
contrast, the sacred and the profane have always been perceived by
the human spirit as separate genres, as two completely distinct
worlds (1995: 47). Consequently, man is not a creation of the
Divine, but only corporality and no more. Is the whole world built
on the same principle? Then how does one explain the fact that man
tends towards a spiritual life, formulating questions and answers
beyond the biological mechanics of things. According to logic, we
can say that air is separate from earth, being distinct categories, as
is water from other chemical elements. Symbiosis, mixing or fusion
is missing from the angle of the author, who intuits, in my opinion,
only half the truth. Sacred and profane are not the same as good
and evil, health and sickness, plus and minus, always classifying
everything that seems contrary. To propose monochordal thinking
in such a complex matter is like dividing people into two distinct
categories: friends and enemies.
In ordinary life we see the widespread presence of the sacred in
various forms and beliefs, more or less mystical. If we analyse the
phenomenon closely, we learn that in every place or social space
there are characteristic signs, some hidden or considered taboo,
others auspicious, such as the attraction of good luck or the rejection
of bad luck (through artefacts, gestures, words, greetings, customs,
prejudices, etc.). Other forms or customs specific to the mystical
world (belief in horoscopes, fortune-telling, fortune-telling, witchcraft,
magic, superstition, etc.) may also be mentioned. A final group is the
philosophy of living close to religious practices by choosing a specific
way of life: Feng-Shui, Zen, Bahaism, etc. Man has the urge to
surround himself with things that attract the good and guard against
those that attract evil. Religious trends are also emerging in order to
assimilate various local beliefs. Even if economic or proselytising
interests intervene, the phenomenon shows that man has remained
the same homo religiosus who tends towards a concomitant
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relationship with both worlds. Even if religion has become a
commercialised form, the sacred and the profane are indissolubly
linked to the human imagination.
Durkheim intuitively sees that the sacred must be appreciated
in all its complexity, not just its irrational side. The concept does
not include a class of things that are distinct and separate from the
reality of our world; the semantics and manifestation of the sacred
differ profoundly from one religion to another. “This is why
Buddhism is a religion: in addition to the gods, it also admits the
existence of sacred things, such as the four sacred truths and the
practices derived from them” (1995: 45). In this context, Buddhism
directly influences a civilisation and a culture, becoming a reference
beyond the religious sphere, and acquiring some dogmatic
particularities. In turn, dogma is a form of institutionalisation of
unquestionable and non-negotiable sacred values that constitute a
canonical system of norms and values. Political and religious rites
reinforce these value structures and revive them, fixing the past in
the present. Political relations are included in the sphere of
relations with the divine, which leads to a shift of authority from the
sacred to the profane.
In Christianity, the salvation of the soul becomes a brilliant
political path supported by the philosophy of obedience. Why
should we submit to political power? The answer is this: the nature
of power is divine and through it the world was created.
Disobedience is the equivalent of the Luciferian rebellion of fallen
angels, while submission is the reward of those who choose
redemption from the original sin. Submission and acceptance of
suffering are welcomed by Christians, appeasing conflict through
tolerance and humility. Christian ontology thus offers the best
response to the invasions of the early centuries. The pagans are not
affronted and are not withstood in the slightest. The result is a
miracle to any observer who sees their conquest from the inside out.
Without attracting worthy opponents, without meeting resistance
and without crossing swords, the pagan warriors increasingly marry
Christian girls, receiving the Baptism of the new religion. Once
Christians, they embrace a new philosophy of life, discovering a
pacifist value system in a doctrine of non-violence. The new
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semiology is superior to the old beliefs and is based on love of
neighbour and the doctrine of forgiveness. Christianity won the
most important battles in the 1st, 2nd and 3rd centuries, making it
the largest religion on earth today. Its ontology promotes a salvation
of souls according to the teachings of Christ, the Son of God,
sacrificed on the Cross for the forgiveness of sins. The Christian
faith becomes the most complex and profound thesis of those who
accept the ministry of an incarnate God, receiving the light of a
relationship based on love and forgiveness. By conquering souls in
need and suffering, the new Christian faith spread throughout the
Roman Empire at the end of the 3rd century and later laid the
foundations of European civilisation.
The Christian way of salvation differs from the Buddhist way of
salvation promoted by the four noble truths of the Buddha's first
sermon:
1. Dukkha suffering or pain manifested especially in birth, old
age or illness;
2. Tanha or Samudaya reflecting the origin of suffering in
desire, thirst or craving, all of which are causes of reincarnation;
3. Nirvana or Nirodha through the quenching of desire in which
thirst and pain cease;
4. Magga cease of suffering representing the 8-armed way or
path to attain Nirvana and cease of metempsychosis.
In the Buddhist universe, the body is considered a prison for
the soul. Freedom from the body is the secondary goal of the
passage to other existences, and stopping reincarnation becomes
the main goal of salvation. Detachment from the world, as a natural
process of detachment from all desire, becomes the goal of the
Buddhist monk, choosing dharma (a concept common to Hinduism,
Buddhism, Jainism, Sikhism, etc.) in accordance with Rta (Rita, the
principle of natural order and the universe). Suffering must be
alleviated, but the sufferer must not be helped to pay for kharma
(the principle of retributive justice whereby one pays for one's sins
through suffering and the cycle of successive reincarnations).
Buddhism, Hinduism, Jainism and Asian religions in general do
not know the doctrine of forgiveness nor that of immediate freedom
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from suffering, but together they promote a moral order of all things
and a belief in the immortality of the soul. In all the world's religions,
techniques for communicating with the sacred space arise from the
need for purification through the participation and ritual exercise of
magic formulas, prayers, forms of meditation or other procedures
and manifestations included in a concentric and unitary circle of
values that only faith can use and understand. Is it possible for
science to capture the phenomenon of faith without altering its
meanings? The definition of the sacred is also a definition of the act
of faith, because its perception leads to its belief and existence, as
well as to its fantasies. Faith is the reference system of the human
soul, which wishes to overcome death. Faith extends man's life
towards a universe in which he places his hopes for a better world.
Finally, faith is thus another dimension by which we define human
nature as the apotheosis of supernatural creation, without
separating it from its biological nature, in two distinct worlds, as
Durkheim understood it. Faith unites man with God at a point where
it overcomes death and any limitation of reason which thinks itself to
be all-knowing.
The sacred is a subject of consciousness, the very essence of
religion recognized as an inner experience. “The manifestation of the
sacred ontologically grounds the world. In the homogeneous and
boundless expanse, where there is no point of reference and no
possibility of orientation, hierophany reveals a fixed point, a Centre”
(Eliade, 2000: 19-21). The centre of the manifestation of hierophanies
appears in a certain place and moment, but it can be omnipresent in
the same way that we define infinity as a divine quality. The issue is
rather one of perception in the sense that at certain times and places,
hierophany is revealed to us by divine will, and less so by our will.
The universal category of the sacred, along the lines of Durkheim,
Cassirer and Caillois, belongs to an absolute reality that is opposed
to the non-reality of the profane and, therefore, the manifestation of
the sacred ontologically grounds the world (Casajus, 1991: 641, 642).
However, the resistance of the term derives from the reverse
direction. No religion rejects the profane life, even if in Buddhism, for
example, the critical view appears that the body is considered a
prison of the soul. The body is meant to wash away the sins of a
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present or previous existence, and the suffering caused to the soul
then justifies the act of purification. The body is a prison of the soul
which limits a freedom conditioned by the doctrine of the washing
away of faults, and man is obliged to pay attention to the body in
order not to become a slave to carnal desires. In this way, a balance
is created between body and soul in favour of the soul, in the desire
to help it wash away the sins of the past.
In Christian doctrine there is a perfect harmony of dogma
between body and soul. The body is the centre of temptations and
major trials and the same body is the church of the Holy Spirit.
According to the Romanian sociologist, Constantin Schifirnet, it is
well known that religious institutions and faith in general compel
people to adopt health-related behaviours, such as dieting,
sanctioning/renunciation of some negative practices (alcoholism),
recommended by religious groups promoting new values for this
purpose (1999: 54). Cleanliness and care for the body is akin to the
purity of a place of worship. If we identify in man both elements:
faith, through the soul, and the body, as the seat of the Holy Spirit
in relation to the sacred and the profane; then the profane, through
the body, becomes a necessary component of the unity of the
human being. Their unity is reflected in the two judgments of those
who have passed into eternity: the judgment of the body and the
Last Judgment. The body and the soul experience a temporal
symbiosis at birth, then separated by death and reunited at the
Resurrection of the Last Judgment. For human reason, symbiosis is
a barometer indicating the health and cleanliness of both
components and their balance is a sign of harmony. The state of
conflict and dissatisfaction affects the soul that desires peace and
detachment from everyday problems.
The crucial issue, which intervenes at this point of the analysis,
is to identify the reasons for the soul's detachment from the noisy
tumult of the world. Hierophania usually manifests itself in a quiet
and still place, acting as an alkaline substance on pain; moving into
a noisy sphere means returning to the profane world.
All religious acts have a symbolic value. If any religious act is a
hierophany for the one involved, then it is undoubtedly accompanied
by a symbolic representation. The symbol remains a core structure of
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the sacred, making hermeneutic analysis accessible (ερμηνεια - to
interpret, to translate). Through the hermeneutics of the hierophants,
a fantastic world is revealed to us, starting from the symbiosis of soul
and body. Aristotle's theory of the phantastic pneuma demonstrated
the existence of a connection between blood and pneuma as a subtle
form of the soul; pneuma is a kind of etheric body that operates with
images, by means of symbols. “The Aristotelian theory of fantastic
pneuma did not arise out of nothing. On the contrary, it can be said
that it has nothing original, apart from the assembly of the parts of
which it is composed. The system belongs to the Stagirit, while the
elements of the system are pre-existent” (Culianu, 1999: 30-31). The
fantastic world is an extension of the profane world, a language
understood by the soul and partly by reason, through decoding and
imagistic interpretation.
The fantastic is the source of the religious imaginary, which is
particularised by the vision of certain groups of people according to
their specific perceptions. The fantastic is the first world structured
according to the principle of hierarchy. The premise of all religions,
according to which the world seen here is not singular, is based on
the hierarchical theory of worlds. Our world could not exist without
being preceded by a higher world. Creation presupposes that
something emerges from something else; as a result, we are tempted
by the following logical deduction: if something emerges from
something else, then there is also a reverse meaning. We are not
capable of creating another world, and therefore we are not superior
to other beings. By superior being I mean someone who can create
another being. As long as we humans are not able to come into being
(I'm not talking about birth in this context), it means that another
world cannot appear beneath us. The earth beneath us is the limit of
our world, the boundary and threshold imposed by the presence of
matter. The world above is therefore the fantasy world that we cannot
rationally understand, but we intuitively sense through the already
demonstrated causality.
The centre of the fantasy world lies in the attempt to restore
the imaginary to its ontological dimension. The symbolic image here
becomes a transposition of a concrete representation through an
abstract meaning. The symbol of the fantastic is defined as a
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representation of a mystical order, which keeps a coded secret, thus
becoming an epiphany of a mystery. The awareness of epiphany is a
revelation of sacred symbols through which we interpret the
congruence between myth and saturated archetype (a concept
proposed by Jung and used by Rudolf Otto as a key element in the
analysis of religious phenomenology). Numinous, the totality of
irrational elements in the human universe, induces a state of
permanent anguish in the face of the inexplicable. More precisely,
the phenomenon of epiphany has become, in reality, a direct
manifestation of hierophany. The transcendence of numinos refers
to the symbolic world of myths and cosmogonies. Rudolf Otto's
noumenon escapes the moral relation, transcends the physical world
and becomes a concept appropriate to human experiences, feelings
and reactions to the inexplicable. Through these extraordinary
states, pleasant or unpleasant, man experiences the sacred in its
entirety. Man has an enormous potential for profound experiences
of which he is only aware at the time of religious experiences.
From a philosophical perspective, Sartre recognizes that the
imaginary, through the power of symbols, acquires a qualitative
superiority over the extent of perception: any spatial determination
of an object in the image presents itself as an absolute property
(1936: 165). The deciphering of the signifier is a complex
hermeneutic process and not merely a logical decoding. In this
context, the soul becomes a cosmic observer and a partner of the
imaginary operating with transcendental symbols and meanings, a
language that remains unknown to reason.
Another important element in the phenomenological panoply of
the sacred is the ethnographic term taboo, which leaves the
environment of primitive cultures to enter decisively into the
formation of a hard core around religious dogma. The taboo10 thus
10
In the Eliadian view, taboos are "in any case, kratophanies, manifestations of force and are
therefore feared and revered. [...] However, the mechanism of the taboo is always the same:
certain things, persons or areas participate in a totally different ontological regime and
consequently, contact with them produces a rupture of ontological level that could be fatal. The
fear of such a rupture - necessarily imposed by the differences in the ontological regime
between the profane and the hierophanic or kratophanic condition - occurs even in man's
relations with consecrated foods or those supposed to contain certain magico-religious forces"
(Eliade, 1992: 33-35).
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Sacred and political power
becomes a first legal form of regulating the social relations.
The concept of taboo suggests that original indistinction between
pure and impure, an incipient act of the religious phenomenon in
human history. Here we find a symbiosis of opposites: veneration aversion present in the sacrificial act.
In the linguistic perspective proposed by Roger Caillois, the
sacred is defined in relation to the taboo, as something intangible,
without being tainted nor defiling (2006: 39). In other words, the
taboo confirms the relationship of the sacred to our material world
through the image of a virgin fleeing from her pursuer, a young man
marked by the intentions of the profane.
Emile Durkheim published an entire chapter
on this subject in his work Les formes
elementaires de la vie religieuse, in which he
analysed the ambiguities caused by the
terminology of the word sacred. In this case,
religious forces are classified into two opposing categories, the
fastidious and the nefarious; it can be said that Durkheimian
operates, in his theory, with elements of the experience of religious
taboos, through which the sacred acquires a positive and an obscure
power (Durkheim, 1995: 375). His vision reveals a Confucian aspect,
in that two opposing elements appear simultaneously together to
define each other. And yet, if we examine the good-evil dichotomy in
the religious key, we perceive a difference akin to the up-down
relationship. The good are up and the bad are down, as is the
presence of heaven versus the presence of hell. Both exist in a
fantasy world and define each other according to the principle of
mutual confirmation: heaven exists because of hell; but there is a
clear qualitative or at least hierarchical difference that Durkheim
does not capture in his description. What escapes his analysis is
essential in differentiating the religious phenomenon, which is
concerned with those above from black magic, an example for those
below. The upper and the lower form the fantasy world, the subject of
debate in these pages; the sacred, however, belongs to the upper
world and the religious phenomenon that does not include the lower.
From another perspective, Mircea Eliade approaches the
sacred in relation to the history of religions, giving it the rank of a
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fundamental axis, representing the basis of all religions. Mircea
Eliade links sacredness to the archetype of pure man, a vital
condition for the aspirant who wishes to experience the
supernatural. In Lucian Blaga's philosophical vision, every human
being is the repository of a dose of purity intrinsic to his inner being
amidst mystery as well as revelation. The path to such knowledge is
illuminated by the unbridled flames of mysticism, a difficult path
that evades scientific evidence.
The history of religions is, first of all, a science of man, because
by analysing the mythical, symbolic creations of traditional cultures,
the historian can place, individually or communally, the human
experience in the world, through the awareness of a certain situation
in the cosmos (Eliade, 1992: 419). In this context, all religion has a
historical character. Note that there are no pure religious phenomena
(since the sacred is always embodied), they cannot be exclusively
unique. The religious act highlights the deep spiritual dimension of
man thirsting for eternity. Religion is a source of satisfaction for the
truth-seeking human soul. In Christian apologetics, the more man is
tormented by suffering, the more he longs for God. This burning
desire of man to come closer to God, to truth, has been imprinted in
the manifestation of religious forms (Dancă, 1998: 107). The sacred
horizon of religious experience is reduced to the historical processes
of genesis, development and evolution of each cultural phenomenon,
to which must be added the need for reversibility between religious
consciousness and historical consciousness.
According to the above statements, religion, from the Eliadian
perspective, is only possible through notions such as transcendence,
revelation and reality. Thus, the sacred becomes the fundamental
object of religion. The search for the essence of the religious
phenomenon in the sacred-profane distinction implies a dichotomy
between the forbidding sacred (a notion associated with the term
taboo) and the positive sacred (represented by mana) (Ries, 2000:
31-33). Starting from the classical sacred-profane bifurcation,
Rudolf Otto adopts a new technique to define the religious
phenomenon, namely man's conquest of the numinous. The method
devised by the researcher ended in the formulation of three
hypostases of the sacred:
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numinous sacred;
the sacred in terms of value;
the sacred as an a priori category of the spirit.
For the Belgian Cardinal Julien Ries, Rudolf Otto's theories are
a reaction to sociological theories, replacing the Durkheimian
postulate of collective consciousness with the postulate of an inner
revelation (2000: 40). Thus, the theologian and philosopher
Rudolf Otto founds a phenomenology of the sacred, a psychology of
the religious man. In contrast, the Dutchman Gerardus van der
Leeuw (a specialist in the history of religions and philosophy)
attempts in his analyses to synthesise the internal structures of the
religious phenomenon, giving them meaning by investigating man
from the point of view of behaviour rather than feelings. Van der
Leeuw resorts to a phenomenological reduction, facilitating an
explanation of the essence of religion through permanent 'contact
with the sacred' (2002: 30).
The level of archaic cultures is impregnated with the sacred,
being invested with a religious value. The folk mentality is formed
according to certain archetypal laws, which register the individual
insofar as it is integrated into an impersonal category; it thus loses its
historical authenticity and becomes an archetype. This type of folkloric
thinking has evolved from the ontological imprint. The fear of the
archaic man is born from nonsense, death, his entire existence being
eager to learn about the Ultimate Reality.
The obsessions of archaic man lie under the meanings of the
ontic and the ontological. Everything he does and thinks is a copy of
a divine prototype or cosmological gesture. His actions are aimed at
his participation in the real as well as at placing himself at the centre
of reality (the sacred). Man's mental structure is characteristic of the
archetype and the impersonal (Dancă, 1998: 136). The meaning of
the term structure is close to the meaning of the notion of archetype,
as a cosmic moment identified both in nature and in consciousness.
Their origin is not only historical, but supra-historical (the meaning
is transcendent in nature). The term transcendent represents all that
is beyond present man and his present possibilities. In this sense,
the object of magic and religion is transcendent because it goes
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beyond man's immediate reality (Culianu, 1998: 49-50).11 Belief in
the sacred and magic is universal. Any magical and religious act as
an experience of the sacred, the divine, and the Ultimate Reality is
reduced to a level rupture. Thus the real becomes identified with the
non-real. The level rupture conforms to certain ritual, mythical or
metaphysical norms. The pattern indicating reality of a mythical or
metaphysical nature (going beyond reason) has undergone many
changes due to history and the evolution of ideas. All that has
remained unchanged is their function.
Hierophany is primarily a way of expressing the sacred. Thus, in
the case of religious phenomenology, it is necessary to specify the
form in which the sacred appears. Although it can manifest itself
anywhere, there are also privileged hierophanies. The “History of
religions treaty” transcends historical-religious morphology, since
every religious document reveals a modality of the sacred as a
hierophany and a positioning of man in relation to the sacred. The
task of any research is to capture the double aspect of the religious
fact, which leads, on the one hand, to morphology (the aim of
classifying hierophanies) and, on the other hand, to a philosophical
anthropology (hermeneutics of hierophanies in relation to the
question of the meaning of being posed to “facts” and classes of
hierophanies, which reveals an ontological perspective) (Culianu,
1998: 99). A privileged typology of hierophany is the celestial
hierophany which assumes the existence of a supreme being and
thus becomes Deus otiosus (present, for example, in the Australian
tribes). In this analysis, the transformation of the celestial deity into
an atmospheric deity is relevant. The same type of change is
signalled in the case of Zalmoxis, who is supposed to have been
replaced by Gebeleizis and whose case is analysed below.
The path of Zalmoxis, as god, king or prophet (equated with
the Zarathustra of the Persians) is the second example of
hierophany and epiphany. In this respect, the careful historical
11
Culianu clarifies the three meanings given by M. Eliade to the notion of archetype: in the
sense of prototype (a simple morphological category), in the historical-religious sense of
historical category, in the sense of Jung's psychology (for him, archetypes can be drawn from
religious and folkloric traditions) and have a subjective side, because they are autochthonous
and autonomous of the subconscious). However, Eliade, when referring to archetypes in the
psychological sense, considers them truthful only as an objective form.
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analyses included in Mircea Eliade's work “From Zalmoxis to
Genghis-Han” have made it possible to portray the folklore of the
Transdanubian territory. The construction of this book is devoid of
the presence of the hermeneutic element, which brings with it a
philosophical anthropology. In analysing the attributes of Zalmoxis,
as well as his integral image, Mircea Eliade used as his first source
the historical writing of Herodotus. In a passage from Herodotus'
Histories, Zalmoxis is described as a slave of Pythagoras, who, after
gaining his freedom, was sent to the Thracians to instruct them.
Herodotus mentions that Zalmoxis ordered a dwelling to be built
underground, where he remained hidden from Thracian view for
three years. In the fourth year he returned among the people, for
which all his sayings acquired the intrinsic value of truth
(Herodotus, 1961: 95-96).12.
The elements that stand out in Herodotus'
text are the following: Zalmoxis is the one who
brought the Thracians Hellenistic culture, as well
as the fact that the essence of Zalmoxis'
Pythagorean doctrine was the idea of immortality.
On a symbolic level, the underground dwelling,
which represents Zalmoxis' refuge, has a magicalritual significance and recalls a legend about
Pythagoras (a different experience from that of
12
"According to what we have learned from the Helenians living in Hellespont and Pontus, this
Zalmoxis, being a man (like all men), would have lived in bondage on Samos as a slave of
Pythagoras, the son of Mnesarchos. Then, gaining his freedom, he would have acquired much
wealth and, acquiring wealth, returned rich among his own. As the Thracians led a life of abject
poverty and lacked learning, this Zalmoxis, who knew the Ionian way of life and morals better
than those of Thrace, as one who had lived among the Helenians and above all as the wisest man
of Ellas, had a reception hall built for him next to Pythagoras, where he would lodge and entertain
the leading citizens; during the banquets he taught them that neither he, nor his guests, nor their
descendants in eternity would die, but would only move to a place where, living forever, they
would enjoy all goodness. All the time that he was entertaining his guests and saying this to them,
he had a dwelling made for him under the earth. When the dwelling was ready, he made himself
invisible from among the Thracians, descending into the depths of the underground chambers,
where he remained hidden for three years. The Thracians were filled with grief for him and
mourned him as if he were dead. But in the fourth year he appeared again before the Thracians,
and so Zalmoxis made them believe all his words. This is what the Helenians say he did. As for
myself, I neither doubt nor fully believe what is said about him and his dwelling under the earth;
besides, I reckon that this Zalmoxis lived long before Pythagoras. Whether Zalmoxis was only a
man, or whether he was really some god in the parts of Getia, I leave him well alone."
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Zalmoxis). Pythagoras took refuge in the underground dwelling after
reading his mother's letter and, after his time in the cave, he was
able to retell its contents to the Greeks without breaking the seal.
The initiation ritual in which Zalmoxis participates represents the
descent into hell, equivalent to the knowledge of initiatory death.
Disappearance (occultation) and reappearance (epiphany) are
attributes of a divine being or a messianic king, prophet, magus or
even legislator. This mythical-ritualistic scenario is frequently
encountered in the Mediterranean and Asian world, the cave being
representative of the world beyond, which could even imitate the
night sky: imago mundi; hence Zalmoxis was considered a divine
being, belonging to the celestial. Herodotus does not decide on the
origins of Zalmoxis, nor does he classify him as a human being or
as a divine being, but he confirms with conviction his existence at
the same time as Pythagoras.
In Indian thought, sacrifice is a play of sacred and magical forces
that ensures godhood (devatma). Thanks to the force of sacrifice, what
is human and transient is transformed into the divine and eternal,
which can also be confirmed in the case of Zalmoxis. The sacrifice of
the messenger is meant to renew the bond between Zalmoxis and his
followers, considering him to be a Thracian god. Through the
messenger the demands of the people were conveyed, which could no
longer be achieved by direct means of communication. If the
messenger, who was blown up (another element indicating Zalmoxis'
celestial origin) and did not die, he was considered guilty of failing to
establish a connection with the god. The ecstasy that intervenes is of
shamanic origin13. Furthermore, the revelation brought by Zalmoxis
to the Getaeans is communicated through a mythical-religious
scenario of death (occultation) and return to earth (epiphany).
The political relevance and kratophania of the mythological
image of this mythological figure can be identified due to the change
of his name from Zalmoxis to Gebeleizis (considered god of the
storm). The identification has been disputed by historical sources,
the religious cultures of the two gods, the difference being too great.
13
Mircea Eliade believes that a confusion has been made: the Romanian people did not involve
shamanism in their traditions; it was, in fact, an element belonging to the Hungarian culture in
this area (1970, From Zamolxis to Genghis-Han).
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However, the etymology of the name of Zalmoxis originates from
words that are closely related to what the cult of 'king, lord of men'
represents and promotes. The name Zalmoxis also appears alongside
the name Deceneus, who was a priest (the same is true, for example,
of the Druids, whose functions were of great importance). The
confusion of the two names, present in the Goths and Geats, has
become a bridge for the survival of the Get people, whose emblematic
figure, Zalmoxis, has been revived by historiography.
Starting from these privileged hierophanies, it is necessary to
reconsider the perspective on history that Mircea Eliade constructed
through the prism of religious phenomena. Thus, Eliade attributed
three different meanings to the notion of history:
history in the cultural-historical sense;
history in the sense of Weltgeschichte - in other words, the
great cultural events;
historicity or conditioning and determination of any human
situation.
The role of history in Eliade's philosophy is determined by
some observations that are strictly in the realm of hierophanies.
More explicitly, there are forms of hierophany that cannot appear
before a specific stage in the historical evolution of a given culture is
reached. However, if hierophany turns out to be a revelation, then
the acceptance of historical accidents determines that it must be
analysed and constructed outside of historical conditioning.
Ignoring them is an error, since any modality of the sacred indicates
a significant manifestation for the human being. Moreover, the
dialectic of hierophanies is represented by the sacred, limiting the
boundaries of the profane. The limitation shows that certain facets
of the sacred are revealed in a particular hierophany. Its sides are
sketched geometrically like a three-dimensional cube, and its modes
of manifestation are religious facts, which are, basically, subject in
the history of religions study. (Culianu, 1998: 109).
Through the dialectic of hierophanies, the relationship between
the sacred and the profane is clearly explained: the sacred is
synonymous with what is significant or meaningful in itself. The
paradoxical experience, through which man is forced out of his
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profane universe, leads him to enter a qualitatively different
transcendent universe. The structure of the transcendent universe,
and therefore of the sacred, differs from culture to culture, from
religion to religion. The sacred, as meaning and Transcendent
Reality, manifests itself in the realities of this world, which, at the
same time, limit and hide it (Dancă, 1998: 110). If the sacred, as
meaning, is the object of revelation, then knowledge of the sacred
means recognition both of its sign and its form of manifestation.
The creations of archaic man demonstrate the equivalence of
the sacred and the divine in terms of their attributes, yet their
different functions. In Eliade's conception, both the sacred and the
divine are primary and universal categories of interpretation. They
are part of archetypal intuitions and primordial visions, revealing
man's position in the cosmos (Dancă, 1998: 135-138). The
identification of the sacred with the Ultimate Reality demonstrates
the fundamental ontic role of the cosmos. In contrast to archaic
man, who tries to be in solidarity with cosmic rhythms, modern
man has undergone a process of desacralization, wishing to achieve
independence from the cosmos. His partial freedom requires
isolation from the cosmos. The discrepancy between modern man
and archaic man manifests itself in the sacred-profane opposition.
For the archaic horizon, myth is the paradigm to which all
consciousness refers, whereas today it has become a kind of
existence rooted in the human subconscious. In his work “The Myth
of the Eternal Return”, Eliade notes that archaic man is more
creative than modern man because he recognises the capacity to
regenerate time. Archaic man places every action in real (mythical)
space and time, like a leap into the transcendent. What is
transcendent identifies itself with the visible cosmos, going beyond
it. The transcendent represents in itself, power and reality as
attributes of divinity. Through direct contact with the sacred, the
archaic man comes into possession of the force or the mythical real.
This is made possible by imitating the behaviour and gestures of
those who embody the sacred and, by implication, the divine. The
difference between the sacred and the divine is perceived by the
archaic man: the sacred creates in a realistic way and the divine in
an archetypal way (at that time, for eternity).
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A critical point for the folkloric way of thinking is the
equivalence between hierophany and theophany. Both cause a
paradox to arise: in the case of hierophany esse coincides with non
esse, the ephemeral with the eternal. The equivalence of theophany
and hierophany is completed by the intervention of the concept of
kratophany (manifestation of power), identifying the two
phenomena. This perfect identity between theophany, hierophany
and kratophany, which has caused some confusion, is the weak
point of the Eliadian theory of the sacred.
However, it is unquestionable that, within religious experience,
the encounter with the sacred produces a rupture of an existential
order, untranslatable to logical-discursive terms. The only way of
expression belongs to notions specific to mythical-ritual language.
Thus, the sacred does not appear directly, but mediated, resulting in
a coincidentia oppsitorum between the sacred and the profane,
between the significant and the seemingly meaningless. The language
of hierophanies is symbolic and not ontological, which is why the
sacred is interpreted as a sign. (Dancă, 1998: 113)14. Symbol is
defined as a language characterized by a series of distinctive features:
the simultaneity of meanings that aim at human solidarity with
society and the Cosmos. This represents the unifying function of the
symbol that can pass from one area of reality to another without
producing confusion or a process of fusion (Culianu, 1998: 107).
In contrast to this Eliadian approach to the religious
phenomenon, it is noted that in the research of Émile Durkheim,
Marcel Mauss and Henri Hubert, Levi Makarius, Réne Girard and
Roger Caillois, the sacred is analysed from its definition and as a
collective notion at the basis of religion seen as a social phenomenon
(Ries, 2000: 13). The identification of the sacred-social relationship is
supported by Durkheim as well as by Mauss and Hubert. Unlike the
theorists who emphasised the strictly religious side of the religious
phenomenon, Roger Caillois produced a sociological outline of the
sacred. In this case, the approach to the sacred is based on the
ambiguity of pure and impure, and the definition of the numinous
14
Hierophanies can become symbols. The characteristic of the symbol is not only that it is an
extension of a hierophany, but that it is itself an autonomous hierophany. The "logic of the
symbol" is illustrated by magico-religious symbolism and is confirmed in the production of the
"subconscious and transconscious activity of man".
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as: “a category on which religious attitudes are based” (Ries, 2000:
26). A conclusive example of this is provided by the Hittite religion,
which has been subjected to scholarly analysis through written
documents on the social and religious context of the 2nd millennium
BC. The documents revealed the impossibility of applying Durkheim's
and Mauss's theories in this space, the sacred not being: 'conceived
as an impersonal power', as an extension of the divine that allows for
correlation with the human being (Ries, 2000: 106).
In opposition to this approach to Hittite religion (in terms of
the methodology used) Dumézil developed a new grid of analysis of
the religious phenomenon, involving a more solid relationship
between the elements: social, political and religious. The study of
Indo-European religion is based on Georges Dumézil's research, the
central notion being that of the ideology of the three functions:
priestly-religious, military and economic (Dumézil, 1993: 273).
Archaic society among Indo-Europeans, Dumézil observes, is
founded on a double articulation: a social tripartition and a
tripartite theology. This structuring gives the sacred an
unmistakable relation to the function of sovereignty (patented by
the gods responsible for the cosmic order: Mitra-Varuna) and is not
a peculiarity but provides the pattern of the archaic religious type.
The three functions are:
sovereignty;
strength;
fecundity.
To highlight this type of organisation, Dumézil used a genetic
comparison, involving mythological, archaeological and sociological
resources. Roman religion takes over from the Indo-European
heritage the theology of the three functions and the tripartite social
ideology. The manifestation of the sacred can be traced through the
analysis of rites and ceremonies, the pantheon, the divine being
directly involved in the daily life of each Roman. The sovereign god
of the Romans, Jupiter was invested with a double authority:
heavenly and juridical, which would give him the title Jupiter
Optimus Maximus, thus bringing together the two ideologies, royal
(rex) and priestly (flamen), identified by the Belgian historian and
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cardinal Julien Ries, in the periods of Roman history from royalty,
republicanism to imperialism (2000: 128-149).
3.2. Sacredness of power in the Christian imaginary
“And he will shepherd them with a rod of iron, and as the
potter's vessels he will dash them in pieces, even as I have taken
power from my Father” (Bible, Revelation of St. John the
Theologian, 1994: Chap. 2, v.27).
As early as the first Christian century, the Apostle Paul (27-67
AD) associated power with divine love with the expression “omnis
potestas a Deo” (all power comes from God), a maxim taken from
the quotation: “Let every soul be subject to the high powers; for
there is no power but of God; and what things are, they are
ordained of God” (Bible, Epistle to the Romans, Chap. 13. v.1). The
quotation formed the basis of the ministry theory of political
authority. For the Apostle Paul, God is the supreme power, and the
origin of power is in Him; therefore, even human power, of whatever
kind, must be subject to divine power. With his thesis, the Apostle
Paul questions the intentionality of power which, in human hands,
becomes either constructive or destructive. The question arises: if
all power comes from God, then can divine power be exercised by
any man, or is it revealed only to those who deserve it, thus
acquiring a special recognition? The Bible reminds us that Paul was
Saul, one of the fiercest persecutors of Christians. At the moment of
his encounter with God, through the epiphany of Jesus' image, Saul
is blinded and then converted to faith. Saul is part of the Christic
revelation, the epiphany that transforms him into its opposite,
making him one of the fiercest defenders of the Cross. Theologians
speak of this moment by the phrase resurrection of the soul, not
because Saul receives a new soul, but because his soul is renewed by
a higher power, acquiring faith.
The theory of the ministry issued by the Apostle Paul not only
reveals the truth of the Christian faith, but also gains a form of
political brilliance. In the Epistle to the Romans, 13:1 it says: “there
is no dominion except from God”. With this phrase, Paul saves
Christianity from perdition, faith becoming a form of unconditional
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submission to Roman political authority. The Apostle Paul demanded
obedience for the washing away of original sin, thus Christians
become the most obedient citizens of the empire. In the first century,
a new Christianity was emerging, unnoticed, and slowly but surely
spreading through the dark catacombs of Rome.
Life for Christians, according to the Apostle Paul, is not only joy,
but rather a joyful embrace of suffering. The theme of suffering is the
central theme of Christianity, a way of atonement for sins, an
acknowledgement and acceptance of the sufferings of Christ. On this
doctrine rests the new philosophy of power that conquered the most
powerful empire. On the other hand, the suffering,
the majority, found meaning in a doctrine justifying
their sufferings and shortcomings. To be a slave, to
have a hard disease, to be wronged and grieved, to
be alone and hungry, and all other forms of
suffering took on the noblest meaning through the
awareness of the two powers:
political power, a compelling force of empire;
healing power of salvation.
The critical attitude towards temptations, which lead man
astray from his path, doubles the Apostle Paul's quality as a
politician; once, through Christianity, man frees himself from the
horrors of persecution and genocide, and a second time, through
the reconstruction of a new political philosophy, based on morality
and abstention from pleasure. Paul legitimizes the new political
vision by submitting to the power of the city, making it a moral duty
of every Christian.
Overall, Christianity has been an interesting combination of
conservative and radical elements. In essence, the philosophy of St.
Paul demonstrates that social inequality was not a major concern of
Jesus and his early followers (Lensky, 2002: 30). His teachings aim
to prepare man to take on all the burdens of this world and to be
rewarded in a future world. In conclusion, the apostle Paul asks the
servants to obey their political masters, considering this a legitimate
expectation from the masters, regardless of the strength of the whip
or the pains blessed by God. The master-slave relationship will lose
its inequality, becoming a restored equality at the Last Judgment.
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As St. John the Apostle states at the beginning of the Apocalypse,
the small and the great will all be equal when the great Man
returns. The inequality of this world leads implicitly to the equality
of the world to come. The Apostle John reminds us that the only
hierarchy exists only in Heaven, the hierarchy of the angels, the
Saints, the Judges, etc. The Holy Trinity is not subject to these
hierarchies, being above all powers.
Caesaro-Papism is another important theory of political power
in the time of Byzantium under Constantine the Great (272-337), a
principle closely related to the association of the two powers or two
cities mentioned above. Emperor Constantine moved the capital to
Byzantium in 313, elaborating a new religious power structure with
the Edict of Milan. The emperor becomes equal to the patriarch as
the trustee of divine power on earth. The Emperor is the only one
invested to participate, alongside the Bishop or Patriarch, in the
Holy Mass inside the pulpit or at the altar and to sit on the royal
throne of the Church. The Emperor becomes High Priest of the
Temple under the seal of the Divine, and the Patriarch recognises
him in the hierarchy of the Church under the title of his equal and
equal of the righteous of Christ. The association of the two powers
gives a sacred aura to a single divine power legitimate before the
people. Both are expressions of theocratic legitimacy, building the
institutional sphere of the Church around the state. The image of
this type of legitimacy consolidates a mode of ethico-politicalreligious representation, dominating the whole period of the Middle
Ages until the dawn of the Renaissance.
The theory of divine grace is a theory first mentioned in the
theological-political work of St. Augustine (354-430), which
contrasts the two distinct cities: one city founded by men for their own
glory and the other city built for a divine purpose (1998: 319-322).
Human freedom must be conditioned by the omnipotent model of
divine governance. The city of God presupposes, in principle, that
the heart of every human being is imbued with the idea of justice
and peace according to the Christ model. Imitatio Christi becomes
the main thesis of Catholicism, a principle that has become popular
with many Western theologians concerned with the new
evangelisation. With the problem of social inequality seen as
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normality, peace and justice become values for each individual
conscience as bridges to divine perfection. Even the most hardened
individual fights for the peace of his family, this goal uniting all
rational beings in a possible political community that Augustine
calls civitas. The theologian Augustine believes that individuals
always belong to a group, a family, a city, a kingdom or an empire.
The relationship between the individual and society is as solid as
the relationship between a letter and the sentence of which it is a
part (Augustine, 1998: 321). In order to exist, the group needs prior
agreement. Political association therefore presupposes an initial
consensus resulting from people's adherence to the idea of justice
and the common goal of peace.
The thought of the theologian Thomas Aquinas (1225-1274)
represented an entire philosophy for the other centuries of Christian
thought. Deriving from Aristotle's ancient theory of natural law and
the teaching of St Paul, Aquinas' idea of political community aims to
establish peace on earth. Christians organise themselves according
to the model of the city, by involving themselves in the political life
of the earthly city. Without this involvement, Christians would not
be able to apply the teachings handed down by Christ through the
holy apostles, and isolation from the world would endanger the
concept of community.
The Thomistic theory of property would
later inspire Christian Democratic ideology.
Neo-Thomism mainly analyses the problem of
natural law from an ontological point of view,
as an eternal, immutable order, and from a
legal point of view, through awareness of the Ten Commandments.
The idea was taken up by personalism, a Christian philosophical
trend which considered property to be a right within the law of
neighbourly love and a model for directing goods for the benefit of
the community. The principle was taken up by Pope Leo XIII in the
Bull Rerum Novarum, along with other values: the sacredness of the
human being, tolerance, the substance of work, the common good,
the family and property as a social function. Neotomism and later
personalism occupy a privileged position in the orientation of
religious values towards political activism.
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For contemporary neotomism, natural right is an expression of
natural law as it applies in the economic and social spheres.
Neotomism proposes a new system of rules, whereby economic
measures and political institutions are evaluated according to the
criterion of positive law. The spirit of a community must define the
truth of society and, at the same time, propose its welfare. Natural
law becomes moral law. Thomism lays the foundations for the
distinction between the natural and the supernatural realm: human
reason can, independently of natural revelation, work out society's
system of organisation. Jacques Maritain (1882-1973), a leading
philosopher and thinker of Christian Democratic doctrine, perhaps
best intuited Thomas Aquinas by making a fundamental distinction
between Christian action and action as a Christian (Neuhaus, 2002:
29). For Thomas Aquinas, politics was one of the forms of holiness.
Thomism gives a theological basis to Christian democratic action in
politics as a whole, starting from social ethics, thus becoming a
suitable matrix for the concrete application of an ideal politics.
In conclusion, in Christianity political power, par excellence, is
legitimized by divine power, taking as a starting point the quotation
in which the Lord Jesus replied: “My kingdom is not of this world”
(Bible, Holy Gospel of John, 1994: 18.v36). Power from above
defines power from below, and in this relationship the principle of
imitation between copy and model is constituted. Since the holy
apostles and the first great saints of the Church, power has the
same ontological origins, whether we speak of political, military or
juridical power. Through suffering, power opens a path to salvation,
through love, as a form of healing, through war, as punishment,
and through obedience, as a possibility of washing away sins.
All the forms that derive from power are levers that help man to
acquire the title of the good Christian.
3.3. An anthropological approach to political power
Concerning the vectorial alliance of the powerful and the
sacred in the configuration of the political imaginary, an
anthropological analysis shows that the two concepts cannot be
separated, at least not in their approach and development.
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According to Eliade: 'the experience of the sacred is inherent to
man's way of being in the world' (1990: 131); it cannot be separated
from the history of the world itself and from the history of recent
man, just as the origin of political power cannot be dissociated from
the history of the sacred. The linking of the two terms also applies
to the sacred-power relationship, which underlies the constitution
and development of the state. Its genetic baggage derives from the
very transcendent character of power, thus recomposing its
character matrix. At the basis of the evolution of the human
community, we find the sacredness of power in all its splendour, a
thesis supported by arguments drawn from ancient sacred writings
and analysed by the French anthropologist Jean William-Lapierre
(1997: 61-62).
This superpower, beyond the common meaning, is ingrained
in the genetic nature of man and materializes in two ways:
through the presence of man as a social being who has
developed his identity through knowledge and power, with
the ability to fabricate objects and to know his natural world
in a unique way;
through the ontological presence of the sacred, as a spiritual
necessity perceived as a result of the evolution of
consciousness, morality and religion, a set of indispensable
attributes of human nature.
The two components facilitated the emergence of language in
symbolic communication acts and the definition of metaphor as
artistic representation. The human imagination has been enriched,
through the experience of religious and artistic life, with new
meanings, quests and questions regarding the being and the
existence as objects of its own thinking. Both hypostases proved
necessary for the Heideggerian explanation captured in the state of
being and existence, thus becoming the main poles of attraction: the
soul as the mystical part of being and reason as the night
watchman of the soul by day.
The existential real and the unreal are included, paradoxically,
also in existence, in what is perceived and in that which is perceived
in the dimension of the fantastic imaginary. Returning to the term
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"fantastic", it is a synonym for the sacred space which includes the
non-real existence that participates to the emergence of political
power. Politics originates in the fantastic dimension of religion,
having the role of imposing order on the prolonged state of anarchy
of primitive man.
To the ancient Chinese, Heaven and Earth were originally
thought of as an egg from which the anthropomorphic god PAN KU
was born. When he died, PAN KU's head turned
hard and became the holy mountain: “his eyes
became the Sun and the Moon, his fat gave birth
to seas and rivers, the bristles of his head and
body became trees and other vegetables” (Eliade,
2000: 247). The symbols used in this cosmogony
led to the belief that Heaven and Earth form an
indestructible unity, being separated at the
death of the supreme god. The sacred body of the
god generated life; death was seen only as a metamorphosis of the
energy of matter that kept intact the essence of divine life. The
centre of the cosmos is crossed by a vertical axis (symbol of the
spine of PAN KU) which is surrounded by the four horizons. It is
from their position and orientation that the four cardinal points, the
four seasons and the idea that the earth is a square originated. The
four horizons and the centre represent the five primordial elements
that make up energy and matter (water, wood, fire, earth and
metal). Each element corresponds to a particular colour, smell and
sound. In another legend, Huang Di (Heavenly Father) is said to
have ordered Zhong Li to separate Heaven and Earth to stop the
gods from roaming the human world. The gesture has been
interpreted as the supreme god's wish to prohibit other gods from
taking advantage of mortal weaknesses. The supreme god is the
centre of the universe who watches over universal harmony. This is
where the myth of unity and harmony comes in, which ranks things
and spirits so that they do not come into conflict. The outbreak of
wars, disorder and droughts is a problem of rituals gone wrong.
Cosmic rhythms are the natural dualities that manifest in nature
and social life (male - female, recessive - dominant, hot - cold, Sun Moon, light - dark); all these relationships ensure universal unity and
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harmony through the Dao. To the ancient Indians, Varuna is the
sovereign god over gods and humans. He: 'stretched out the earth
like a butcher who skins the skin of the slain animal and lays it like
a carpet before the Sun. He put milk in the cows, understanding in
the hearts, fire in the waters, the sun in the sky, soma on the
mountain” (Eliade, 2000: 133). In both cosmogonies, the image of the
great Creator is charged with a mystical symbolism of birth, the
source of the existence of all things.
The Aristotelian Zoon politikon builds its citadel on the model of
an imaginary fantasy inhabited by gods. The citadel becomes the
central concept of the state, which the Greeks compare to Zeus'
Olympus through the triad: a lord (despot), a living space to be
defended and a hierarchy that demands obedience and submission.
The way it is organised is also found in early ancient mythology. The
first wars and revolutions belonged to the gods and not to humans.
Before Prometheus brought fire to us, the gods were the only ones to
use it, just as Hephaestus is the first blacksmith, Hermes the first
merchant and Demeter the first goddess to teach humans agriculture.
The gods are the creators of great innovations, and humans have
deciphered some inspired and conscious ideational representations.
From the fantastic dimension of mythologies also emerges the
meaning of politics, as a vector that watches over human welfare. The
evolution of power includes a history of the legal domain intuited in
the texts of the ancient Greek philosophers (Plato and Aristotle) by the
term nomos (nomoi, which in Greek means unwritten law), a
pioneering concept of the system of laws.
Based on this mythological past and these comparative
analyses of belief systems, kratophany or the science of power has
taken on many symbolic-religious meanings, with an important role
in today's multi-secularised society, being present not only in the
hard core of social-political sciences, but also in classical sociology
and social anthropology. Modernity has enabled the world to move
from an age under the banner of divine providence, as the hallmark
of the Middle Ages, to a new age freed from the hierontocratic
tutelage of the gods, exchanging them for gods of machines and
electric light. At first glance, the sacred is dethroned, replaced by
the terms of instrumental reason. The ideals of the two worlds
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became vertiginously separated from each other as early as the
Renaissance, following the Church's refusal to recognise the merits
of Galileo Galilei, temporarily separating it from science. The
Reformation and the Enlightenment were to crystallise definitively,
and the rupture between the sacred and science, between politics
and morality, then became part of the accelerating process of
modernisation, moving from the simple to the complex, from the
traditional to the modern.
The anthropological view of the state involves an analysis of the
religious origin of personalised power, from which later
institutionalised power derived. The personalisation of political
power developed from the sacred authority of early rulers, tribal
chiefs, pharaohs or kings. The act of birth or the primitive body of
the state cannot be located somewhere in time, but can be
interpreted within the religious phenomenon. Regardless of the
ideological product that postmodernity represents today, the state,
as an institution, keeps intact its origin and its ontological matrix
through family and church.
In the creationist view, the birth certificate of the state appears
as a divine power with the constitution of the first family present in
the biblical dyadic model of Adam and Eve. According to the Bible,
the first family lived in Eden, a primordial state, which confirms
that the embryonic forms of the state emerged in the gardens of
heaven. In the same vein, political sociology begins an analysis
beyond historical space15. Thus, the state is directly assigned a
prominent role for the family in leadership and defence, alongside
the Church, protecting it through the deontic argument of power.
The origin of power in Christianity lies in the very act of
creation in Genesis. The configuration of the Adamic world is the
result of the six working days. The incarnation of the word into
deeds is the power of the act of communication. The principle: “we
speak, therefore we” do has a meaning that apparently escapes
15
For Professor Virgil Măgureanu, the first permanent human groups, whether smaller or
larger, based on hierarchies and on distinct and long-lasting interests, with specific modes of
organization recorded in rituals or in laws and where the forms of activity are not born of
spontaneous or occasional convictions, but, on the contrary, are directed by individuals or
groups and carried out by other individuals or groups, even if the latter do not always wish to do
so and might even be tempted to resist, are certainly characterised by power (1997: 34).
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reason, but can be explained by the effect that any word or string of
words has on anyone. The word changes the attitude of the speaker
for better or worse and can have the most unexpected effects if we
do not know its meaning correctly. The utterance of the word has
addressability beyond the person to whom it is addressed because
we do not know where it stops. There are words whose power kill or
heal people. The power of the unconscious is as unknown as the
power of the word, but connections and effects arise between the
two. The word affects something in the unconscious, just as the
feeling of joy or love positively affects a person's state. With regard
to the main correlative elements of power (influence, prestige and
authority), the word also plays a key role in determining positive or
negative political action: 'influence and authority, as correlative
elements of political power, draw their force from epistemic and
deontic models that generate prestige and admiration for a leader, a
political style or an era' (Frigioiu, 2008: 73). The word of the elected
leader becomes a form of interaction of power which, following the
biblical model of Creation, can produce the most unexpected effects
in the act of communication with the masses and, therefore, can
address even the collective unconscious.
Political power derives from force, but is clearly detached from
any potential immorality. The raw image of power, present
everywhere in living matter, is humanised in the structure of
authority through the 'command - compliance' relationship. In
terms of democratic regimes, consensus and authority confer on the
rulers, for a limited period, the legitimacy of the right to rule. The
emergence of the state in the Ancient Orient is determined by the
presence of two major characteristics:
the need of constraint and power centralization;
the need for legitimation and authority of the person
through appeal to sacred authority.
Paradoxically, politicians in today's democratic regimes use the
same model. The synonymy of theocratic legitimacy is reproduced
through the decomposition and recomposition of the sacred into a
discourse that appeals to the moral order of things, and sometimes
through direct participation in the rituals of the people by attending
church on national holidays and, in investiture, by swearing on the
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Bible. Earning trust is a two-fold process: moral and professional.
The misuse of electoral repertoires such as: “you will be happy with
me!”, “I shall do justice” or “I shall eliminate corruption” are
expressions of reiteration of the divine order in the Judeo-Christian
“imitatio sacer” model. The utopian nature of the promises, however,
always runs up against the limits of an incompatible reality. The
utopian image of happiness is a reference to the sacredness of a
higher order that we wish to see embodied in the narrow corners of
our world. Turning its model into propaganda for the manipulation
of the masses is an immoral act of cowardice and irresponsibility on
the part of the lovers of power, who are taking advantage of the
uneducated and undiscerning masses of voters.
The sacred cannot remain solely a subject of the past; rather, it
is reborn through new metamorphoses of communication, action
and ritual in a world hungry for control and power. The new 'God' is
the banquet to which most celebrities from all walks of life and their
fans worship. In Durkheim's view, this new idol is another
manifestation of the sacred in a grey, mundane colour.
In conclusion, the power-sacred symbiosis adapts to the reality
of individual and group experiences, which human nature lives
codified in the deep structures of social-political life. These new
micro-forms of power dominate the symbolic world imbued with the
new structures of the sacred represented by the values of the
modern world. The space given to power in its connection with the
sacred remains a vital focus of concern for the social sciences. The
problem of the sacred opens up a broad horizon of scientific
knowledge by analysing collective experiences and ideas related to
the existence of an archetype designed to explain the
metamorphosis of the modern sacred. Politically, the power-sacred
symbiosis projects a superior world into an imperfect world, in the
utopian desire to dream and progress continuously.
It can be said with certainty that modern society has not
eliminated the sacred, as would have happened in the process of
secularization of the state, replacing the old gods with new ones.
The perception of the sacred is the same as in primitive man, who
seeks the supernatural in stones, a form of elementary animism.
Today's man is not far removed from primitive man when he
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worships money and things. The differences are only technological,
the referential remains in place. There have been better situations,
when man looked to Heaven with a certain sense of awe and
respect. Today, we look to the heavens for exoplanets, aliens and
nuclear missiles.
Categories of power reinvent themselves according to context.
For primitive man, power has hierophantine significance, while for
modern man it becomes an opportunity for enrichment. The effects
of power can be good or bad, depending on situations and skills and
sometimes on intentionality. In Greek mythology, Hephaestus
worked gold on demand: from goblets, jewels and temples that
delighted the Olympian gods, to weapons and murderous poisons.
Power is good because of its divine origin, but, misdirected or
in the hands of the wrong man, it wreaks havoc and can even kill.
And yet, when power is unjust, oppressive and kills, St. Paul calls
for submission and clemency, explaining that the suffering endured
is retribution and a way of salvation for sinners. The naked nature
of power emanates from the Divine, and its negative consequences
save the one who accepts it without rebellion. Power is divine, and
in the hands of man it becomes the whip of God.
3.4. Hermeneutical and phenomenological approaches to
the sacred
Hermeneutics of the sacred is perhaps the most advanced form
and method of analysis concerning the religious phenomenon,
initiated by Mircea Eliade, regardless of the specific features of
dogma or its forms of faith. The hermeneutic experience of religion
highlights a unique relationship with the heritage of tradition,
revealing a language full of meanings and symbols of genuine value,
not just a simple history lost in the mists of time. "In sociological
terms, the spirituality and culture of a national or ethnic
community preserves its traditions through the religious beliefs and
behaviours of its members" (Schifirnet, 1999: 55). The exploitation
of the most authentic mystical feelings and experiences of the past
offers an ideal opportunity to teleport us into the space of the
religious man. The success of the hermeneutic approach is also due
to Eliade's different interpretation of the sacred-profane categorical
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couple compared to Durkheim's, focusing research interest on other
areas. In order to ensure, however, a methodological and coherent
unfolding of things, I will analyse, one by one, each aspect in turn,
following to establish the hypothetical and semantic links between
the two terms.
Most religious texts refer to a space different from our world, a
space with a different emphasis from our perceptions of the
supernatural. The supernatural must first be identified with
religious phenomenology: “the notion of the supernatural generally
serves to characterize all that is religious. It encompasses all kinds
of things that are beyond our comprehension: the supernatural is
the world of mystery, the unknown, and the incomprehensible. This
makes religion like speculating on everything that escapes science
and independent thought altogether” (Durkheim, 1995: 34). Here
Durkheim makes an observation about the different forms of
knowledge between science and the realm of the supernatural in a
slightly ironic but justified way. Summing up his observations,
religion composes and sums up everything that cannot be
scientifically verified; thus, religion cannot submit to methodological
rigour in order to be captured in scientific theories and legends. The
supernatural is a synthesis of the religious phenomenon that operates
with the mysterious, the unknown and the incomprehensible,
ignoring two essential elements, man's unconditional love of the
supernatural and man's love of his neighbour through the
supernatural; it is what we would call today a social relationship
that stems from man's religious affectivity towards the Divine.
Christianity conceives of this relationship in an original way,
including in its principles sociology of religion which presupposes
going beyond the limits of an individual salvation. The New
Testament proposes the possibility of collective salvation by
attaching an imperative to the old law: the imperative of
unconditional love of one’s neighbour. The Christian principle thus
acquires different sociological meanings in relation to all other
systems of thought, which makes it difficult to understand religion in
a single key. All the major monotheistic religions contain a
philosophy of man, but in the case of Islam, or of Mosaism, the law of
retaliation “tooth for tooth and eye for eye” is in contradiction with
the Christian principle. The Muslim brotherhood is built up of
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camps, ready to come into conflict if a member needs to be avenged;
in Christianity, however, these camps disappear through the
forgiveness of the enemy, according to the principle of love of
neighbour. I stress that this does not demonstrate the superiority of
one religion over another, but highlights the particularities and
philosophy behind these belief systems. All three religions recognise
one God and the importance of the Old Testament, be it the Torah,
the Koran or the Bible. Their religious history meets on one point:
Divinity is revealed by grace and prophets or kings are God's
representatives on earth.
The history of religions aims to study this phenomenon from
the perspective of religious hermeneutics, which remains the same
in all three dogmas: belief in one God, a common history of facts,
the need for and belief in salvation, the contract with the Deity, the
laws, and belief in a Last Judgment. With regard to the Old
Testament, the differences are linked to certain dogmatic details
that create a discrepancy in interpretation and symbol. The human
being, when he intervenes, separates and divides the unique truth.
The central hermeneutical axes of the three religions, as we have
shown, are the same. The essential structures of the dogmas
dealing with the divine nature are similar. Divinity is one, but it is
symbolized differently. The God of Israel, Yahweh is the God of
Abraham, Jacob and Moses. The same God is also Christian, with
certain milder nuances. Allah is the God of Islam, wise and loving to
all believers. And yet the symbols become contrasting, so that we
get the impression that there are three different deities.
The history of religions needs the study of monotheistic
religions because they contain the most complex symbolic universe
and the most extensive hermeneutic system. In his attempt to first
define the history of religions as a science, Eliade underwent a
relevant experience in a three-year internship as a Magister at the
University of Chicago on 7 June 1959. The illustrious scholar stated
that: 'The history of religions is an impossible discipline; you have to
know everything, collect documents from at least 20 auxiliary
disciplines (from prehistory to folklore), constantly search for
reliable sources, constantly consulting specialists of all kinds'
(2004: 317). The need for a multidisciplinary approach becomes
vital, especially when subjected to a hermeneutic analysis of such a
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complex phenomenon. The unifying axes mentioned above are the
vectors of analysis of hermeneutics, and if there are different or
even contrary symbols, there are similar ones. These axes are
therefore supported and represented by beliefs, laws, histories,
facts, principles and countless symbols. A conclusive example of
this is fasting. In all three religions, fasting is loaded with similar
symbols: abstention from meat, from certain foods, from sexual life.
These preparations, rituals and abstinences are aimed at preparing
the believer to celebrate God, through purification, prayer, religious
rituals, in general, through traditions and customs common to the
monotheistic religions.
In a strictly personal approach, religion can also be defined as a
sociology of souls that treats social relations between individuals as
relations of belonging and dependence on the supernatural. Religious
people believe that they are created beings and are therefore in a
continuous dialogue with the Divinity, through various modes of
manifestation: worship, adoration, ritual, prayer, dogma, philosophy,
and these relationships always retain a mystical character. “Beyond
any doubt, there is however the quasi-universality of beliefs in a
celestial divine Being, creator of the Cosmos and the giver of the
earth's fruitfulness (through the rains it pours)” (Eliade, 1992: 55).
The term “religion” recalls a once lost covenant with God. In other
words, it is the nostalgia of the religious man for the lost paradise or
primordial state, when there was no need for relegation and there
was neither religion nor dogma. “Religion is indeed the result of the
fall, of forgetfulness, of the loss of the primordial state of perfection.
In Paradise, Adam knew neither religious experience nor theology,
i.e. the doctrine of God. Before sin there was no religion” (Eliade,
2004: 317). In the supposed time when the whole of the Godhead
was at peace with man, there was no need for law, just as there was
no need for the Heideggerian idea of non-being, which justifies
existence in relation to being. Law needs an introduction of order
into disorder or an organizing action of chaos. The primordial state
is, for Eliade, that illo tempore in which the sacred was represented
in a universal system of symbols accessible to human language and
understanding only through revelation. Eliade gives four meanings
to the term transcendence: Indian, symbolic, temporal and divine.
The transcendence specific to the divine is attributed to the sacred,
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considered as Ultimate Reality, a term of the hierophanies class.
The sacred mediates participation in the real by implying the idea of
perfection. The sacred, in a real world, was the law of cosmic reality
(periodicity of natural phenomena) and also the law of the human
spirit, as a tendency towards a necessary archetype. Man's gestures
and acts would be directed by precise, sacred laws. Human actions
will be transformed into rituals. The transcendence of the sacred
becomes, in conclusion, the law of natural reality (in which it
appears as the form, structure, periodicity of natural phenomena)
and of human consciousness (tendency towards the archetype,
magical or mythical-symbolic thinking). For Eliade there is a
connection between the revelation of the sacred, reality and
existence; the sacred opens the way to the values of the spirit. Any
religion, in relation to the sacred, is an ontology through which the
divine Being is revealed, showing what is actually perceived by man
and thus founding a real world.
Unlike Rudolf Otto, in whose view the sacred determined the
phenomenological emergence of religion (whereby everything that
has become religious cult has its origin in the revelation of man's
encounter with the numino-fascinosum); Heidegger emphasized the
role of hermeneutics in philosophy, without emphasizing the
overwhelming importance of this discipline in religion. The German
philosopher elaborated the famous distinction between being and
non-being, so necessary for understanding the state of creation.
In the same way, Mircea Eliade proposed a hermeneutic for religion
that could be explained through the sacred-profane relationship.
The two terms, apparently contrary, do not exclude or cancel each
other out, but complement each other in the most natural way.
Being contains in itself also non-being, needing it, and it is the
non-being that induces the intellect the state of being, just as the
sacred is also profane through its representation in religion, the
profane being the form through which the sacred is confirmed by
the intellect. All the examples cited by Eliade, Otto, Mauss,
Kernbach, Gilbert, Heidegger and other hermeneutists recognise
this principle of alliances between opposites.
As a historian of religions, Eliade is particularly interested in the
paradoxical experiences of illogical expression modes that
characterize Oriental cultures. In the documents of archaic cultures
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we encounter symbolic, architectural and other formulations. The
documents reveal the mode on how conceptions of the world are
expressed, certain pre-dialectical elements such as, for example, the
symbolic representation of the belief in the immortality of the soul.
Symbolism is closely connected with the so-called original
phenomenon, which in fact means any religious experience, the
intrinsic experience of the human condition, immutable. “What
changes is its interpretation or valorisation according to different
forms of culture and religion” (Eliade, 2004: 367). The study of these
original phenomena becomes so difficult that sometimes a restoration
and reconstruction of all symbols is necessary. Eliade takes over
from Hasdeu, Goethe, Spengler and Blaga the concept of original
phenomenon and the method that leads him to such a result. Unlike
his predecessors, Eliade aims to unify the two concepts of history
and nature. Eliade believes that religious history can also be a
reconstruction of symbols, starting from the viable present. He says:
“I can count myself among the few Europeans who have succeeded in
revaluing nature, discovering the dialectic of hierophanies and the
structure of cosmic religiosity... I reached cosmic sacredness by
reflecting on the experience of Romanian or Bengali peasants.
So I started from contemporary historical situations and living
cultural values” (2004: 367). In conclusion, the original phenomenon
can be identified with the very centre of a symbol with a double
meaning: that of existence and knowledge, which demonstrates the
reality of the religious phenomenon in its wholeness. However, the
original phenomenon should not be confused with this structure or
with the sacred. By affirming that structures are found in reality,
Eliade approaches contemporary structuralism, following the
trajectory of neonominalism and neopositivism.
Structuralism can be spoken of with the advent of Saussure's
(student-published) General Linguistics course (1909), with its
emphasis on the timeless and synchronic aspects of linguistic laws.
Using Saussure's formal method, Claude Levy-Strauss (1960)
studied wild reasoning. Through this original method, the author
aims to analyse the pre-reflexive unconscious as the basic
substratum of conscious life, with an emphasis on the synchronic
aspects of consciousness. Levy-Strauss's structuralism is a form of
transcendental materialism or Kantianism without consciousness in
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general, in which the structural laws of matter take precedence.
For Strauss, science is constituted by the study of things as material
objects. Man can be understood by ignoring his consciousness. Wild
thinking becomes thinking without thinkers and logic without
logicians, namely neopositivism and neonominalism. Eliade clearly
distances himself from the structuralism of Levy-Strauss; in his work
“Ordeal by Labyrinth”, he states that “the structuralism that seems
to me fruitful is that which consists in asking questions about the
essence of a set of phenomena, about the primordial order that lies at
the foundation of their meaning. I admire Levy-Strauss as a writer,
I think he is a remarkable mind, but insofar as his method excludes
hermeneutics, I cannot profit from it.
A historian of religion, whatever his views, considers that his
first duty is indeed to capture the original meaning of a
phenomenon and to interpret its history” (1990: 117).
The original phenomenon cannot only be considered as a
structure, which manifests itself through symbol and tradition,
which inevitably leads to the establishment and relation of these
structures to human consciousness. If we eliminate consciousness,
then we cancel the value of symbol and we can no longer preserve
tradition, ritual or myth. The role of the symbol is to make us
receptive to the primordial meaning of existence, of life, in order to
subsequently operate with the meanings and semantics of a
consciousness. The main function of the symbol is to totalize and
unify the various planes of reality and, as such, this approach goes
beyond the classical sense of the historicity of facts. Symbols also
allow the coexistence of meanings and at the same time retain what
is different and heterogeneous.
In general, man does not form his symbols,
they are revealed from the outside. For example, the
central symbol of Christianity, the Cross, appears in
the very creation of the cosmos, and thus predates
man. The rediscovery of these meanings leads to a
state of revelation, through the awareness of truths
that we can only grasp through the acceptance of the transcendent.
However, there is no doubt that this stage cannot be sustained
without including a truth that cannot be investigated by current
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scientific instruments; the transcendent is not the factor that rejects
or conditions a certain knowledge, but conversely, a certain human
science limits and conditions something that is inaccessible to it.
Microcosmic and macrocosmic units are important in the correct
interpretation of fundamental structures. Eliade pays special
attention to the behaviour of the religious man who periodically tends
towards the archetype or a continuous need for purification or
sanctity. This function translates into the need for return, replay or
even rebirth which requires a knowledge or experience of the
religious phenomenon. We are talking here about a certain type of
structuralism in close connection with the religious or original
phenomenon, more precisely with the experience of the real. The
mode of expression of this integral experience is the symbol in direct
correlation with the various planes of reality. Homo religiosus can
also be homo symbolicus, because the magico-religious experience
allows man to become a symbol. The symbol already exists in his
preoccupation with the transcendent, in the form of an archetype
which thus facilitates the meaning of this symbol.
The truths of religious hermeneutics need to be clarified in
order to capture the phenomenological complexity of religion. By
hermeneutics we understand why religion dissociates or associates
the behaviour of homo religious with that of homo profanus.
Analysing some of Eliade's work, we notice that a noteworthy
intention is the demystification of the condition of modern man,
totally detached from the sphere of the sacred. Modern man has
remained the same as religious man. We recognise the modern man,
always dissatisfied, in constant polemic with the Divinity, which he
either accepts or denies. The need for this controversy springs from
his soul. In even the humblest hierophanies, there is an eternal
return to timelessness, an abolition of history and a need to
reformulate the world. The dialectic of the sacred repeats a series of
archetypes ad infinitum; hierophanies are repeatable, and thus, one
can arrive at an understanding of religious facts. In conclusion, the
sacred never ceases to manifest itself, transforming itself into an
original tendency to reveal itself in its totality.
Another problem that Eliade was interested in, concerns the
definition of the human purpose; we mention here his answer to the
following question: how can man recover his Edenic state?
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Heidegger's German term sehnsucht, “longing”, precisely induces and
expresses the gnostic state of the suffering and nostalgic man in
search of the lost paradise. By sehnsucht we mean man's longing for
that something already known. At the level of art, the response
proposes a continual diminution and dilution of dogma, without
destroying it, without fighting against it. In this way, man converts,
through his freedom of conscience and spirit, to the essence of the
divine sacred. Metamorphosis occurs if the mystery, without being
destroyed, as Blaga liked to say, is revealed in human space and time.
Man identifies his own mirror of his being in a Supreme Being, from
whom he has derived his very identity. The correct understanding of
revelation means a reversal of things, from the irrational to the
rational, a phenomenon which is found, in particular, through the
hierophanies. The summation of these hierophanies led to the
formation of a system of symbols, which became an important palette
of connections and nuances revealing the state of becoming of the
sacred in a part visible and intelligible to science.
However, if religion can err by unmitigated hermeticizing
symbols into dogma, in art these symbols unravel into a fan that
releases the divine into experiences perceived in an original way.
The religious symbol describes the Divine in a restricted space,
reducing it to an inflexible perception, while art captures the
contemplative beauty embodied in the diversity of the sacred.
Hermeneutics also highlights these issues through the
phenomenon of religion relegation. Man enters into a new holy
alliance with what was once broken. Hermeneutics assembles a
logical system applicable to all the great religions. All these values,
through hermeneutics, are common to Christianity, Islam,
Mosaism, Hinduism, Confucianism, Buddhism and Shamanism.
Suffice it to mention a few examples: the following religious theses
have become, through hermeneutics, a universal value system:
belief in an afterlife (in whatever form);
faith into the existing and immortal soul or spirit of man;
faith in a better future world;
belief in a complex, infinitely superior universe;
belief in communication with spirits or supernatural forces
in the afterlife;
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the belief in continuous evolution;
faith in a transcendent judgment;
belief in the existence of a sacred world, which positively
influences the life of people and our planet, etc.
In conclusion, the application of hermeneutics to the
polysemantics of the sacred justifies and proposes a return of
contemporary man to ancient religious spirituality. Regardless of
religion, doctrine or dogma, there is a common system of values
that enshrines these immutable truths. What is important is that
these universal truths are engraved in the soul of each person.
Under the sign of the researcher's doubt, I believe that religious
hermeneutics can be a key also for science, eager to discover other
sacred or mystical phenomena in general.
If by religion we understand the divine, as the supernatural
experience of man, then we can begin a search for the sacred. “How
can mystery therefore become the term of an effective relationship
with man?” Velasco (1997: 221) asks. Perhaps through mystery, the
sacred retains its authenticity over the worthless repetitiveness of
art. Much art today has become kitsch. Art always relates to the
invisible part of the sacred and not to the visible part of the
industrially processed material. Art is also a transposition of the
sacred by imitating it in a visual, material, tangible form, suggestive
of the ineffable, and this umbilical link dwells 'in a mystery'. Also
through art, man could not see the invisible side of things if he did
not have that inner vision which gives him little glimpses of images
and ideograms of the sacred. If, as a Christian, we look at a cross, we
perceive more or less thousands and thousands of meanings, but we
ask ourselves the question: why does this symbol provoke tears,
nostalgia or inner joy in some people? The answer is unanimous: it is
the difference in their experiences, experiences which for the rest of
us remain inexplicable or unknown.
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CHAPTER IV
SACRED IN THE FAIRYTALE IMAGINARY
What is a fairy tale? The question seems naïve, but we don't
suspect the multiplicity of meanings of this literary genre.
Philologists,
ethnologists,
psychologists,
philosophers
and
mythologists have all tried to formulate different definitions of the
term, but without deciphering its mystery. Prince Charming,
Cinderella, Snow White, Sleeping Beauty, the Fairy, the Snowy
Harp, the Seven-headed Dragon and other heroes have conquered
the world of children, but also that of their parents, who have
endeavoured to make them as realistic as possible. The fairy tale
enriches the imagination of young children with fantasies that form
the imaginary of childhood, an imaginary that springs largely from
the unconscious and, less so, from the still immature consciousness
of this tender age. The joy felt by young children during a story
comes from the unconscious, in the form of desires which, according
Fig. 5. The supernatural in the fantastic imaginary
Fantastic
Fairy tales
Fable
Legend/Bal
ad
Myths/
Epics
Prince
Charming; The
Nightingale.
The dog and
the puppy;
Lion’s justice.
The legend of
the Lark;
Toma Alimoş.
Ghilgames'
Journey;
Orpheus Myth.
Source: personal creation
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SEBASTIAN FITZEK
to Freud, form the basis of dreams16. Adults transfer this pleasure
to the arts (poetry, music, painting or other forms of communication
with a strong symbolic charge). Young children are not ready to
taste the artistic pleasures of adults; fairy tales, like art, involve an
escape from reality, an escape into fantasy.
The proximity between the fantastic and the unconscious is
clear, so the unconscious world is the fantastic world, and the fairy
tale is one of the windows of access. Here and there is the seat of
the two perpetual states of human experience. Beyond, we penetrate
through awareness, see, experience and marvel at the impossible;
here, in the world of limits, the weight of the self is fixed, as the
starting point of reality and the measure of all things tangible.
Fixing this weight of the self in the reality of consciousness allows
us to measure everything, including beyond, where rational thought
is meaningless. How can this be explained? Perhaps it is because of
the ego that we are tempted to deny the beauty of the world beyond,
just as the scientist's ego has become accustomed to measuring
everything, slipping into its own trap. The measurable world does
not include everything, and the unmeasurable world is vast and too
little known. Everyone has access to both worlds, through the
conscious and the unconscious. In fairy tales, children have
reference to their world more in the unconscious, the place where
astonishing beings and unmeasurable happenings spring up.
From an anthropological perspective, fairy tales are fragments
of ancient folk beliefs existing in the mythological area of a people.
The fairy tale is a projection of dreams, of collective ideals, a form of
expression of existential meaning through the victory of good over
evil. The good-evil, beautiful-ugly couples have become, through
fairy tales, the first categorical models that structure children's
thinking. Fantastic beings are the archetypes of characters in the
purest form of antagonistic representations. Evil is sometimes
embodied by angelic faces, being at one point or another unmasked
in extreme situations, and the face becomes an absolute archetype.
Evil tempts good, and when it fails, it confronts it. The positive
character is sometimes to be found in the ordinary face of a young
16
See the relationship between unconscious - preconscious - conscious in the sub-chapter:
"Media imaginary and current dangers in the formation of human personality".
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man or a child who discovers his powers through the conjunctions
of fate. The good follows the same pattern of absolute archetype, so
that, in the mind of a child, the world becomes a battle scene
between two opposing forces, with few intermediate shades.
The two antithetical juxtapositions are part of the didactic
mission of the fairy tale, to teach children to distinguish between
right and wrong. The use of the absolute archetypes of the good-evil
couple is moral and addresses the unconscious, which reacts with
opposing feelings: attraction - rejection, joy - fear, trust - distrust.
Both opposites pre-exist socialisation processes in the unconscious
and develop, depending on the distribution of internalised
representations, mainly through the phantasms with which we feed
our mind and memory. Obsession with negative characters/
fantasies will provoke negative feelings such as rejection, fear,
distrust, horror. The same goes for positive feelings. Together, these
contrary personifications form their own imaginary, depending on
one's preferences or choices.
The rare nuances between opposites are a problem in terms of
integrating children into the complex reality of our world. The
Weltanschaung in the fairy-tale universe is characterised by a lack of
balance. Evil cannot be good, just as good cannot have negative
sides. The gulf between the two states induces in the collective
unconscious a state of conflict, of struggle between two elements that
want to win. Shaping thought through such representations
diminishes the chance of reconciliation, truce or coexistence. Heroes
do not want to de-escalate the conflict, good will face evil, so that in
the end the good wins. The same thing happens in a war, when each
side sees the other as the absolute evil. When asked separately, each
sees himself as the bearer of good, but when viewed from a distance,
we realise that in all people the two opposites coexist.
We often wonder to what model we owe this kind of
dichotomous thinking that we develop in adulthood and apply to
our fellow human beings, dividing the world into friend and foe.
How do we explain the fact that a grudge against someone causes
us to cast them into the camp of the damned, forgetting their good
sides? Do we have bipolar judgment? The lack of intermediate
nuances turns the social environment into a monochrome screen.
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Fairy-tale psychology, at least in Europe, encourages the
unconscious to form an imaginary constructed from opposites.
Exposing its vectorial model in a simple graphic looks like this:
Fig. 6. Fantastic antagonism in thought structuring
at the unconscious level
attraction
joy
trust
good heroes
Good
Non-collaboration
and
conflict
Evil
villains
rejection
fear
mistrust
Source: personal creation
The antagonistic nature of heroes explains the structuring of
dichotomous thinking at the level of the personal unconscious,
extended to a collective unconscious. In the morality of the fairy
tale, good plays a compensatory role by confronting evil, the model
thus becoming a matrix of conscious judgment.
What do literary critics say about fairy tales and how do they
perceive the characters? “The fairy tale is a vast genre, going far
beyond the novel, being mythology, ethics, science, moral observation,
etc. its characterization is that the heroes are not only humans, but
also certain hymenous beings, animals... The non-human beings in
the fairy tale have their own mysterious psychology. They
communicate to man, but they are not men” (Callinescu, 1965: 9).
In George Călinescu's definition, chimerical beings are characters of
the human mind that the unconscious perceives in a complex and
different way from the conscious. Between conscious and
unconscious there are notable differences signalled in the
perception of the conscious object and the perception of the same
object present in the dream. The above premise was confirmed in a
research applied to 20 people of different ages and professional
interests, randomly chosen, who agreed to dialogue on this topic. In
their dreams, the subjects interacted with well-known real-life
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characters, but with changed appearance (some younger, some
older, some prettier, some uglier). Their messages and behaviours
were revealed in symbolic language. The dream is the field of
manifestation of the unconscious in which the object or person
acquires a metaphorical semantics, and the awareness of memories
requires decoding to understand them. Certain character traits of
dreamed characters were sometimes revealed in their unknown or
hidden sides to the conscious mind.
Using the psychoanalysis of fairy
tales as working method, I chose as a
case study, “The Nightingale”, a
masterpiece by the Danish writer Hans
Christian Andersen. Essentially, the
subject focuses on the following
situation: while the true nightingale
managed by her grace to save her emperor from death, the
mechanical nightingale could do nothing (Andersen, 2007: 10). The
emperor is saved by a nightingale that, with the gentleness of
porcelain and the modesty of her grey feathers, brings out all her
beauty through her healing music. In the symbolic interpretation,
the encounter between the emperor and the bird corresponds to the
relationship between heaven and earth, between the sacred and the
profane. The banishment of the nightingale from the emperor's
forest corresponds to the isolation of modern man who has
renounced the old order. Stripped of the ritual function of religious
man, the new man has alienated himself from his old roots, causing
an imbalance between body and soul.
In the same tale, we learn that after the first invitation to the
palace, the nightingale was banished and replaced by her rival, a
mechanical copy capable of performing a single song. The human
imagination seems devoid of the new innovation of an author who
thinks he can imitate what has been lost. The result shows the
difference between the two creators: man as the hypostasis of
imperfection and nature as the hypostasis of perfection, or man as
the hypostasis of the profane and the Creator as the hypostasis of
the sacred. Another observation concerns the structure of human
nature in relation to the sacred. The separation from the real
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nightingale is a break with tradition, a world close to the divine
order, foretelling the end, the sickness and premature death of the
emperor. His life is in danger, a prophecy that the author considers
an imminent fatality.
By transferring the magical meanings of fairy tales into
philosophy, human history is symbolically identified with the
message of the folk storyteller in this type of writing. The
mechanical watchman is the plaything of the proud man convinced
that he can compete with nature. While the Great Anon gives life
and being, homo faber manufactures and innovates. Innovation is
proof of its evolution, but the path it chooses also requires a cost.
By emptying himself of primordial meanings, of sacred space and
alienation from the Creator, man slowly but surely moons towards
solitude. Competition becomes the iron law of human evolution,
where the best survive on their own merits, and the others, lacking
the spirit of competition, what are left to do? Today's society is faced
with both situations that cause a continuous split of two
tendencies: competitors and victims of competition. The former are
self-motivated by their nature to achieve performance in various
fields and spheres of activity, the latter return to sacredness by
preserving traditions and religious values. The structure of social
anomie described by the sociologist Robert Merton is the perfect xray of this picture, to which the explanation of behavioural
deviations is added. Technical innovations and the favouring of
competitors concentrate such structuring in an image of Plato's
meritocracy. Competitors are fit for all evaluations except moral
evaluation. In conclusion, meritocracy in the West is a perspective
with pluses and minuses.
The fascination with the mechanical toy is evidence of man's
attraction to breaking boundaries, a tendency to overcome barriers
by his own strength. Why do barriers exist and where does this
drive to overcome them come from? A hypothetical answer might lie
in the borderless universe existing in the human imagination, which
cannot accept a limited world. My thesis also stems from another
stubbornness determined by man's imagined position in place of the
Great Author. What would everyone do if they were in God's place?
We can imagine this hypostasis, in which man can do anything,
having unlimited powers. If man were in the place of the Creator,
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would he build a world identical to ours? Would he make it better or
worse? What would that world look like? The question is archetypal
and I think everyone has pondered it without giving a concrete
answer. The man in Andersen's fairy tale answered, through the
innovation of the wooden toy. First, he made a copy, and then he
banished the original. Where is the moral side of technical
innovation? In my interpretation, it is theft and exile. Where is the
originality and how do we compete with the Creator?
There is one interesting similarity here in the intention to create,
if only by copying. It is a certainty that the imagination of the human
actor is poor compared to the imagination of the Divine Author. The
need to make, to innovate, possibly to create, remains the only
common ground between the two authors. This gives rise to another
archetypal behaviour, that of “imitating”. Just as children imitate
their parents in their first attempts at socialisation, so too does the
mature man try to imitate his Creator, regardless of the spiritual or
religious aspect. The human-Creator relationship follows the same
pattern, as an indissoluble bond between parent and child. This
explains man's tendency to imitate in order to conquer Heaven.
According to this reasoning, imagination becomes an attribute of
likeness, but also an indestructible connection between man and the
sacred, whatever the choice: association or divorce.
The technical innovation in the fairy tale becomes the option of
divorce between state and Church, resulting in a desacralized world.
The similarity between the mechanical nightingale (a product of
innovation and not invention) and the desacralized society means the
removal of the spiritual life from the concerns of religious man. The
exchange becomes a deceptive action, but there is also a positive fact
in expanding the ego's area of knowledge. Modern man perceives
himself through a well-developed ego and questions under the sign of
doubt. The replacement of “to believe” by “to inquire” marks the
beginning of a new era that completely changes the social landscape.
Innovation and doubt about everything creates a worldly imagination
destined to search for the infinite. Anxiety has taken the place of
tranquillity, and the peace that springs from faith disappears in
favour of ego development. The new personhood experiences a split
that Jung intuits in the conceptual rupture between the exteriorised
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ego and the interiorised self. By ego, the attribute of the self is meant
the capture of personal forces in the will, and the human will is
different from the spiritual person of the self (Längle, 2006: 36).
By self, we mean the primordial state of the personality from
which the ego develops in its conscious part (in the relation between
the object and the operationalization of thought in relation to the
value and role of the object); therefore, the self is similar to the ego,
but is superior in its ability to reflect the object in a symbolically
charged image, a kind of ideational image17. In the conclusion applied
psychoanalytically to the fairy tale model of interpretation,
desacralized society (an image of the ego) has imposed itself by
replacing spiritual life (an image of the self) with a life subservient to
technical competition as well as through the aforementioned costs.
Is there in this fairy tale an antagonism between the two
worlds, as Durkheim observes is the case with the categorical
couple: sacred and profane? The similarities in both areas recall a
primordial past in which man and nature were at complete peace.
The rupture that occurred was not exclusively man's fault, and
Andersen faithfully follows the biblical line from Genesis in this
respect. The serpent is the character that snuck in from the outside;
he is the one who sowed the seeds of disagreement between Adam
and God. Temptation is always an irresistible attraction to man's
vulnerable nature. “Wherefore the woman, supposing the fruit of the
tree to be good for food, and pleasant to the eyes to behold, and
worthy to be desired, because it giveth knowledge, took of it, and
did eat, and gave to her husband, and he also did eat” (Bible,
Genesis, ch.3, v.6). Adam's soul became impure, and as a result, he
was cast out of Heaven. Adam is the king in Andersen's fairy tale
who remembers the old covenant being restored in his soul through
the miraculous song of the nightingale.
From the hermeneutical interpretation of the fairy tale we
extract other observations from the mystical dialogue of man with
supernatural beings. Referring to a symbolic world, we ask: who are
the other actors on the stage and whom do they represent? The
courtiers of the palace generally represent the opinion of the world
17
See the explanations given in Chapter 1, in the sub-chapter: 'The psychoanalytic approach to
the collective imaginary'.
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(public opinion). The ladies and bridesmaids are the refined
admirers of pleasure (connoisseurs of carnal refinement). The
emperor's advisers are the false friends who deliberately confuse the
master's interests with their own by flattery and false opinions.
Chefs are masters of the culinary pleasures prized by high society.
Finally, the most insignificant actor (the hidden messenger of the
sacred, lover of parents and traditions), the humble apprentice chef,
is the only one who advises the emperor to recall the true
nightingale to heal himself. The old mother of the humble
apprentice is the mystical representative of the ancestors. Her
dwelling at a roadside deep in the forest is a personification of the
sacred forgotten by the courtiers.
The scene seems to take place in times long gone, but its
semiotic meanings belong to the present. The Nightingale is the
most mysterious character who seems to descend from a mythical
world, and like a silver thread, the story evolves in the rhythm of a
religious ritual.
For Andersen, oblivion is the nostalgia for a lost paradise,
whereas in Petre Ispirescu's fairy tale “Youth without old age and
life without death”, the hero will forget about the world, his parents
and friends in order to fulfil his aspiration to immortality and
happiness. Transposition into another hypostasis, through oblivion,
occurs in reverse, from the mundane to paradise. The realm of the
parents is considered the mourning valley, and the realm where
they disappear from the hero's memory becomes the world of
happiness. The inversion of the relationship between man and his
ancestors is also verified in the words of the evangelist Matthew
(16:25), who recalls the supremacy of the love of the world beyond
to the detriment of any earthly love, even that of parental love. The
two fairy tales have the quest for happiness in common, but the end
is different. Both fairy tales make use of the invigorating principle of
the sacred as an initiation rite through the processes of
remembering and forgetting. The second game of remembrance and
the space for action is inside the soul. The fairy tales are a
metaphorical reiteration of the lost paradise myth from Genesis. In
Petre Ispirescu, the hero conquers happiness through forgetting,
but is doomed to fail, thus losing paradise like Adam. With
Andersen, the hero remembers the banished nightingale and calls
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her back to save his life. Man is the temporary hero who can easily
fail; his dilemma is the choice of remembering or forgetting, and the
consequences are trajectories towards a path of no return. The
setting of the open conflict is in one's own soul and stems from the
hero's inability to evolve towards perfection. Man's struggle always
lies between the chasms of the fall by mistake and the mountainous
steep of the ascent, a silent and hard struggle between the
seduction of forgetting and the reminder of primordial meaning.
In conclusion, the symbolism of the fairy tale reveals a cult of
beauty that springs from the small and insignificant. The fragility of
the beholder is the fragility of the soul forgotten in the turmoil of the
human ego. The beauty of the porcelain knick-knacks gives brilliance
to the emperor's castle, excelling in the sensibility of a mystical
world. The presence at court of countless poets and artists embodies
the open environment of the arts. In this noble ambience, the
nightingale appears in the most modest of clothes. Hidden among the
branches, her song charms the hearts of the guests every evening,
until suddenly her mechanical replacement banishes her,
transforming the sense of harmony into a triumph of vanity. At that
moment, the whole sensitive world disappears, giving way to an
unadorned refinement. Yet, somewhere far away, Andersen's
nightingale continues to sing today...
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CHAPTER V
THE SACREDNESS OF THE EMPEROR'S IMAGE IN
BYZANTIUM
Ethico-political-religious syncretism was most rigorously
manifested in the Byzantine period, a phenomenon captured in the
writing “Deacon Agapet's Chapters of Advice to Emperor Justinian”18.
The text opens the series of well-defined images of a specific model of
political governance in which the Byzantine emperor achieves the
moral conduct of an apostle, being considered a true lieutenant of
God on earth. According to imperial ideology, government is the
attribute of the emperor, and the act of government is a sacred ritual
that fulfils the infallible will of the Divine.
The sacred image of Emperor Constantine (272-337 A.D.) or
Emperor Justinian (482-565 A.D.) is essentially legitimised by the
sacred authority conferred and validated by the authority of the
Church. The Byzantine Emperor becomes a sacerdotal person with
the same attributes as the Patriarch in terms of spiritual power,
without controlling the latter. Other honours characteristics of
political power are added to the spiritual attributes, allowing the
emperor to take precedence over the patriarch in terms of image.
Paragraph 63 of the document bears witness to the following words:
“God needs no one, and the emperor needs only God. Imitate,
therefore, the One who needs no one and abundantly has mercy on
18
The parenetic writing of Deacon Agapetus, Ἔκθεσις Κεφαλαίων Παραινετικῶν,σχεδιασθεῖσα
παρὰ ΑΓΑΠΗΤΟΥ Διακόνου τῆς ἁγιωτάτης τοῦ Θεοῦ Μεγάλης Ἐκκλησίας, ΠρὸςΒασιλέα
ΙΟΥΣΤΙΝΙΑΝΟΝ", is a text composed of seventy-two chapters in which we find a series of
teachings addressed to Emperor Justinian (ca. 527). The teachings are made up of political
advice, religious parables and moral duties that an emperor or king must know and apply in
order to please the people and God. Political advice is directed towards the art of governing the
state internally and in relations with other powers. Each paragraph begins with the following
address: 'To our Most Reverend and Most Precious Emperor Justinian Agapet the Most
Deacon'.
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those who beg for your mercy'. In other words, the emperor is subject
to no one but God, a fairly clear picture in terms of his relationship
with all other people and in contradiction to the picture in the
Western tradition, in which the king or emperor was subject to the
Pope before God, as head of the Church, but also as head of all other
powers. Justinian's position is entirely privileged, reminding him, time
and again, to remember his submission to the divine laws. The
Byzantine emperor becomes, through the omnipotence of the two
powers, the most important political and religious figure. This
explains why the Byzantine Church willingly submitted to the political
power, according to the tradition inherited by the whole of Byzantium,
using Justinian's Caesaropapist formula: 'one emperor; one state; one
Church'. The principle is a formula that strengthens the cohesion and
resistance of the empire in the face of invading peoples.
Since the prerogatives of state power were personified in the
image of the emperor and the destiny of a people was taken into the
hands of a single responsible person, the morality and conduct of
the emperor became a matter of priestly concern. The teachings and
advice of Deacon Agapet or Eusebius of Caesarea regarding the
image of Justinian and Constantine the Great, resemble to a great
extent, the role and function of the Old Testament prophets. They
remain the ultimate judges and teachers who watch over the
conduct and deeds of empire builders, reminding them each time of
God as the supreme Judge of all human deeds. Mercy, love of
virtue, abstaining from carnal pleasures or avoiding the cunning
flattery of subjects is the levers of righteous judgment and the
emperor's immunity from sin. The threat of sin cannot circumvent
the emperor, even if he is considered a sacred person: “As shadows
follow bodies, so will sins follow souls, clearly embodying the deeds
we have committed” (Deacon Agapet's Chapters of Advice to
Emperor Justinian, paragraph 69). The King is subject to error like
any man, and the quintessence of Deacon Agapet's teachings is that
relentless vigil against sin. Power is beneficent but also destructive,
emanating justice but also injustice; power can flatter and even
deceive by praise, and the living eye can be put to sleep. The state of
vigil, of abstention from anger or pleasure, is, in the eyes of Deacon
Agapet, the only means of mastering power; otherwise the emperor
will inevitably fall into error.
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Another apologist for the image of the emperor in Byzantium is
Eusebius of Caesarea, who pays homage to Constantine the Great
through the technique of altering models. This technique highlights
the moral and political qualities embodied in Byzantium's highest
personage through the technique of comparative history, including
other famous emperors such as Cyrus, Alexander the Great and the
Roman emperors.
“An ancient tradition persists in portraying Cyrus of Persia as
the most brilliant emperor ever known. But it is not to this that we
should refer, but to the manner in which his long life ended; and it
is said that he did not die a good death, but rather an unhappy and
shameful one, brought about by a woman's hand”. Or, “on the other
hand, the followers of the Hellenes (of old) praise the Macedonian
Alexander for subduing countless peoples of all kinds, adding that
he died a wicked death, a victim of debauchery and drunkenness,
before he became a man in the fullness of the word” (Eusebius of
Caesarea, 1991: 66-67). In contrast, Emperor Constantine is the
living example of a Christian apostle, caring for the needs of the
poor, kind-hearted, and primarily a liberator of Christianity from
the persecution and blood of the first martyrs. “Emperor
Constantine [...], reaching to the uttermost ends of the whole world
- that is, to the mountains so far away and to the nations dwelling
around the whole life-bearing earth - shone illuminating them with
the rays of faith and subdued everything in his path, [...]. He
preached God in all sincerity” (Eusebius of Caesarea, 1991: 66-67).
Both political example and the mission of Christianity become for
Eusebius of Caesarea a path to happiness. The long years of his life,
the admiration of those conquered by the emperor, his kindness,
mercy, wisdom and courage to preach, in the name of God, give him
the image of an icon. Constantine is the only holy emperor
recognised in the Orthodox Church's calendar, but above all, his
deeds gave him a unique reputation for the whole of Christendom;
Constantine the Great is the first political leader to be canonised
two hundred years later. Every Byzantine emperor after Constantine
the Great has been considered the thirteenth apostle of Christ, just
as in the Western tradition this place of honour belongs only to the
sacred image of the Pope. A comparison between the Byzantine
emperor and the Pope reveals some similar prerogatives of power.
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The Pope remains the main representative of spiritual power in the
West, his sanctity arrogating to himself political rights. The Byzantine
Patriarch can take attitudes against an emperor, but he cannot
oppose or deny him. The Pope's power is much greater, having the
right of ad-negatio, or to name someone undesirable as persona non
grata, expelling any Western king from power.
For a clearer picture of the Byzantine emperor, I recall here
Justinian's role in organizing the sixth Council from Trullo. From
this follows an argument that justifies the major role of the emperor
in the image of the Church as the thirteenth apostle. „Blagocestrian
and Christ-loving Emperor Justinian, holy and of the entire Council,
who gathered after the divine threat with the commandment of your
blagocestrian powers in this royal city by God guarded”.19 The link
between the Christian community, the emperor and Constantinople
forms a sacred triangle of Christianity; the words addressed to the
emperor are in strict connection with the other two elements that
form a symbolic whole. From this it can be deduced that the first and
most important role of the Byzantine emperor was to protect the
community from possible threats from other non-Christian peoples
and civilizations. The foreign enemy is part of the forces of evil that
want to destroy the Christian triangle, and the emperor becomes
supremely responsible for defending and preserving his own values
and traditions. The mission of defending Christianity takes on
soteriological dimensions with an accentuated religious role. The
Byzantine patriarch and emperor are in direct correlation, the former
being the guardian of faith and customs, an icon represented in the
institutional framework of the Church, and the latter, through the
theory of the two swords, becomes the defender of Christ and the
city. He will fulfil this role as the thirteenth apostle.
Christianity in Byzantium would not only fundamentally
restructure the value system of the ancient world, but would
decisively revolutionize the political imaginary of the Middle Ages by
19
Paragraph taken from an Orthodox Christian church document containing the translations of
the Canons of the Council of Trulo, also known as the Quinisext of 691, page 491. The Council
was held under the reign of Justinian II and was attended by 165 Eastern bishops. In the 102
canons promulgated at this Council, the immoral state of certain pagan traditions such as
gambling, fortune-telling, witchcraft, astrology, prostitution, begging and other customs
considered to be heavy sins in the life of Christians is discussed.
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introducing new vectors for positioning the political image in the
minds of Christian communities. “Jesus answered, 'My kingdom is
not of this world. If my kingdom were of this world, my servants
would have fought to keep me from being handed over to the Jews.
But now My kingdom is not from here” (Bible, Holy Gospel of John,
1994: ch.18, v.36.), this maxim of Jesus Christ is about the very
transcendental legitimation of the new power; power, the foundation
of which exists in God; man is only given the conquest and exercise of
power here on Earth in order to implement God's will to do Christian
good. The nature of political authority, characteristic of the Byzantine
king, derives from the special contract that Moses made with God, the
fundamental clause of which is the obligation of obedience:
“Remember what the Lord your God has done to Pharaoh and to all
Egypt; remember the great trials that your eyes have seen, the
wonders and signs, the strong hand and the outstretched arm, with
which the Lord your God has brought you forth.” (Bible,
Deuteronomy, 1994: ch.7, v.18,19). The central objective in the
relationship between emperor and subjects, which is found in most
documents about Byzantium, is the salvation of souls from the evil
consequences of original sin. The Christian doctrine that all men are
born equal, that all are children of God, with a soul to be saved,
introduced into public life predominantly moral values: austerity,
humility, penance, obedience, values which are at the same time
recommended to the subjects towards God and towards the emperor.
Christianity achieves a magnificent synthesis between the
theory of imperial authority, elaborated by Octavianus Augustus,
the political imagery of the Hellenistic monarchies and the Christian
image of this authority, based on the corpus of sacred documents
and images. The sacred legitimacy of power is clearly expressed in
the Gospel of Matthew, where Jesus Christ delegates to Peter, the
first pope of Christianity, discretionary powers in shepherding the
flock of believers: 'And I will give you the keys of the kingdom of
heaven, and whatever you bind on earth shall be bound in heaven,
and whatever you loose on earth shall be loosed in heaven' (Bible,
The Holy Gospel of Matthew, 1994: ch.16, v.19). Being of divine
origin, the power had to develop a system of images and
corresponding rules of behaviour. As societies secularise, the
Church becomes the sole privileged manager of manifestations of
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the sacred. The Christian ritual celebrating the coronation of the
King, for example, like any ritual, aims to update the mythical
founding event and purify it of its original violence. Any mythical
foundation of the world involved a struggle between two hostile
forces (gods, titans, personifications of natural phenomena), as a
result of which the resulting order had to be preserved and purified
from the impure nature of the initial violence. Through the act of
coronation, the physical person of the king undergoes an act of
transubstantiation, becoming a sacred being, following the mythical
or historical model of the election of kings and the founding of
kingdoms present in sacred texts. The legitimisation of power by
divine authority proclaimed in the sacred texts (Bible, Koran,
Talmud) was based on this mythical foundation: kings were
originally appointed by God to rule the first kingdoms created by the
division of the human race following its fall into sin. As God's
lieutenants and heads of families, the first kings were appointed by
virtue of the moral and Christian qualities needed to shepherd the
flock. The Byzantine or Western emperor was anointed in the
Church following a strict ceremony which praised the will of God
and granted grace to the newly elected; the emperor had to take the
oath of allegiance after the coronation prayer. The coronation ritual
included the placing of the crown on the head, the donning of the
royal mantle and the words of the Pope or Patriarch. Both the
political formula of the Middle Ages, according to which the king
had to be good, wise and tolerant, and the sacred personalisation of
his office and being, stem from the synthesis of the divine
legitimisation of power and the political imaginary.
In conclusion, the image of the king in Byzantium is closely
related to the history of the sacred and of political power in the
Middle Ages. The imagery oscillates between the Caesar-Papist
formula and the ministry theory of St. Paul who quotes from the
maxim of Jesus Christ the following words: “Then render to Caesar
the things that are Caesar’s; and to God the things that are God’s”
(Bible, Holy Gospel of Matthew, 1994: ch.22, v.21). The obedience of
the Byzantine Church to state policy was based on a deep
communion between emperor and clergy, namely on the identity of
the political ideal.
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CHAPTER VI
THE SACRED AND POLITICAL POWER IN MEDIEVAL
JAPAN
The analysis of the political and religious evolution of medieval
Japan is motivated by the vast process of symbolic interweaving of
the sacred and political power that Japanese society has envisaged
since its mythical origins. Investigating the image of the Japanese
emperor necessarily implies a thorough knowledge of the Japanese
imperial institution in order to grasp the discrepancies between
these two models of legitimacy and governance. The two elements
(the sacred and the political) have constantly interacted and
reinforced each other throughout Japanese history. The harmony of
this conjunction has been preserved in terms of Confucian,
Buddhist and, not least, Shinto values. The emperor, the “Supreme
Lord” in this balance of values, was considered a “corporeal, present
deity”, his mission being to make known the divine way, to
propagate these religious teachings, which gave him the right to
demand unconditional obedience from the people. This religious
function is therefore accompanied by the possibility of
institutionalising state religious ceremonies.
A crucial dimension in the history of Japanese culture and
civilisation is the political image of the emperor. This 'Supreme Lord'
was considered a descendant of the sun god Amaterasu and the
supreme ruler of religion. The emperor's divine origin is marked by
the Japanese term tennô. In Europe, the Japanese emperor was
referred to by the epithet mikado. The Japanese use this term only in
poems, being derived from the Japanese word mikoto (August).
The Japanese imperial family dates back to 600 BC,
representing the oldest ruling family in the world. The emperor is
also the representative of the state and the unity of the people,
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although today he is invested with the symbolic power of officiating
at religious ceremonies and diplomatic protocols. According to the
Japanese constitution, sovereignty is in the hands of the people.
The etymology of the word 'Shintoism' derives from its
translation as 'the way of the gods'. Its true Japanese spelling is
kami no michi (kami = gods) (Bertholet, A., Campenhausen von H.
1995: 423-425). Knowledge of Shinto principles is possible by
analysing the main sources of the cult: Kojiki and Nihongi,
representing the history of ancient things, structured in three books
published simultaneously in 712 AD. The first book deals with the
original myths, and the other two books cover the heroic and
Buddhist eras. The Nihongi is a group of 30 books published in
720 AD, reprinting the first official history of Japan written in
China. Note that the primordial deities and mythology contained in
these two fundamental writings are of purely Japanese origin,
unaltered by Buddhist influences. Shintoism emerged towards the
end of the 9th century as a system of doctrines, myths and cult
practices with its own priestly organisation. Shinto practice is
primarily carried out by priests, and for a long time it was placed
under the direct tutelage of the emperor, considered the High Priest.
Religious office was handed down hereditarily, a custom which was
changed in later Shintoism by transforming the priestly class into
state officials, thus consolidating a separate hierarchy. However,
priesthood did not involve any special training.
The substance of religious experience in
Shinto is grounded in the sacred-human
relationship, with original sin not changing the
primordial state existing between ancestral deities
(uijigami) and common people (ujiko). In this
system, religious feeling is not generated by fear, as in other faiths,
but by love and gratitude towards the gods who patronize the cult.
In conclusion, Shintoism cannot be considered a full-fledged
religion because it has no clear dogma, it does not idealize its gods,
it does not have a well-articulated metaphysics and morality;
however, there is no clear differentiation between the elements of
life and death, between body and soul. The analysis of primordial
myths allows the ideological justification of the divine nature, the
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descent of the imperial family, with sacral implications, constituting
the main point of balance between the political and religious planes.
6.1. The roots of the sacred and the political in the
imperial institution
The imperial myth of Shintoism depicts three vaguely defined
primordial beings hiding from human eyes, taking birth in the dark
chaos (Jordan, 2002: 70).20 The twin beings Izanagi (“He who
invites”) and Izanami (“She who invites”) become husband and wife
and are given the task of forming a material world out of chaos. The
British anthropologist specializing in ancient deities, Michael
Jordan, captures the cosmogony of the Japanese land in the most
beautiful words: 'Until then there was only a floating bed of reeds,
drifting on the waters of the original sea, from which the fourth
primordial being, Umashi-Ashi-Kabi-Hiko-Ji-No-Kami (ancestral
deity, gentle reed-waving prince), takes birth. To aid them in their
mission of creation, Izanagi and Izanami are given a magic spear.
They stand on the deck of the sky and stir the original waters with
the spear. When they pull it out of the sea, droplets of salt water fall
from the spear and solidify to form the first dry land. “Izanagi and
Izanami give birth to many seedlings, the eldest being the sun
goddess, Amaterasu” (2002: 71). Italian specialists in the history of
religions mentioned in their book “Manual of the History of
Religions”, in chapter 21 dedicated to the study of Shintoism, that
Izanagi and Izanami are portrayed by strong physical features, they
are the primordial Man and Woman (Firloramo, Massenzio, Raveri,
Scarpi, 2003: 377). The importance of this myth, however, lies not
in the analysis of the mythological creative actors, but in identifying
the root of the divine legitimacy of the Japanese emperor.
Kami, the gods (a term that signifies ancestor divinization,
superior, chief) have both the ability to create and destroy, ascribing
to them the status of ancestral deities who gave birth to clans,
whose authority and power are legitimized by the sacral sphere. The
20
These three beings are: Ame-No-Minaka-Nushi-Kami (the deity who rules the majestic centre
of the heavens), Taka-Mi-Musubi-No-Kami (the miraculous creator deity of supreme majesty)
and Kami-Musubi-No-Kami (the miraculous creator deity of deities). "They create the Passive
Essence and the Active Essence of the cosmos.".
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imperial dynasty was founded through the mythological-creative
function of Amaterasu Omikami, who is considered the mothergoddess and whose image of the rising-sun has been taken over by
Japanese national symbolism. His brother Susano-wo is the 'pivot
of the sacred tradition of the Izumo clan' and Amenokoyane is the
divine representative of the Fujiwara family (Firloramo, Massenzio,
Raveri, Scarpi, 2003: 378). The Emperor of Japan is identified in the
primordial myth mentioned through Amaterasu's grandson, Prince
Ninigi (Jordan, 2002: 36-37).21 According to Japanese mythology,
the parents are Taka-Mi-Musubi and Ame-No-Oshi-Homimi, and it
is considered “the ancestral deity of the imperial dynasty” (Jordan,
2002: 129-130). The prince descends from the sky to the top of
Mount Takachihiat, guarded by warrior deities. He chooses as his
wife the flower goddess Ko-No-Hana, who gives him three sons, but
who will end up sacrificing herself by committing suicide out of
jealousy of the prince's desire to undermine the marriage. Jimmutenno (one of Ninigi's sons) becomes the first emperor and divine
warrior, around 660 BC, and is more accurately referred to as the
'Imperial Divine Warrior'. The emperor immediately laid the
foundations of the Yamato kingdom22. In 604 AD, Prince Shotoku
promulgated The seventeen-article Constitution (regulating the 'ways
of public life' - rules relating to the mental and moral attitudes of
the individual to the duties of the state); this document constitutes
Japan's first legislation. In conclusion, Prince Shotoku is the first
founder of the centralized Japanese state.
21
Jordan raises the possibility that Amaterasu is an adaptation of the Buddhist deity Vairocana.
In order to know more exactly the divine filiation of the imperial house I will briefly present
this imperial myth: Amaterasu is born from the left eye of the primordial god Izanagi and has
three brothers: Tsuki-Yomi (moon god), Susanoo-Wo (storm god) and Hi-No-Kagu-Tsuchi (fire
god). Amaterasu is so brilliant that her parents send her to rule as Queen of Heaven, and her
brother Susanoo-Wo rules the material world on earth. At one point a conflict breaks out in
which Susanoo-Wo rises to the sky with her, disturbing the peace of the house by bringing
storm clouds. The next day, Amaterasu hides in a cave. The world sinks into darkness and
chaos, and the other gods seeing this try to bring her back to heaven. They resort to a 'perfect
divine mirror' through which the goddess can admire her true splendour. Susanoo-Wo is
banished to earth and, after a battle with an eight-headed dragon, obtains a magic sword, which
she gives to Amaterasu in recognition of her authority. In turn, the goddess gives this sword to
her grandson Ninigi. The divine mirror (Jata-Kagami) becomes one of the sacred objects that is
given to the first emperor. He is supposed to have lived in the 7th century BC.
22
He is supposed to have lived in the 7th century BC.
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From the identification of the main deities in the pantheon to
the correlation of certain phenomena, objects with divine figures
and even the deification of humans, all these events followed in
quick succession. I mention two conclusive examples of the latter:
the god of wisdom and the art of writing is the former imperial
chancellor Michizane (847-903), and the war god Hachiman23 is in
fact Emperor Ojin (201-310) because of the instincts sensed in the
period before his birth by Empress Jingo (Bertholet,
Campenhausen, 1995: 424). Both became kami, but without
sanctuaries, their territory being identifiable only by the celebration
of certain rites initiated in their honour. In this context, it is
relevant the conjuncture in which the Shinto pantheon was
configured, designed on a realistic social structure, which stabilized
the relations of power and sacred legitimacy between families. The
connectivity between religious practices and the skeleton of the
social pyramid reaches its peak thanks to the role played by the
emperor. The sovereign thus performs a unifying function,
becoming the conductor of ceremonies dedicated to divine ancestors
and “the main symbol of the unity of the Japanese people”
(Firloramo, Massenzio, Raveri, Scarpi, 2003: 384). Sacred descent is
found in terms such as hiko (prince), hime (princess), both of which
can be translated as “sun-child”. The succession of emperors is
referred to as “solar celestial succession” (ama-tsu-hi-tsugi).
Compared to Japan, other ancient peoples had the custom of
sacrificing the entire royal retinue that had served them during
their lifetime to accompany and serve them in the afterlife. With the
burial of a Sumerian king, between 3 and 74 people - courtiers,
servants, soldiers, musicians and the women of the royal palace
adorned with precious jewels - were sacrificed in each tomb in
funeral ceremonies. Among the 1850 Ur tombs discovered by
L. Woolley (Ries, 2000: 123.) are several royal tombs, with 1 to 4
rooms each, dating from 2700-2500 BC. Among the tombs with
more victims sacrificed to keep the royal master company in the
afterlife are chambers No. 800 with five soldiers and ten court
women, No. 1332 with 43 persons and No. 1237 with 74 persons,
68 of them women (Drimba, 1985: 88-89). Another type of sacrificial
23
The god of eight flags.
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ritual, involving the royal spectre, is the killing of the ruling god-man.
He must be sacrificed in order to capture his soul. This prototype of
ritual is found in Cambodian cultures (killing the mystical gods of
fire and water when they are sick) as well as in Ethiopia, Sudan
(Frazer, Vol. II, 1980: 270-289).
In China, more than 7,000 terracotta soldiers have been
discovered in the tomb of Emperor Shi Huang Di, who died
2,200 years ago. The fighters were arranged in 40 parade-like lines
200 metres long. Each statue ranges in size from 1.81 m to 1.92 m,
with different faces. The emperor wanted each fighter, who would
accompany him in the afterlife, to have his own physiognomy, thus
replacing the old traditions, in which many victims were sacrificed
along with the monarch. The inscriptions on the 'guessing bones',
which ask questions about the kind and number of victims
sacrificed, attest to the existence and practice of animal and human
sacrifice. For example, in the locality of Anyang, dating from the
Shang period, more than 1,000 skeletons of those sacrificed were
found on the tomb of a king in groups of ten, decapitated, with the
skulls buried separately. Also dating from this period are shrines
surrounded by the graves of 825 people, 15 horses and 5 chariots,
10 oxen, 25 dogs and 18 sheep (Drimba, 1985: 360).
Since the 7th century BC, Chinese cultural and religious
components have influenced the evolution of Japanese society. In
645, the Taika reform marked the adoption of the centralised state,
introduced on the Chinese model (Buddhism was transmitted in the
6th century by followers from Korea, in 538 to be precise).24 The
first attempt to insert Buddhism failed, but the conversion of
Empress Suiko (592-628) and her nephew, Prince Regent Shotoku
(573-621) marked the beginning of a prosperous era for
Buddhism.25 The re-establishment and consolidation of the
24
The Taika reform involved imperial officials with hereditary domains replacing the old clan
order. This process led to the strengthening of absolute imperial power.
25
Tradition has it that in 538 the Korean state gave the Yamato court a statue of Buddha, and soon
afterwards there was a massive opening to Chinese literature, music and medicine. Buddhism
came under state control when the capital was moved to Heian (794-868). The most auspicious
development came during the shogunate of the Kamukara period (1185-1333). The coexistence of
Buddhism and Shinto is also encouraged during the Tokugawa dynasty (1600-1868, Edo period).
It is important to note that in the Meiji era (1868-1912) Buddhism was declared an illegal religion
and given the name kaibutsu kishaku (kill the Buddhists and abandon their writings).
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emperor's position in the core state is accompanied by the
propagation of Confucian and Buddhist theories.
Reactions to the confusion arising from the grafting of Buddhist
ideas onto a Shinto background in the early 9th century began to
emerge in 1868, with the Meiji Restoration26 and the fall of the
Shogunate and the Tokugawa dynasty (which had supported the
promotion and takeover of Buddhist concepts in the Nipponese over
the centuries). This historical moment marks the adoption of the
ideas advocated by Shinto purists such as Kamo Mabuchi (1697-1769),
Motoori Norinaga (1730-1801), Hirata Atsutane (1776-1843), but
also an emphasis on the national character of this religious
thought. As a state religion, Shintoism was threatened by the
danger of secularisation, which arose from the desire for historical
affirmation of a religious consciousness specific to the Nipponese
character, as well as from a continuity rooted in tradition. Tolerance
of Buddhism and its merger with Shintoism (a process that lasted
about 1100 years and resulted in its split into 13 cults) can be
explained by the lack of a well-established national dogmatic core.
Buddhism's developed morality, rigorous worship, literature and
impressive arts proved far superior to the deficient Shinto system.
The cosmogony of Shinto traditions is unclear, being at an early
stage of development. It can be analysed as a vertical tripartition
(heaven-earth-underworld) or as a horizontal bipartition (earth-Tokoyo
or the eternal world) of the universe. Thus, one of the key aspects of
the acceptance of Buddhism (not Orthodox) in Japan was the
existence of a simplified doctrine of soul redemption (which in Shinto
was a point of contention), as well as idol worship.
The Buddhist cult with the greatest impact in Japan was the Zen
sect of Indian origin. Its essence is reflected primarily in its
terminology, which in Sanskrit means 'contemplation' (Dhyana). The
predominant contemplation in this doctrinal cult, simplicity and love
of nature, are the values that determine the direct correlation between
the human being and the heart of Buddha. In this relationship, man
reaches the pure state in which he becomes immune to the
26
During this period, the emperor's position was demanded to be restored, and he was even
supported by samurai, who said, "Sonno Joi! = Long live the emperor! Throw out the
barbarians!"
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temptations of the material world, a state deepened by the exercise of
pure contemplation, the source of peace and spiritual tranquillity.
However: “the most intellectually creative Buddhism at present is
undoubtedly Japanese Buddhism” (Eliade, Culianu, 1996: 67-68).
The Heian era (794-1186) was marked by the supremacy of the
most illustrious family in Japanese history, the Fujiwara, a family
related by alliance to the imperial family. At this time, the emperor's
authority took a purely formal turn. This period of history,
considered the classic era of ancient Japanese civilisation, is
marked by an important event: the rise of the samurai. As a result
of popular uprisings and battles between the ruling families, each
nobleman organised his own army, which led to the formation of the
samurai warrior class. Each samurai accompanied a daimyo (a
category of nobility composed of military aristocrats of the feudal
lords who held the highest positions in the state). Over the
centuries, the families tried to dominate the 'Son of Heaven' by
limiting his political power.
The sequence of historical events, punctuated by the
succession of dynasties, has always been accompanied by a certain
religious imaginary. Up to this point, we have traced the
development of Buddhism back to the 8th century, when the
religion was supported by the state. The rise of Buddhism during
the Kamakura shogunate begins in the political era of the Bushi
military (1185-1333).27 At the same time, the emperor appointed
Yoritomo as the first shogun, which implied a new function
conferred on the emperor in which he dominated the state without
governing it, this right belonging only to the new de facto sovereign
(the shogun).28 The Edo period is marked by the synthesis of Shinto
and Confucianism called Suiga Shinto. In the 17th century, there
was a trend towards a reorientation to pure Shintoism, with
scepticism about the merging of Buddhist and Confucian elements
manifesting itself in harsh criticism of an ideological movement.
However, in the Tokugawa dynasty era, the Shinto-Buddhist
synthesis becomes the state religion.
27
Tendai Shinto and Shingon Tantric Shintoism appeared during this period.
The dualistic political system implied by the shogunate's appointment of two capitals with
their own government marked the beginning of the feudal era in Japan.
28
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Sacred and political power
The Meiji imperial era adopted pure Shintoism as the official
religion (from 1868 to 1946) and caused it to branch into four major
branches:
1. imperial house Shintoism -Koshi Shinto;
2. shrine Shintoism - Jinja;
3. sectarian Shintoism - Kyoha;
4. popular Shintoism - Minkan.
The balance established between the political imaginary and
the religious imaginary has been grounded through Japanese
primordial mythology. In this culture, a perfect harmony prevails
between the religious faith that legitimises political power and the
political authority engaged in a process of confirming the religious
system. The emperor's act of governance is essentially sacred,
emanating from myths that confirm his divine descent (Firloramo,
Massenzio, Raveri, Scarpi, 2003). The figure of the sovereign is
determined by his central function, which springs from the
hierarchical structure he represents, becoming the propagating
nucleus of the perfect connection between the action of destiny and
human action, between the sacred and the profane. His divine
origins, his ancestors, as direct descendants of the goddess
Amaterasu, all these are the elements that give the emperor
(mikado) the title 'Son of Heaven'.
Following the process of westernisation in the first half of the
20th century, a religious state ideology (kokkashinto) was
established in Japan, which embodied the old political concepts
about the sovereign's supreme authority of divine origin, allowing a
rediscovery of communion between rites and government. Religious
doctrine served the ruling classes to bring about major economic
and social changes, triggered by a crisis of cultural identity. The
process was made possible by a return to tradition and archaic
precepts, the most practical examples of which can be seen as early
as 1868 (the year when a system of national shrines controlled by
the Ministry of Divine Rites was established) and as late as 1872
(when the administration of the state Shinto religion was
transferred to the Ministry of the Interior). It is worth noting that in
the early 20th century, Japanese military conquest ideology in
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World War II was based on Confucian concepts. After the defeat,
this system was abolished, proclaiming freedom of worship,
imposed by the Americans in 1945, by abolishing state Shintoism
(Firloramo, Massenzio, Raveri, Scarpi, 2003: 388). The year 1946
marks the historical point of state secularization.
6.2. From the Tokugawa period to the foundations of the
Meiji Restoration
Although imaginary time frames of the Middle Ages are
outdated, it is important to note that Japan's political and economic
development has seen two major historical periods of great
significance whose characteristics and evolution paved the way for
state modernization. The portrait of the samurai dominating
medieval Japanese society cannot be understood without
contrasting the peak periods in Japan's political history. Thus, the
Tokugawa and Meiji periods will be topics of debate, being relevant
in their socio-cultural content. The Tokugawa era runs from 1600 to
1868 and the Meiji (Restoration) era from 1868 to 1912. Throughout
this sub-chapter, an analysis of the two time segments will be made
in order to highlight the structure of the political imaginary specific
to those times. The transition from an isolationist policy to a
reformist policy, from a predominant feudalistic centralization to
decentralization through a policy of reconstruction of the political
body cannot be considered as a sequence of historical events that
paved the way to democracy. In other words, democracy or the goal
of cultivating democratic principles and values cannot be traced
back to either the Tokugawa or the Meiji period, even if the process
of modernization proved salutary.
a. Political power in the Tokugawa period (1600-1868)
The peculiarity of this era is the new political order that came
with the establishment of the shōgunate. In 1603, Ieyasu obtained
the title of shōgun, which had not been used since the reign of
Go-Yōzei in 1588. This transfer of political authority was typical of
early imperial regimes (including the shōgunate), although officially
political power was held by the emperor's son (Hideyori) and not by
Ieyasu. The latter is regarded as the initiator of reforms which,
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at the beginning of the 17th century, contributed to the
establishment of a state of harmony and political stability necessary
for an attempt to centralise the administrative and jurisdictional
authority of the shōgunate. The system, called sankin kōtai, was a
powerful instrument of control over the local powers established in
this period, following the feudal model. Tokugawa Machiavellianism
involved forcing each daimyo to have a permanent residence in the
Edo capital, providing family accommodation. Also, half of their
earnings were reallocated to the capital, resulting in total control
over each senior.
One of the striking features of this period is collective
responsibility. In the seventeenth century, guilt took the form of
collective punishment whose mode of manifestation ranged from
tameshrigiri (the bodies of those who had been killed for various
deeds becoming the object of samurai military exercises) to seppuku
(ritual suicide) (Kenneth, 2004: 55-56). The fear of being blamed for
the reckless acts of another individual, as well as the radical control
of society, had repercussions on how outsiders were perceived. Fear
of collective punishment led to a superficial relationship between
representatives of different social classes, with massacres and abuses
masked under a reality that proved incomprehensible to the Western
mentality. For example, in Japanese society (from medieval times to
the present day) there is a distinction between outward appearance
and inner or internal reality. This demarcation between the two
spheres plays a crucial role in understanding the relationship
between formal authority and actual power. Respect for authority
allowed the individual to set the boundaries of his freedom.
Western influence in the Tokugawa period was restricted by
issues relating to its confessional nature (specifically its purpose
and implications) and the consequences of intense economic
activity. Firstly, religious tolerance in Japan (throughout its history)
is a fact certified by the approval and acceptance of any belief
system without entailing any political prejudice and threat to
political authority. Persecutions against Buddhists in Japan's early
history can be explained by involvement in politics.
During the Tokugawa period, Catholicism (as opposed to
Protestantism) was under pressure, as the Japanese perceived the
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areligious underpinnings of this system. Its territorial claims were
rejected by political authority; a telling example of the limits
imposed on people who declared their Catholic faith was the
decision in 1640 that required every citizen to register at Buddhist
temples, certifying their affiliation exclusively to this confessional
faith. Secondly, the competitive standards of trade led to a decline
in the profits of some daimyo leaders, resulting in an expulsion of
all Westerners (forced or voluntary). The Dutch were the only
foreigners tolerated in Nagasaki port, being involved only in trade,
with no other ideological or religious claims. The closure of the state
borders was seen politically as a convenient solution to protect the
authority of the political rulers of the Tokugawa dynasty. Any
foreign element contrary to the interests of the state was seen as a
threat to the stability of the political construct.
b. Political power in the Meiji period (1868-1912)
The Meiji period is considered the stage of westernization of
Japanese society and state. The change in state organisation was
gradual, with a restored imperial order, in effect oligarchic. The
reforms implemented during this period were based on a structure
marked by an idealised Japanese nationalism. Confucianism,
interpreted in Japanese terms, also allowed a clear demarcation
between the internal and external substance of the individual and
the community. The decision to achieve an adaptation of traditional
political values that grounded the valid competitive nature of the
state's economic capabilities was accompanied by the ability to create
a symbiosis between the old characteristics of the regime and the
new requirements of the political structure.
The values of nationalism are flourishing due to the orientation
of the individual on a cognitive axis whose purpose is to obtain a
tangible profit. It is worth noting that, under Confucian influence,
family values have been enhanced by the new approach to the
relationship between authority and the individual. In contrast to the
Tokugawa period, the individual of the Meiji era is guided by
political authority, including personal goals.
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6.3. Samurai, self-sacrifice and political power
Military recognition is an element in Confucian writings from
the Tokugawa period. The Bushidō Code, which stipulated the
conduct of the samurai class as well as many other aspects of the
philosophy of war, marked a revival of Confucian principles. These
influences proliferated alongside Japanese nationalism expressed
under the auspices of the Shinto system of thought. As noted above,
the Tokugawa period represents a pivotal point in the subsequent
economic development of the state. The decentralised feudal system
involved the division of the country into 250 fiefdoms, each of which
was under the rule of a daimyo (hereditary criteria), and by
implication, vassal samurai. Military authority was held by the
shōgun, whose authority was exercised over the entire national
territory. The political-administrative organisation was coupled with
the existence of a symbolic unit provided by the imperial house and
the emperor who controlled the Edo capital at the time. The
legitimacy of the imperial power and its claims to national
unification are underpinned by the belief in the mythological lineage
of the imperial family. The pressing need to implement an
educational system that would ensure the individual's access to
knowledge in the spirit of virtue and discipline was matched by the
idealisation of the samurai code. The syncretism of these elements
made possible the birth of the modern Japanese state.
Unlike the political quintessence that characterised the
Tokugawa period, the Meiji Restoration (1868-1912) symbolised the
emperor's involvement in politics. The process of westernisation of
Japanese society was a necessary step for the state, placing it on a
par with its international competitors. The motto of modernization
during this period is summed up by the formula “oitsuke, oikose”
which signifies Japan's intention to catch up and conquer (Kenneth,
2004: 78). Restoration involved the adoption of a new type of political
construction as well as an extension of the nationalist dimension of
the Japanese state. In 1890, an imperial act entitled: “Imperial
Document on Education”. The document was oriented towards the
educational system in accordance with the nature and philosophy of
the Japanese state, despite the direct influence of imported Western
ideas, its structure keeping intact the elements of traditional ethics.
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The introduction to the samurai system of ethics is based on
The story of the 47th Wanderer (or Ronin). According to this story, a
samurai's life depended on his lord's willingness to disown him or
take his life. Many samurai resisted this absolute power held by the
daimyo and started a revolutionary movement that spread across
the country. The group of 47 samurai changed the way the samurai
approached the world. In 1701, Lord Asano Naganori was insulted
by the shōgun's chief of protocol Kira Yoshinaka. Asano drew his
sword in the shōgun's castle, which was a grave offense, and was
forced to commit seppuku. The 47 samurai under his command
were left without a master and without land (it was confiscated by
the Edo authority), making the decision to take the law into their
own hands. In a plot they succeeded in killing Kira. Although they
were considered exemplary fighters, the samurai were forced to
commit suicide for breaking national law.
This type of behaviour, enshrined in the Bushidō Code, is
considered an act of justice, an expression of loyalty and discipline.
Based on this story, the approach used in this code is challenging.
The principles of the warrior's way are closely related to notions
such as self-discipline, loyalty and self-respect. In line with Hegelian
ideas of respecting supreme authority and merging the interests of
the individual with those of the ruler, the samurai remain loyal to
the lord they belong to. Behavioural traits form the core of the
samurai code, accompanied by the call for knowledge and the
harmonious development of the individual. The code seeks to
provide the tools and principles necessary for the individual to
develop a harmonious relationship with himself and his fellow man.
The moral principles of the code are not equivalent to those of
the Western system. Morality means acting as expected in a given
social context and a pre-determined order. This approach, however,
can be filtered through the Kantian grid of thought, in the sense that
morality is defined as action done out of duty. The specificity of the
principle deriving from universality and pure reason cannot be denied
or omitted. It is worth noting, in this context, the similarity in the
perception of morality as an element that concerns the achievement of
right action, without the interference of individual subjectivism.
Although the matrix of Kantian morality is different from that of the
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Bushido code, virtue and duty are the elements that justify individual
action in both systems. Kantian theory frames the ethics of the
person in a theory of virtue and interpersonal relations to be managed
by law. An action is classified as moral if it is dictated by reason,
conditionally implying its fulfilment.
The Bushidō Code stipulates the warrior's obligation to react
and direct his efforts towards preserving the Tokugawa family
traditions. The behavioural pattern has been taken up and
sedimented into a system of principles and ideas that form a unifying
ethic. However, the guidelines of the code are not aimed at observing
abstract philosophies saturated with theorized ideals, but at
regulating the relationship between the imperial family and its
vassals. Thus, the term benevolence indicates the blessing that
masters bestow on their subjects as well as the need for the warrior
to be loyal in his actions. For the sovereign, justifying the act of
self-sacrifice to the point of opting for death is living proof of the
samurai's loyalty in interpersonal relations. The warrior's devotion to
his lord springs from the purity of his mission. “The empire does not
belong to one emperor or to one man. The thing to be studied in
depth is benevolence. The right to use a sword should be done for the
purpose of subduing barbarians. [...] Similarly, the right to resort to
military power derives from the desire to conquer the enemy that
lurks at the breast. A warrior who does not understand the way of
the warrior or a samurai who does not understand the principles of
the samurai may be considered stupid. The sword is the soul of the
samurai. Those who forget or lose it will not be forgiven” (Turnbull,
2000: 299). The samurai's loyalty to his senior is also an individual
trait that keeps the benevolent relationship intact.
A historian of Japanese religions, Stephen Turnbull believes
that the samurai: “makes an effort by preparing for action within
the limits of his capabilities, and in battle he adapts to every
circumstance in an effort to rebuild for himself a military
reputation. [...] Warriors will fight for their lord, being fully prepared
to die, without concern for children and wives at home. While it is
my duty, my lord, I will die in battle before your eyes. If I die in my
own house, although death may be for the same reason, it will be a
death that will not hold the objectives of a warrior who possesses
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the skill of arms” (2000: 299). An important vector in the samurai's
collective imagination was the avoidance of a shameful death and
not the effort to do good as a general moral trait as with the great
religions. The katana (sword) becomes for the samurai the soul
untainted by any stain of shame, and by willingly embracing death,
even in defeat, he wins the most important battle for the next life. In
conclusion, the Bushidō Code is, first and foremost, a discipline
acquired as a result of a tradition passed down from generation to
generation, and honour signifies the unaltered preservation of this
custom through ancestor and sword worship. The steel blade of the
Japanese sword is the supreme light of any samurai. The quality of
the steel, the brilliance of the metal and the edge of the blade
ultimately represent the quality of the spirit. The samurai or a
daimyo in Tokugawa's time were judged by these three qualities,
which were the first relevant indicators with regard to the quality of
the soul. Death was seen as a test that each warrior had to be able to
pass through his military skills. This test was overcome by death
acquired in battle or, in the case of survival, by the ritual known as
harakiri. The lord of a castle, the sovereign of a land, in the event of
defeat followed the same behavioural path as that imposed by the
Bushidō Code. Belief in the fear of the dishonour that a Japanese
warrior would have to endure in the next world was the greatest
possible punishment, and salvation meant avoiding this consequence
at all costs. As a result, the painful death endured through the
harakiri ritual was completed by cutting and slicing the stomach in
two directions in the form of a cross, and after a certain time of
suffering (during which the guts came out) beheading followed, as a
reward and redemption for suffering. Accepting such an end was the
true test of a true samurai warrior before his master, but also before
his ancestors who awaited him in the next world. The sacredness of
this gesture led the warriors to a sure salvation.
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CHAPTER VII
SPECIFICITY OF SACRIFICE IN AZTEC SOCIETY
Sacrifice is one of the specific concepts of anthro-pology, on the
basis of which, since the 19th century, theories have been developed
to elucidate its nature and function in the religious act. The relevance
of these ritual acts, now considered barbaric, was especially
overwhelming in Aztec society. Of course, these extreme
manifestations can be identified in many ancient cultures, and the
Aztec culture is distinguished by placing religion at the core of
political action. More specifically, the role of sacrifice in Aztec society
goes beyond the framework imposed by religious symbolism, being a
key element in the promotion of a rigorous policy aimed at
integrating individuals into a coordinated system of mythologicalreligious elements.
Before presenting the specificity of sacrifice
in Aztec society, it is necessary to establish the
clear terminological and theoretical framework of
the notion in the field of religious anthropology.
Thus, it is possible to approach sacrifice by
analysing the resources provided by ethnological
efforts carried out over time and in a permanent
relationship with the rituals characteristic of the
various cultures. The sacrificial act is not just a
particular scene, with actors isolated from complex social realities,
but touches the very essence of the religious phenomenon. Even if
this way of questioning the divine is manifested in a violent form,
sacrifice can provide consistency around the interpretation of the
bloody act. Scanning the sacrificial rite in historical evolution has the
main effect of consolidating (in the true axiological sense) a religious
theory in miniature, designed to complete the unifying picture of
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religious acts. Professor for the history of religion Jeffrey Carter
highlights this universal side of sacrifice as an essential form of ritual
(2003: 449). His assertion convinced me of the need for a study and a
chapter focusing on the notion of sacrifice in relation to the cultural
structures that adopted it. In my opinion, a relevant example would
be the definition of religious values in pre-Columbian civilizations.
In order to present the main anthropological theories on the
definition of the sacrificial act, I suggest that the terminological aspect
be clarified as a priority in order to provide an introduction to the
behind-the-scenes of the consecration ritual. The Latin sacrificium is a
word composed of two terms: sacer (holy) and facere (to do). By
unifying the meaning of the two terms, a first terminological meaning
of sacrifice can be deduced: to perform a holy act or to sanctify a
human deed (Ries, 2000: 10). The clear delimitation of sacrifice in a
religious system by attaching a typology as well as the attribution of a
meaning and proper functions are ways to deduce the real meaning of
this component of the much disputed religious anthropology.
7.1. Sacrificial act in the history of religions
The theories that have placed sacrificial issues at the centre of
the study belong to the three classics of ethnology: Tylor, Smith and
Frazer. In his work Primitive Culture, Edward B. Tylor attributed to the
sacrificial act a symbolic and a social function, which are masterfully
identifiable in the sacrificial-giving, as well as in the sacrificial-omage
and sacrificial-renunciation (1920: 376). The emphasis falls, however,
on the first type of sacrifice because of the link established between
humans and gods in order to build a peaceful community life without
divine punishment (Riviére, 2000: 102). This theory, according to the
analyses undertaken by Mauss and Hubert, provides the outline
concerning the moral evolution of the sacrificial rite, yet it is irrelevant
for outlining the mechanisms involved.
As early as 1889, Professor W. Robertson Smith explained
sacrifice on the basis of so-called universal totemism. In his work
Lectures on the Religion of the Semites, Smith proposed a theory of
sacrificial feasting based on the blood bond and ritual sacrifice,
inspired by an episode in the life of St. Nile, where he recalls the
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Arabs' custom of chopping up the camel and partaking of its
strength.29 In the totemic religion, the author highlights the sacrifice
of the god by believers who belong to the same tribe with them, they
eat him and from this communion they extract new forces (1901: 235,
239). Observation of the totemic phenomenon led Smith to place
sacrifice-communion at the centre of his theory. Claims that there is
no sacrifice outside the totemic system have led to much controversy
on the subject. The conflict between ethnologists has taken as its
starting point the sacrifice-community, considered to be the formative
matrix of the whole sacrificial system. Smith proposed the theory of
sacrificial unity, which was later challenged by Mauss and Hubert.
Through his ethnological theories, J.G. Frazer draws attention
to the problematic imposed by kings, priests, gods, who in different
religions renew society's life by allowing themselves to be ritually
killed (Ries, 2000: 20). In his ground-breaking work The Golden
Bough, published in 1890, Frazer disregards the theories put
forward by Robertson Smith. Following extensive ethnological
research, Frazer discovers the cosmogonic and magical values of the
original sacrificial act. The sacrificial doctrine finds its ultimate
explanation in the sacrifice of the god and in communion with the
divine victim. Thus, absolute sacrifice is no longer considered
sacrifice-communion, according to Smith's arguments, but godsacrifice which allows primitive man to temporarily take on sacred
virtues (Frazer, 1980: 72).30
Proposing the Indian religious system as the focus of
sociological analysis, H. Hubert and M. Mauss, like Frazer, did not
accept the reduction of the multiple forms of sacrifice to the unity of
the totemic principle; the two anthropologists firmly maintained
that the observations made by Smith and Tylor were erroneous due
to the choice of an inadequate methodology. They accuse Smith's
theories of lacking objectivity, identifying an ideological cause due to
his membership of the evolutionary school. Thus, Smith, in keeping
with the principles of his school, resorted to a genealogical
29
The sacrifice of the camel was also included in Freud's analysis, considering it a model of
archetypal sacrifice. Freudian study of the sacrificial act is centred around the notion of the
primitive father killed and consumed by his sons.
30
In volume IV, page 72 it says: "by eating the body of the god (animal or human), he acquires
some of the qualities and powers of the god".
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classification of the sacrifices encountered in the study of preIslamic Arab civilisation, his documentary sources proving to be
inconsistent. The theory of sacralisation and desacralisation
strongly supports the social character of sacrifice, a means of
communication of the profane with the sacred through a victim
(Mauss, Hubert, 1997: 55). The thesis put forward by Mauss and
Hubert highlights a possible hermeneutical correlation between two
opposing hypostases. A second, clearer perspective of this
phenomenon is formulated in the definition: 'sacrifice is a religious
act which, by consecrating a victim, modifies the state of the moral
person who performs it or of certain objects in which he is
interested' (Bonte, Izard, 2007: 625). The sacrifice reconciles the
god, tames and embellishes him, and the victim becomes a part of
the god, gaining immortality in the afterlife. In turn, the object
touched by the victim's blood acquires magical properties necessary
in the act of ritual.
According to Réne Girard, the theory of the victim-emissary
allows the discovery of the object of any rite or cult, a keystone of
the whole mythical edifice, the cipher that facilitates the
understanding of any religious text (1995: 20). His theory focuses
on the role of sacrifice in religious life explained in the stories of the
gods, from Greek tragedy to ethnological myths. Girard examines
the traces of totemism in the Greco-Roman world, particularly in
the myths of Orpheus and Dionysus, basing his conception of
sacrifice on the sacred-violence relationship.
The victim of the bloody act redeems the existential fluidity of
the everyday, avoiding the fall into chaos. The theoretical basis of
pre-Columbian human sacrifice is found in mythological foundations,
cosmic history being saved from catastrophe. From the offerings to
the ultimate expression of this rite (the sacrifice of the god) a
unifying typology can be established. The ethnologists Mauss and
Hubert have proposed a model of a coherent sacrificial system that
can be identified in most cultures centred on human or animal
sacrifice. The sacrificer, the sacrificed, the objects of the rite and the
place of sacrifice are the elements that make up a matrix of the
sacrificial act, a model supported by the authors with numerous
examples. (1997: 63-80). The types of sacrifices mentioned allow an
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integration of the system into the circuit of religious phenomena
with social functions, thus allowing the two implicit natures of
sacrifice, the sacralisation and desacralisation of the victim, to be
identified.
The similarity of sacrificial rites in different cultures is striking,
confirming the existence of a primordial event. Mythical thinking
always returns to what once happened, to some kind of creative act.
All origin myths seem to refer to the sacrifice of a fantastic creature
by other mythical creatures, an event perceived as an act of founding
political power. “If there is a real origin, if myths continue in their
own way to commemorate it, it means that this event has left a very
strong impression on people” (Mauss, Hubert, 1997: 63-80). The
popular imagination also has the gift of spicing things up, so that we
do not know exactly how a myth is constructed, its stages or the
origin of its structure. Myth is a story drawn from the fantasy world,
with an important role in recalling and founding real events that take
on its magical and immortal character, integrating itself into the deep
realm of the collective imagination.
Human sacrifice is a fascinating subject that can be studied at
length in ancient cultures. How could this savage and terrifying act
have been performed on humans by their fellow human beings
without the latter being ashamed of this disregard for human life?
One answer can be found in the ancient Celts who had a different
view of life and way of life from modern civilisations. The Celts
combined legends with historical facts, reality with fantasy, life
being their only Universe, understood in their own specific way.
With these concepts in mind, it is easier to understand the Celts'
way of perception, considering human sacrifice as a vice, an
everyday event, for the good and profit of the whole community. The
Celts, like the Dacians, believed in a future life. Killing or being
killed was not an act of destruction, but of ennobling the victim in
the eyes of the gods in the world beyond.
After the spiritual purification of the participants, after
prayers, the priests officiated the act of sacrificing the living beings,
and with their blood they regularly stained their faces as well as the
statues of the idols. According to the ancient Greeks, through this
bloody sacrificial act, the defilement committed through voluntary
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or involuntary murder was purified.
A strange form is the symbolic sacrifice with one's own blood,
which the man extracted from his earlobe, lower lip or arms and
then offered to the god. Consequently, the point expressed by Freud
in his work Totem and Taboo is legitimised. According to his general
thesis, the sacrifice is officiated to commemorate an original murder
perceived as the founding act of humanity. Can the sacrificial victim
be considered a parent of the primitive horde? René Girard argues
in support of this presumption; he notes, however, the error in the
Freudian system due to placing of the sacrifice at the beginning of
the ritual and not at the climax which absolves man of the guilt of
prehistoric murder (1999: 34-35). The bloody act of sacrifice was
accompanied by the honour conferred by the victim's courage, his
deliberate acceptance being considered a sign for the success of the
human-initiated gesture and acceptance by the recipient god.
7.2. Sacrifices and offerings. Christian sacrifice
From the point of view of anthropologists Mauss and Hubert,
the offering becomes a sacrifice under the condition of destruction
(1997: 28). The believer believed that the smoke, emanating from the
burnings, ascended to heaven, i.e. to the gods; the verticality of the
smoke in calm atmospheric conditions indicated the divinity's
acceptance of the offering, just as the deviation of the smoke was the
bad sign that indicated the rejection of the sacrifice. With the practice
of smoking, the technical forms were consolidated, the most common
container for burning being the “fire pit”, called the “cauldron” by
Christians. How old fumigation was, however, is difficult to say.
In Pharaonic Egypt, fumigations were made in honour of the sun god
Ra (Lalouette, 1987: 73): a combination of 16 ingredients was burnt
at sunrise; the ancient Hebrews, like the Zoroastrian Persians, burnt
incense, a generally Asian process, and in India burnt resins
combined with fragrant wood. The pleasant smell fed the appetite of
the great 'fathers of mankind', the ether obtained being the fruit of
the most expensive and rare plants cultivated by temple priests.
In this sense, a double symbol, at the same time a transition
between animal sacrifice and fumigation, is provided by the myth of
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Cain and Abel in the Old Testament (Bible, Genesis, ch.4, v.1-17);
I recall a story in which the sacrifice of one of the brothers was not
received by Yahweh. According to the Bible, Cain was a farmer, but
his brother, the shepherd Abel becomes Yahweh's favourite. Abel's
animal sacrifice is received, but Cain's vegetable sacrifice, caused by
envy, is not, the biblical text says. Cain kills his brother, and then is
punished by Yahweh to become a peasant farmer. Byzantine
literature, inclined towards anecdotal explanations of Christian
doctrine and traditions, introduces the demonic coefficient: it is the
devil who teaches Cain to kill, i.e. to commit an act that was
completely unknown to him. Catholic theology thus considers Cain
to be the fruit of sin, through which Adam and Eve were expelled
from God. Cain's situation is ambiguous: he is the one who
sacrificed plants to Yahweh, not animals, like his brother. And yet
his sacrifice is rejected by a deity consecrated to rejecting forms of
shedding living blood; and when he kills, he does so not out of
hatred or revenge, but obviously out of despair (Kernbach, 1984:
336-378). Yahweh does not take vengeance on Cain; on the
contrary, he protects him from the wrath of his brothers who have
learned of his murder. It seems that Yahweh wants to stop the
bloodshed and puts a special mark on his forehead so that no one
will touch Cain's fratricide.
In interpreting the Bible, questions arise such as:
Are human sacrifices pleasing to God?
Does the blood of the sacrificed animal wash away or not the
sins of the one who worships it to the deity?
Certain biblical references indicate a certain response to the
two issues raised above, as can be seen from the following verses:
For the life of the body is in the blood. I have given it to you to
put it on the altar, to serve as an atonement for your souls, for
by the life in it the blood makes atonement (Leviticus, 17:11);
If Thou hadst willed sacrifices, I would have brought them
unto Thee: but Thou hast no pleasure in burnt offerings
(Psalms, 51:16);
What do I need the multitude of your sacrifices, saith the
Lord. I am sick of the burnt offerings of rams and the fat of
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calves; I have no pleasure in the blood of bulls and sheep and
goats (Isaiah, 1:11);
For the blood of bulls and goats cannot blot out sins (Paul's
Epistles to the Hebrews, 10:4).
Christianity is the only non-sacrificial religion that affirms its
ethical transcendence in relation to all others. Jesus came to abolish
blood sacrifice and to abolish the pagan notion of redemption
through the sacrifice of a living being. The God of the Gospel is the
God of nonviolence preached by Jesus. We are thus witnessing the
end of the genesis of the sacred, since the prohibition of sacrifice
puts an end to the sacralisation of violence. The violent sacred is
replaced by the transcendence of love. Judeo-Christian scripture
demonstrates that Christianity puts an end to the foundational
violence of the sacred (Gaudin, 1995: 232-236). The lamb left in the
Savior's arms to be offered as a burnt offering in the Temple is set
free, its gesture marking a substantial evolution in the human-divine
relationship.
Today, Jews no longer perform sacrifices, the practice having
been abolished since the 2nd century AD. After the destruction of the
Temple in 70 AD by the Roman army, which was considered the
place for sacrifices in honour of Yahweh, the custom was resumed
during the war of 132-135, and after the defeat it was abolished for
good. However, there are rumours that Orthodox rabbis in Israel still
practice some techniques of ritual sacrifice so that their knowledge is
not lost. Their current practices can no longer be considered
sacrifices. According to the Jewish holy book, the Torah, believers are
obliged to perform sacrifices only at the Temple, the only place
chosen by the Lord for this purpose (Bible, Deuteronomy, 1994:
ch.12, v.13-14). Until Yahweh points them to another location, Jews
are not allowed to sacrifice in other
places. Some communities have decided,
however, that in the absence of a fixed
place, they may sacrifice anywhere.
The issue of sacrifices in the Jewish
religion is also a landmark. Animal
sacrifices to God are regarded by modern
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man as cruel and primitive practices. However, religious authorities
of the time such as Abraham, Isaac and Jacob, Moses and Aaron,
David, Solomon and Samuel, etc. offered sacrifices to the God of
Israel. The image of our contemporaries differs from the reality of
those times. The ancient Israelites were able to reach the highest
spiritual heights, a fact regarded today with wonder and deep
reverence. Rational man lacks the sensitivity that enabled his
ancestors to understand animal sacrifices. The period before the
building of the Second Temple was an age in which man longed for
idol worship. God created the world in such a way that good and evil
were always in the balance, which allowed man's free choice. With
the disappearance of idolatry, the balance was maintained by man's
emptying of the meaning of sacrifice. In short, the offering of an
animal sacrifice symbolized the subjugation or destruction of man's
animal nature. The animal was cut up and then burned on the altar,
being reduced to elements that rose into the air. By meditating on
this process, a person was able to cancel his animal instincts, thus
drawing closer to God.
Regarding the cruel treatment of slaughtered animals in the
21st century, followers of the Jewish religion have argued that no
slaughtered animal is treated more cruelly than one killed for meat
production. Judaism is particularly concerned with the proper
treatment of animals and does not accept violent slaughter under
any circumstances.
7.3. Aggressiveness and the manifestation of the sacred
John Dollard (et al.) postulates that aggression is always a
consequence of frustration. In the authors' view, frustration is an
obstacle that blocks individuals' ability to achieve various social
satisfactions or rewards as expected (apud Berkowitz, 1989, 60).
Thus, according to Nicolae Frigioiu, frustration involves the
disenfranchisement of individuals and arises in social interaction,
in the process of decoding/interpreting the attitude and behaviour
of the “other” (2009, 67). As a meaning, aggression implies, from the
perspective of the mentioned authors, a response to harm, injury or
damage of any kind inflicted on an individual/group through
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various methods. Forms of aggression vary according to the context
and can be direct or indirect (apud Berkowitz, 1989, 61). Most often,
however, these forms of aggression can result in violent actions. Any
act of violence is intended to cause physical or mental suffering. If
we refer to political violence, its objectives are: “to conquer,
maintain or influence state power” (Frigioiu, 2009, 63).
In order to dominate in the social and political space and to
obtain total compliance from individuals, social/political actors use
various types of violence - physical, military, economic, symbolic, etc.
While the former generates physical suffering - torture, for example symbolic violence is much more complex and manifests itself, on the
contrary, by provoking moral suffering, based on a strong visual
component and an example for other individuals (“This is what can
happen to you if you do not comply”). Symbolic violence is expressed
through the power to construct social reality, to establish a new
gnoseological order, symbols having the capacity, as instruments of
knowledge and communication, to generate consensus, acceptance
and reproduction of the new order (Bourdieu, 2005, 166). By using
symbolic violence, social actors achieve the same results that they
would achieve through physical or economic force. Thus, individuals
believe in the new version of reality, which they recognize as unique
and legitimate (Bourdieu, 2005, 170). Symbolic violence alters social
identities, establishing what is desirable or not in the social field.
Thus, the main changes take place on two levels:
1. the mental representation of the audience, which involves
essential transformations in perception, appreciation,
knowledge and recognition;
2. material representation, which includes visible strategies of
symbolic manipulation - emblems, flags, uniforms, etc.
(Bourdieu, 2005, 220-221).
Social (and political) space is therefore “will and
representation; to exist socially involves being perceived - perceived
as different” (Bourdieu, 2005, 224). The source of aggression also
comes from the relationship between the state and the individual.
The monopolisation of violence has long been accepted, for this
reason, as the main phalanx of power of the modern state, based on
its obsession with controlling the individual (Pearce, 2020, 195).
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In conclusion, there is an interdependent relationship between
frustration, aggression and violence, in the sense that frustration is
the cause of aggression, which becomes the source of violence, with
consequences on a physical and psychological level.
In religion, the sacrifice of the god faces a dilemma in the
Freudian approach to sacrifice by putting it in correlation with the
theory of René Girard, whose central core is the relationship between
violence and ritual. Girard sees a common denominator in the
effectiveness of sacrifice: internal violence that seeks to eliminate
dissension, rivalry, jealousy and quarrels between spouses; sacrifice
restores community harmony and strengthens social cohesion. “If we
approach sacrifice in this fundamental light and take this royal road
of violence that opens up before us, we will soon realize that it is not
alien to any aspect of human existence, not even material prosperity”
(Girard, 1995: 22). Thus, the function of the sacred is to appease
violence within society and, above all, to exorcise revenge. The vicious
circle of vengeance becomes an endless chain, which has particularly
affected primitive societies lacking a legal system. Sacrifice is a
violence of substitution, a collective transfer, whereby the victim
substitutes for all members of society. Moreover, this arbitrary victim
serves to restore the much-needed order following an imbalance of
which it finds itself equally guilty. This circle, whose epicentre is
rooted in the sacrament of violence, will be broken in the preaching
of Christian dogma.
The killing of the scapegoat is the ritual by which the “guilt of a
primordial sacrifice” can be abolished, only in the form of the
monstrous double (Girard, 1995: 273). The unity of the community
is reflected in the reconciliation of a mimetic crisis of violence
(Riviére, 2000: 103).31 Sacrifice, in this case, is correlated with a
conclusion that follows a mimetic collective crime (Girard, 1999: 35).
Modern society, according to Girard's theories in Violence and
the Sacred and The Scapegoat, can concentrate all values and
manifestations unified in one term: violence, and deductively, death.
Bringing together all social realities in a Bacovian poetic hourglass,
31
Claude Riviére considers that Girard mistakenly considers violence to be the cause of
impurity, as well as the explosive mechanism of violence, but does not provide any
argumentative justification.
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Girard attributes the world to the metaphor of the tomb, in which
the presence of conflict is an apriori fact, conferring on sacrifice the
function of appeasing the original violence in the human construct
(and not a social one as in the case of Maussian theories). In this
context, the analysis of the specificity of sacrifice in Aztec society
highlights the direct relationship established between the sacral
sphere and actions with political implications.
7.4. Human sacrifice in Aztec society
From 2100 BC to 1521, cultural forms comparable
to those of the West crystallized in this area of Central
America (Djuvara, 2007: 264).32 The relationships
established between the three great cultures (Aztec,
Maya and Inca33) were projected at the pantheon level.
The correspondence between the Aztec and Mayan deities is obvious.
I cite other examples such as the stepped pyramid, female statues,
the solar and ritual calendars34, elements that migrated from Mexico
to Peru and the stratification of social structures, all of which are
eloquent testimonies of the three great cultures without being
self-enclosed apollonian civilisations. I recall the bloody rituals
performed by pre-Columbian priests, as archaeological excavations
have revealed, in two large temples built for this purpose: The Great
Temple (Templo Mayor) of the Aztecs and Chichén Itzá, the sacred
centre of Mayan culture. At first glance, the purpose of these practices
appears to be an attempt to appease the gods by feeding them with
fluid (symbolically immutable) human blood, the primary element
necessary for initiation into the creative acts of life, death and rebirth.
It is human blood that ensures the perpetuation of life. The reason for
mass sacrifice may be the relationship established between the
human being and the cosmos, namely between debtor and creditor.
Pre-Columbian human sacrifice was the subject of study for
32
Djuvara states the possibility that Mexican culture's level of development in the 16th century
was superior to Western civilization of the same period.
33
Pre-Columbian America, geographically speaking, implicitly the Aztec, Maya and Inca
cultures encompassed the territories of the Valley of Mexico, the Yucatán peninsula and the
Andean plateau.
34
The sacred year was divided into 18 periods of 20 days, with 5 transition days in between.
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Mircea Eliade, who presents the significance of this bloody act in
opposition to the terror practised by the Nazis or Communists.35
The mention of stepped pyramids was not random, as they are
a geometric transposition of the religious imperative, so prominent
in the ontological structure of the pre-Columbians. The attempt to
reach the gods, to offer them the most consistent sacrifices, was
motivated by the desire to be in harmony with the Sun through the
sacrificer-sacrificed correlation. In Mayan culture, the perfect
alignment between the cosmic seat and the pyramid symbolises the
transmutation of earthly power from the king to his son. I mention
another royal emblem, the double-headed serpent in the legend of
the tree in the form of a cross; in its centre are vipers symbolising
sacrificial blood. Beneath this tree is the Sun as the point of balance
between night and day. This mythological picture clearly indicates
the strong connection between sun worship, cosmogonic evolution
of the world, kingship, sacrifice and death.
This world was born in the holy plains of Teotihuacán and
developed in the area of Mexico over two centuries (1325-1521). In
the book Civilisations and Historical Patterns. A Comparative Study
of Civilisations, Professor Djuvara proposes a similarity between the
Aztec political structure (shape and extent of the empire) and that of
Mesopotamia in the 3rd millennium BC. (2007: 263). The city of
Teotihuacán, a temple structured as an image of the cosmos, was
the main religious centre in whose arena the creative act, the birth
of the Sun and the Moon, took place. The Aztec codexes that
provided information about the pantheon of this culture and the
way in which sacrificial acts were carried out (including the Tlachtli
game in which the cosmic turmoil and the suffering of the stars
were imitated to ensure a new day for human beings) are the Codex
Mendoza, the Codex Magliabchano and the Codex Florentine. The
Spanish conquistadors protected more Aztec codices than Maya
ones, which allowed a complex knowledge of this culture. In this
context, I cite two great Spanish scholars who produced revealing
35
Marcel Mauss, Henri Hubert, op.cit., p. 16. "for the Aztecs, human sacrifice had this meaning,
namely that the blood of human victims nourished and strengthened the sun-god and the gods in
general". The bloody acts of the Nazis and Communists, Eliade believes, are imbued with an
ideological, historical nature, whereas in the case of pre-Columbian cultures, the value is religious.
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documents on Aztec culture, the Franciscan Bernardino de
Sahagun and the Jesuit Joseph Acosta.
For the Aztecs, our world is the fifth - the last, the world of the
Moving Sun. Each cycle of time is threatened with doom, so at the end
of each 52-year period, the divine rulers could cast the world into the
abyss of darkness (Jordan., 2002:90).36
The most relevant myth, in terms of highlighting the
ambivalent nature of the god's sacrifice, is the one in which the sad
gods are depicted gathered in council, shivering with cold. The
wisest of them is Quetzalcoatl37, the deity who shows the people the
conditions of the birth of a new Sun and also of the Moon. The two
stars will return after the sacrifice of a god. Two candidates are
presented: the young and beautiful Tecciztecatl, god of spring and
renewal, and the poor old Nanauatl. The former offers rich gifts, the
latter the crown of thorns he wears on his head. Before throwing
himself on the pyre, Tecciztecatl withdraws several times in fear.
Nanauatl goes calmly and safely away. Covered in shame, the young
man follows him, but he becomes only the Moon, while Nanauatl is
the Sun. Before long the place of the gods' council begins to suffer
from heat, for the Sun does not move in the sky. Quetzalcoatl asks
Nanauatl-Sun what the cause is, and learns that in order to move,
he needs 'precious water', i.e. the blood of all the gods. Quetzalcoatl
then kills the gods one by one and sacrifices himself by throwing
himself on the pyre. “For time to begin again and for nights to
succeed days, we must all die. Then, taking his bow and arrows,
Quetzalcoatl began to kill his 1600 brothers” (Escarpit, 1963: 9). As
they die, the gods become the stars in the sky. Before sacrificing
themselves, Quetzalcoatl, a pacifist, respectful of human life, forbids
people to sacrifice anything other than animals to the gods.
36
Michael Jordan, From the Myths of the World. A Thematic Encyclopaedia, Bucharest,
Humanitas Publishing, 2002, p. 90: Quetzalcoatl, the ruling god for the second of the five world
eras, challenges Tezcatlipoca to a confrontation. As a result, the four of the five eras of the
world "existing at the beginning and [...] the dominating sisters" appear and divide. The action
of the two centres on restoring cosmic balance by 'initiating' the fifth sun, Ollin. The goddess
Tlalthecuhtli is split into two parts, from which heaven and earth are born. Tlalthecuhtli
"swallows the sun every evening and vomits it up at dawn the next day".
37
The god Quetzalcoatl is "a manifestation of Tezcatlipoca - the smoking mirror. "He gives
birth to the world from a drop of his blood. As the main deity of the pantheon Quetzalcoatl was
worshipped between 750-1500 AD. The six-step pyramid at Teotihuacán provides the
mythological information related to him.
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Quetzalcoatl goes to the world of the dead with his twin brother,
Xelotl, the salamander god of resurrection, to whom the Aztecs
attributed the role of the Phoenix bird. They find bones which they
sprinkle with their blood, giving life to the present humanity, the
fifth world. The high priest of Tula, Quetzalcoatl refuses human
sacrifice, but renews his gesture of demigod by making sacrificial
wounds. Another version of the Aztec cosmogonic myth revolves
around the sun god, who takes revenge for the death of his mother.
The creator deity of the earth, Coatlicue (the snake-skirted one)
together with her mate Ometeotl (the primordial god) - 'Lord and
Mistress of our flesh' - give birth to Coyolxauhqui (the deity
representing the Moon: Bells-of-Gold) and four hundred other sons
who will become stars. Coatlicue creates Tezcatlipoca, “the Sun God
in the guise of Huitzilopochtli”. The Children of Darkness, angry with
their mother for this dishonourable birth, decide to behead her.
Huitzilopochtli kills Coyolxauhqui and wins the primordial cosmic
battle between him and his brothers, day driving out the night.
Another version of the myth describes an alliance between
Coyolxauhqui and Huitzilopochtli, and the goddess's injury in the
battle prompts the sun god to save her by cutting off her head,
which, once thrown into the sky, turns into the disc of the moon
(Jorda, 2002: 174-175). This myth reveals the violent primal nature
that led to an original murder. The gesture confirms Freudian
theories and supports the arguments put forward by Réne Girard,
who places the core of the sacral act in intrinsic violence.
The coming to power of another priesthood brings back human
sacrifice, disapproved of in the cult of Quetzalcoatl, through the
worship of the god Tezcatlipoca. In the Templo Mayor, the
celebration of Huitzilopochtli was crowned with numerous human
sacrifices. The chronicles mention the event of 1468, the sacrifice of
nearly 70,000 prisoners of war in honour of the fire god who fed on
the blood of “living men, bound and hung along a bar” (Bonte, Izard,
2007: 376). This “precious water” (the translation of the term
chalchiuatl), the blood, in the Aztec vision, was offered to the earth
to bear fruit.
Xipe, the skinned god, symbolized spring, and his characteristic
garment, a human skin, embodied the fresh greenery with which the
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earth adorned itself each year. In ceremonies held in his honour,
priests would display this symbolism in garments, using the skins of
prisoners who had recently been skinned. Unlike Aztec priests,
Mycenaean priests dressed in sheepskins, which represented their
liturgical vestments. In exceptional cases, they also practised human
sacrifice, mentioned by Homer. In the legend of Minotharus, ten
young Athenian men were sent to be eaten by the son of Minos as
tribute paid each year. Such moments and stories have become the
stuff of legend and the subject of Greek tragedies.
At the end of two cycles, which lasted 104 years, the fear that
nature might stop its cycle of existence gave the rite a profound
solemnity. At sunset, the priests climbed the Hill of the Star, an
extinct volcanic crater rising sharply above sea level, dressed in
ceremonial garments representative of the entire Aztec pantheon.
From the top of the temple, they watched the sky with trepidation
as the night passed, waiting for the moment when the star
Aldebaran or the Pleiades reached the centre of the celestial vault to
signal the continuity of the world. Just as these stars passed right
by the meridian, the priests would take wooden instruments and
light a new fire in the open chest of a victim sacrificed for this
purpose. The Aztecs offered the still beating heart so that the last
beat could be transmitted to the Sun invoked to appear in the sky.
In order to provide the priests with a sufficient number of victims,
the Aztecs practised 'Xoxiyaoyotl', the so-called 'flourishing war': its
purpose was not to kill the adversary, but to capture him and offer
him as a sacrifice. Such a fate was considered an honour by the
Aztecs, and in order to procure their victims they allowed the king of
Tlaxcala a certain freedom. His obligation was to regularly provide
heart-bearing victims during the 'War of the Flowers' ceremonies
(1450-1519). The Aztecs perfected their technique in ritual sacrifice,
demanding wide, heavy stone knives that disembowelled flesh in a
single blow, as well as stone boxes to burn and preserve the hearts
of their victims. These boxes were made of volcanic rock and were
ornamented inside and out with carvings representing the symbol of
the god to whom the sacrifice was made (Vaillant, 1964: 209).
Another impressive ceremony, symbolizing the path of the sun
across the sky, was celebrated on the fourth day of the Earthquake.
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At dawn, a prisoner adorned as Tonatiuh, the sun god, climbed the
platform in front of the temple. Six priests would lay the victim
down and another would open his chest and tear out his heart (the
ceremony was called quauhxicalli - eagle stone) as a tribute to the
deity. The people would feast until noon, wounding their ears and
bodies with obsidian pieces. In the evening, the “Eagle Knights” and
“Tiger Knights”, dedicated to the cult of the Sun, took part in a
dance, a way of dramatising the sacred war. In the course of the
dance, the Sun was killed and reborn the next day.
The dance culminates in the killing of a prisoner warrior, chosen
for his high military rank. He was tied to a circular stone,
representing the sun disk, and left to defend himself with only
symbolic weapons. The Aztecs believed that for man to live, the gods
who allowed him to exist had to be fed. And the best food, and the
most precious of offerings, was the human heart. This created a
vicious circle that demanded massive sacrifices. Since the prosperity
of the tribe was largely due to military success, the Aztecs believed
that the most pleasing sacrifices to the gods were the hearts of their
opponents. Thus, sacrifice begets war, and war begets sacrifice all
over again; the occasions when women and children were sacrificed
were rare, and were only offered in fertility rites to ensure the growth
of plants through the power of conscious magic.
The cruelty of the Aztec sacrifices, as well as their frequency,
seems to be rivalled only by the brutality and number of sacrifices
committed during the Spanish Inquisition. The role of sacrifice is
linked to the veneration of nature, dating back more than a
millennium since the Maya civilisation. Aztec sacrifices were not
only dominantly religious, but also served to sustain political power
as religious acts disguised as god worshipping rituals. In this way,
the Aztec rulers were able to impose a regime of terror on their own
people and on neighbouring tribes.
In primitive societies, power relations were conceived in terms
of the relationship between deity and community. The chief of the
tribe was often mistaken for the god, which gave him a sacred
authority that legitimised him in the eyes of the tribe. In the Lapp
societies studied by the French anthropologist Jean-William
Lapierre, there was a special cult of game (polar bear, seal, whale,
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etc.), the animals on which the local people fed, representing a
sacred totem, a reincarnation of an ancestor of the tribe. In order to
prevent its killing, the medicine man had to perform a series of
magical rites to prevent any sin from being committed. Only
animals that did not share a common body with the community's
ancestors were killed. In the case of Indian tribes, the totem was
protected and considered sacred. Anyone who killed the totem was
stone-banished from the tribe and deprived of any rights within the
tribe. The king who got ill or showed signs of weakness was removed
from power by regicide (a common custom in African cultures).
The relationship between power and sacrifice plays a vital role
in the development of archaic societies, a relationship that
essentially involved a continuous communication between man and
divinity. Man's need to reflect on divine nature and communicate
with the deities has an ancestral origin. Sacrificial ritual offers man
the chance of entering into contact with gods' world, an appropriate
behaviour to restore the cosmic balance. The introverted human
character looks to nature for the main forces necessary for its inner
workings. It is difficult to explain this imperative impulse of man,
who is always concerned to mould himself according to the
principles of a higher world. Through the violence of the ritual act,
man conceals the pain that comes from his aspiration to
immortality. The gods are immortal; they possess magical powers
over the human world, blood being a cosmic fluid of temporal life,
but also a liquid pleasing to the gods, in exchange for the
restoration of political and social order.
Self-realization is the high character or the open gate to the
sacred. The sacredness of power is directly identified with the very
birth source of the first societies. Power is therefore prior to the
human being. It has accompanied man's evolution on earth since
the beginning, like a shadow holding the sacred, a mysterious
power, identified with the Divinity which, in parallel, governs man
and nature.
In conclusion, sacrifice can be defined by its transcendental
nature, by the relationship it mediates between sacrificer and
sacrificed. The blood shed is the victim's path to the absolute, but
also an existential duty to subdue the evil forces ingrained in its
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structure. Whether this structure is marked by an inherent violence
or the individual submits social realities to a divine intermittency out
of balance, the need to restore order becomes an ontological
obligation. Even the simplest sacrificial scheme involves a sublime
communicative act between the sacred and the profane. Whether the
sacrifice is mediated by an animal or by material products, by the
human being or by the god himself, both magical function and the
social function, as well as the ambivalence of sacralisationdesacralisation, deeply imprint the mundane plane as well as the
cosmic path of life.
The celestial order functions according to the Aristotelian
principle: “unity in diversity”, a way of manifesting the essence, a
foundation of the religious phenomenon. Disorder appears as a lack
of sacrificial ritual. To officiate a sacred act, to consecrate, to give,
that do ut des (lat. I give so that you may give.), all these verbs point
to a formula that is susceptible to both interest and disinterest.
Ethnologists and sociologists have tried to define the role and
nature of sacrifice in their theories. The definition of sacrifice
remains a question of establishing barriers between sacrificial and
non-sacrificial rites. The origin of the term from religious roots has
created complex cultural forms; however, the method is possible
through a Dumezilian comparative analysis, in which all the
elements have social recurrence. The incursion into the theoretical
bases of the bloody act was an initiating process for penetrating the
religious mentalities of the Mesoamerican peoples. Typologies of
sacrificial ritual can only be established through the summary
identification of specific cultural elements.
The deepening of religious beliefs in
Aztec culture is intended to provide a
practical clarification on the theoretical
aspects
that
lay
the
comprehensive
foundations of the sacrificial system within an
ethical-political-religious syncretism. In the
three cultures, Aztec, Maya and Inca, the bloody sacrifice is placed
in the core of religious as well as social activities. The specificity of
the sacrificial act in Mayan culture lies in the possibility of a direct
relationship with the gods, but without this process implying a
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SEBASTIAN FITZEK
mutation of the sacred into the profane. The primordial
construction and even the cyclical evolution of time are marked by
the duty to maintain the order established by the gods, to provide
the sacred with the blood so necessary for the survival of the world.
Mesoamerican cultures, by promoting a pure homo religiosus, offer
the spectre of a constructive analysis for irradiating the essence of
the sacred. The sacrificial system is more than a mere component of
the religious phenomenon, it is the catalyst between the political
and the divine, which could ultimately be seen as an asymptotic
bifurcation of social reality.
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CHAPTER VIII
POLITICAL POWER AND ITS FORMS
The main issues I point out in this chapter concern the type of
relations established in social interaction - the relations between ingroup and out-group, and the forms of inclusion and exclusion
through categorization and stereotyping. In this respect, I will refer
to a number of sociological theories: symbolic interactionism,
Foucault's constructivism, and recent research in social psychology.
8.1. A psychosocial perspective of otherness both in social
relations and in power relations
The analysis of “otherness” is based on
Robert Merton's idea according to which,
within the social structure, the individual
acquires a certain status, fulfils a certain
social role, guided by norms and values,
established
and
promoted
by
various
institutions, groups and collectivities, according to individual or
collective interests (in Ritzer, 2003: 23). Thus, the choice of
identities considered conflicting, negative, incompatible with the
vision of certain institutions is not tolerated at the social level, and
any deviation from the ideal identity models, positively valued by
the members of the group/society, is punished, sometimes even by
exclusion. In other words, the individual is subject to pressure from
the group or social groups to which he belongs, acquiring an
attitude and behaviour based on the fear of isolation, of deprivation
of rights and power, or of the annulment of the social self. At the
same time, a relevant aspect for the present work consists mainly
that, in the public space, relations between individuals are
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asymmetrical,
usually
characterized
by
contradictions,
dysfunctions, tensions and ambivalence. Taking Merton's idea, it
can be said that relations between in-group and out-group are also
tense, prone to conflict, manifested by competition, especially in the
relationship between minority groups (usually negatively valued on
the social scale) and majority groups (positively valued on the social
scale). The main factors influencing inter-group relations are size,
power and status (Neculau, Ferréol, 1996: 64). Generally, these
relations depend on a double categorisation, manifested by the
'ultimate attribution error' - attributions favourable to in-groups
and unfavourable to out-groups (Bourhis, Leyens, 1997: 71, 88).
For this reason, social groups must first of all be identifiable, in
order to “ensure recognition of members within the in-group and
recognition by members of out-groups, in order to be treated
appropriately” (Neculau, Ferréol, 1996: 55). Examples of identity
marks can be uniforms, logos, flags, badges, emblems, etc.
Back to the relationship between majority and minority groups,
we note the existence of a stereotypical perception of the latter - the
“illusory correlation effect” - characterized by the tendency “to
overestimate the frequency of negative behaviour of the minority,
even though, proportionally, its members commit the same number
of negative behaviours as those of the majority” (Hamilton apud
Neculau, Ferréol, 1996: 65). A relevant example is that of marginal
groups, which emerge either through coercion (existence of a
dominant group, 'poor socialisation, marginalisation of a particular
subculture, negative functioning of a social group', propaganda), or
through peaceful means (migration) or through political or military
means (conquest or subjugation). The emergence of marginal social
groups “permanently presupposes a system of dominant values and
norms” and the attribution of characteristics of inferiority by the
dominant group (Neculau, Ferréol, 1996: 222-225). For this reason,
large groups tend to be dominant and consider themselves superior
to minority groups.
In terms of collective self-forming, group identity is constructed
through social comparison - through processes of assimilation and
differentiation - or even through social competition (Turner apud
Bourhis, Leyens, 1997: 137). Both phenomena often generate
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Sacred and political power
stereotypes - positive for the in-group and negative for the out-group.
Gordon Allport, in his work “The Nature of Prejudice”, considers
that stereotypes are, generally exaggerated beliefs associated with
certain justifying categories, being a kind of overgeneralization,
arising from a real situation (1958). They arise on the basis of
“simplistic and exaggerated beliefs about a group, usually acquired
through second-hand common sense and resistant to change”
(Constantinescu, 2000: 185-186). In general, the portrait of the
other is constructed and stereotyped on several dimensions:
(1) physical (“physiognomy reflects the soul”; for example, Jews have
a crooked nose, thick lips, sideburns, etc. ), (2) professional (e.g.
'Jewish moneylender', 'Jewish shopkeeper', 'Jewish pubkeeper'),
(3) moral and intellectual (even apparently positive characteristics
acquire negative connotations - Jewish intelligence is associated
with cunning), (4) mythical-magical ('Jewish sorcerer') and
(5) religious (Jews are 'Christ killers') (Oișteanu, 2004).
A frequent consequence of stereotyping is ethnocentrism,
defined as “the position of those who consider their own way of life
to be preferable to all others” (Herskovits apud Ferréol et al., 1995:
69). Ethnocentrism is therefore based on a strong identification of
the individual with his group and on the certainty of one’s
superiority of values and ideals (as in the case of Nazi ideology).
In other words, it is an assumed attitude towards one's own norms
by which one judges the other (individual or group). Stereotypes can
also generate discrimination, which, based on physical or biological
categorisations, can give grounds for racism (in Nazi Germany,
racism became a political ideology).
Another form of differentiation and at the same time exclusion
of out-groups is labelling. The process of labelling implies the
existence of power relations between individuals/groups, in the
sense that powerful social actors have the ability to influence how
certain categories of people are perceived and treated (Moncrieffe
and Eyben, 2007: 2-3). Usually, labelling is achieved through
naming. If this process is official (official naming) (Bourdieu, 2005:
239-241), the consequences can be positive, ensuring legitimacy in
the public space and the imposition of one's own vision, or negative,
disfavouring certain groups - for example, Jews were called 'rats' or
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'insects' during the Nazi regime, while Germans are included in the
Aryan-Superhuman category.
From a constructivist perspective, Michel Foucault hypothesizes
that social actors communicate within the limits of a discursive
regime, a situation that depends on the political regime. Any
discursive regime depends on the existing power relations between
the groups that come into contact (apud Beciu, 2009: 40-41). In a
critical approach to social interaction, Bourdieu confirms Foucault's
theory, showing that power is usually of a symbolic type,
permanently actualized, and implies both knowledge and
recognition on the part of social actors (Bourdieu, 2005: 40-46). Any
social field is constructed on the basis of power relations generated
by social competition, and communicators adopt those positions
that are convenient for them, depending on the material and
symbolic resources made available. Thus, social actors depend on
various types of capital (economic, educational, social, linguistic,
symbolic, etc.), capable of justifying and creating legitimacy,
superior positions, criteria of interpretation or ways of ranking.
Bourdieu argues that, for these reasons, any type of capital has a
symbolic dimension and reproduces practices of hierarchy,
exclusion, inequality, domination, thus defining the social structure
(apud Beciu, 2009: 45). The social field also includes conventions,
norms, formal and tacit practices that sanction, exclude or reward
social actors. In the author's view, an effective way of imposing one's
own conception of life is censorship, i.e. the partial or total alteration
of the visibility of competing versions, or the sanctioning or silencing
of the agents who promote them (Bourdieu, 2005). At the political
level, censorship involves monitoring and, in some cases, banning
negative ideas that are unfavourable to a particular regime, which
also implies favouring one's own propaganda. In other words,
censorship is characterised by limiting access to information, by
'killing' the alternative. As a rule, “censorship is built on laws and
norms to control, at least in the short term, the citizens' field of ideas”
(Teodorescu, 2007: 216-218).
From a politological perspective, I consider that any ideology
includes a theory of identity and is based on a certain hierarchy of
values, often appropriating socially established differentiations.
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In order to dominate politically, one method that proved effective,
especially during the Second World War, was to identify or create a
collective enemy, considered guilty of the collapse of the fortress or
the repeated failures of a people. It is preferable for this enemy to be
in the vicinity of the territory occupied by that people and to be part
of a negatively labelled social group, usually marginalised by
physical and psychological constraints. Under these conditions, the
power relations manifested in the social field are legitimised and
justified by political ideology, and the dominance-submission
relationship is institutionalised and recognised by all members of
the dominant group.
8.2. The personalisation of political power and the sacred
The sacred played a decisive role in shaping new structures of
the collective and social imaginary through the phenomenon of power
personalisation. Man's need for religion and supernatural authority
reinforced the group cohesion of individuals in the form of a sacred
community, legitimised by the theocratic authority of power. Man's
relation to a mysterious divine force was established as a form of
submission and admiration for a world with a superior value system.
Throughout history, the transformations and evolution of the
categorical couple: political power - sacred, bear the mark of a
consistent dualism, which anthropology has identified since the
time of Genesis. The earliest forms of personalisation arise from the
intervention of the divine as authority in human life. Political power
always has a sacred component: 'because every society affirms its
desire for eternity and for a return to chaos through its own death'
(Balandier, 1998: 121). In all these forms of manifestation of power
are to be found the deepest immutable elements that have
generated the need for admiration, respect, legitimacy and
consensus, so necessary to community life.
In order to clearly define the relationship between power and
sacred, it is necessary to understand the complexity of the
phenomenon of political power personalisation. “By personalization
of power is meant the practice adopted by a community of using a
person or even the name of an individual as a label or a banner to
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designate the mysterious power and prestige that this person or
individual confers on this power” (Frigioiu, 2004: 11). The human
subject remains common to both phenomena of political
institutionalization and personalization. According to Roger
Schwarzenberg, in troubled times, personalization of power is the
optimal method in crisis situations (1977: 291-292). In this case,
the political leader makes his entry into the public sphere by going
beyond the institutional framework, while the democratic political
leader withdraws from the political scene, remaining behind the
institutional life with which he identifies.
The personalisation of power is accentuated in the Hellenistic
monarchies of the 6th-4th centuries BC and becomes marked in the
period of republican institutions (509-27 BC) (Frigioiu, 2004: 26).
Authority came from ethical-political-religious syncretism, being
decisive in the maximum seizure of power, whether we are talking
about the Ancient East, the ancient Romans or the pre-Columbian.
In the case of the Egyptians, the pharaoh was the son or brother of
the Sun, in the ancient Chinese the emperor was the son of Heaven
Huang Di, and in the Aztecs the king was the brother of the
heavenly gods, etc. Sacred legitimacy gave the sovereign an
unquestionable personalisation of power, and in some cases he
became a god for life.
In Western Christianity, theocratic legitimacy has been
transmitted in other forms. Kings or emperors justified their
legitimacy by preserving Old Testament traditions. King David was
anointed and considered God's envoy on earth. “And all the elders of
Israel came to the king to Hebron, and King David made a covenant
with them in Hebron before the Lord; and they anointed David king
over all Israel” (Kings II, 1994: 5,v.2). The new king is Yahweh's
lieutenant on earth, who is identified in obedience and conduct with
the image-god, the archon or transcendent leader of the people. The
throne's position higher than the other seats and objects represents
the hierarchical position of the king or emperor immediately after
God. The Chosen One is the 'anointed of the Lord', whom the
subjects worship as the image of Christ on earth. The sceptre is the
sign of divine power that separates the waters of the Red Sea or
punishes idol worshippers; the mantle represents the sacredness of
the space between heaven and earth, and the crown is the symbol of
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heaven and the stars over which God reigns. The hierophany of
investiture links the politician to the sacred representative.
8.3. Personalisation and political personality
Personalisation is closely related to political personality, and
according to this criterion, the phenomenon of over personalisation
can be approached as a process established by concentrating power
in the hands of a single person. Personality is the sum of individual
traits (character, temperament, needs, reflexes, interests, previous
experiences), skills that form a whole. The sum of these specific traits
forms the individuality through which he acts (Măgureanu, 1997:
112). The uniqueness of the personality is guaranteed by bio-psychic
and genetic traits that are identified by the presence of unique and
exceptional qualities.
Political personality can never be a finished product of political
marketing techniques or other means of cosmeticizing the political
image. In order to arrive at a definition of personality, an effective
method is to consider the basic premises of its characteristics.
According to these premises, the American psychologist Gordon
Allport formulates the following definition: 'Personality is the dynamic
organisation in the individual of the psychophysical systems which
determine his particular adjustments to his environment' (1937: 48).
These particular adjustments always have a unique and unrepeatable
value; man acquires, through this quality, a sacred nature. The
uniqueness and sacredness of the human being in Christianity is
found in the expression “in the image and likeness of God”, a
compensatory principle which clearly justifies the superiority of the
human species over other species. Personality is therefore directly
related to human morality. Whether we call it a biological or genetic
cause or a fact of individual behaviour in relation to others, this
diversity, as in nature (fractal theory), confirms the fundamental law
of Creation. Just as no two powers are perfectly equal between two
individuals, so no two personalities can be identical. From the
definitions given, the following characteristics of personality emerge:
the characteristic of resemblance to Divinity and of
differentiation, by biblical nature, expressed in the
sacredness and uniqueness of the human being;
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the characteristic of becoming. Personality is a continuous
process of formation and maturation, reaching complex
dimensions in a given historical context;
temporality, more precisely the limit of a person's physical
life, and timelessness, through the imprint left on the
collective memory or imagination;
the individual educational dimension, which makes a
decisive contribution to the cultural breadth of the
personality;
the behavioural imprint is conferred by the temperament
and character of the personality;
genetic and environmental characteristics (the nature and
society in which an individual has been formed) participate
and influence the general and particular features of his
personality;
personality vocation resulting from physical appearance,
exceptional abilities, etc.
The peaks of over-personalisation reached in history, through
the presence of outstanding personalities, are due not only to
chance but also to the social context. The individual quality of the
leader and his or her relations with the other social actors have
converted the common will into a huge power, capable of generating
even a revolution. The leader is the person who pursues practical
achievements in noble ideals and principles (Neculau, Visscher,
2001: 333). Power is therefore a social relationship in which actors,
at least at the theoretical level, possessing different physical and
intellectual capacities from ordinary people, influence the behaviour
and actions of others. Influence comes from one direction, from the
one with greater power to the one with lesser power. As in a game,
where the more skilful sportsman leads the hostilities and imposes
most of the moves and difficulties on his partner, the leader cannot
ignore the unpredictable moves of the majority. Power is a social
relationship involving transaction, competition, supervision and
mutual groping of social actors.
Legitimacy is considered, from a sociological point of view, a
process by which: 'a power - charismatic, traditional, bureaucratic
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or rational-legal - is recognised and accepted by members of a
community' (Ferreol, 1991: 126). Legitimacy, as opposed to legality,
presupposes the consensus obtained from the agreement of the
interested parties in choosing a person to represent them. Legality
is limited to the legal character of power, without the consensus of
some of the participating parties. In hereditary monarchies, the
situation was different: the successor to the throne was legitimised
by the right of blood or the royal bone, the legal right to rule
according to tradition; legitimacy was justified by the sacred
authority of the Pope or Patriarch, as the case may be. The ritual of
coronation reached its climax when the royal crown was laid by the
representative of the Church, a key action which conferred
legitimacy on the new anointed one before his subjects. The process
of legitimacy was consummated through the hierophany of the
coronation in relation to the Deity and not to the people who
passively witnessed the whole scene. The gaze of the newly anointed
was always directed towards the dome of the Church, towards
Heaven, and then down to the people. In this spirit, the German
sociologist Weber distinguishes three types of legitimate domination,
depending on the source that validates it:
legal-rational domination;
traditional domination;
charismatic domination (Weber, 1992: 9).
All three legitimacy types frequently interfere and may succeed
each other, depending on the historical context and the temporal
preferences of the people. Legal-rational domination is based on: 'the
belief in the legality of the regulations decided upon and the right to
give directives of those who are called upon to exercise domination by
these means' (Măgureanu, 1997: 61). Regardless of whether the
regulations favour the governed or not, they obey out of respect for
the law as an instrument of rational order; regardless of whether they
like those in power or not, they accept the elected in the name of the
right to govern (usually a right based on a procedure and a rule of
access to political dignities: for example, voting). “The basis of
legitimacy is always doubtful, open to criticism; thus hereditary right
can be reproached as irrational because it legitimizes both the idiot
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and the spineless; elections by majority are doubtful because they
are partly conditioned by error and chance, by the momentary effects
of mass suggestion. That is why any kind of legitimacy is
permanently subject to peril. The intellect can very easily contest it”
(Jaspers, 1986: 270). The philosopher Karl Jaspers' observation is
particularly well founded in the dispute over legitimacy between king
and president, a debate that has dominated and provoked many
passionate discussions over the choice of the best form of
government. Jaspers' criticism, however, has a flip side, namely
pro-monarchical arguments about stability, integrity, wisdom, etc.,
qualities befitting an enlightened king honoured by an entire nation.
The Traditional Rule of Legitimacy is based on the belief in the
“sanctity of traditions that have always been valid” and implicitly on
the belief in rulers for the sake of tradition. Legitimacy rests on the
people's faith in the natural and providential qualities of the ruler.
The ruler is considered a hero, a living spirit of the nation and also
an envoy of God.
According to Hegel, historical-traditional legitimacy has a similar
construction of thought. The king's son will in turn become a sacred
presence as the blood remains the transmitting element of the sacred,
thus legitimising the future successor to the throne. The king's son
becomes anointed to God only because of his direct kinship with his
father. Inheritance of the throne was often not a peaceful act, as
many dynasties were short-lived due to the controversy between the
theocratic legitimacy guaranteed by the uniqueness of revelation and
the legitimacy of kinship which was a source of conflict between the
heir relatives. If the king or emperor was polygamous, with several
children, the transmission of power was consummated by violent
conflict between successors. In the midst of his illness, Herod the
Great, king of Judea (37-4 BC) executed his three sons, simply
because he suspected that death awaited them in order to seize
power. Each mother fought to make her son the sole heir.
Constantine the Great (Gaius Flavius Valerius Aurelius Constantinus
274-337 AD), the legitimate hero of early Christianity, ordered his wife
Fausta to be killed by strangulation and his eldest son Crispus to be
poisoned for allegedly plotting his overthrow. In a fit of rage, Ivan the
Terrible (1530-1584 AD) killed his son with his iron-tipped club, and
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Peter the Great (1672-1725 AD) tortured his son to death with his
own hands. Similarly, there are children who killed their fathers, in
the case of Alexander the Great (356-323 BC), who played an
important role in the murder of his father Philip of Macedon. Tsar
Alexander I (1777-1825 AD) participated in a plot that led to the
assassination of his father, the mad Paul I. The Roman Emperor Nero
(Nero Claudius Caesar Augustus Germanicus 37-68 AD) murdered
his own mother, Agrippina, accusing her of treason against him, and
the examples go on.
The personalisation process must also be followed in the
development of the political individual from the earliest stages of
childhood. The child's tendency to idealize the world, to imitate his
parents, then his friends and his own entourage, will later be
marked by the need to admire heroes, stars and various
personalities from the pantheon of stars in his world. The influence
of the social and political environment contributes to a reinvention
of the world through ideal image vectors or a projection of an
absolute that is fixed in strong belief systems. The weapons of the
imaginary become unbeatable when they are at the heart of belief
systems (religion, ideologies or dogmas). The child's identification
with his father, and later with a particular hero or idol, reiterates
the presence of personalities in the form of imperatives to be
followed, with a powerful impact on the future politician. The
process, once completed, turns into a fierce struggle that defines
most historical personalities or a passion fuelled by a demonic
ambition for power.
The over-personalisation of power in
the case of the great leaders (Hitler, Lenin,
Stalin, Mao) was triggered by personalities
who were generally non-conformist. This
type of leader: “is perceived (...) as a saviour
because he establishes order, eliminates
unemployment, frees the people from colonial or internal bondage,
and provides new frameworks for development and social justice.
As a reward, the people worship these leaders, conferring on them
extraordinary qualities' (Frigioiu, 2007: 28). The admiration of the
masses generates a cult of personality in a grotesque spectacle of
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the manifestation of political power. In totalitarian regimes, the cult
of personality has become an ideological religion in the hands of
figures that have bloodied the 20th century. The origins of this
phenomenon date back to primitive times. The tribal chief, in order
to protect his accumulated assets, especially women and territory,
often appealed to the authority of his office and the sacred image of
his personality as clearly superior to others. His legitimacy had to
break out of the ordinary. Following tendencies of excessive
credibility, leaders were identified with the sacred person.
Totalitarian leaders have embodied the deity of power, nullifying
contemporary religions on the basis of envy and inability to
manipulate them. Hitler promised the German people a new Reich for
a thousand years, replacing Christianity with a belief in the old
Northern gods. He also tried to establish a new world based on the
geopolitical concept of lebensraum (living space). The attempt was his
own narcissistic mask under which his ridiculous demiurgic
ambitions were hidden. Paradoxically, a kind of incestuous
relationship was formed between leader and people. In turn, the
people exert a terrible force that exalts the narcissistic weaknesses of
a leader to the maximum, reaching superhuman, god-like dimensions
in exchange for an eschatological construction of unlimited
happiness. The loss of balance has destroyed any chance of
integrating a realistic Weltanschaung into its ideology in order to
conclude a pact of harmony and social stability. Hitler calculated his
steps well, but failed to recognise the mistakes he had made in his
relationship with the masses. By attacking the role of the churches
as mere centres for manipulating history, he indirectly asked his
nation to regard him as a god with providential powers. In reality,
Hitler had no faith at all, his madness the diagnosis of a paranoid
personality. His mind generated an ingenious alternative: the
church-party that religious people will worship. Hitler gambled that
gods and religion could be replaced at any time, exchanging classical
religions for other gods. The interplay between God and man ended
in a catastrophe that brought suffering and disaster to an entire
nation. Unfortunately, over-personalisation has become a partition to
the folly of placing a leader at the centre of the universe. In the first
phase, his madness and paranoia resulted in the leader's rupture
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with reality, generating a chronic pathology of absolute power. This
magnetic field of power generates pathology of power around
incalculable, fascinating, dangerous and ultimately fatal forces.
8.4. A case study: ideals and chimeras of three
“professional revolutionaries” in the history of the communist
movement 1921-192438
On the occasion of the recent celebration of the Centenary of
the Great Union, in this sub-chapter I have proposed to carry out a
case study around three key personalities involved in the
communist movement in Romania. The relevance of the study
responds to the need for a psychosocial radiography of a political
phenomenon that marked a people condemned to a totalitarian
destiny. The attitudes and contrary positions of the first founders
towards the project of Greater Romania stem from their anarchic
dreams of a communist destiny for the country, but without
Transylvania.
Politically and legally, the first communist party in Romania
emerged by accepting the 21 conditions known as Zinoviev's Theses.
With this document, the movement took a profoundly antiRomanian stance. Beyond the historiographical aspects and data,
the communist movement also deserves a leadership analysis of its
personalities. To this end, I have focused on the analysis of two
lines of research:
a documentary and biographical analysis of personalities
undergoing ideological metamorphoses generated by the
historical and political context of the interwar period;
an ideological and leadership analysis of the party in the
relationship between the leaders and the Comintern in the
period 1921-1923.
In the post-December literature, numerous books, studies,
reports and evaluations have appeared on the phenomenon of
38
The sub-chapter contains parts modified and adapted with the consent of myself and
co-author Catalina Fitzek from the article: Fitzek, Sebastian; Fitzek, D. Cătălina (2017). The
chimeric personalities of three professional revolutionaries in the history of the communist
mouvement (1921-1924), in Journal of Community Positive Practices, no. 2/2017, pp. 17-30.
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Romanian totalitarianism. Romanian communism seems to be the
picture of an over-saturated picture of contradictory opinions. In
2006, the notorious Final Report appeared, a fabulously
controversial project initiated by former President Traian Băsescu.
But is it scientifically correct to impose the term “final” in the title
and cancel out anyone's right to express other opinions? Most of the
answers triggered an avalanche of criticism from renowned
historians and researchers such as Florin Constantiniu, Gheorghe
Buzatu, Daniel Barbu, Ciprian Șulea, Michael Safir, Adrian-Paul
Iliescu, etc. The ambition in the project's title was hampered by the
complexity of a subject that is inexhaustible and difficult to deal
with in a single version.
Another difficulty comes from Romanian intellectuals who fail
to agree on a unified picture of this phenomenon. Endless
differences of opinion on the subject have become a Romanian habit
in which egos are endlessly intertwined. As such, my scientific
approach has been oriented towards historical research. In this
spirit, I began a documentary analysis of the files in the National
State Archives, a treasure trove of testimonies of a recently vanished
world. In the first phase, we analysed some of the Security files from
1919 to 1945. In the second phase, we analysed part of the
Comintern archives, in the form of archived copies, and in the third
phase, we consulted some secondary studies belonging to other
researchers.
It is a notorious fact that the first conflicts between the
communist leaders and the Romanian state authorities started
before the founding of the party. The first cause is said to be the
anti-national character of the movement, the other two causes being
determined by the party's unconditional affiliation to the Third
International and its direct subordination to the Comintern and
Moscow. The subordination of the party to a foreign authority involved
from the outset a dilemma about the concept of a political party.
First, a brief clarification of Communist Party of Romania’s
birth date is necessary to explain a problem related to the change
from the Julian to the Gregorian calendar, which created a gap of
13 days. The calendar change was decreed in the Official Gazette
No 274 of 6 March 1919 (6, 115). This explains why the Bolshevik
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Sacred and political power
Revolution in Russia was moved from 25 October to 7 November.
However, the Romanian Communist Party continued to celebrate its
birth in the old style, on the 8th of May instead of the 21st.
A few years after the Great Union, on 8th May 1921 (according
to the old calendar), the first Congress of the Romanian Communist
Party took place. “On 8th of May 1921, the Romanian Communist
Party Congress (prior the Socialist Party) took place in Bucharest”
(Frunză, 1990: 26-27). The statement is almost correct except for
the fact that the new party was created by a split and not by
transformation. The split was made possible by a hard core of
radicals who immediately accepted the 21 conditions (Cioroianu,
2007: 20). “With the exception of Gheorghe Cristescu, the first
general secretary of the interwar Communist Party, all those who
succeeded him in office were ethnic non-Romani, an aspect
emphasized in the overwhelming majority of works dedicated to the
history of interwar communism. Apart from
Al. Danieluk-Stefanski, the others came from the minorities
but were born in the provinces united with the Old Kingdom in
1918 and had Romanian citizenship (Elek Kőblős and Ștefan Foriș
in Transylvania, Vitali Holostenco in Bessarabia, Boris Ștefanov in
Cadrilater)” (Diac, 2014: 125). The pro-Soviet character of the
Romanian Communist Party and the fear of the Romanian society
towards the Russians generated an unpopular split. As proof, from
more than 45,000 SDP members, the CPR in 1922 reached only
2000 members (Denize, 2000: 3). In the following analysis, we have
chosen three examples of prominent personalities who formed and
supported an anti-national party shortly after the Great Union.
a. The story of a professional revolutionary:
Tcacenco
An important contributor to this schism was the
lesser-known Pavel Tcacenco (a Romanian citizen of
Russian ethnicity, real name Yakov Antipov, born in
1901 in Transnistria), leader of the Communist faction
of the S.D.P., an important founder of the Communist
movement in the Moldavian R.S.S. and legendary
founder of the R.C.P.. A participant and witness of the
Pavel
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Bolshevik Revolution, Pavel Tcacenco was elected Secretary of the
Communist Committee in Chisinau in 1919. His important influence
on the communist movement in Romania was determined by the
Moscow policy of the Comintern and his relationship with the
journalist Alecu Constantinescu, an important communist leader in
Bucharest. On 6 August 1920, contact between the two organisations
was interrupted by the arrest of Tcacenco, sentenced to death in
absentia, in Chisinau. Fleeing to Iasi, Tcacenco soon became a
member and a prominent leader in the communist group in the
S.D.P., decisively influencing the split and the establishment of the
new party. In March 1921, Tcacenco became a member of the
Central Committee, but was arrested on 26th of March 1921 and
tried in the Dealul Spirii Trial (Pleșa, 2014: 36), where he was
sentenced for one year together with Gheorghe Cristescu, (the first
secretary general of the R.C.P.), Elek Kőblős, Mihai Gheorghiu Bujor,
Moscu Kohn and 267 other communists, accused of treason by
affiliating the new party to the Third International. The accusation
was motivated by the acceptance of the 21 conditions imposed by the
Comintern and, in particular, by paragraph 12 which required party
members to act either legally or illegally in the interests dictated by
Moscow, a point considered by prosecutors to be a direct attack on
national sovereignty. During the trial, Tcacenco admits distributing
communist propaganda materials but denies any affiliation with
anarchist Max Goldstein, who allegedly led a murderous attack on
the Senate. The young activist eventually flees the country and takes
refuge in Prague, where he works for the Comintern. Returning to the
country to organise the Workers' and Peasants' Bloc with Timothy
Marin and Boris Stefanov, they are all arrested again on 15th of
August 1926 and imprisoned for treason against national interests.
Shortly afterwards, Tcacenco escapes with the help of the
Communists from Chisinau, but is later caught, tortured and shot on
the border with the Soviet Union. The official communist propaganda
considered Pavel Tcacenco's illegal activity, torture and death as
evidence of martyrdom of a role model for any professional
revolutionary. Killed at only 25 years of age, his image becomes a
landmark of the authentic communist fighter through the following
fundamental objectives and characteristics:
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son of a railway worker from Smolensk, a status that
ensured the healthy origin of the cadres;
law student, temporarily in Petrograd, where he joined and
participated in the Bolshevik Revolution of OctoberNovember, a status which legitimised his position as a
professional revolutionary;
active member and agent of the Comintern;
arrested and sentenced several times in Romania and the
Moldavian R.S.S. for illegal activities;
founding member of the R.C.P.;
tortured and killed for Comintern interests.
His short life can be seen as an ordinary fragment of the
interwar period, a troubled time when a newly formed Greater
Romania, with a fragile political system, was trying to face unknown
challenges. On the other hand, the communist movement became a
utopian attraction for pro-Russians eager to serve the ideals of the
Comintern, although they were unaware of the danger of quicksand
behind ideological promises.
Pavel Tcacenco is the prototype of an introverted young man;
like Nicolae Ceausescu, he lacks any oratorical talent, but stands
out for his Promethean ambition fed by the anthemic illusion of an
ideology discovered and learned on the initiatory route to St.
Petersburg. He wants to study law, following Lenin's model, reads
and comes to believe in the fanatic model of the professional
revolutionary. His enlistment in the Comintern confirms the high
degree of action, adherence and conviction of a young man, easily
manipulated due to his lack of experience. His acidic relationship
with the Romanian authorities degenerated into an absurd and
dangerous struggle which the young Pavel Tcacenco lost, thus
missing the chance to understand that his struggle was imaginary,
serving an ideal compatible with the Soviet regime and incompatible
with the homeland in which he was born. The anti-Romanian
character of the Comintern was visible, yet it is inexplicable that
some young people allowed themselves to be lured by dangerous
illusions. I cite another example of a Romanian intellectual slipping
into the same anti-national abyss.
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b. Petre Constantinescu-Iași, the opportunist prototype of
the Romanian communist intellectual
Among other important figures of the founding
members of the R.C.P. we find the professor and
historian Petre Constantinescu-Iași, who became
Minister of Propaganda in 1945, member of the
Romanian Academy in 1948, and director of the
Institute of History “Nicolae Iorga” in Bucharest.
Concerned about his seniority in the history of the
Communist Party, Petre Constantinescu-Iași submitted several
memoirs on the modification of some data concerning his biography.
“In a series of memos submitted to the Secretariat of the Central
Committee of the PMR and the Party Control Committee, he
demanded that his seniority in the Party be recognized as far back as
1920!” (Cioroianu, 2014: 127). This year’s acceptance preceded the
emergence of the R.C.P., his name becoming linked to the founding of
the party through the acceptance of the 21 points. Another aspect
would be surprising: Constantinescu-Iași is a university professor,
teaching Romanian history, as a specialty, at the Faculty of
Theology in Chișinău; however, he ends up collaborating with
certain anti-national projects of the Comintern. Moreover, in 1934 he
became a founding member of the USSR Friends organization. How
could a university professor of history accept the 21 points?
“Constantinescu-Iași claimed that as early as 1920, when he was a
professor of History in Iași and also a member (for two years) of the
Social Democratic Party, he had been in contact with the communist
group in the S.D.P., led by Tcacenco, and later, at the founding
congress of the R.C.P. in May 1921, he had been appointed
rapporteur on one of the days of the congress and had presented the
party's position on press and propaganda issues.” (Cioroianu, 2014:
127-128). The seniority and veracity of his statements were confirmed
in the Report of the Party Control Commission of 1965, which came to
the following conclusion: 'We consider that his request is fulfilled and
propose to the Political Bureau of the C.C.P. of the P.R.M. to establish
his status in the party since 1921' (ANIC, collection 53, file C-156,
vol.1, tab 2). Beyond this debate, the following dilemma arises: if
determinism explains why Pavel Tcacenco is more pro-Russian than
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pro-Romanian, Petre Constantinescu-Iași seems to be completely out
of these patterns. The son of the teacher Gheorghe Constantinescu,
an ethnic Romanian born in Iași, educated and brought up in the old
fashioned way, a history professor at a theological college, Petre
Constantinescu-Iași accepts the pact with the Comintern's plans and
criticises the annexation of Transylvania on the occasion of the Great
Union. His insistence on acknowledging his seniority in the party as
early as 1920-1921 is a nonchalant proof that he was an opportunist.
Reading the 21 conditions is enough to understand why the
signatories of the R.C.P. were pursuing foreign interests.
Constantinescu-Iași is a complex atypical case, difficult to
typologize. A history teacher, socialist and then a convinced
communist, he has been against the Great Union since the
Comintern. His person embodies the prototype of a Romanian
communist intellectual. A journalist and supporter of Soviet
propaganda, Constaninescu-Iași immediately took a step back
during the difficult moments of the illegal period, renouncing all
links with the Communist Party. Arrested in 1934, the professor
vehemently denied any connection with the Bolshevik propaganda
of the Comintern, declaring that he had only fought against fascism.
Twenty years later, under the R.C.P. umbrella, Constaninescu-Iași
comes back with a different story, claiming to have been a founding
member of the R.C.P. since the 1920s, when the party was nonexistent. His contradictory accounts of his seniority and role in the
R.C.P. make him duplicitous. “In 1934, he solemnly declared that
his activity was socialist and not communist. In 1954, he claimed to
be a communist from the early days of the party. Since the two
testimonies cannot be true simultaneously, it is clear that Petre
Constantinescu-Iași had mystified reality in at least one of them”
(Cioroianu, 2007, p.129). His duplicity is due to the advantageous
or disadvantageous context of the two historical conjunctures. In
1934 he declared himself to be a socialist, and in 1954 he declared
himself to be an eternal communist.
c. Gheorghe Cristescu, the socialist wandering son who
enthusiastically experiences the communist adventure
Gheorghe Cristescu “the quilter” is the story of another chimera.
An ethnic Romanian with a left-wing vision, he became the first
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general secretary of the Communist Party of Romania
on the 8th of May 1921. Born on 10th of October
1882 in the village of Copaci, Giurgiu county,
Cristescu was a convinced socialist for the first part
of his life. Between 1907 and 1920, he was appointed
to leading positions in the Union of Romanian
Socialists, the Social Democratic Party and the
General Commission of Trade Unions. His talent for
oratory and his observant spirit were quickly noticed and appreciated
by Lenin at the Moscow meeting in 1920. Asked by Lenin why he
refused to sign 2 of the 21 conditions of accession, Cristescu recounts
the following: “I can only vote for what will help the development of
my country. And to be more precise: having been admitted here,
I entered with the other delegates I took with me. My answer to the
question of why I voted against is this: every country has its own
objective and subjective conditions for development. One country is
economically developed, another is underdeveloped, another is
average; the same applies to intellect. This state of affairs made me
think that I cannot play with the situation of our organisation.
Then, as a commander of the workers' movement, I know that this
is the distinguished commander who achieves the maximum gain
with the minimum of sacrifices, and then we know from the laws of
evolution that one cannot leap into the unknown. Sprouting in the
womb takes nine months, and whoever violates this law of nature
risks an abortion. Then Comrade Lenin said to me: Comrade
Cristescu is right. We will let each party do its own organisational
and propaganda work according to the specifics of its country”39.
Cristescu's criticism of the Comintern's anti-national character is
accepted by Lenin and even appreciated, which is why, a year later,
he is appointed first secretary of the party. His distinct position sets
him apart from the other Communists. Gheorghe Cristescu is
similar to Lucrețiu Pătrășcanu as a leader who is more socialist than
communist, and who opposed anti-nationalist directives. Romanian
historiography has not preserved much data on Cristescu in the
39
Cristescu file: Political assassination or crime of passion? accessible online at
http://www.hotnews.ro/stiri-arhiva-1254587-dosarul-cristescu-asasinat-politic-saucrimapasionala.htm (archive accessed 28.06.2017).
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period 1921-1944. However, I discovered some original testimonies
of the character, written by the archaeologist Iancu Moțu, which
helped me define his personality through some interesting ideas
about the situation in Romania after the First World War.
Cristescu's case becomes a departure from the rule, given his
affiliation to the radical left-wing current, although his behaviour,
discussions and decisions describe him as rather moderate. He is
the only one who refuses to sign two of the 21 points, although he
appreciates Lenin's theses, with some reservations. Here is
Cristescu's reply to the judges after his arrest, immediately after the
founding of the party: “Can the fact that we want the good of this
people, and therefore of the country in which it lives, constitute an
act of destruction of society? No, your Honours. And if you want to
send us to the pit only for this desire, if the pit accepts us, we will
go, judges, with a peaceful mind and with the awareness that by
our sacrifice we have assured others a better life” (Tănase, 2008:
46). His words, more nationalist than Cominternist, positively
convinced personalities such as Iuliu Maniu, Nicolae Iorga and
other notable interwar figures, as jurors in his trial on Spirii Hill.
Witnesses claim that Iorga disapproved of the arrest of this group,
considering the act an abuse by the state.
And yet, there is a contradictory duality between his presence
in the radical zone through his position as newly elected first
secretary at the head of the CPR and the nationalist side of his
discourse. His indecisive nature marks a man with an uncertain
personality.
In the elections of 18th-19th of February 1926, Cristescu was
on the list of the 26 posts for councillors, but he was harshly
criticized by the Comintern for his alliance with the socialists, who
had been declared mortal enemies of the communists. As a result,
in the same year, Cristescu is expelled from the party by motion, on
the grounds that his own views were always opposed to those of the
CC (Central Committee) regarding the party line on the national
question and the trade union question (Ilie, Ilie, 2009: 18).
The categorical break with the International and the CPR led
Cristescu back to the Socialists. He wrote in his own newspaper,
“Izbânda Socialista”, setting up a new party: the Socialist Party,
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then in less than three years, for lack of members, he migrated to
the Romanian Socialist Party. Gheorghe Cristescu “Plăpumarul”,
the first secretary of the CPR, was not a communist in the true
sense of the word. His socialist character was shown by his critical
attitude towards the Comintern. Through his relationship with the
Communist Party he opposed the relationship between the party
and the Third International. Although he played a decisive role in
the formation of this movement, Cristescu repeatedly opposed the
interests dictated from Moscow. 1926 was the year in which he
realised the distance between the anthem of his beliefs and the
communist reality of his own party.
A first general conclusion: the draft CPR was anti-national and
unconstitutional, not fulfilling the political and legal conditions that
define it as a party. First of all, the CPR was illegal from the very
first day, by accepting the 21 criteria by which it was obliged to
serve Moscow's communist interests. Secondly, the CPRD was in a
relationship of representation and subordered to the Comintern,
which led to direct interference and control over the power
structures by appointing programmes, leaders, decisions and
actions. The CPR could not be a party, but a mere annex of the
Comintern on the territory of Romania. Its presence as a
representative of a foreign organisation was later considered by the
Romanian authorities as a danger to national sovereignty. This
anomaly was regulated only in 1924 by the Mârzescu Law. The
delay in reacting was due to the difficult legal and bureaucratic
process, a decision that could have been taken from the very first
day of the party's existence.
From the perspective of biographical and leadership analysis,
the case of Pavel Tcacenco is the story of a revolutionary by
profession, sacrificed in Romania for Bolshevik ideals. Tcacenco is
an agent of the Third International, faithful to the Red Revolution,
ready to fight for the import of this model. His inexperience with his
pro-communist and pro-Soviet stance quickly attracted the
attention of the intelligence services, which prevented him from
working in public. Recognized as a representative of the Comintern,
Tcacenco realized too late the seriousness of the situation. Trying to
escape from prison, fate would push him to his death, by
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desperately fleeing to the U.S.S.R. His revolutionary work was later
considered by communist authors as a model to follow. Two streets
in Bucharest were renamed in his memory, and his name was
retained after him in the 1990s. Pavel Tcacenco Street in Voluntari
Commune has ensured his place in the collective memory.
Professor Constantinescu-Iași is the perfect case of the
opportunist who fought to maximize personal advantages. As a history
teacher, his personality was shaped by his critical stance towards
Greater Romania. As founder of the CPR, promoting the 21 conditions,
Constantinescu-Iasi is a contradictory character, opportunist and
slippery even to his ideological creed. During the interwar period, he
chose and declared himself a socialist, and after 1945, he denied
socialism, declaring himself a communist since 1920.
Gheorghe Cristescu is the only founding leader of the CPR who
criticized part of the accession thesis and is the person who
contradicted Lenin, earning his admiration. An analysis of his
biography, speeches and decisions reveals a socialist ideological
personality who ventured into the lands of the Comintern. Cristescu
did not criticize the project of Greater Romania and is the only
character accepted in the Romanian political entourage, being
accepted by personalities such as Nicolae Iorga and some liberal
officials. He is well seen and described as a charismatic leader.
Cristescu was considered a traitor by the communists, a political
activist dressed in the socialist coat. His ideas were animated by the
fight against the bourgeoisie, which he considered guilty of the
injustices suffered by the working class. Communist ideology seems
to be a path, but not a creed in itself. Cristescu is the enemy of the
bourgeoisie, but he is first and foremost a Romanian and cannot
accept the communist-cominternist version that denies the
legitimacy of Greater Romania. Cristescu is not an advocate of
violence, nor does he believe in radical change of the social-political
order, the parliamentary way being the only option. His late
rehabilitation, during the Ceausescu period, was an attempt at
reconciliation between the old socialists and the new communists, a
more symbolic gesture. Cristescu never wanted to return to political
life. His refusal was justified by the definitive schism between his
beliefs and communist ideology.
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The following conclusions can be drawn from summarising the
three cases:
Pavel Tcacenco became the model of the professional
revolutionary who unsuccessfully attempted to import the
Leninist model into Romania without noticing the abyssal
differences between the two political systems;
Petre Constantinescu-Iași embodies the prototypical
opportunist Romanian communist intellectual, concerned
only with the image and rehabilitation of his past and the
advantages he could gain from legitimising his past;
Gheorghe Cristescu is the case of the socialist wandering
son who enthusiastically experiments with the communist
adventure, only to repudiate it definitively because of the
incompatibility between his political vision and the theses of
the Comintern.
The conclusions drawn justify the chimerical aspirations of the
three personalities who played an important role in the formation of
the communist movement between 1921 and 1923. The image of
the CPR at that time was preserved as a mask of the Comintern,
failing to individualize itself and separate itself from the shadow of
this international political colossus. Tcacenco is not interested in
Greater Romania, but only in the Bolshevik Revolution;
Constantinescu-Iași is the socialist converted to a kind of principled
communism in the name of a fight against fascism, and Gheorghe
Cristescu “the quilter” remained a socialist who experimented with
communism. In all three cases, personal beliefs were hit by the
chimera of ideological theses in which none of them found
themselves, not even Tcacenco who imagined a communism that
would liberate the ruling classes, without understanding its utopian
character. In each case, personal survival became the only way of
cohabiting with times ripe for war, famine and murder. Tcacenco's
death is heroic for Soviet Stalinism, but not for Greater Romania.
Petre Constantinescu-Iași's duplicitous character saves him from
certain dangers, while Cristescu remains consistent with his own
theses in a world that has gone through three distinct periods of
deep social upheaval: the Cominternist, the Illegalist and the
official-communist.
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8.5. Charisma and over-personalisation
A discussion on the charismatic nature of a personality is
always marked by the subjectivity of different points of view. The
ambiguity of the term is explained by the imprecise boundaries
between charisma and non-charisma, a difficult boundary. Avoiding
the analysis of a questionable delimitation, the choice of a
charismatic prototype becomes a convenient solution. Destiny and
context chart the path a charismatic leader takes to the top of
politics. According to Max Weber, the main feature of charisma is:
'the vocation of leadership, with people obeying him not by virtue of
the law or the law itself, but by virtue of faith in his person' (1992:
10). Its finality can transform the political figure into a hero or idol
of a people with whom he identifies in the imagination or, on the
contrary, it can become a regrettable memory. In either case,
over-perpetuation remains a dangerous game.
Charisma includes also many irrational factors. By analysing
personality configuration we understand why this quality is
considered a positive form of personalisation. Charisma is: “this
ascendancy of political leaders as exponents of the energies of
nations, as symbols of aspirations towards which newly liberated
peoples justifiably tend” (Măgureanu, 1997: 80-81). Charisma is
related to the visionary side of politics in the highest degree, once by
relating the future to the present and then by idealistically
projecting the masses to something possible. The desire-utopia
melange is a result of active imagination, which usually transcends
the possible.
Through the visionary leader a bridge is built between the
“what is” and the hypothetical “will be” of an irrational
unpredictability. The relationship between the crowd and the
visionary leader creates a pact of promised unity, in which the mass
feeds the will of the leader and the leader feeds the imagination of
the masses. The new organic nature generates vectors of power that
can shape the future through the action of the easily manoeuvrable
masses.
Vision is an intrinsic component of the charismatic political
leader, acting in crisis situations as well as in ordinary situations.
Totalitarian leaders are not charismatic, as message propagation
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techniques help them to become popular to a greater extent than
their own communication skills. The Nazis broadcast Hitler's
speeches in the evenings and late at night to the romantic backdrop
of songs played by Dietrich Marlene. Dusk and night incite passion
and irrationality, blood pressure is higher. The romantic
atmosphere induces in the young couple a sensitive mood and an
increased appetite for the fanatical speeches of idols.
And indeed, these effects played a vital role in making the
propaganda machines more effective. Appeals to pathos and eros
strike at the heartstrings of the libido, unleashing the tumult of the
biopsychic energies of German youth in the famous Munich speeches
of 1940-1941. The pathology of the charismatic leader is not based
on virtues alone, and is a common prototype in other fields.
Sociologist Cătălin Zamfir argues that: 'great leaders of capitalist
industry, such as Hearst, Ford, Carnegie, Morgan, etc., were not at
all models of virtue or even psychological normality. Hearst and Ford
had obsessional neuroses, and Hitler was paranoid' (1974: 222). The
moral side is not a condition of those personalities who distinguished
themselves by their own exceptional qualities.
The fascination with negative personalities is a strange
phenomenon that is still common today. History's greatest criminals
arouse morbid curiosity, inspiring both fear and admiration among
ordinary people as well as the most refined intellectuals. How do we
explain this phenomenon? Horror, as a form of fascination, feeds the
imagination with terrible fantasies to describe hell. The same
curiosity can be seen in the public's appetite for films with a high
degree of violence. Another explanation stems from the media's
shaping of an apocalyptic imaginary through news, debates, films
and predictions worthy of the end of humanity. The media are a huge
educational force with an impact on the collective imagination,
surpassing the church and school as a factor of influence. The cult of
beauty has disappeared from the education of today's youth.
As for charisma, the following question arises: is charisma an
exceptional gift that comes through unknown ways (as defined by
sociologist Max Weber) or a result acquired through work (as stated
in managerial leadership)? If we accept both answers, then how do
we determine contributions and in what percentages? Genius, in
Thomas Edison's terms is 99% transpiration and 1% inspiration.
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According to Edison, charisma is determined by that 1% without
which there is no such thing, and if we remove the criterion the
temptation arises for a principle stated as “everyone who works
becomes charismatic”, a bizarre statement to say the least.
Personally, I believe that to be charismatic in politics is to develop
one's own skills and competences with a direct impact on the
public, a two-way process:
developing personal skills as a good communicator and
orchestra conductor, demonstrating exceptional hearing and a
natural ability to identify instruments in the ensemble;
developing the imagination of a composer and visionary ready
to improvise and imagine new alternatives to power with the
means of political action of maximum timeliness and
effectiveness.
In conclusion, every person is charismatic if he discovers and
is guided in a favourable context in which he can cultivate his
skills, abilities and optimal qualities. Work remains a certainty for
all variants, and without it, the charismatic side remains only a
fragment of an unfulfilled dream.
8.6. Character, temperament and personalisation, a triad
of political personality
Character and temperament are the most important visible
personality structures. We often judge people superficially by their
reactions in different situations, without realising that there are a
multitude of unknown factors behind their actions. Human
interaction is complex and cannot be limited to the stimulus-reaction
relationship, although there is a temptation to judge situations
according to this condition. Character and temperament are decisive
for the behaviour resulting from the confluence of education and the
degree of activation of bio-psychic energies. Temperament is acquired
and cannot be changed during life. The classification of the four
temperaments by Aelius Galenus (129 - 200 AD, the last great
physician of antiquity and founder of anatomy and pharmacology),
also known as the doctrine of the four humours (partly intuited by
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Hippocrates as early as the 5th century), is no longer considered a
scientific approach to the analysis of personality. It is relevant that
temperament is an appropriation of the somatic structure, the
nervous and endocrine system, as an energy resource generated by
the mobility of neuronal processes. The relevance of studying
temperament leads to the classification of leader typologies according
to dominants: weak - strong, balanced - unbalanced or mobile apathetic.
Behaviour is therefore a sum of the dominants of an innate
temperament and a formed character. Temperament cannot be
disguised, but can, at most, be inhibited or controlled by will or
education. Disguising temperament is a difficult act and almost
impossible to control in extreme situations. In contrast, the
temperament reflex can be controlled by behaviour. The temper can
suppress the instinct, it can dissemble, and therefore, it can lie
according to the choice made. Character is and is not responsible for
the finality of moral conduct. We have become accustomed, however,
to perceive only the positive side of the term, considering a man of
character a moral man. According to my observations, a man's formed
character can be responsible in all situations, an area of lights and
shadows beyond the moral aspect. The statement “this man has
character and this man does not have character” is wrong, at least as
an interpretation. There is no such thing as a man without character;
there is only his choice of light side or dark side. Perception plays a
key role in the effect of an act and indirectly, in relation to one's own
references, just as an individual can be considered simultaneously
moral by one person or immoral by another.
Beyond the philosophical approach, the distinction of terms is
relevant in studying types and typologies of political leaders. “Thus,
for characterologists, character is the core of personality, an
invariant, a fundamental structure on which a 'nature' will be
engrained. If for personologists character is only an aspect of
personality, its expressive aspect, for characterologists personality is
made up of a set of fundamental traits which, grouped together, form
types in a finite number into which any individual can be placed.
(Frigioiu, 2004: 140). Accepting the assertion that the centre of
personality is found in character, a bold statement, then we must
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also accept its unconscious nature as the repository of
consciousness. So is there a connection between character and
consciousness? The environment is the extraverted nature of
character formed through education, and morality, valued as the
enlightenment of conscience, is its introverted nature. Both sides
represent the extraverted and introverted aspects of character,
implicit in personality, in equal measure with its visible (conscious)
and invisible (unconscious) sides. In this context, character unites
both sides. A bad choice does not nullify character any more than a
good choice defines it. The observation made in support of the above
statement would boil down to the illusion of perception of seeing in
character only its positive side. If we reduce character to always
being good, then we have the following sentence: 'a man of character
can never be wrong', a strange correlation to say the least. It is in the
nature of things that we can also be wrong in thought. Is, then, the
man of character a prototype who can never be wrong? If, out of the
blue, this prototype were to appear, then the rest of us could call
ourselves people without character.
Education is part of character and conditions it. Hence the
principle that a man without education is a man without character.
Education influences behaviour, as a restraint on the basic
instincts and by shaping character for good. Character may also
include elements inherited from parents or other relatives. Both
traits, acquired or inherited, form, together with temperament, the
behavioural whole of personhood. Acquired elements emerge
through socialisation processes that take place throughout life. In
conclusion, character individualises personality and ennobles it
through interaction with other individuals.
Personalisation is an act of power that defines man in his effort
to lead or to make himself stand out. The competitive state is the
zero state from which the leader emerges. The correlative elements
of power are the means that highlight the best or the strongest.
Personality is therefore a competition between individuals with
different personalities, which ultimately determines the winner. It is
obvious that power is the ultimate goal. The demonstration must
start from the general frameworks of social life, which are
essentially relations between two or more actors (individual or
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collective). The lack of natural self-sufficiency leads man to seek
cooperation with other individuals, thus entering into relations of
interdependence. If an individual has ascendancy over us and
dominates us, then he has the chance to be our leader. Power is
therefore a polymorphous phenomenon between leader and crowd,
as between two lovers, as between parents and children, creditor
and debtor, boss and subordinate, artist and spectator, etc. In
short, all human relationships, which involve even a small amount
of dependence, are power relationships.
Dependence characterises the power relationship, but it should
not be seen in a single sense, as a set of actions, including sequential
causes and effects arising from the differentiation between
personalities. The power relationship is present in all social
interactions and, in democratic regimes, requires that its
protagonists each have a margin of freedom, the possibility to choose
whether or not to accept being represented by a particular leader.
Power is always an asymmetrical relationship regulated by
personality cues; even in theory we cannot isolate the ideal type, a
situation in which the actors exert identical pressures on each
other, because in that case the theory would break with all reality.
The personality of each individual represents the personality of a
power, and the personalisation of power derives from the ascent of
an individual to the top of popular wills with which he identifies in
the fullness of a superpower.
8.7. The institutionalisation of political power and the
sacred
Since the hunter-gatherer societies of primitive times, the
differentiation and hierarchy of society depended on the factors of
production, and technology was already outperforming other
occupations. The techniques of pottery, food preservation or hunting
led to the first forms of competition. Over the last ten thousand
years, this struggle has created an ever more pronounced hierarchy
of fierce competition, with the supremacy of the strongest belonging
to the most productive, namely the specialised tiller of the soil or the
prolific farmer. The process gradually transformed and reconfigured
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“the community into a classification of specialized societies, thus
giving rise to the phenomenon of the competitive market” (Herseni,
1982: 432-433).
Parallel to the organisation of actions, there has been a
separation of life's political side from the economic side, with the
choice swinging between a continuous orientation towards power and
accumulation or towards plunder. On the whole, we see a division of
labour within peoples, according to complex activities carried out in
increasingly hierarchical forms: warriors, craftsmen, chieftains and
peasants, etc. The same was true of unions of tribes organised
around a common goal of developing a single economic activity.
There are tribes formed by hunters, animal breeders, farmers,
villages of miners, potters and fishermen, political organisations of
seafarers and merchants (Lensky, 2002: 102-103). There are also
peoples of conquerors who do not carry out very complex economic
activity. However, the harder the struggles for power and plunder,
the more severe are the constraints on the individual through law
and force. On the other hand, the individual lives of economically
weak tribes meant little or nothing. Salvation, which would establish
a better organisation of community life, necessarily presupposed a
process of institutionalisation of political power.
The process of institutionalisation of political power has taken
culture as its starting point, as a form of value hierarchy, as the
totality of life forms that retain a group or personal imprint. These
forms of cultivating human sensibility eventually became the sacred
heritage of society. The exact order of the first processes of
institutionalisation is not known, but I am inclined to believe that
religion ranks first on this list, ahead of the state. As far as the state
is concerned, when a society became too complex due to population
density, the insignificant individual lost himself in a philosophy of
salvation, manifested either through the projection of an ideal world
or through a new hierarchy imagined by the religious phenomenon
that opened up new higher horizons of existence.
Population density is one of the achievements with beneficial
effects on human entrepreneurship. “Where once a pack of a few
hundred heads roamed, a people of tens of thousands of people have
now settled” (Herseni, 1982: 437). There are no spaces where man is
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not present. Every people borders on another, and the mere presence
of the boundary meant a limit to their own power; this reality incited
ancient instincts of hatred, aimed at annihilating the other. The
boundary of each community, especially where several religions
coexisted, triggered a bloody power struggle.
The individual experience of power reveals a subject's ability to
directly influence his or her environment. The individual can channel
his or her energy to change the state of natural objects or to
influence the behaviour of other living beings. In this hypostasis,
power becomes a force in action.
The new form of institutional legitimacy is manifested today
mainly through the ritualization of politics (ceremonies, anniversaries,
coronations, commemorations, funerals, religious services, rallies)
(Frigioiu, 2004: 16). Institutionalisation, in general, depersonalises
the leader and obliges him or her to certain rules that are outside the
personal sphere. Institutional capture of the leader reduces his or her
personal freedom and creativity, entering into a censorship of
procedures and functionalist rules. The institution objectifies the
rules that are outside the personal sphere, the individual
disappearing as an entity and reappearing in the form of preestablished rules. Political institutions have become a guarantor of
democracy since modern times, acquiring an autochthonous
personality. They opt for a systemic political system aimed at
integrating common values respected in democratic society. The
system cannot exist without the subsystems or institutional
structures of politics, nor can it guarantee a clear direction without
functionalist and utilitarian thinking.
The cybernetic model proposed by David Easton is a tool or
formula that configures the regulation of social conflict through the
institutionalized power of the state. Simplified, this theory keeps the
following scheme: at the basis of the system is structural-functional
information called input that enters a political system, where it will
be processed. The solutions found will be sent to society in the form
of outputs. Further on, these solutions will end up in a conversion
loop which through a feedback loop, depending on the results, will
return to the core processor to be improved or replaced by other
solutions. In this way, the system continuously self-regulates itself
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without overheating or becoming dysfunctional, thus guaranteeing a
refresh. Even the legal system cannot avoid this self-regulating
system. The development of political institutionalisation on
verticality of human values does not constitute a danger; on the
contrary, it guarantees the objectivity of decisions at any level of
management within the political system through continuous selfregulation.
In
other
words,
the
process
of
institutionalising power guarantees constant
authority at the decision-making level. The
asymmetry of power, in the case of
personalisation, can have unexpected effects,
going beyond the natural powers of the subject,
whereas institutional authority, avoiding this asymmetry, calculates
within the parameters generally predetermined by the laws of the
system, thus providing a solid guarantee of decisions. The finality of
the decisions taken by the institutional authority is self-regulated,
within the system, on the basis of a feedback that brings other
demands and needs of the people back into the system's inputs.
“Authority, as a dimension and hypostasis of political power, depends
on the functioning of the political system taken as a whole, on the
totality of objective and subjective, material and spiritual processes
that contribute to the realization of power” (Măgureanu, 1997: 49).
The institutionalisation of power means that the prerogatives
acquired by a leader, thanks to his abilities, do not disappear with
him, but are transformed into habits of the command-obey (or, as the
case may be, dominate-subdue) relationship. Coercive power is thus
fundamentally linked to institutions. Of course, institutions have not
always been 'impersonal', i.e. independent of the staff employed.
Domination was not always based on efficiency and rationality, but
had other motivations.
The delimitation of all institutionalisation phenomena is also
achieved through private property. Property is the domain in which
power is exercised as freedom and a right won through struggle and
as a defence against one's fellow human beings. “The law of the
strongest resolves conflicts and the state of war subsists everywhere”
(Durkheim 2001: 16). Since the modern era, property is a value
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SEBASTIAN FITZEK
guaranteed by the Constitution and the institution of the state.
Property becomes a victoriously imposed power, as a right over a
mere fortune and as sovereign dominion. Property concerns the link
between the essential categories within a people, a nation, and the
institutionalisation of this right through the Constitution and the
state, as a form of public power. The right to own property is also
reflected in the hierarchy of office. Wealth is a rare and valuable
resource by definition, whereby the owner has control and security
over other individuals. The greater his wealth, the greater his power
of influence, and hence his power over others. (Lenski, 2002: 73).
The differentiation of individuals inevitably leads to selfish
competition, which distinguishes between the power of position and
the power of wealth. The power of position is determined by the
social role which gives the individual a legitimacy of wealth within a
certain limit of decency, while the power of wealth itself, property
inherited or gained by various licit or illicit methods, gives the
individual the possibility of going beyond the natural measure or
limits of wealth given by the parameters of status. This quality of
competition allows the passage from a lower power to a higher
power or to a new step in the hierarchy; more precisely, the first
type of power generated greed, thus going beyond the limit of
common sense set by a given status, eventually transforming itself
into a risky power. The self-centredness of power becomes a
“generalised greed” and a disease specific to capitalist societies,
which was the subject of Karl Marx's incisive criticism. The new
sense of possession belongs to the political environment and comes
to operate at great risk, culminating in all or nothing.
Another interesting aspect of this phenomenon is found in the
case of political revolutions that overturn the social order and
propose a new hierarchy and a new institutionalisation. We know
that the legitimacy of a newly established political institution gains
the respect of a people very late, imposing itself after long years of
operation, years that confirm or not its effectiveness. With regard to
revolutions, a new order means the disappearance of old
institutions, some of them important and even functional. The
process of establishing a new order through political, administrative
and economic institutions, etc. is hard-won. This means not only
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Sacred and political power
changing names or institutional structures, but above all renewing
the leadership. After the '89 Revolution in Romania, new
institutions are being set up, with the management staff generally
remaining the same.
Political institutions are the most difficult and complex
structures of the political system. In addition to institutional
authority, there is an important requirement for a charismatic leader
who will contribute to the prestige of the institution or, on the
contrary, destroy it. The function provides the leader with a guarantee
of representativeness by establishing a hierarchy of institutional
values. The symbiosis between leader and institution must be
harmonious, and the institutionalisation of the leader presupposes an
elitist morality that can sustain him in the public arena. The two
images converge through the objective force of the law that
guarantees impartiality of decisions and also through the public
moral force of a visionary leader, the magic ingredient of charisma.
Three key elements in the evolution of power emerge in the
process of institutionalisation: force, law and privilege. “The shift from
the rule of force to the rule of law, to continuous power determining
privilege, profoundly changes the forms of political power” (Lensky,
2002: 75). The institutionalisation of power in turn brought about the
birth of law, identifying itself with it, just as Justice is the supreme
guarantor of law, preserving, through sovereignty, the inviolability of
the Constitution. In ancient Rome, suprema lex (supremacy of law)
was the sacred aura of the city and the institutionalisation of law that
the emperor himself feared. Any other tendency to ignore the
sovereignty of the law by undermining the Republic degenerated into
conflict. An eloquent example of conflict was between the Roman
Senate and Julius Caesar (101-44 BC), a personality who undermined
the republican traditions. He was killed in a despicable manner, but
his reform was completed in 23 BC by his sister's son, Octavianus
Augustus (62 BC-14 AD), an ambitious young man who became the
first emperor with divine rights.
The law ensures the continuity of the institutions and the
institutions in turn guarantee the action and purpose of the law.
The Roman Senate remains a living example of the classical
institute, which reappeared later in 1295 in the form of the British
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SEBASTIAN FITZEK
Parliament imposed by Edward I (1239-1307). The Roman Senate is
thus an ancestor of today's parliamentary system, which in many
countries is considered the most representative expression of a
democratic regime. Parliament is the institutional image of the
people applying the law of unanimity of votes by legitimately
established majority force, thus its legislative impact becomes
evident in the political system.
The people and the state coexist, therefore, around the
phenomenon of the institutionalisation of power and are often seen
in a certain unity, as a normality resulting from the strong links
that rest on a common ground. A correct understanding of this
people-state relationship is a first condition, which is essential in
explaining the political system. The indivisibility or identity of the
interests of the people and the state must not lead to a juridical
confusion of these two categories. The people and the state are
separate subjects of law. The organisation of human society into a
State has not always been successful, and the factors that make up
the State retain their legal aspect and identity.
Along with the thinkers who analysed the beginnings of
modernity in Romanian society (Kogălniceanu, Maiorescu, Iorga,
Stere, Rădulescu-Motru, etc.), Constantin Schifirneț proposes a novel
concept that defines the evolution of modernisation in economically
underdeveloped countries. “Modernity is an effect of modernisation.
There is no modernity without modernisation. Modernity is a
standard that represents an evolutionary goal of societies, and
modernization is the process of achieving it” (2016: p. 41). The
transition from the assertion of the national spirit in the interwar
period to the economic development of the communist period of the
1970s-80s' and then the collapse of the indigenous economy in the
transition period generated the necessary conditions for a tendential
modernization. Modernisation is the engine of development that
defines modernity, marking a country's economic leap towards the
top, without, nevertheless, omitting the field of culture. The
association of 'modernisation' with the determinative 'tendential' is
justified and decisive for the diagnosis of a society struggling to
emerge from Europe's grey zone. The wrong approach often puts us
in an inferior position, which justifies the “benevolent” attitude of
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Sacred and political power
Westerners. The national spirit of humility, which Romania does not
deserve, has been inscribed in the theory for forms devoid of
substance. The main obstacle to modernisation in the Romanian
countryside was the very method of urbanisation applied during the
communist period. The rural population was not prepared for the
change brought about by the scale of forced industrialisation.
In many cases, the rapid translocation of young people from the
village to the city led to isolation and alienation. In the urban
environment, the life of the young farmer's son was full of material
opportunities, but the price paid had some disadvantages such as
the emergence of alienation. The former communist states focused on
the economic side and less on social development. After the 1990s,
the harmful privatisation of large branches of industry and
agriculture led to a weakening of the national economy. Romania
became a free state, with a vulnerable economic development that set
it on the trend towards modernity. Compared to Western countries,
the radiography of Romanian society reveals stagnation in an
eternally backward world, unable to recover its lost place and time.
Modernity gradually made its way through the affirmation of
the national spirit, especially during the Pasoptists, when the young
nations emerged from the tutelage of the old nobility. In the light of
self-assertion, the new peoples legitimised their existence around
the principle of sovereignty dominated by a politics of identity
realised in the nation-nationalism category. The process of
coagulation of the new institutional structures induced a genuine
need for the representation of an autonomous government. The
nationalism of the Pasoptists was vindicated by the revolutionary
struggles led by the new elites, who proposed grand and bold
projects, and the new power needed the sacrifices of generations
capable of offering alternatives to the old order. The people are the
true representatives of political power, and Parliament is beginning
to play the most important role in the history of European
democracies. The concept of the people is reduced to a specific scale
of representation, by taking power and maintaining an active link
between rulers and governed.
By understanding the idea of people and nation, the legal
subject becomes the pivotal support of the modern state. The term
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SEBASTIAN FITZEK
State (lat. status meaning state in place, stability or from the
expression: status in statum meaning state in the state) appears with
its present meaning in the Renaissance, in Niccolo Machiavelli's work
“The Prince” (1513). Although the word has direct etymological
references from Latin, the ancient Romans perceived in the word
“status” an expression of law in which private and public matters
were differentiated. “Publicum jus est quod ad statum rei romanae
spectat, privatum quod ad singulorum utilitatem pertinet”, (Public
law refers to the organization of the Roman state; private law
concerns private interests) (Bob, Hanga, 2009: 29). In the context of
modernity, the state is a subject of public and private law, both
branches
being
materialized
in
the
legal
process
of
institutionalization. From a political perspective, the state is a
complex
community
with
well-differentiated,
structured,
hierarchical and institutionalized power that exercises sovereignty
over a certain territory delimited by borders and is governed by a
contract or consensus established between rulers and ruled.
The state is a complex system of public authorities and, in this
configuration, political leaders are no longer sovereigns of the law,
but merely executors of a constitution that oversees the overall
harmony of the political system. The state is the organised power of
the people, or more precisely, it is the institutionalised form of this
power. In its current meaning, the state is a form of organisation of
political society, and is the most authentic expression of
institutionalised political power (there are other types of power in
society, as well as non-institutionalised political power). The state
represents the central power in opposition to the local power, as are
designated rulers in power with representatives in opposition, in an
ensemble of public forces and in opposition to civil society. From
these ideas, four essential characteristics of the state emerge:
sedentarisation of the population in a given territory;
institutionalisation and centralisation of political power;
form of organisation and management of a human community;
the existence of a ruling group vested with governing powers
(Frigioiu, 2009: 125).
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Sacred and political power
State power derives primarily from coercive authority which is
exercised, if necessary, by force. We have mentioned here the
existence of other types of power, and therefore other types of
authority. State power is the last in chronological order; in the
beginning, authority was exercised under the family head's gentle
protection over the other members. Also included in this context is
the authority of the master over the slave, and then the authority of
the master over the employee or of the ruler over the governed.
Almost all primitive societies speak of a personified political
authority, that of the head of a clan, tribe, etc. Over time, authority
became detached from the person who exercised it and whose
legitimacy, in the legal sense, derived from his personal merits, and
was constituted as a distinct and abstract reality. Today, this
authority has developed into a complex apparatus with a set of
bodies and institutions. The state is and remains the main political
institution. The French anthropologist Lapierre observed that, just
as the first forms of the state came into being with the appearance
of man on earth and materialised through the process of
hierarchisation and institutionalisation of political power, likewise
the state can only disappear from the stage of history with the
disappearance of humanity. Even if the state takes on other
advanced forms of organisation, such as the concept of the
multinational state, the Euroregion, the federation, etc., the essence
of the state always revolves around political life, regardless of its
future development.
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Sacred and political power
CHAPTER IX
THE LEGITIMACY OF POLITICAL POWER AND THE
SACRED IN MODERN SOCIETY
In this chapter, I set out to analyse the process of inter-human
interactions and relationships, specific to postmodern societies,
through influence. The topicality of this theme is due, in particular,
to the transformation of certain types of professional relationships
into types of political relationships through the intensification of
influence. The characteristics of the new types of relations have often
led to a total and sometimes violent fusion of social and political
power. What role does the sacred play in the current process of
influence, how important is deontic authority in this new equation,
what are the new structures of these relationships and not least,
what effects are emerging at a broader social level. These are the
questions I seek to answer in the following pages.
9.1. Influence and authority in governance
A general review of standard theories of influence shows a
direct approach of this field to the sphere of political power as the
main focus of modern political science. In the current social context,
however, the exercise of influence takes on a strong psychosocial
character, including in apolitical institutional settings. Influence
processes should theoretically exist in any kind of political
relationship that manifests itself from one person to another, from
one group to another, as well as in the institutional relationships
specific to any political system. Influence means “that genuine
change in preferences” (Olsen & Marger, 1993: 23) of an individual
who changes his or her behaviour freely, without constraint.
Influence does not involve the intervention of force, as in the case of
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SEBASTIAN FITZEK
political power, but can change behaviour through the use of a
“generalised mechanism of persuasion” (Parsons, 1966: 231). In this
relationship, the influence-generating sender cannot be successful
with the receiver without the prior existence of some kind of
authority. In this sense the question arises: to what extent can the
type of authority intervene in the success of influence? Thus, it
seems that the submission of individuals to a certain form of
authority produces the phenomenon of influence; from the
perspective of the behaviour of a political leader, two types of
authority are legitimised: deontic authority and epistemic authority.
“Influence and authority, as correlative elements of political power
draw their strength from epistemic and deontic models that
generate prestige and admiration for a leader, a political style or an
era” (Frigioiu, 2001: 86). The two types of authority guarantee the
moral and professional value of the sender in any type of
relationship with his receivers. A leader who ignores the morality of
his own actions, through the lack of deontic authority, inevitably
generates a pathological influence, with a negative finality,
regardless of the background.
In this analysis, the role of deontic
authority in political communication is given
priority attention. This type of authority
appears to be value-superior to the epistemic
condition, especially in the case of an elite,
influence-generating leader or ruler. In turn,
the presence of influence in the socio-political space cannot be
counted as a benefit for the public or private good, especially in the
absence of moral behaviour. Consequently, it can be said, in the first
instance, that influence has either a moral or an immoral effect,
depending on the presence or absence of deontic authority,
regardless of the inter-human relationship or the type of professional,
managerial or political position.
Also, this phenomenon acquires a form of influence in the
institutional area outside politics, such as schools, universities, etc.
In Romanian society, the process is known as a phenomenon of
politicization of society, especially in terms of conflict of interest.
Unfortunately, this phenomenon causes a vicious chain that leads to
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Sacred and political power
the formation of pathological types of relationships, hierarchies and
stratifications. Nepotism is constructed to the advantage of personal
interests, and in particular, to the detriment of the general interest or
the public good. It is obvious that social influence exists everywhere
and that influence cannot be attributed to an apriori good or bad
character. In the case of the relationship between influence and
deontic authority, a change in behaviour cannot be ruled out. The
lack of deontic authority in the process of influence leads to an
inability to change behaviour, resulting in a type of coercive
subordination. If fear predominates in these types of relationships
outside the political or military environment, then a manifestation of
pathology occurs. If the process of influence is completed outside the
deontic authority, then the effect obtained by the sender towards the
receiver only generates a form of subordination. Technically, fear is
the most important symbolic resource of political power, and when a
sender uses it outside the legal, political or military space, the
deontic character of authority disappears. In this case, force, threat
and coercion modify the behaviour of the receiver by nullifying
individual freedom.
The category of ruling elites is excluded from this analysis,
given the value of the term elite; their act of influence implicitly
implies the unquestionable presence of deontic authority. The other
types of relations, which include ordinary, non-elite actors or
leaders, are critical groupings in the political system, responsible for
decisions on the overall development of a society.
9.2. The impact of deontic power, influence and authority
on behaviour
The indestructible connection of the three elements has
contributed to the formation of certain behavioural structures that
are a focus of study in psychosociology. The multiple relationships
between influence and power are known through the prism of
relationships built around intermediate concepts such as prestige or
political authority. The following question arises with regard to
these relationships: does influence only manifest itself in the service
of desires with moral effect in the social environment? In other
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SEBASTIAN FITZEK
words, can influence become a concrete example of causality in
terms of changing one person's reactions as a result of another
person's actions, so that the subordinate relies more on the
superior's reasoning and less on his own?40 James March and
Herbert Simon's hypothesis is, in my view, a forced approach to the
subordination relationship, which takes on a strictly military or
coercive character. The subordinate is not influenced by the
superior, but only executes the superior's order, restricting himself
to a type of military or professional authority. Professionally, I am
referring to an organisational hierarchy which thus becomes an
institutional power structure. It is worth noting the type of
relationship that is not exercised through coercion, preserving the
freedom of conscience to choose in the absence of subordination.
In power relations it is observed that its distinct features are
not separated from their interaction, asymmetry or inequality of
roles between members of different groups; dependence on
hierarchies, norms or rituals, in turn, arises from specific modes of
organization (Măgureanu, 1997: 35). The definition of political
power means that the internal axis of political power, including
state power, is based on the dominance-submission relationship.
The relationship is asymmetrical and implies a classification
according to strength, the quality of power being of a raw nature,
which does not require a qualitative differentiation as in the case of
the command-submission relationship. In the first relationship,
where brute force intervenes, the one who commands makes
himself obeyed through fear of the other, which obstructs
legitimacy, while in the second relationship, legitimacy has a social
or hierarchical status.
The symbiotic elements between influence and political power
are relative, given certain differences that have generated a visible
dichotomy. One can intuit certain subtle mechanisms of the process
of influence at the social, psychological and political levels within
two broad categories of societies: traditional and anti-traditional.
Choosing between the two types of society allows automatic answers
to be formulated about the differences in influence between the
40
This type of approach was pioneered by James March and Herbert Simon in their 1958
publication Organizations.
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Sacred and political power
traditional and secular spectrum. In both societies, influence
becomes a specific integrative phenomenon in interactions between
interest camps, groups or individuals. On the other hand, the
comparative approach to this subject manifests itself on a historical
register of time that avoids the polemic between traditional and
anti-traditional.
From a psychosociological perspective, the investigation of
power and interpersonal influence aims to reveal how power
produces influence and vice versa. According to new theories, the
phenomenon of power has come to be delimited to the point of
excluding most forms of influence, with a particular focus on its
resources. Defining power is seen as a negative sanction.41 However,
the study of status characteristics and the study of the horizon of
expectations are interconnected by the projected perception of
influence, which in this case is considered to be a result of the
competencies required by each individual or group. Influence is
undoubtedly present “where the advice of an individual/group who
has demonstrated competence is heeded” (Willer, Lovaglia,
Markovsky, 1997: 572). Regardless of the perspective, in order to
decode the power-influence relationship and the new boundary
between the social and the political, a cycle of ideas must be
traversed that traces a cognitive and axiological evolutionary line
from homo religiosus to homo socialis, from primitive social
structures to traditional or modern states, from privilege and
prestige to the non-coercive nature of political power.
9.3. Power and privilege
Gerhard Lenski's view of power as a way of distributing
resources based on the postulates of human nature in which the
individual is formed becomes relevant to this study. In the first
postulate, the author identifies in the treatment of human nature a
“bizarre dualism” represented by human action and based on the
conflict of personal versus group interest and vice versa (Lenski,
2002: 61). “This suggests that power alone governs the distribution
41
See the theories of power proposed by Emerson (1962), Cook (1978), Willer (1987),
Markovsky (1988).
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SEBASTIAN FITZEK
of rewards. [...] Most essentially selfish interests can only be
satisfied by establishing relationships with others. Cooperation is
also absolutely essential for survival, [...] in other words, man's
selfish interests compel him to remain a member of society and take
part in the division of labour” (2002: 61-62). From his observations,
it follows that the division of labour is organised through the
formation of economic groups as a reaction of a survival instinct. In
other words, human selfishness determines the sociability of
individuals or, by multiplying the power of individuals, the stability
of each individual is ensured. Based on this observation, Lenski
states that “people will share the product of their labour to the
extent necessary to ensure the survival and productivity of others
whose actions are necessary or beneficial to them” (2002: 62).
However, his statement may also be open to criticism if other
motivational factors (idealism, mutual aid, etc.) that can lead to the
cohesion of a professional group are excluded. His observation is
correct along the lines of group interests concerning the division of
labour or contractual relations between employers and employees
built around mutual rights and obligations.
The second variable or second postulate proposed by Lenski
explains power and privilege based on Weber's definition of political
power, according to which individuals fulfil their desires regardless
of the acceptance of others. At this point: 'privilege becomes an
essential function of power and, very rarely, a function of altruism'
due to egoism considered a native human trait (Lenski, 2002: 63).
The goal, in the Machiavellian sense, can be achieved by nefarious
means, just as the Latins expressed this right in the following
phrase: 'quod licet Iovi, non licet bovi' (what is permitted to Jupiter,
is not permitted to the ox).
The third important element in Lenski's equation is prestige, a
notion that relates to both power and privilege. Thus, prestige
becomes an essential function of power, along with privilege, which
ultimately determines an orderly distribution of power in any
society. Power becomes a key variable in the triad, because through
it the other two functions are exercised, which confirms why any
society becomes distributive through power, according to needs and
wants. Political power includes both personal and institutional
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Sacred and political power
prestige. The mechanism of this process can be understood through
the following scheme proposed by the author:
Fig. 7. Privilege and prestige in power equation:
POWER
PRIVILEGE
PRESTIGE
Altruism
x, y, z
Source: scheme adapted from the model proposed by Lenski (2002, 63)
This type of approach proposed by Lenski in the above scheme
demonstrates the need for stratification that determines the process
of political power hierarchy.
9.4 The pathology of power in the absence of deontic
authority, a theoretical perspective
From the in-depth study of the influence process in Lenski's
theory, without taking into account prestige as an essential factor of
the scheme, we deduced another perspective of power: pathological
character. The aim of this theory aims at an extension of conventional
influence theory into the sphere of social reality, regardless of the
system or subsystem in which a change in human behaviour is
operated. The theory goes beyond the space of the political system
limited to the problem of goods and values distribution.
Influence is a result of a relational process that can be achieved
in terms of prestige; if this prestige is perverted by the lack of deontic
authority, then the effect generates a relationship of pathological
character. This is the pathology of power that can extend from the
political sphere to any other social system or structure. The theory
represents the outline of a relationship closer to the Romanian reality
through which the negative phenomenon of influence could be
explained, taking Lensky's theory as a starting point. In this respect I
present the following scheme:
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SEBASTIAN FITZEK
Fig. 8. The pathology of power and influence
in the absence of deontic authority
EMITTER
PATHOLOGICAL INFLUENCE
RECEIVER
BEHAVIOURAL CHANGE
BY CALLING ON THE AUTHORITY OF SERVICE
PERSONAL
POWER
PURPOSE
PERSONAL
ACCUMULATION OF
EGOCENTRISM
BENEFITS
Source: innovated scheme based on Lenski (2002) model
Proposing this scheme or theory does not claim innovation, but
rather, demonstrates the relevance of the influence - deontic
authority connection, especially in terms of the moral quality of the
emitter, leader or ruler. Lack of deontic authority can only lead to
pathological behaviour for the receiver affected by this harmful type
of power. It is obvious that the abuse of influence, which is very
common in the political environment, also manifests itself in other
social environments. But the worst thing happens when the
pathology of this type of influence begins to manifest itself in health,
media, education, economy, administration or justice. We should
consider, for example, the Romanian Television or Radio Broadcasting,
institutions of public interest accused of politicisation, to the
detriment of public service. “The signatory organisations protest
against the way in which the draft law on the organisation and
functioning of the Romanian Broadcasting Company and the
Romanian Television Company was voted by the Senate's
Committee for Culture, Arts and Mass Media and ask the Senate
plenary to re-examine the law by sending it to the specialised
committee for a supplementary report, in accordance with Article
105 of the Senate's Rules of Procedure or, if not, to reject it by the
plenary. (...) Beforehand, representatives of trade unions, media
NGOs and journalists accredited to the parliament were expelled
from the hall. (...) In its approved form, the draft law has been
diverted from its main purpose: ensuring the independence of the
two institutions and their representativeness throughout society.”42
42
http://www.paginademedia.ro/2010/06/societatea-civila-protesteaza-nu-se-asiguradepolitizarea-tvr/
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Sacred and political power
Public television and radio are not the first of its kind; this
phenomenon has recently become a tradition fed by public scandals
that constantly erupt with every change of government. The mixture
of political and personal interests violates the rule of the democratic
game in Romania and has become normal. The pathology of power
and influence has come to control the most important areas of the
social system, from politics to all structures, which has turned
normality into pathology.
In conclusion, the pathology of influence in normal relations
between people and institutions eventually leads to pathology of
behaviour. The effects are disastrous, by undermining normality. The
individual who does his duty responsibly to his job description risks
becoming an outsider to the system of which he is a part. As a result,
the most serious risk in such a sick system would be that
behaviourally healthy individuals are excluded on grounds of
incompatibility by other members who have adapted to the new
norms induced by corrupt bosses.
9.5. Homo religiosus and homo socialis in terms of the
sacred-power-influence relationship
Political anthropology studies the genesis and evolution of
political forms in different peoples, addressing the problems of power
genesis and early state institutions in connection with the living
structures of societies. In this context, the concept of power is at the
heart of anthropological approaches, as a shaping principle in the act
of birth of social phenomena. In this sense, it is interesting to
investigate the problematics of the sacred and power in the history of
interdisciplinary exchanges between anthropology, ethnology,
linguistics and sociology. From a linguistic perspective, the sacred is
defined as: 'someone or something that cannot be touched without
being tarnished or without defiling' (Caillois, 2006: 39).
The definition of the sacred as a basic structure that includes
the phenomenon of power is completed by political anthropology
through the linguistic approach, adding the essential element of
ritual manifestation in primitive man. In this game, power is, above
all, an image, namely: “the sacralised image of difference, of the
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other” (Balandier, 1998: 101). The archetypal image of brute power
is based on the simple domination-submission relationship in the
animal, and is transformed in humans into command-obedience. In
this process a socialization takes place through the sum of common
interests, which finally leads to the crystallization of society, and
later, based on the supreme principle of government, is completed
by a third complex relationship through the contract between the
governors and the governed.
The study of the sacred as a social phenomenon has two
important currents: on the one hand, the sociological theory of the
sacred (with its roots in ethnological research on mana and totems),
and on the other, a line of research which places religious man at
the centre and explains the evolution of the religious phenomenon.
The second theory deals with the origin of the sacred as an extrasocial, superior, invisible and uncontrollable power in human
existence. This supernatural comes from an area where living
communication between existence and the sacred is formed. On the
other hand, this power, through its mystery, arouses the sensation
of inner fear, which operates a transformation of the dominionsubmission relationship into a transcendent relationship between
Creator and created. The presence of the sacred in totemism
enriches primitive religion with new nuances of hierophany:
sanctity, intangibility, thaumaturgy, invocations, revelation,
religious mystery (a sense of mystical thrill leading to a feeling of
touch and contact between the profane and a higher world, a world
which they will inherit after death).
Religion develops progressively, in parallel with new forms of
cultural knowledge, passing through well-defined stages according to
space and time. The influence of religion has no natural causes
brought about by the laws of matter or physics. Julien Ries states
that the study of religion is based on homo religiosus and not on
society (2000: 5-7). His observation helps us better understand the
future homo socialis. The influence of religion has its source in man's
inner world, modifying his entire reference system. Gradually, these
new mystical and religious elements became the first rules of
behaviour, the first habits and the first causes that determined
man's evolution from nature to culture.
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On the other hand, in Durkheim's view, religion remains a
natural movement within history, separating the visible from the
invisible world through the sacred-profane category (1995 :45). The
French sociologist defines religion through the sacred, as an
invisible power manifested in the totemism of primitive religions.
In his view, mana is defined as an inner force present in each
member of the clan, constituting the core of religious phenomena.
Around this force orbits the entire existence of religious man.
Mana is the matrix of the sacred, placed at the origin of primitive
religions. This notion allows the discovery of the whole successive
chain of the constitutive elements of the sacred, starting with the
mana characteristic of Polynesian societies, taboo customs, gods,
demons and up to the pneuma of the Gnostics (Culianu, 1999), all
of which mark a dichotomous separation between the sacred and
the profane, between the two contradictory worlds, or between the
explicable and the inexplicable. Both areas are governed by a
common principle of power which, in homo socialis, will have
important political consequences.
We are confronted with the existence of two hierarchies: a
vertical hierarchy of value, of the spirit governed by religious and
political phenomena, and a horizontal hierarchy, in the sense of the
extension of matter into areas such as economics, science,
technology and politics. The second type of hierarchy follows the
conditions under which matter serves human physical needs.
Economic concerns have indirectly aimed at a diminishing
hierarchy of religious values. From this point on, religion follows an
entirely different path. Religion lays the foundations of religious
phenomena through the manifestation of the sacred, just as
economics is ascendant through the development of its basic
branches: the development of the market, technology, trade,
forecasting, mathematics, logic, etc. Religion establishes the origin
of divine power as the primordial force that laid the foundations of
existence, advocating creationism, while science, through research
and studies, is aligned with a philosophy outside of divinity.
The power of the sacred thus recomposes the genesis of the first
manifestations of human intelligence, decisively influencing the
evolution of a particular species by delimiting the development of
matter (of the physical body) from that of the spirit. Man is freed from
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the 'curse' of a common species, his spirit soaring into the realms of
absolute knowledge. Religious power differs from any other power,
projecting homo religiosus towards those heights that embody divine
knowledge. Homo religiosus is ready to understand and imitate the
lost paradise, organising his social life in a perfectible system,
following the model of the divine citadel. Contact with the world of
the sacred subsequently determined his entire evolution.
An absolutely natural conclusion would subject the sacred to a
deterministic logic. Could man have formed a complex and
intelligent way of life in which politics, economics, art, culture or
even science could have projected him towards heaven without first
having had contact with the sacred? Didn't this very attraction to
divine nature give him the wings to philosophize and to ask himself
the most important questions summarized by Kant (What can I
know? What must I do? What can I hope for?), through which man
becomes a thinker of the transcendent and the Dasein (of
Heideggerian philosophical existence) and through which he
explains the phenomenon of the divinity of creation? In the end, did
not this very calling determine man's supreme leap from nature to
culture, and did not this leap justify the emergence of the state as a
projection of the sacred into the immanent, by imitating an ideal
world, a supernatural hierarchy? The essence of Homo religiosus
could be due to feelings of admiration, fear, respect and love for a
being superior to himself. This is how the first kind of hierarchy of
value in human history was constituted, beyond the hierarchy of
force, generating that feeling of domination - submission.
Homo religiosus was always subject to the supernatural, finally
succeeding in dominating nature and his fellow man. Today, the
modern homo socialis no longer feels the need to submit to a divine
force, but he certainly wants to dominate his fellow man. The
difference between the two types of domination is major. In the first
type of domination, the divine prevails through a certain value
system that is well articulated, complex and beneficial to man,
whereas today's social man has placed himself at the top of the
pyramid out of his own selfishness and to the disadvantage of others.
Instinct is common to both man and animal. Instinct is not
enough to generate the idea of consciousness. This process of
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forming consciousness was primarily due to its contact with the
sacred. In the beginning, man correctly perceived the idea of a being
and of a Creator who brought this being into existence. Regarding
the relationship between man and divinity, cosmogonies,
eschatologies and myths bear witness to this.
Homo religiosus is the result of two powers: the sacred and the
profane. This alchemy of power explains the succession of the
extremes of good and evil, divine - demon as organic structures of
human nature. Man becomes at the same time both mortal and
immortal thanks to these two powers. Man becomes aware of his own
immanent death, and the second power, faith, springing from inner
sacredness, ensures his continuity through his rebirth in a future
world. His faith is the path of life to salvation from spiritual death. In
conclusion, the hermeneutics of this idea becomes common in almost
all types of religious faith.
9.6. From the sacred to the conditions of social life statehood
The complex forms of organisation of a human community or a
state are beyond historical imagination. At this point, the
intervention of anthropology as a science becomes important. The
famous French anthropologist Jean William Lapierre, in his book
Life without a State? An Essay on Political Power and Social
Innovation, contributes the idea that the embryonic forms of the
state are apriori to earthly life (1997: 56); thus, the genesis of the
state can be considered a component of the genesis of life. The state
cannot be placed somewhere in history, because it became
operational with the emergence of the human species, first
becoming an embryo that develops concomitantly with the spread of
the first dyads (a couple formed between a woman and a man).
Power derives from hierarchy, and relations between members
become actions based on the principle: obedience-command. Man
submits to man by consensus. Zoon politikon cannot have the same
power as his fellow human being because his very nature as a social
being obliges him to cooperate. Cooperation means listening to the
other without the intervention of force. To cooperate implies mutual
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influence, although there will always be a sender and a receiver, a
subject who will exercise power over the other. In love, marriage, the
social contract or any other type of agreement there is a principle of
power asymmetry.
According to Balandier's theory: “the state always preserves the
characteristics of the church, being even at the end of a long
process of secularization. It is in the nature of power to maintain, in
a visible or disguised form, true political religion' (1998: 120). Thus
Georges Balandier observes the coexistence of two interlinked
phenomena in the case of the sacred-power relationship: the first is
the sacralisation of an order necessary for security and prosperity
(order referring to form), the other process being the recourse to
force, which enables ordering (the reference to power is obvious in
this case). Ritual is responsible for maintaining order, while the
representation of force is conferred by political action. Both
phenomena, Balandier concludes, contribute to obedience to an
overall order as a condition of social life (1998: 120-122).
9.7. Anthropological critique of ethnocentrism in the
political power debate
Since the main anthropological interrogations
have been structured around statehood (understood
as the institutionalization of coercive power), the
research will focus on the major differences between homo religiosus
and modern man. These differences do not refer to the genesis of
politics in the debate on the origin of power. I recall here the famous
dispute between two French anthropologists, Lapierre and Clastres,
who polemicized on the question of power. Man is, by his social
nature, a marvellous political animal43, an attribute which has
contributed to the formation of political behaviour, regardless of
national culture or degree of ethnocentrism. Clastres harshly
criticises the inevitability of ethnocentrism. For Lapierre, the notion
has become a general conception, since every culture is by
43
Zoon politikon, in ancient Greek has a meaning closer to what we would today translate social
being. When I say political animal I mean strictly the meaning of being as an expression defining
only human nature, separate from any other interpretation or resemblance to any other species.
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definition ethnocentric in its narcissistic relation. However, a
considerable difference separates Western ethnocentrism from its
primitive counterpart: 'the savage of an Indian or Australian tribe
considers his culture superior to all others, without bothering to
hold a scientific discourse on them, whereas ethnology wants to
place itself in the element of universality from the outset, without
realising that it remains in many respects firmly installed in its
particularity and that its pseudo-scientific discourse quickly
degrades into veritable ideology' (Clastres, 1995: 23-24). Scientific
discourse, which defends a particular type of culture, is a discourse
that denies its universal character, and projecting the particular
elements of a culture onto a standard valid for all other types,
hierarchized on a lower scale, is a prerogative of ideology that is
guilty of a serious error.
On the other hand, Lapierre considers that, whatever the
ethnology, the essence of politics is derived from the key
relationship of leadership and submission, which forms the two lots
of power: “a specific relationship is established between those who
exercise power and the other members of the group; it consists in
the communication and execution of decisions (...) to communicate
a decision for execution is to lead. To respond to this
communication by carrying out the current actions by judgment
means to obey” (Lapierre, 1997: 74).
In Clastres' conception, anthropology cannot evolve if it fails to
categorically separate itself from ethnocentrism (1995: 26). This
observation can contribute to the criticism of the phenomenon of
europocentrism present in many classical anthropological treatises.
In the absence of a cultural yardstick, the tendency of appreciation
or classification induces the need to differentiate between political
cultures.
However, it can be concluded that the theory presented by
Clastres is revolutionary in nature, denying anthropological
evolutionism and hierarchies of societies according to the degree of
institutionalization of coercive power. For the French anthropologist,
there are two fundamental types of power - coercive and non-coercive
- both of which have the same function (of maintaining equilibrium in
the social body), but the way they are exercised differs. Non-coercive
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power, however, has a double meaning: understanding through
meaning and law accepted by consensus. What the author ignores,
however, is the fact that, in the case of law or custom, the ritual that
becomes law - violation of tradition entails punishment as the
primary form of coercion, so non-coercive power cannot escape
authority because consensus presupposes the existence of an
understanding, a pact that respects a certain hierarchy of values.
Violation of it establishes punishment as a discipline within any
human community. The distinction between non-coercive and
coercive is non-existent as long as, by the nature of human being,
any pact or consensus deliberates the natural repair of things. The
controversy surrounding the two terms cannot determine the actual
differentiation of facts, as long as every human action becomes a
social and, ultimately, a political action. Coercion and authority
confer legitimacy by consensus or contract, regardless of the
evolutionary level of any human community.
The role of political anthropology makes it possible first of all the
abstract understanding of the political phenomenon which, as noted,
comes from the genesis of the sacred. Instead of explaining the
specificity of homo sacer through an ambiguity of the sacred
embedded in the notion of taboo, I will attempt to interpret sacratio
as an autonomous figure. I wonder whether the original political
structures have their place in a zone that precedes the sacred-profane
or even religious-legal distinction. Thus, sacratio can be seen as the
point of convergence for the two powers: the physical and the sacred,
which through their connection become an ambivalent force. In the
case of the tribal chief or political leader, his action is composed of
the existence of both natures. He decides not only for a permutation
of purely physical elements like objects on a chessboard, but also for
the purpose that gives him the nobility of deeds, the good of the
community, etc. The boundary of the two worlds disappears into an
indecipherable ambiguity, and from the balance established between
the two powers comes political balance.
The theory proposed by Georges Balandier reveals a new facet
of the problem under analysis, with the following observation:
'power will be defined as resulting, for any society, from the need to
fight against the entropy that threatens it with disorder - as it
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threatens any system' (1998: 12). Is disorder a word that induces
order, forcing brute power to manifest itself through force?
Intervention in chaos calls for divine force. Recall the grand picture
of Creation in biblical Genesis, God's work over six days in which
everything came into being through the process of separation,
heaven from earth, light from day, waters from land, the living from
the dead. Power was thus manifested through the living force of
separating things, a process that allowed order to be established in
chaos; actions resisted entropy so as not to finally undo the system.
At key moments, the sovereign appealed to celestial forces belonging
to mythical worlds. One of the most relevant examples is gnosis, in
which the idea crystallized that God represents the power generated
by the incarnation of the Word, an order expressed by the phrase:
and the Word became flesh, and in Christianity this power is
interpreted as the form of existence of love manifested through the
word, and therefore through communication: in the beginning was
the Word, and the Word became flesh (i.e. became the concrete form
of divine action). Thus the Word determines divine power or
communication, nullifying cosmic entropy.
9.8. Power and influence
The evolutionary path that I outlined aims to address the
primary socio-political elements through notions that underpin the
entire social construct. From the dual nature of homo sacer to the
consolidation and understanding of modern state mechanisms,
political power and its forms are central to the shaping of new interhuman relations as well as to the mapping of a framework, allowing
a clear visualization of mutations in the context of socio-political
relations. The role played by coercion and authority in legitimising
the consensual nature of political power has had as a desideratum
the outlining of a solid conceptual framework necessary for the
construction of the power-influence relationship.
The structural theory of power (developed by the authors Willer
and Markovsky - from 1981 to 1993) can be connected with the
theory of status characteristics (which is directly related to
influence and was developed by Berger and Conner in 1966 and
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reformulated in 1985). With regard to this relationship the question
arises: does power produce influence or does influence produce
power? In order to formulate an argument either pro or con, I shall
note the lack of the intrinsic aspect of the person in charge.
Specifically, influence can be defined as distinct from power, which
is a change in a belief, attitude or expectation, without involving
coercive procedures. However, one cannot deny the veracity of
defining social power as “a change on individuals caused by the
actions of other individuals” (Willer, Lovaglia, Markovsky, 1997:
573). As a result, political power is an equivalent of influence.
Regardless of how the terms power and influence are defined,
the antecedents and consequences of the two notions are not similar.
Placing power within systems and institutions (exchange networks)
implies an exchange of actors within these structures. In the case of
status theory, interpersonal influence has a major impact on the
prestige and status of members of a group. Thus, obedience and
conformity to an individual's requirements can be explained by the
expectations created with regard to the required competences. The
acceptance of convergence points leads to a reciprocal relationship in
which power results in influence and vice versa. The conditions
under which these two notions come to form a causal relationship
differ for each individual process. In order to demonstrate this, we
must start from the context in which the exercise of power is
produced indirectly, without introducing power structures into the
equation. Thus, influence can produce power through expectations
that derive from social status. On the other hand, the outcomes and
conditions following a coercive power are different from those
following processes of influence. The paradox derives from the
combination of opposing elements of power and influence that can be
included in a perfectly unified social relationship.
In conclusion, power, influence and deontic authority together
form an ideal symbiosis of sacredness necessary for any leader who
loves his own subjects, whether subordinates or governed. Modern
society has sought to exclude religion from the process of educating
individuals, replacing sacredness with scientific dialectic according to
the dominant ideology. It cannot be overlooked that this perception of
the sacred could not be conveyed in any other way than through a
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theory that includes what leaders lack today. The answer offered in
this chapter is to be found in the pathological scheme of power
inspired by Lensky's theory. This schema demonstrates the major
importance of deontic authority in the act of influence. A political
leader can pass the test by fulfilling his duty, by keeping his word and
by keeping his promises, whether these promises concern the rich
man or the poor.
Deontic authority defines a man of character who keeps his word
and is not a demagogue. In politics, a man is a person who
conscientiously fulfils his duties and meets the expectations of his
electorate. It is worth remembering that deontic authority is the main
quality or value that subsequently ensures not only constant public
prestige but also charisma.
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CHAPTER X
RELIGION AND POWER IN POST-DECEMBER
ROMANIA
“For against the truth we have no power; we have power for the
truth” (Bible, Corinthians II, 1994: ch.13, v.8).
The 20th century was a difficult period for the Romanian social
environment, a century of uncertainty and great historical
antagonisms. In a relatively short period of time, Romania went
through three different political regimes: from monarchy to
dictatorship and then to a fragile democracy. The time of mediation
and transition was relatively short, if we think of the establishment
of communism in 1944-1947. The road to democracy found
Romania unprepared for radical reforms.
Comparing the last two political systems, I find that both
regimes aimed to increase welfare, with different means and effects.
The construction of a classless society was the ultimate goal of the
single party through the formation of a communist society (Statute
of the Romanian Communist Party, 1965: 9). The programmatic role
of vertical and later horizontal socialist development presupposed
the mobilisation of all forces in one direction. To this end, the
working class was decreed as the ruling class of society. The change
of social classes took place against the backdrop of a continuous
revolution, a project which resulted in the de-establishment of
private property, private space, civic and political freedoms.
The finality of the communist project was conditioned by the
conversion of the old man to the new man, a prototype with utopian
ambitions, decerebrated, abolished by the atavistic feeling of
ownership, ignoring two essential human characteristics: the right to
possession and freedom. For Marx and Engels, “the possessing class
and the class of the proletariat represent the same alienation of man
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from himself. But the first class feels satisfied and affirmed in this
self-estrangement, it sees in estrangement its own power and
possesses in it the appearance of a human existence; the second feels
annihilated in this estrangement and sees in it its own powerlessness
and the reality of an inhuman existence” (Marx and Engels, Works,
Vol. 2, p. 39). In this context, social welfare was a collective problem
that required the annihilation of conflictual states. The opposition
between the two classes comes from the oppressed class, and its
mission is justified by the revolt against injustice. The antagonism
between the two classes is heightened by the opposition between the
possessor and the non-possessor, in the midst of which private
property is the apple of social discord.
The trap of time has shown that the so-called classless society
has not respected any of the plans and horizons of Marxist thought.
The accumulation of capital quickly became a matter of time in the
hands of the new political class, which, with certain ideologically
imposed limits, enriched itself, transforming itself into a genuine
aristocracy.
The victory of the proletariat did not represent, in the Marxist
view, the final stage of the Revolution, but the disappearance of the
two antagonistic classes through the de-establishment of private
property. Social well-being arises in the age of equality in which
people no longer relate to each other in terms of possession. The
“Critique of the Gotha Programme” (1875) explains the mechanism
of possession in the phrase: “from each according to his ability, to
each according to his work”. But the question of justice and its
aspects was totally ignored by Marx. The quality of work, training
and the necessary studies related to this question were not a
legitimate benchmark for Marxists to consider.
Communism was established in Romania against the
background of proletarian internationalism. In this context, the
Soviet influence could not last, and nationalism
took hold with the coming to power of Nicolae
Ceausescu, a promising leader, a reformer, who
in 1968 had gained huge popularity at home
and abroad. Welfare seemed possible with the
opening to the West. After the 1980s, the same
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Ceaușescu set out to demonstrate to the West that Romania was
capable of paying its debts and competing economically with the
great powers. The costs were disastrous, seriously affecting the
welfare of the citizens. The last Romanian communist leader lost
touch with the reality that predicted the systematic collapse of the
Eastern bloc. Famine eroded an ideology that could no longer
support its theses, which paradoxically defined itself by the inverted
image of the reality enunciated by Marx. Forced rationing of food
and the breaking of ideological promises dethroned the popularity of
an ambitious leader.
10.1. The communist legacy and a brief X-ray of Romanian
society after '89
Freedom was artificially installed in a country lacking
democratic tradition and experience, and the Revolution gave hopes
that never materialised in the first years as we would have expected.
Life in the 1990s revealed a weakened and disoriented Romania,
rapidly slipping into depression caused by the rise of poverty,
unemployment and especially the tragic image of abandoned
children. The first years following the 1989 Revolution were marked
by a string of illusions that collapsed into a grim reality. After the
first months of freedom, migration took off in the desperate flight of
young people to other countries.
Romania remains an atypical country in the Christian Orthodox
area, not formally differing much from its neighbours; yet this people
has been martyred by long suffering, always coping with tolerance
and patience. Its skills and qualities have been ignored by its own
politicians, by outsiders or by the inflexible course of history. In
short, post-December Romanian society has undergone a strange
layering, polarising great social differences without consolidating its
middle class. The bottom of society has been steadily impoverished,
while the top of the pyramid has become rotten rich. After '89, the
social structure split into two camps: a minority of the former and
recently rich and a majority of the impoverished. Between the two
camps, an under-represented segment of Romanians was created,
which asserted itself on its own merits. Here I list the main causes of
the dysfunctional social system:
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mismanagement of resources in the interests of minority
groups;
total lack of solidarity and civic attitude against the spread
of corruption as a social phenomenon;
the failure to privatise Law No 58 of 14 August 1991, which
resulted in massive unemployment, turning many of the
communist factories into ruins;
the unprecedented devaluation of the exchange rate in a
single year (1 January to 31 December 1992), in the fourfold
depreciation of the national currency against the dollar, a
premeditated move that impoverished a majority to enrich a
minority;
the forced bankruptcy of banks and profitable industrial
enterprises through financial engineering managed at the top.
General indifference has gradually affected the public interest.
For financial reasons, much of the media has fallen at the mercy of
political interests, ultimately creating a false public interest agenda.
In conclusion, the new economy has made the most of a long string
of opportunities for the benefit of profiteers, and as a result of
massive misinformation, poverty has deepened, silencing a majority.
The transition of political regimes was accompanied by a
negative demographic transition caused by several factors:
economic, social, legal, legislative, cultural, health, etc. Warren
Thompson (1929) and Frank Nolestein (1954) were the first authors
to develop a theory on the process of demographic transition that
can be verified in the case of Romania. The escape to the West in
the 1990s and the first effects of the transition were brutal,
producing profound social changes with an impact on mass
migration, birth rates and divorce rates.
The post-December political imaginary is characterized by an
expression: the light at the end of the tunnel, a path paved with
illusions and fragile hopes. As a result, a concept was launched that
has become an emblem of powerlessness: 'transition' and its eternal
light. Romania is a country where European standards seem to be
swallowed up by the fascinating history of endless reforms. The
oligarchic system, which has been shaped and hermetically
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organised, has no longer allowed other competitors to rise,
monopolising and strangling the market. Politicians of good faith did
not have long careers, being replaced in the long run by the same
legendary figures of the 1990s, career 'politrucians' who quietly
formed loyal alliances with the big oligarchs. The election
campaigns only waved the same demagogic promises in front of the
people on Election Day.
Among other obstacles, the Romanian Orthodox Church: “is
becoming the favourite hobbyhorse of the supporters of democratic
political culture. It is transformed into a scapegoat for the political
culture of submission and for the non-existence of civil society in
Romania” (Frigioiu, 2007: 168). True social justice can only exist
among the people through the spiritual shaping force of the church.
Faith and love are the values that unite souls in a community
governed by the principle of “the good of the other”. In the absence of
these values, there can be no talk of a reconciling collective
imaginary, as long as instead of faith and love, greed and revenge
prevail. This is where we best understand the role of religious power
and how this power can transform a society from the bottom up,
from its social base to the top, a path that could have been pursued
without both negative extremes developing to chronic proportions.
The moral power of the Christian religion does not necessarily need a
political party, as has been attempted in the case of the National
Christian Democratic Party, but it may instead need a well-consolidated
civil society, through which it can make its voice heard and act as an
example to all other state institutions. Religious power is first and
foremost the power of example, whereas trust in the Orthodox
Church is still strong and denotes great responsibility for its actions
and words when they enter the circuit of public interests.
After the Revolution, Romanian political parties evolved in an
uncertain democratic framework, lacking experience and a tradition
of governance. The rapid succession of governments highlighted the
lack of collaboration between power and opposition. The new
economic challenges of Romania's integration into the European
Union have highlighted the instability of the political environment,
resulting in a lack of medium and long-term vision. Public projects
could not be implemented due to rapid changes of ministers and
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governments. The new political environment resembles a scenario of
an unfinished battle, with no winners or losers and many casualties
and collateral losses. The struggles between the historical parties and
the neo-communists marked the 30 years since the 89 Revolution
and characterised a chaotic and toxic political environment. On the
economic front, however, there were attempts and small victories in
the sense that there were setbacks, but also progress dictated by the
process of integration into the market economy. The failures at
national level have diminished with the new framework of European
legislation, which, on another level, pursues the same goal: the
harmonisation of welfare in all Member States. The radiography is
harsh, but it must be taken at its true value.
The Romanian Orthodox Church had,
after 89', a difficult and, in some respects,
almost impossible mission. Many critics
blamed it for its indifference in dealing with
the image of street children, a negative brand
for the country's image. Other critics accused
the Church of passivity on the issue of strengthening the civil
society, following the model of Catholic and Protestant countries.
The Church's involvement in the old state security was the main
charge. The Church survived the communist regime through some
shameful compromises, which otherwise risked the Church being
dismantled, following the model of the Greek Catholic Church. The
Greek Catholic Church's martyrdom led to its outlawing on 1st of
December 1948. The major fault of the Orthodox Church became
apparent with the refusal of His Beatitude Theoctist to apologise for
his past mistakes and not holding accountable those responsible for
the grave violation of the priestly oath of confession. On the other
hand, the same Orthodox Church also has honest people with faith
in God who fought to the point of supreme sacrifice alongside the
resistance army against the communists (soldiers, intellectuals and
priests). The merits of the Church throughout the ages are well
known and therefore the merits, sacrifices and works that have
rewarded a long-suffering people cannot be ignored.
For Romanian society, the Romanian Orthodox Church,
through its strong connections, has maintained its role as an
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important social actor, society's trust in this institution is justified
by the deep ties since ancient times. How can it be explained that a
country with a high rate of severe poverty is nevertheless very active
religiously? Poverty could probably be one of the reasons that
strengthened faith in God. Christian philosophy supports a faith
that restores balance to the world to come by reversing roles:
The rich will be doomed to eternal torment, and the poor will
taste the fruits of happiness in the eternal world. “And again I say to
you that it is easier for a camel to go through the eye of a needle
than for a rich man to enter the kingdom of God” (Bible, 1994:
Gospel of Mark, chapter 19, v.24). The redemption of injustice and
suffering is a thesis worth considering from several perspectives.
In this context, a detailed research is needed in the area of
interference between religion and power, as vectors in the
configuration of the Romanian collective image. In conclusion, the
disproportionate relationship between the poor and the rich
strengthened faith among the many, a pattern that follows the
characteristic matrix of early Christianity. If poverty strengthens
faith, social injustice discourages citizens from taking civic
responsibility, a notorious feature in the structuring of participatory
culture. Patience in suffering, tolerance and the unhappiness
generated by social injustice are the main characteristics of the
Romanian people.
10.2. Social inequality versus social injustice
Modern theories of social inequality have often analysed the
interactive model and the conflictual model of power through the
two traditions: the radical or conservative tradition and the
conflictualist tradition. In the conservative, also known as
functionalist theories, Talcott Parsons and his former disciple
Kingsley Davis addressed the problem of inequality in general:
“regarding it as a necessary feature of any functional human
society. Davis summed up the functionalist approach in a single
phrase: social inequality is thus an unconsciously developed tool by
which societies consciously cause the most important positions to
be occupied by the educated” (Kingsley, 1949: 367). Power, at the
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level of the individual, manifests itself in this way through
interactivity, constituting a social hierarchy constructed according
to merit and education. Social inequality, through the interactivity
of power according to criteria of value and morality, is a guarantee
established according to rules that stimulate progress through merit
and reward. More precisely, the existing conflict diminishes,
approaching an ideal harmony in which each individual justifies his
profit according to his own capacities and powers. Functionalism
therefore proposes a selective and utilitarian view of evolution
(James and Pierce), but also a kind of measure of the causes that
determine different behaviours or phenomena. In our case, I am
referring to a whole system that regulates itself by consensus of
value. Meritocracy is an example of social inequality in relation to
the value of each individual occupying a position according to the
principle: “the right man in the right place”.
Post-December Romania was far from respecting this principle;
on the contrary, it flagrantly violated it. Before 1989, posts were
selected on the basis of membership of the Romanian Communist
Party, and less on merit or competition. After 1989, a much more
serious phenomenon was observed: high positions in the state
began to be inherited according to egocentric criteria: nepotism and
clientelism, causing a vertiginous drop in professional quality and a
deep gap between minimum competence, which accentuated real
widespread incompetence.
Many European reports (Transparency International, European
Commission reports, etc.) show that the Romanian political world is
rife with corruption and clientelism on a constant basis. Probably,
each time, personal interest has prevailed over group interests, and
the struggle between interests has turned into a struggle for power
and wealth. Self-interest led to decisions to the detriment of others,
so that decisions and laws served only those in Parliament, not the
people. “In relation to the decision-making process, two types of
interests can be distinguished: primary and secondary. Primary
interests are those demands of individuals and groups on decisionmaking processes, stemming from the positions they occupy in the
social organization, positions constituted before and independently
of the decision-making process” (Zamfir, 1990: 182). Interests,
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having reached the area of governmental power, transformed
directly from lobbying into influence peddling, culminating
spectacularly in processes and machinations that generated bribery
and high-level corruption.
Is it possible to talk in Romania about a social justice policy
from a Christian perspective? It is a well-known fact that this
initiative belonged to the Christian Democracy in the CDNPP
(Christian Democratic National Peasant Party, founded by former
political prisoner Corneliu Coposu). Unfortunately, links between the
Romanian Orthodox Church and the CDNPP were almost nonexistent. And yet, the peasants tried to import a liberal, nondenominational Christian democracy, taking over the values of an
indigenous historical tradition. The Christian character of its ideology
crystallized on the following fundamental values:
democracy and social justice;
tradition;
enlightened patriotism;
the sacredness and uniqueness of the human being;
love of neighbour;
subsidiarity;
the social market economy of the Soziale Markwirtschaft, a
concept developed by the Freiburg School of Economics.
In the vision of the peasants, social justice was the main
objective of reform capable of balancing the discrepancies of a
cleavage created between the wealthy and the poor. The goals
proposed by the re-founding of this party failed miserably after
2000. The culprits were everywhere. The CDNPP accused the
opposition and coalition partners of betrayal and bad faith against
the national interest.
Even during the period of government, the National Peasant
Christian Democratic Party developed a tenuous relationship with
the Romanian Orthodox Church. It can be said that politicians in
Romania used the Church only for electoral interests; thereafter
everyone minded their own business.
In conclusion, social inequality, lacking transparency in
decision-making and equal opportunities, has inevitably led to a
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social injustice that is disastrous for the health of the entire socialpolitical system. Sadly, the financial system is dependent on the
political system, and the justice system has sometimes been under
the tutelage of politics, facing many media scandals that have
damaged its image. Political decisions need visibility to keep
themselves in the light of fairness, while magistrates and judges
need autonomy to work in the spirit of the law and the Constitution.
The judiciary is the supreme representative of deontic authority
embodied in impartial facts, even in facts that concern the reality
within it. The separation of justice from politics is an imperative
that shields it from the evil influence of oligarchs thirsting for the
subjugation of State power.
10.3. Christianity between continuity and decline in
post-December Romania
Romania is a country where the Christian religious imaginary
plays an important role in shaping social relations and connections
between the political and social environment. Spiritual Romania lives
by its Christian values long preserved through the Romanian
Orthodox Church. In recent years, there have been signs of a decline,
or at least a weakening of trust, especially among the younger
generations, signs that herald the beginning of an irreversible
process of secularisation. The referendum on the family on the 6th
and 7th of October 2018 has become the turning point of a possible
decline or, at least, a signal of changing attitudes towards traditional
values, towards the family and, implicitly, towards the Church.
Regardless of one's choice on the subject, Romanian society is in the
process of changing mentalities, following the Western model.
Romania, always lagging behind the West, is trying to catch up with
a chapter of existential dilemmas regarding tomorrow's society. The
departure from traditional values is leading young people to embrace
a tolerance steeped in 'politically correct' ideology, devoid of values
but full of the infatuation of 'correctness': 'The social activists of CP
(political correctness) are capable of destroying any opinion contrary
to their convictions. Why? To preserve at all costs a fetishized
diversity and a subjective truth established by their own interpretive
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practices” (Gavriluță, 2018: 89). Determining what is right and wrong
refers to another totalitarian form of control over society and the
individual.
Romania, like other Western countries, is going through a
moral crisis deepened by a globalisation torn apart by both
secularisation and desecularisation, an interesting idea that
Professor Nicu Gavriluță highlights in his book Noile Religii Seculare:
“In conclusion, although profoundly different, secularisation/
secular religions and desecularisation/authentic religions must be
taken
and
interpreted
together.
Moreover,
secularization
camouflages meanings of the sacred, and desecularization favors
certain secular practices” (2018: 11). Leaving the fault line debate
between pro- and counter-secularisation, my critical role as author
is to perceive the disguised tendencies of good intentions under the
cloak of any change, regardless of the two trends of globalisation.
Politics draws its essence from the goal of building a better
world. The projection of politics is a revelation at the confluence of
the politician and the collective imagination. Revelation, however,
has profoundly religious connotations and is not just about
individual imagination or ideological projection. Christian theology
thus distinguishes two revelations: spiritual and natural revelation
(Neuhaus, 2002: 29). Spiritual revelation contains God's teaching,
without which we would be totally ignorant, because these truths
cannot be grasped by the limited human mind, such as the mystery
of the Holy Trinity, the mystery of salvation or the Last Judgment.
In the interpretation of Summa Theologiae,
De Aquino shows that natural revelation embraces the whole of
creation, which is like a book open before us and which we can
know only by the force of our action, making it accessible even to
scientific research (1997). Creation is therefore the expression of
God's works, and spiritual revelation is the expression of God's
Word. God cannot contradict Himself, so there can be no
disagreement between spiritual and natural revelation. Faith and
science do not contradict each other if, apparently, there is a
disagreement, then the analysis must be directed towards the
essence of knowledge, and the results will confirm or not that
disagreement. The conclusion is independent of supernatural belief
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and can be recognised as true by all people, Christian or nonChristian. “A Christian politics, in the sense that it can be drawn
directly from the Gospels, does not exist, but a politics carried out
by people, who allow themselves to be inspired by Christian faith,
certainly exists” (Neuhaus, 2002: 33). Christian values have
inspired and laid the foundations of the European civilisation, and
in the case of Romania, Orthodox Christianity has always been the
foundation of Romanian culture and civilisation.
A faithful citizen can more easily get involved in the civic life.
At the basis of the social policy philosophy of the Romanian Orthodox
Church is the Christian faith based on the sacredness of the
individual and therefore on the inviolability of his rights and
conscience before the state or any other organization that has the
legitimacy of free consent. Faith is the source of inspiration, the
means of deciphering events and combating errors such as
collectivism. Faith is 'the inner source of action' (Durand, 2004: 131),
a faith that has become the source of Christian civilisation. A good
Christian justifies his action by his faith that all men are equal by
nature, children of the same God, protected by the same Christ,
regardless of race, colour, class or profession. In Christians, the Son
of God, Jesus Christ, has made it recognized that all are worthy of
work and that all must obey him. He recognized the priority of moral
values that ennoble man. The universal law of love and mercy made
everyone our neighbour. All these teachings and their practical
consequences overturned the selfish criteria of the world. The
spiritual revolution unfolded gradually, under the inspiration of the
Gospel, which shaped generations through hard work, accompanied
by the blood of martyrs.
Education, empathy, rituals, religious gestures, religious
services, recognition of the Eucharist, signs of devotion and prayer
demonstrate that the Church provides cultural and political
motivations for the citizen. “Religious rites can be transformed into
political rites through inversion or conversion, and the relationship
between the sacred and power prolongs the relationship between
divinity and the faithful through pseudo-religious practices”
(Frigioiu, 2009: 187-188). Through religious rites, believers
appropriate a certain type of behaviour towards the sacred and,
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through repetition, these become customs, norms or ways of
perceiving and filtering the world, including for the political
environment. Religious values are transmitted through rituals,
becoming social values, which in turn influence all other areas and
domains of life. Rituals have the power to form belief systems
through repetition and habituation, and thus have the capacity to
influence education.
In conclusion, faith transcends our choices, being, in my
opinion, a decisive condition for a correct understanding of the act
of justice; in art or education, faith contributes to the formation of
an ideal. In the art of government, Christianity proposes a style of
governing the earthly city, following the model of the divine city. The
Romanian Orthodox Church is meant to mediate believers' norms of
behaviour according to Christian rules, in the name of an ideal city.
To create such a place implies a deeper involvement of the Church
in social life, in particular, in issues of poverty, civil society,
education and, not least, aid directed towards the disadvantaged.
The Church holds religious power but also holds some political
power. The word of the church in Romania carries more weight than
the word of a politician or even a president. Trust in this institution
is a difficult task that must be met with the utmost responsibility.
Mistakes in this area cost more than the mistakes of the political
class, and the gestures and guidelines of the Church imply a high
responsibility.
The social doctrine of the Church cannot be misinterpreted by
the younger generation if the teachings of the Holy Scriptures are
brought up to date. Modernization and adaptation to reality are
huge challenges that the Orthodox Church must somehow accept
and apply; otherwise the gap may lead to a cognitive dissonance
between generations. Romanians are a people with a still strong
faith, although the decline has started to become evidence. Such a
lively faith denotes a people influenced by sacred power. In this
area, the two types of power meet regardless of their interpretations
or forms. Political power and religious power should not collide or
be treated separately. Both powers coexist, and through religious
values political power becomes a true creative force. The society that
embraces this merging of the two types of power forms a community
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built on solidarity, empathy, goodwill, mutual help, respect, peace
and harmony. Every individual is enhanced by the law of love for
others, empathy and forgiveness. The state is being transformed
from a cold political institution towards the individual into a family
community. The state is us, the citizens, and the quality of the
whole is the sum of our qualities. The relationship between the
citizen and the state or that between the state and all other
institutions becomes a relationship between subjects and not
between objects or mere individuals. Subjects are persons, and
objectives become the ends of these persons. The person is not a
mere individual, but a member of a community united in a single
common body. The church governs or leads the community of souls,
and the state governs the community of persons, after Church
pattern.
We could not be insensitive to the life of the Church. Returning
to the past, with all its weaknesses, it is appropriate to highlight the
role of the Romanian Orthodox Church in the affirmation of
democracy after 1989'. What would Romania look like today without
this social actor? The undeniably positive role of the Romanian
Orthodox Church has been to continually replenish the imagination
of the suffering dependent on the oxygen of hope.
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CHAPTER XI
POLITICAL ELITES AND THE SACRED
Ruling elites, intellectual elites or other categories or forms of
elitism are defined, from my perspective, in terms of the prestige
gained from deontic authority, herein lays its direct link to
sacredness. The psychosocial approach to elitism aims to uncover
the charismatic nature of personality as a precious human
resource. Elitism incorporates deontic authority through the
formation of a strong character, resistant to social pressures and
through belief in one's own value system. An elite is therefore a role
model and its personality is reflected in its thinking, behaviour and
beneficial actions.
The topic of elitism has generated
passionate debates about its role in the
public sphere44. The topic of elitism has
generated passionate debates about its role
in the public sphere and especially in the
crystallization of public opinion. A proper
approach to the topic presupposes a
distinction regarding the role and impact of elites in the public
sphere before and after the emergence of the media. Twentiethcentury communication techniques change the way elitism is
selected and perceived, but not in the best sense. Elites are no
longer identified by their real value, but are fabricated, totally
ignoring the importance of deontic authority. Public elites, political
or intellectual elites are categories still blurred by relative criteria.
Prefabricated elites or elites present in the media are difficult to
44
The term public sphere retains here the meaning given by Jürgen Habermas, i.e. a public
space in which the four essential conditions are guaranteed: openness, transparency, external
evaluation and external regulation.
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differentiate, as long as today the media is the sole participant in
the selection process and claims the right to create them, taking
into account only the ratings, the preferences of the widest possible,
often uneducated public. Altering this term has led to ambiguity,
without balancing the effects of the intermingling of elites and the
political area, between politicians, interests and the purchase of
elites (mercenary elites).
The study of elitism and elites does not require a special field
of approach. The subject has a multi-disciplinary scope, requiring
multidisciplinary knowledge in order to build a true picture. The
debate inevitably invites a semiotisation of these fields that links
sociology and political science. On the other hand, any beginning
must be primarily concerned with avoiding ambiguities, eliminating
possible semantic errors, as a necessary procedure for the
decanting of a complex term.
Within political science, the question of elites and elitism is
already enjoying the popularity it has gained from the research on
the optimal forms of government of elite regimes. Interest in elites
dates back centuries, and research has often been influenced by
different ideological positions. Due to these diverse positions there
has been no consensus or terminological evolution.
11.1. General concepts of elitism
The concept of elite goes beyond the threshold of mere
terminological assumptions, “meaning conquering its object of
reference (denotation)”, thus making it possible to describe the
purpose and explain the phenomenon itself (Wilson, 1967: 18-25).
As a result, semiology and an analysis explained by the basic
elements that participate in making up a core is called for, using the
decomposition method.
A semiotic analysis needs three main components:
word;
meaning;
denotation.
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The relationship between meaning and denotation is
sometimes identical. Meaning, in classical positivist logic,
represents the denotation itself, i.e. the concept, which means that
meaning can become the real image of the concept. The concept is
only supported if it is included in a logical sentence. The verification
given by truth logic is the method of testing the concept with the
reality of which it is a part. The word is a cipher of a language that
expresses the mental content that becomes the object of reference,
more precisely the denotation. The meaning becomes the mental
content itself expressed by the symbol which allows the
identification of the denotation. The denotation is the class or
quantity of entities identified by symbol and meaning. Synonymy, as
a phenomenon, analyses first of all, the common root which is the
essence of the concept of elite. Finally, phonetic differences lead to
different meanings. The intended effect of the apparent sharing of
meanings tries to avoid the root that links them, thus the
temptation arises to consider them as concepts with separate
origins, which from a denotational point of view can be a mistake.
Synonymy, in this case, remains valid in the signifier debate, thus
providing living proof that behind the multiplication of meanings
there is a common root.
The ambiguity of 'elitism' as a term in political science arises
primarily because of the different meanings of the idea of elite in
different centuries, cultural or intellectual environments. The
semantics attached in different periods did not take into account a
linear evolution, leading to a multitude of meanings that no longer
preserve symbolic links with the denotation. For example, belonging
to elitism presupposes the existence of a solid criterion of preestablished values. In post-1989 Romania, post-December elites
have often been discussed in ambiguous terms. Did we have real
elites or imposters? The confusion was generated by the question of
the existence of elites before or after '89, known by several
categories: elites who betrayed, revolutionary elites, dissident elites,
elites of the communist regime, etc.
Returning to the basic analysis, in sociology and political
science we find four terms used as synonyms for the term elite:
oligarchy;
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aristocracy;
ruling class;
political class.
In analysing the four terms, I identify two words of Greek origin
(oligarchy and aristocracy), two terms born in the English-speaking
world (ruling class and political class) and the key word coming from
the French language through the Latin filiation that unites all the
others: élite. A careful analysis of these terms demonstrates that
'different etymologies correspond to different meanings' (Ullman,
1972: 167).
The term elite, in the strictest sense, signifies the domination of
a minority over a majority. From an etymological point of view, this
word comes from the Latin eligere, which means to make a choice, an
election of a particular object. Its current meaning appears in 16th
century France, a period in which the word gives a privileged aura to
a certain military body considered superior. In German, English or
Italian, elite meant the chosen part of a whole, the tip of the iceberg.
Returning to political science, the term is organised around two
main components:
1. the minority number in relation to the majority number
forming a unit;
2. the distinction created on the basis of the separation of two
crowds.
Unity becomes primordial, and distinction, according to certain
necessary criteria, becomes heterogeneous, without prejudicing the
whole, preserving the internal and external security of the group.
11.2. Aristocracy and elitism
Aristocracy, in the etymological sense, means rule by the best
and most educated individuals. In the Aristotelian view, aristocracy is
opposed to monarchy or democracy (Aristotle, 2001: 2). The basic
opposition stems from the idea that political power can be held by
many individuals without the danger of being monopolised by one
person. For Aristotle, aristocracy was to be transformed into politeia
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Sacred and political power
(a mixture of aristocracy and democracy), thus representing the best
rational solution as a form of government. Polytheia is a government
exercised by the richest and most talented individuals in the service
of the common interest. The recruitment of future members and
rulers requires the observance of major rules and criteria: hereditary
origin (both parents, or at least the mother), wealth or census (proof
of a minimum fortune), good family manners, outstanding merit
within the community, etc. Not everyone could be considered an
aristocrat, wealth and military duty being the essential selection
criteria. The aristocracy was considered a ruling elite, distinguished
by meritocracy and a select education. On the other hand, the
obligation to fulfil leadership duties was guaranteed as long as power
was distributed among several individuals.
11.3. Oligarchy and elitism
Oligarchy can be somewhat related to the term aristocracy.
Etymologically, oligarchy is the control exercised by a small number
of very powerful individuals. In Aristotle's view, oligarchy is another
form of aristocracy, less worthy in quality but closer to other
democratic regimes. Rule by the best people of the city is replaced by
ruling by the fewest wealthy people for their own benefit. The moral
connotation is negative; according to Italian sociologists such as
Robert Michele (1921), oligarchy is a form of political regime opposed
to democracy. Democracies operate circular change of leaders and
exercise bottom-up control, unlike oligarchic organisations which do
not promote the idea of rotation as much as bottom-up control in
favour of a small group of people, avoiding personal responsibility to
the advantages of group responsibility.
11.4. Class of ruling elites
The ruling class, the English synonym for ruling class in
response to the French alternative (la classe dirigeante), is perhaps
the best known expression that politically regenerates the idea of
political group consciousness and cohesion. The ruling class
becomes not only a mere minority different from the majority, but it
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is conscious of its position and with a high degree of internal
cohesion.
The Italian sociologist Vilfredo Pareto's concept of the elite, in
contrast to the political scientist Gaetano Mosca's concept of the
ruling class, is seen as a simple natural phenomenon of
manifestation that requires a certain number of talents, of leading
or non-leading skills (lions and foxes), which alternate according to
the requirements of historical contexts. This view is known as elite
circulation theory. Man is a being in a continuous inequality with
the other, in terms of his personality, intelligence, physical strength,
will, etc. Man's formation in society is influenced by the law of
poverty, which shapes him according to his own needs, vices and
virtues. The distribution of talents is always unequal according to
power and wealth. Thus, any human society must be primarily
concerned with the efficient exploitation of resources, and this goal
can only be achieved by elites. The best are the most talented,
capable of offering the best solutions. From the perspective of
sociology, leadership by elites is the optimal way in which a society
can benefit, as a result of inequality, from the distribution of talents
among its members (Pareto, 1971: 70-101). In Pareto's worldview,
elitocracy means bringing together the best individuals, without
necessarily belonging to the ruling class. As a result, two groups
emerge, the first representing the ruling class and the second the
economic class.
The ruling class, in Gaetano Mosca's view, is called the ruling
elite, a special group, distinct and aware of its privileged position in
relation to the rest. The political class is the important segment of the
ruling class that monopolizes political power (Mosca, 1982: 155). The
member of the ruling class considers the other members as friends
and the non-members as enemies. Emphasizing the importance of
the ruling class, Mosca focuses on the idea of cohesion around
powerful families as well as their obsession with organization.
In Marx's view, this term constitutes a categorical imperative in
the struggle of the middle class, the proletariat, which is moving from
the state of normality to the state of exception. Marx proposes, in the
first phase, the overthrow of capitalist values, through the theory of
total revolution, which transforms an underprivileged and exploited
class into the supreme governing body at the political level; in the
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second phase, the export of revolution as a complex act, transforming
the slogan: “proletarians of all countries, unite!” into law. However,
the concept of the ruling class is closely linked to the concept of the
elite, especially revolutionary elites. The concept of the ruling class
focuses on the economic side, and then on the political side, and
classes are determined according to the factors of production. Marx
introduces the term division of labour. The minority owns the means
of production, representing a separate class, the other class, the
majority, owns the labour power. Under these conditions, the minority
uses its advantages to generate social inequality by exploiting the
real owners, the possessors of labour power. One of Marx's main
themes is the subordination of the political to the economic, and this
process is made possible by the state. Through the theory of
revolution, the current political elites will be exchanged for
revolutionary elites from the ranks of the proletariat, the only ones
worthy of confidence in the finality of the noble aims of Marxism.
11.5. Modern and contemporary concepts of elitism
Returning to the concept of political elite, one of the famous
theories referring to the relationship between majority and minority,
expressed coherently in the theory of the masses, cannot be
omitted. This relationship was developed in the second half of the
19th century by Gustave Le Bon and Ortega y Gasset. The
distinction which today opens up one of the main disputes
surrounding the concept of elite is the moral criterion. The elite is,
above all, a model for overcoming its own condition, placing itself,
through its own merits and deontic authority, on a higher rung,
which, however, cannot be reached without a strong spiritual will.
The main characteristic of elitism is primarily moral, opposing the
mediocrity of the masses (Ortega 1946: 125). In Mosca's view, the
concept of elite is the way to understand the history of mankind.
Thus, history becomes a science of different forms of elites. The
political scientist Mosca announces the existence of two important
postulates:
the axiom of the political class that postulates existence with
the aim of controlling and monopolizing power;
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the historical and geographical axiom responsible for the
various complex forms of ruling classes according to time
and place (1982: 78).
In his view, political science is concerned with the study of
these different classes and political formulas, and the main reasons
for justifying a class are the inequality in the distribution of talents
among human beings and the functional specialization specific to
each society. Therefore, the power of a well-organised and conscious
minority becomes, in any circumstance, unbeatable.
In Ostrogovsky's intellectual tradition, the meaning of elite
reveals another important significance (Ostrogovsky, 1908: 110-124).
Important characteristics are generated by the domains occupied by
elites within complex societies. In the first phase, the framework of
organisations is occupied by elites who aspire to the highest
functions according to economic rather than moral criteria. The
change or rotation of these leaders will no longer take place as in
democratic systems, resulting in a system of oligarchic leadership
by the same leaders without interchangeability. In the second
phase, they will show firmness in consolidating and stabilising
power, thus providing a meritocratic guarantee of good leaders.
Only under these conditions can secure economic stability be
guaranteed, without placing a strong emphasis on the moral
criterion. Wright Mills relies on two variables: position in the
dominant institutions of society and membership of the upper
classes. The first condition becomes a state of affairs specific to
industrialised societies, which makes it necessary for them to be
present in the three main branches of power: political, military and
economic. All three are led by elites and cooperate effectively for
harmonious political power (Wright, 1956: 220-251).
11.6. Contemporary elitism
Contemporaneity has made many notable contributions to elite
theory, and here I refer to the well-known position of the pluralists.
One of the most distinguished personalities or authorities in modern
political science is the American political scientist Roberth Dahl. The
American political scientist would not have focused his attention on
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Sacred and political power
the problem of elitism if he had not first developed his famous theory
of polyarchies with hegemonic, open and closed systems. Note that
pluralism, in general, centres on the idea of a necessary elite around
the vital space of economic resources dominated by dispersed
inequality. In this respect, Dahl sets out six key features:
1. many different means of influencing officials, within the
reach of different citizens;
2. with few exceptions, they are unequally distributed;
3. individuals who have greater access to one means have no
access at all to the others;
4. no one means of influence dominates the others, at least in
key decision-making;
5. with some exceptions, one means of influence is effective in
a range of issues or only in certain decisions;
6. virtually no one, and certainly no group larger than a few
individuals, is without means of influence (Dahl, 1961: 228).
Inequality in democratic systems thus becomes an asset of
resource exchange which, through local control, and without
tendencies of individual capture, can lead to the harmonization of
the disproportions between the poor and the rich. On the other
hand, in Dahl's view, group dispersion and conscious individual
responsibility lead to a positive outcome, thus eliminating the elitenon-elite relationship in favour of prestige and accountability.
11.7. Analysis of meanings
The multitude of semantic explanations of the term “elite” in
general, and especially in political science terminology, takes off in
the context of 20th century currents of thought. An objective
classification of the essential semantic and linguistic features leads
to the following three important criteria:
- semantic domain;
- the criterion of separation between elite and non-elite;
- the legitimate source of elite power.
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SEBASTIAN FITZEK
By semantic domain I mean what contributes to the concrete
distinction of the term, regardless of context and time. The complex
semantic ends, specific to the term, remain distinct; they can be
identified as a unified whole in a common root. Elite is a result of
meritocracy par excellence, namely professional and moral merit,
followed by status, power or census.
The elite-non-elite separation criterion does not specifically
touch on the issue of the best and worst, or the strongest and
weakest. This criterion aims at a certain differentiation between the
specific tendencies of all kinds of elitism. For example, not every
person or social group that has a higher source of income than others
automatically identifies itself as elite. The possibility of being more
powerful would characterise elitism; this concept is in fact intended to
provide an answer to the tendencies to separate the spiritual, the
sacred and the profane from the perspective of power. The concept of
a powerful, minority, well-organised class, capable of shaping a
political, economic or social system, is verified in the case of political,
cultural, economic elites, etc. Elites have access to power, to
resources, and distinguish themselves by comparison with the ruled
majority, despite an apparent conflict generated by specific inequalities.
The last criterion, the legitimate source of elite power, can
appeal directly to the field of political science; more specifically, it is
the relationship between the ruling class, as political elite, and the
ruled majority. In this sense, there are hierarchies of power and, at
the same time, different sources or resources capable of propelling
elites to the pinnacle of power. These sources, in turn, appeal to
certain legitimacy according to the value of the individual; in other
words, nothing can be achieved without personal merit, according to
Platonic meritocracy and, may I add, in the presence of deontic
authority.
Deontic authority makes the connection between political elites
and the sacred. Meritocracy is reflected not only in the results,
special attributes or professional qualities of an individual, but
primarily in the exceptional presence of a charismatic personality.
The political elite break out from the usual pattern of a simple
political leader who follows the party's programme and ideology. The
exceptionalism of elite status derives primarily from the firmness of
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character and borders on sacredness. Charisma is a gift because it is
not a result of work. Charisma implies clairvoyance, the seductive
power of speech, magnetism, physical attraction, etc., and is
legitimised by the presence of deontic authority. So, not every master
of oratory can become a charismatic leader, but, hierophany (in the
sense of the presence of divine graces through exceptional spiritual
qualities) could be a way or cause that determines charisma.
I mention here another characteristic of elites: there are people
who tend towards select relationships or a closed structure. The
communication of elites with the masses can be a major obstacle in
gaining sympathisers. Elites who do not pursue this contact with
the masses without slipping into populism risk losing their
popularity. Elites are supposed to be highly educated, while the
majority of citizens may be poorly educated, making communication
and governing difficult. Taking into account the three criteria listed
above, American political scientist Paolo Zannoni presents the
following table:
Table 1. Leading elites according to societies
and legitimacy types
Specialists
Semantic
domain
Mosca
Meritocracy
Pareto
Efficiency
Michels and
Ostrogovsky
Position within
Organizations
Ortega
Marx
Mills
Moral merit
Property
Social status and
position within
the institutions
Ownership of
power resources,
to a large extent
Pluralists
Separation criterion
between elite
and non-elite
Number and
organisation
Strength and
consensus
Monopoly in the use
of organizational
means
No power
State
Monopoly of any
source of power in
society
Various
political means
Legitimate
source
of elitist power
Society
Society
Complex
organisations
Society
Society
Society
Society
Source: Paolo Zannoni, “The concept of Elite”, in European Journal of Political
Research, Paper presented at Yale University at the International Political and Social
Science Conference held 16-21 August 1976.
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SEBASTIAN FITZEK
In a broad perspective, the concept of elite encompasses a rich
range of meanings and ideas, making it an ambiguous concept.
Ambiguity, as mentioned in this chapter, can distort the meaning of
a concept, sometimes even at the risk of changing it. To avoid
confusion, I consider the premise that there is a common root that
unifies the meanings of the term elite. Each author mentioned
above offers a personal definition with a common source. The
semiotician Wittgenstein points, in this respect, to the family
concept as used in the concept of play which applies perfectly to this
situation (1970: 32-43). The theory recognizes the universality of
particular meanings and, at the same time, all the different
associated meanings have the same common source. For
Wittgenstein, semantic similarities become family resemblances,
having the same specific nature as its members.
According to the observations, one of the main elements would
be merit as a basic feature of elitism, which implies the selection of
individuals, thus becoming a criterion of distinction, of choosing the
few over the many. On the other hand, the legitimate source of
power comes from the consensus of the many. Differences in
particular preferences become subsets of a political community,
justifying Wittgenstein's theory of the common specificity of a
family. All members are unique in their particularity, and all these
members are united by ties of blood, kinship or alliance, traits, etc.,
bound by the central institution of the family. The diversity of
meanings comes from the many multidisciplinary approaches to the
term. Extrapolating the analysis, I consider, in this sense, that it is
not the river or rivers that are of interest, but the sources that feed
them. The river is the ambiguity or the result of accumulation, and
the sources are the semantic origins. The concept of elitism comes
from several roots, the most important of which are: meritocracy,
profession, deontic authority and social status.
The extent of the concept is a matter of imprecision?! The
distinction between meaning and denotation determines imprecision,
in the same proportion as between meaning and extension. Lack of
clarity inevitably leads to ambiguity of the concept, and vagueness
of extension in turn generates imprecision. Meaning should have
identified the denotation of the concept by the teleological line of
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Sacred and political power
precision. The extension of the concept makes it difficult to address
the source which becomes imprecision, thus the denotation cannot
abstract from the countless attributes of meaning. Simply put,
extensions of meaning attempt to blow up the denotation as the
hard core of the concept due to the confusion between signifier and
signified. By means of semiotics, one can separate the two parts to
get at the cause of imprecision, without ignoring the somewhat
perverse effects of language. For example, the English approach to
the concept highlights the emphasis on the legitimacy of personal
merit in a more authoritative style than the French or Italian
approach, which in turn emphasise the deontic authority side and
less the hierarchical position of power. Extensions become effects of
language and goals acquire different objectives. This kind of
imprecision is related to the number of linguistic attributes, and in
this case, one can notice the tendency of the English language
towards an accentuated legitimacy of military power, which
historically justifies the tendency towards imperialism.
In the French approach, the concept calls for the identification
of superior human groups linked by a deontic, epistemic, social and
not military legitimacy. Of course, it is not about laws or principles,
but about the specific dominances of language and semantics in
general. The extensions of the different nuances of meaning cannot
be treated abstractly and clearly like denotation, which is why
confusion can arise. A positive cause of linguistic imprecision is
found in the support given to the impartiality between sources and
extensions of multiple senses. A second cause lies in the inaccuracy
of the term elite, identifying a certain defined social group
regardless of historical place and time. And a third cause is the
impossibility of clearly delineating a social group that we identify as
a social or political elite from other social or political groups that
cannot be identified as elites.
However, all the causes of the imprecision of the term belong to
the same family. Wittgenstein is probably right. This family does not
lack important dimensions, yet through the inaccuracy of other
differences they become open structures. The specific boundaries of
precision cannot be included, so the similarities are imprecise; the
criterion of legitimate sources of power becomes very important in
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SEBASTIAN FITZEK
identifying elite families. Merit, as a criterion for differentiation
between elites and non-elites, is imprecise. In this sense, can a
person be considered as having merit in a certain field but not in
others? Probably. The ambiguities of the fields that can be considered
by positive excellence as belonging to elitism are difficult to identify
objectively, making a subjective discussion of their selection. The
number is another source of imprecision because it can be related in
a mathematical equation of one to one hundred which is not the
same as ten to one hundred thousand or one to one million.
Another important criterion is the specific power resource of the
group in question. Max Weber's theory of power is the most
widespread. In an almost mathematical explanation, power is the
indisputable effect of A on B, without B opposing A by any means. A's
power causes B to yield to A, in the legitimate, or force, relationship,
the balance of power between the two forces always being unequal.
The more powerful A is, the greater the chance it has of overpowering
B. The distribution of power separates the waters between the ruled
and the rulers, and the question is whether, according to this
principle, those who clearly hold power can be identified as elites.
The imprecision of the term attempts to disentangle the meaning
through the phrase ruling class akin to the term power elite. Both
terms are very similar and yet they are not one and the same. The
ruling class is the ruling minority who rules by means of power, they
in turn are considered as power elites. So what makes the difference?
It is true that power becomes maximum the fewer people there are
who wield it, which is perfectly true of oligarchy. But the criterion of
power is insufficient to speak of power elites.
Power elites concentrate power at the top, although they are few
in number, but other criteria mentioned above, such as meritocracy
and the deontic or epistemic legitimacy of authority,
also come into play in this equation. So power elites
mean more than the ruling class. Structures are openended as demonstrated above, and their multiplicity
provides a wider range of authority and more stability
in the relationship between rulers and ruled. Elites
reinforce consensus through the trump card of
resource control, and their diversity gives them a
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Sacred and political power
distinctly higher status than the other classes we call ordinary. Not
every minority that holds power is a power elite; instead, any kind of
power can belong to elite groups, as long as these groups hold the
moral and material resources along with prestige, charisma, status
and role.
In conclusion, the concept of elitism takes on different
meanings depending on the main factors that compose it, applied to
historical and linguistic reality. In order to reduce the ambiguity of
the term, we must appeal to the complex extensions of meaning,
without trying to eliminate the imprecision of meanings considered
as open and irreplaceable structures. In the light of these conditions
of analysis it is possible to get closer to the signified starting from
the denoted, and ambiguity unintentionally acquires a positive
character.
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Sacred and political power
Final thoughts
The imaginary is a subject and a method for researching
personality, from individual to group and from individual to
community.
An intelligent child has a well-developed imagination, exercising
a complex imagination through memory. A strong ethnic community
has a memory defined by the character matrix of its personality. The
imaginary, therefore, describes and explains every type of
personality. Knowledge of the imaginary has involved, in the
literature, multidisciplinary research on various methods and
analyses. The psychosocial approach in the present work indicates
the presence of two key vectors: the sacred and political power, a
categorical couple proposed for the interpretation of the collective
imaginary in relation to two references: the political phenomenon and
the religious phenomenon. The sacred is not an exclusive product of
the religious phenomenon, but also successfully regenerates itself in
the political phenomenon, which is why its transcendent nature has
been reiterated in secular societies in different forms and hypostases.
One of the theses argued and demonstrated in the paper shows that
the very origin of political power is to be found in the sacredness of
mystical worlds. Hence, the sacred and political powers are a
categorical couple that is fully justified in the investigation of the
collective imaginary. In this sense, the imaginary is an important
psychosocial pattern in anthropological research on communities.
In the relationship between the individual and the community,
the imaginary, as a psychosocial pattern, is usually the result of a
conflict between two wills: the individual will and the group will. The
conflict usually ends in favour of the group will, as Benedict
Anderson (1983) observed in his book Imagined Communities. In this
way, every individual becomes a product of collective thinking,
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SEBASTIAN FITZEK
submitting to it, sometimes against his or her will. However, there
are close and specific variables for each position, regardless of the
degree of power authority, pressure, beliefs or prejudices. The most
important identical variable lies in deontic authority (moral
authority). Both positions are apriori in a symbolic conflict, starting
from individual interest versus group interest, each subjectively
justifying moral argument. In the end, both wills enter into a process
of imaginary crystallization, participating in redefining group beliefs.
The individual and the group assimilate and influence each other.
The individual, in turn, can influence the group. Influence and power
do not, therefore, come from a single direction, but from diverse,
multidirectional positions. Even if the individual obeys the collective
thinking, his will, if strong, can influence it retroactively.
The collective imaginary exists because of collective memory, a
huge database, like the unconscious memory, through which we
know the past and prefigure a hypothetical, deductive future as a
result of expectations, aspirations and, above all, political actions.
The hypothetical futures arise because people, especially political
communities, critically relate the present to an idyllic past and then
construct a projection into a desirable variant. In the activity of
recalling historical images, the negative parts fade away,
exaggerating the positive parts as a tendency of human nature to
perfect the world we live in. The logic of blurring the bad and
exaggerating the good is best observed in history books, as they are
products of collective thinking. The tendency is apparently
imperceptible and reproduces itself naturally. Historical figures
become national heroes, borrowing this pattern, without exception,
from nation to nation. Groupthink tends to hyperbolise the positive
aspects of history, giving some figures the highest ranks in the
pantheon of national values.
Summing up the final conclusions, the collective imaginary is
the product generated by the sacred-political power categorical
couple, which acts according to three criteria:
1. the degree of personalization of political power of a leader
perceived by history as a factor generating authority and
power (identified through the analysis dedicated to political
power);
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Sacred and political power
2. personal charisma, implying the exercise of prestige with a
positive impact on the masses. Prestige springs from deontic
authority (identified through the sacralisation of moral,
exceptional qualities, through hierophany and the
purification of space);
3. research into the individual unconscious and the collective
unconscious as a relationship that describes the psychic
environment of groups, i.e. the universe of the collective
imaginary. Through the exercise of the imagination, man
actively participates in the generation of an amalgam of
ideas, fantasies and revelations that generate premonitions,
inspiration and inventiveness, which the collective then
assimilates and engraves in the structures of its memory.
The richness of imagination is at the heart of the charisma
of the exceptional people who propelled the world towards
civilisation.
The sacred is the very origin from which political power
derives, borrowing some of the characteristics and genealogical
features of the religious phenomenon. Admiration, as the
relationship between superior and inferior, belief in a
superior/supernatural being and belief in the immortality of the
soul (the paradise thesis and belief in a future superior world) are
the three axioms that lay the foundations of politics as a force for
regulating, preserving and governing human societies. The
relationship between humans and gods is reiterated, on an
immanent level, in the relationship between rulers and ruled, the
sacred world being the higher model of reference for all our
aspirations. The teleology of human action follows the teleology of
divine action. The divine world is the ultimate act of imagination in
which the sacred imposes its will and its own version. Ultimate
happiness is the ultimate place, which activates all human beliefs
by receiving movement and meaning through the verbs: “to perfect”
to “improve”, to “save” here and beyond our material world. The
continuous correction of the physical world is the first task of
politics. Political power thus becomes an attribute of the sacred.
Both concepts justify the relationship: sacred - political power, a
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SEBASTIAN FITZEK
categorical couple that is part of the matrix of the political
phenomenon.
In each chapter I have presented pros and cons aimed at
stopping the slide towards conceptual relativism. The scientific
character of the research topic is supported by the verification of the
conceptual relationships and theses exposed, despite the
terminological uncertainties. The limits of the research lie in the
inexhaustible complexity of the relations between the personal
imaginary and the collective imaginary, followed by the relations
between the individual unconscious and the collective unconscious.
In these relations, the human psyche is a space of unexplored
mysteries, because it possesses the unfinished, that endless end
that science cannot reduce to the measures of the finite. The
inexplicable is embedded in the ontogenetic foundation of the
sacred, a surreality that cannot be denied. I believe, in this sense,
that there is a sacred nature of man, beyond any scientific terms,
and in this endeavour, established scholars such as Eliade, Weber,
Otto, Durkheim, Mauss and many others have recognized that the
investigation of the sacred goes far beyond religious reality in all its
complexity. Relating to the divine is a knowledge that belongs
mainly to the soul and less to reason. In approaching the sacred, to
give extension to the inexplicable is to be closer to its authentic
meaning. We have considered that, by researching the imaginary,
we approach the sacredness of the human being and at the same
time the reader, who by reading brings out his intellectual
resources. And yet, the book is a window to a huge subject, awaiting
other avenues of exploration into its boundless world.
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Sacred and political power
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