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Social Science & Medicine 60 (2005) 2515–2525
www.elsevier.com/locate/socscimed
Aids, race and the limits of science
Wende Elizabeth Marshall
Department of Anthropology, University of Virginia, P.O. Box 400120, Charlottesville, VA 22904, USA
Available online 23 December 2004
Abstract
In the US, HIV is understood as the virus that causes AIDS, the root of a disease syndrome perceived to indicate an
immune system that has ceased to function. These understandings reflect the unquestioned hegemony of Euro/
American scientific knowledge, a hegemony that precludes alternative interpretations of life and death, health and
disease. This paper argues that HIV/AIDS is more complicated than biomedicine allows, and that the ‘‘overmedicalization’’ of treatment and prevention efforts obscures the significant socio-cultural and political-economic
realities that shape the global pandemic, including conceptions of race. The paper specifically focuses on the discourses
of bio- and socio-pathology that link African diasporic communities around the globe, and which often seamlessly
articulate with structural locations, producing a coherent narrative in which social and moral positions justify and
substantiate one another. The analysis here occurs on both these levels: the discursive and the structural. If we are to
understand the complex relationships that form the AIDS epidemic, the disciplinary lines imagined between scientific
paradigms and the clinical focus on the individual body on one hand, and the social sciences and humanities disciplines
on the other, must be breached. If what we call AIDS is a socio-cultural and political-economic phenomenon with
biological manifestations, then it is essential that the insights of the social sciences and humanities be brought to bear on
finding solutions to the epidemic.
r 2004 Elsevier Ltd. All rights reserved.
Keywords: AIDS; Race; Discourse; Social structure and health; USA
[T]he American image of the Negro lives also in the
Negro’s heart; and when he has surrendered to this
image life has no other possible reality.
James Baldwin (1951, p. 38)
Critiquing science
It is simple common sense in the United States that
HIV is the virus that causes AIDS, and to suggest
Tel.: +1 434 924 4095; fax: +1 434 924 1305.
E-mail address:
[email protected] (W.E. Marshall).
otherwise is to incur the wrath and ridicule of
institutional medical and scientific orthodoxy. The
disease—or more properly the syndrome—is unproblematically understood as a complex of symptoms
indicating an immune system that has ceased to
function. It is precisely the taken-for-granted nature of
AIDS, and the generally unquestioned hegemony of
scientific knowledge production, that occludes the
possibility of other interpretations of life and death,
health and disease. To argue that HIV/AIDS is more
complicated than biomedicine allows, or that the
discourse on HIV/AIDS elides significant politicaleconomic and socio-cultural realities, as I do here, is
not to deny the tragedy of what is called AIDS. What I
0277-9536/$ - see front matter r 2004 Elsevier Ltd. All rights reserved.
doi:10.1016/j.socscimed.2004.11.009
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W.E. Marshall / Social Science & Medicine 60 (2005) 2515–2525
am contesting is not the tragedy, but how the tragedy is
interpreted and how the discourse on HIV/AIDS
valorizes Western scientific logic at the expense of other
ways of interpreting the world. If the AIDS epidemic is
primarily a biological phenomenon, then the solution
may be found in vaccine, and prophylaxis, and
prevention efforts aimed at changing the behavior of
individual bodies. But if what we call AIDS is a sociocultural and political-economic phenomenon with biological manifestations, then it is essential that the
insights of the social sciences and humanities be brought
to bear on finding solutions to the epidemic. Ultimately,
this would entail challenging current global power
relations.
Science privileges the explanatory power of biology
over the social, cultural and political-economic (Bibeau
& Pedersen, 2002, p. 161). The ubiquity of biomedical
logic, its privileged authority as ‘‘truth’’ teller, underscores the biological root of the AIDS epidemic, and
makes it appear uncontestable. But critics of science,
such as Ludwig Fleck (1979), a Polish Jewish medical
researcher who survived the Nazi era, viewed science as
a social product inseparable from culture and history,
and argued that ‘‘what actually thinks y is not the
individual’’ but rather the social/cultural and historical
community of which the individual is a part (Fleck,
1979, p. 37; see also Nader, 1996, pp. 264–265). Fleck
influenced Thomas Kuhn (1996), who argued that
scientific paradigms take hold because they are successful at solving a closely bounded set of problems that
engage scientists as acute (1996, p. 23). Both metaphysical and methodological, paradigms are the means of
mapping reality. Paradigms set the boundaries for
determining the dimensions of a problem that is clearly
soluble within the limits of scientific method; other
problems, those beyond the scope of science are
delegitimized or ignored. Thus, as Kuhn put it: ‘‘A
paradigm can y insulate the [scientific] community
from those socially important problems that y cannot
be stated in terms of the conceptual and instrumental
tools the paradigm supplies’’ (1996, p. 37). In the
Kuhnian sense, there is a paradigm for HIV/AIDS
research that reinforces the borders of official knowing.
These borders constrict legitimate inquiry to the singular
individual body and its ‘‘integrated y system of organs,
tissues, cells, and cell products such as antibodies that
differentiate [it] self from non-self and neutralize
potentially pathogenic organisms or substances.’’1
Foucault (1994) posited that with the rise of clinical
medicine and pathological anatomy in Europe in the
early 19th century, the human body became ‘‘the space
of origin and distribution of disease’’ (1994, p. 2). In
1
Excerpted from American Heritage Talking Dictionary.
Copyright r 1997 The Learning Company, Inc. All Rights
Reserved.
Birth of the Clinic, Foucault (1994) describes the
transformations in the means of knowing disease: the
primacy of the clinical gaze as diagnoses supplanted
earlier nosological forms, and would eventually be
replaced by other notions of disease space and etiology.
It is the discipline involved in knowing disease that is
important here, and the locus of the individual body, as
the space of the origins of disease. If we are to
understand the complex relationships that form the
cluster of phenomena we call the AIDS epidemic, the
disciplinary lines imagined between scientific paradigms
and the clinical focus on the individual body on one
hand, and the social sciences and humanities disciplines,
on the other, must be breached.
The color line
If there is anything that links the people of the African
diaspora in the 21st century, it is perhaps a set of
Western discourses about the morbidity and mortality
of black bodies, which reinscribe the opposition between
modernity and savagery and health and disease. In the
United States this discourse revolves around the
susceptibility of African Americans to a host of chronic
and infectious diseases, as well as accidents, suicide and
homicide, which are perceived as the cause of shortened
life spans and a hyper-morbidity which taxes the medical
system by increasing the burden of providing care to the
poor. In sub-Saharan Africa, a US originating discourse
focuses primarily on the effects of epidemic disease.
The discourses of bio- and socio-pathology that link
African diasporic communities around the globe, often
seamlessly articulate with structural locations, producing
a coherent narrative in which social and moral positions
justify and substantiate one another. My analysis here
occurs on both these levels. On the one hand, I am
exploring a US-based discourse on HIV and AIDS as a
cultural representation and discursive frame, in which
the binary normal/pathological is the central explanatory logic for difference. On the other hand, I take the
position that normal and pathological are structural
locations, positions in a political and moral economy.
My analysis depends upon tacking back and forth
between these analytic frames and sometimes conflating
them. This tacking acknowledges that the separation
between the social structural and the discursive is mostly
heuristic, since in the world they clearly implicate and
reinforce each other.
While there is a literature exploring the discursive
construction of HIV and AIDS as deviant, dirty and
degenerate (see Gilman, 1988, Lawless, Kippax, &
Crawford, 1996; Patton, 1985; Sontag, 1989; Treichler,
1988; Watney, 1987), less has been written that explores
the way in which scientific literature depends upon the
logic of race (see Bibeau & Pedersen, 2002) and the way
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that ‘‘raced bodies’’ (that is, bodies defined primarily in
terms of genetic and phenotypical notions of race) are
depicted in that literature.
As a set of social relationships that sometimes
masquerades as scientific fact, race exceeds the limits
of a purely biomedical way of knowing. Race as
scientific fact is often expressed in a discourse that
implicitly and explicitly equates disease, dysfunction and
pathology with racialized bodies. As Bibeau and
Pedersen (2002) argued, science during the Enlightenment was based upon a hierarchical conception of
race with European whiteness defining the top of the
ladder (2002, p. 144). This, I argue, is for the most part
still the case. In 21st century scientific discourse, the
white body continues to stand as the unmarked, healthy
norm in ideological, political and physical senses.
Indeed, exploring the role of race in biomedical
conceptions of the body and conceptions of health and
disease requires the insights of humanities and social
science disciplines.
In The Souls of Black Folks, Du Bois (1999) asserted
that the problem of the 20th century was the problem of
the color line. ‘‘Between me and the other world,’’ he
wrote, ‘‘there is an ever unasked question: y How does
it feel to be a problem?’’ (1999, pp. 9–10). For Du Bois,
the problem lay in how ‘‘the other world’’—the white
world—read and wrote black bodies. An eloquent early
twentieth century lament, The Souls of Black Folk
explores the dilemmas of those who ‘‘embody race.’’ But
what does it mean to embody race? And what is the
discursive and structural relationship between race and
disease?
There is a passage in Souls that I would like to linger
over because it suggests a way of analyzing the
relationship between the AIDS epidemic and black
bodies. In his discussion of the effect of ‘‘social
problems’’ on black bodies and souls, Du Bois wrote:
A people thus handicapped ought not to be asked to
race with the world, but rather allowed to give all its
time and thought to its own social problems. But
alas! While sociologists gleefully count his bastards
and his prostitutes, the very soul of the toiling,
sweating black man is darkened by the shadow of
vast despair y But the facing of so vast a prejudice
could not but bring inevitable self-questioning, selfdisparagement, and lowering of ideal which ever
accompany repression and breed in an atmosphere of
contempt and hate. Whisperings and portents come
borne upon the four winds: Lo! We are diseased and
dying, cried the dark hosts; we cannot write, our
voting is in vain; what need of educations since we
must always cook and serve? And the Nation echoed
and enforced this criticism, saying: Be content to be
servants, and nothing more; what need of higher
culture for half-men? Away with the black man’s
2517
ballot, by force or fraud,—and behold the suicide of a
race! (1999, pp. 14–15, my italics).
For Du Bois, part of what it meant to embody race in
early 20th-century America was to be inscribed in a
particular set of discourses, which rendered black bodies
other, peculiar, pathological, disgraced. Du Bois (1999)
connects the sociological discourse on Negro bastards
and prostitutes the vast despair of the race. The Negro,
he argued, in the face of ‘‘systematic humiliation,’’
becomes sick with despair (1999, p. 15). Du Bois thus
links academic discourses of social disorder and with
disease and suffering. It is as if, Du Bois suggested, the
results of white supremacy are manifest not simply in the
political, economic and socio-cultural realms, but in the
bodies and souls of black folk. Du Bois thus foregrounds the problem of the oppressed internalizing the
categories of the dominant.
But Du Bois’ focus is not only on the ramifications of
discourse on the bodies and souls of black folks. In The
Health and Physique of the Negro American, published in
1906, Du Bois challenged the assumption that ‘‘the
Negro race is inferior to other races in physical build or
vitality.’’ While blacks in the early 20th century (and in
the early 21st experienced much higher rates of
morbidity and mortality from certain diseases than
whites, Du Bois disputed the notion that this was the
result of any inherent physical inferiority. The difference
in morbidity and mortality, he argued could be
explained on grounds other than race. Regardless of
race, he posited, ‘‘[i]f the population were divided as to
social and economic condition the matter of race would
be almost entirely eliminated.’’ In contrast to his
explorations in Souls, Du Bois (2003) foregrounds social
structural and political economic forces as the source of
racial health disparities. The black bodies that concerned Du Bois were effected doubly, the poverty of
early 20th century blacks affected their health, but no
less so than their discursive position in academic
literature.
Less explored is the relationship between white
discourse on black pathology as a means of shifting
attention away from the power dynamics that create and
sustain black powerlessness. In her book of literary
criticism, Playing in the Dark: Whiteness and the
Literary Imagination, Toni Morrison (1992) explores
the Africanist presence in the imagination of canonical
white American authors, such as Hemingway,
Hawthorne and James. You do not have to read African
American literature, Morrison posits, to probe the
meaning of race. In white literature there is a
‘‘thunderous, theatrical presence of black surrogacy,’’
that plays the role of ‘‘an informing, stabilizing, and
disturbing element’’ (1992, p. 13). Her project in Playing
in the Dark is to explore the creation of ‘‘Africanism’’ as
a staging ground y for the elaboration of the
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quintessential American identity’’ (1992, pp. 17, 44), to
allow the seemingly marginal presence of black characters and black nations in white American fiction to
illuminate whiteness as an American cultural construct.
Race, in her analysis, works as metaphor, mode of
commentary and camouflage for forces of social division
and decay. In what public discourse, Morrison asks,
does the black referent not exist? ‘‘The presence of black
people,’’ she answers, is ‘‘inherent’’ and ‘‘inextricable’’
(1992, p. 65) in American discourses past and present.
Morrison thus focuses on the effects of blackness in
the white imaginary and on the role of blackness in the
construction of whiteness itself. Morrison explains her
critical perspective on writing and race:
As a writer reading, I came to realize the obvious: the
subject of the dream is the dreamer. The fabrication
of an Africanist persona is reflexive; an extraordinary
mediation on the self; a powerful exploration of the
fears and desires that reside in the writerly conscious.
It is an astonishing revelation of longing, of terror, of
perplexity, of shame y (Morrison, 1992, p. 17).
If Du Bois reminds us that being the object of
discourse is a place of powerlessness that can lead to
disease and despair, Morrison points to the need for a
reflexive hermeneutic of whiteness that shifts the focus
to the production of white knowledge about others. In
the United States, scientific and biomedical discourses
on AIDS are often tangled with older narratives about
the sociocultural (read ‘‘racial’’) pathology of black
women’s reproduction and the welfare state (see
Lubiano, 1992; Roberts, 1999). In African nations, the
discourse on HIV and AIDS maps onto narratives about
the degraded and dysfunctional nature/culture of
African people and politics.2 In the US and in African
nations, as well as elsewhere in the diaspora, a ‘‘blame
the victim’’ ideology is a persistent subtext of health
development discourse. When applied to the narratives
of Western science and medicine, Morrison’s argument
illuminates how literature—even scientific literature—is
based upon a normal/pathological and white/black
binary. How do we interpret a scientific literature that
represents whole communities, whole nations, and
whole regions of the world by what they lack? How
does such literature endorse racist notions of survival of
the fittest?
2
Comaroff (1993), writing about medicine and colonialism,
argued that expanding European empires in Africa helped the
new biological sciences by providing the ‘‘raw materialy [A]s
an object of European speculation, ‘Africans’ personified
suffering and degeneracy, their environment a hothouse of
fever and affliction’’ (1993, p. 305).
Social structure and the health of the African Diaspora
Although mainstream science officially denies that
race is either biological or genetic,3 in regard to health
and disease, some science continues to legitimate
epistemologies and ontologies that efface what epidemiologists Krieger and Bassett (1993) call ‘‘the dialectical interpenetration of racism, class relations and
health’’ (1993, pp. 186–169). The sub-discipline of
population genetics, for example, holds that race is an
important basis of difference in disease and response to
drugs (Wade, 2002; see Risch, Burchard, Ziv, & Tang,
2002). In the social sciences and humanities, the
recognition that race has no biological reality leads to
critical analyses of race as a social and cultural
construction. But understanding race as a social truth
makes it no less ‘‘real.’’
One of the important insights from emerging public
health and medical anthropology literatures challenges
the genetic basis of ‘‘minority health disparities’’ by
analyzing the relationship between race, class, culture
and health. What becomes evident is the extent to which
the biological discourse works to efface the social
production of health and shroud the relationship
between capitalism, poverty, race and disease. Although
in the 19th century public health scholars explored the
roots of disease in inequalities in the social world (see
Engels, 1981), after the mid-20th century, with the rise of
a Euro/American scientific, medical and pharmaceutical
industry, public health began to focus almost entirely on
individual behaviors and risk (Link & Phelan, 1995).
More recently, an epidemiological literature attempting
to reinstate the connection between social structure and
health has emerged. This literature emphasizes the
limitations of ‘‘biological individualism’’—the rigid
dichotomy between individual bodies and the social
world, and the implicit acceptance of social inequalities
in health (Fee & Krieger, 1993). Geronimus (2000), who
writes about the structural influences on health in the
US, has argued that without changing the policies that
permit the progression of urban decay, public health
professionals will be unable to develop programs
supporting health for inner city residents. Geronimus
argued that the cumulative impact of persistent disadvantage could have an immensely negative impact on
health. In the case of poor African Americans, she
argued, this cumulative impact results in excess morbidity and mortality in the young and middle adult years.
Similarly, in sociology and anthropology, a literature
critical of medicalization has emerged. In a meaningful
example of interdisciplinary research, Roderick Wallace
(1991a), a physicist, posits a causal relationship between
3
For an example of a mainstream position see Schwartz,
2001, p. 1393. ‘‘Instruction in medical genetics should
emphasize the fallacy of race as a scientific concepty’’
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widespread socioeconomic collapse (such as occurred in
the South Bronx in the 1970s) and the spread of HIV.
He argues that the overmedicalization of HIV/AIDS
‘‘may well be an increasingly serious impediment to its
control’’ (Wallace, 1991a, p. 1160) and argues that
solutions to the epidemic lie in social policies that
challenge urban disinvestments:
Paradigm constraints on AIDS research—overmedicalization, hypermathematical compulsions and excursions, explicit and implicit ideological restrictions
on both scientific vision and funding—have all
combined to create a separate ‘‘AIDS literature’’
which is scientifically weak, highly self-referent and
significantly isolated from other branches of science,
particularly geography, anthropology, sociology,
political science and economics (Wallace, 1993, p.
895; see also Wallace, 1991b, 1990; Wallace &
Wallace, 1995; Wallace, Huang, Gould, & Wallace,
1997).
The notion that disease can be evaded by the proper
behavior of individual bodies echoes colonial discourses
that link sin and disease and race and disease. With the
emphasis on ‘‘risky’’ practices and cultural characteristics, the discourse on HIV/AIDS in the African
diaspora is able to elide any recognition of the historical,
political and economic contexts that put people ‘‘at risk
of risks’’ (Link & Phelan, 1995), and fails to relate
individuals to socio-cultural contexts characterized by
specific relations of power. By effacing history, politics
and economics, and by focusing exclusively on disease at
the level of the cell and the individual body, this
discourse obscures a primary social fact: what links
black bodies is not risky behavior, but a similarly
perilous position in the global moral and political
economy.
‘‘AIDS’’ in ‘‘Africa’’
u created u aids virus
den turn it on us
u created crack
to turn us back
a famine plan
in afrika lan
but you can’t kill de spirit
of black solidarity
Mutubaruka, ‘‘Blakk Wi Blakk,’’ Blakk Wi Blak
ykyk, Sanachie Records, 1991.
HIV has had a searing impact on Africans—particularly sub-Saharan Africans. Although the nations of
Africa at the beginning of the 21st century represented
4.8% of the world’s population, the continent contained
50% of the world’s HIV positive people, and accounted
2519
for 60% of the 16.3 million lives lost since recognition of
the epidemic began in the late 1970s. In just 1 year—
2003—2.3 million people died of AIDS on the continent.
The epidemic significantly challenges hopes for wellbeing: as a result of HIV, life expectancy has decreased,
a generation of orphaned children has been born, and
costs associated with death from AIDS have strained
household budgets throughout the region. And, subSaharan Africa has the highest sero-prevalence rates in
the world—a predictor of future HIV incidence.
Alongside these apparently neutral facts, the scientific
discourse on AIDS in Africa, especially when spun for
popular consumption, is implicitly (and sometimes
explicitly) teleological. AIDS is often portrayed as a
natural phenomenon roaring out of control, a harbinger
of apocalypse, and a sign of pre-modern backwardness.
According to a World Health Organization (WHO)
press release, ‘‘healthy life expectancy in Africa is
dropping back to levels we have not seen in advanced
countries since medieval times’’ (World Health Organization (WHO), 2000). In a Scientific American article
called ‘‘Care for a Dying Continent,’’ the impact of
AIDS in Africa is equated with a long transcended
European past, and the devastating progression of
AIDS is viewed as African destiny (Ezzell, 2000). In a
recent New York Times Magazine article, the continent
is described as ‘‘trapped somewhere closer to the ancient
than to the modern,’’ and this is partially attributed to
the ‘‘primitive understanding [the] people have of all that
happens in their worldy an understanding that mayy
allow for little in the way of modern development’’
(Bergner, 2003).
The discourse on AIDS continues the long tradition
of western scientific titillation with the (imagined)
sexuality of black bodies.4 Sander Gilman (1985, p. 76)
argued that ‘‘the association of the black with concupiscence’’ dates to pre-modern Europe. Gilman
argues, ‘‘[t]he black is the embodiment of sexuality,
her genitalia are a sign of decay and destruction, a
marker against which the Western world can judge its
own degeneracy and decline’’ (1985, p. 124). Consider a
paragraph from the Scientific American article in which
benighted perversions and implied bestiality are blamed
for the epidemic:
Sexual and hygienic practices y contribute to the
high rate of infection. It is not uncommon for women
to use their fingers, cloth, paper or cotton wool to
swab the vaginal walls immediately before and
during intercourse to achieve so-called dry sex y
Some women also insert detergents and substances
obtained from traditional healers—such as herbs
and, rarely, soil on which a baboon has urinated—to
4
See Abrahms (1998), Gilman (1998), Byrd and Clayton
(2000).
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W.E. Marshall / Social Science & Medicine 60 (2005) 2515–2525
induce an inflammatory reaction that dries, warms
and tightens the vagina (Ezzell, 2000).
The emphasis on HIV as a sexually transmitted disease
in sub-Saharan Africa has meant that prevention efforts
focus on calls for abstinence, sexual behavior change
and the distribution of condoms. The notion that
poverty has biological effects, which play a crucial role
in the spread of disease is often ignored in prevention
efforts. Furthermore, recent evidence suggests that the
iatrogenic transmission of HIV from unsafe injections in
hospitals and clinics in sub-Saharan Africa is much
wider spread than has been assumed (Gisselquist, 2002).
In the Scientific American article cited above, Western
researchers are depicted as warriors in the struggle
against backwards social customs and a rapidly mutating virus. Notwithstanding the epidemiological insights
about the relationship between social structure and
health, the narrow focus of the discourse pushes any
discussion of the relationship between HIV and poverty
into the margins.
The prophylaxes of modern medicine are described in
the Scientific American article under the sub-heading
‘‘Offering Hope’’.
But all the clinic’s staff are in high spirits today.
Project coordinators y have just found out that the
preparation of nonoxynol-9 gel that they hope to
offer as a backup method for protection from HIV to
women who cannot consistently used condoms has
been approved. And today is the first day of a dry run
to work out any kinks in the procedures for a huge
upcoming study of whether using hormone-based
contraceptives such as the birth-control pill and
Depo-Provera injections ymake a woman more
susceptible to the AIDS virus (Ezzell, 2000).
Fanon (1967, p. 32) wrote that the European racism
that found its basis in biology, gave way to a more
encompassing and subtle form, one that ‘‘aspire[d] to be
rational, individual, genotypically and phenotypically
determinedy’’ The object of this racism, Fanon argued,
was not the individual, but rather, a ‘‘certain form of
existing’’. In the discourse on AIDS in Africa, the focus
is on individual and cultural behaviors of Africans, and
never on the cultural beliefs and practices of Euro/
American scientists and researchers. The emphasis in the
Scientific American article on the microbicidal nonoxynol-9 as a potential barrier to HIV, however, reflects
the desire of science to a find single means of eradicating
AIDS. For science ‘‘the best hope for staunching the
pandemic lies with a vaccine’’ (Vastag, 2001). Indeed,
science harbors a peculiar belief that a single cure will
eradicate HIV/AIDS, but this desire for a magic bullet
belies the reality of the inefficacy of vaccines in most of
the world. Smallpox is the only preventable contagion to
have been eradicated through vaccine. Measles,
diphtheria, and paralytic poliomyelitis, among others,
all understood by science to be vaccine preventable
epidemic diseases, remain endemic in the poor countries
of Africa, Asia and Latin America where they ‘‘plague,
cripple and kill’’ millions of people. In the West, these
diseases have either been controlled or eradicated
(Chase, 1982, p. 469).
The imprudent emphasis by Western researchers on a
pharmaceutical solution to HIV is demonstrated in the
rise and fall of Nonoxynol-9 (N-9) as a candidate for
magic bullet. In 1985, N-9 was first demonstrated to be
effective against HIV. However, in 1988, a study
conducted on sex workers in Nairobi, Kenya,5 suggested
that N-9 might actually increase the risk of HIV by
causing vaginal lesions and recurrent yeast infections.
Because the data derived from a study of African sex
workers the findings were dismissed as irrelevant to the
sexual experiences of the majority of women (Wittkowski, 1995; Zachary, 1994). But the findings of a
subsequent study confirmed the earlier results. In 2002,
Western health agencies determined that the benefits of
N-9 as a microbicide did not outweigh side effects (i.e.
vaginal and cervical lesions) that increased the risk of
HIV infection and should no longer be marketed
(Population and Public Health Branch (Canada),
2004). My point here is that this peculiar scientific
emphasis on pharmaceuticals as the single means of
disease eradication places scientists in the implausible
position of supporting one magic cure after another,
which have never (at least not yet) materialized.
All of the tropes deployed in Western writing for
blackness—images of dark, danger, and deep primordial
nature—are evident in both the scholarly and popular
articles about the effect of AIDS on the African
continent. Consider that an in-depth New York Times
series on AIDS is called ‘‘The Dead Zones,’’ and the
articles in the series are mainly about the unfolding
epidemic in the nations of Africa. Hidden within and
legitimized by the language of science, these narratives
invoke the notion of survival of the fittest, implicitly
calling into question the humanity of African people.
Consider, also the sense of fatalism that characterizes
much popular writing on Africa, like the passages from
a New York Times article called ‘‘Our Africa.’’
It’s not hard to find the winner in the Sudanese war,
or in any war in Africa; it is the microbes that always
emerge victorious. Infectious disease flowers in
conditions of anarchy. Measles, cholera, malaria,
5
The figure of the ‘‘Nairobi prostitute’’ is a recurring trope in
Western discourse on AIDS in Africa, an iteration that tends to
support Gilman’s psychological reading of the role of black
sexuality in modernist European literature (see Altman, 2000;
Fowke et al., 1996, 2000).
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AIDS, sleeping sickness, leprosy—Sudan is a country
trapped in the fangs of diseasey
And disease is also an excellent incubator of chaos. It
is an endless cycle of misery: war and corruption
mean no health care and no family planning; no
health care and no family planning mean too many
sick people; too many sick people create desperation
and poverty, which lead back to corruption and war.
ytropical Africa—hot, wet and poor, and home to
an unmatched diversity of animals, plants and
microbes—has been an especially fertile petri dish
for pathogensyHIV, of course, is widely believed to
have emerged from Africa; Ebola, tooy (Goldberg,
1997).
The passages establish an air of certainty in which
disease is the root of an endless ‘‘cycle of misery,’’ and
perpetually ‘‘sick’’ people are completely trapped.
‘‘Africa’’ is portrayed as uncivilized, untamed and
teeming with bacteria. While a vast area containing a
diverse array of cultures, religions, and ethnicities is
conflated into a monolith, microbes and pathogens are
portrayed as the main protagonists. Because they are
popular amplifications of scientific discourse on disease,
the rhetorical use of nature and science invokes notions
of survival of the fittest, and rationalizes social conditions that stem from global inequalities under the rubric
of science. These passages illustrate the need for analyses
of disease that attend to both structure and discourse,
and that identify how discourses of disease overshadow
the relevance of structural analysis and constantly
invoke images of ‘‘Africa’’ that suspend it in a static
realm of primitivity.
Rakai: in the shadow of Tuskegee
A heterodox theory on the origins of HIV and AIDS
was published in a book called The River: A Journey to
the Source of HIV and AIDS written by Edward Hooper
(1999). Hooper theorized that HIV had iatrogenic
origins, thus locating the source of HIV in the social/
cultural realm—rather than in the natural realm. And
unlike orthodox theories that unfold against ‘‘Africa’’ as
primordial wilderness, Hooper’s iatrogenic theory of
origins unfolds against colonial Africa as the site of
clinical trials for the polio vaccine in the 1950s. Hooper
posits that a contaminated batch of the polio vaccine
was administered to one million colonial subjects in the
then Belgium controlled nations of Congo, Rwanda and
Burundi. But what I want to highlight about Hooper’s
research is not his theory on the origins of AIDS
(although I find that quite credible). Rather, Hooper’s
book illuminates the relationship between Western
scientific research and colonial Africa. In the mid-20th
century, colonial Africa functioned as a ‘‘natural’’
2521
laboratory for Euro/American researchers. And, as
Hooper so carefully documents, questions of ethics
and of scientific oversight simply did not apply in such a
setting.
Which brings us to Rakai, a research project which
helps to illuminate the discursive and practical relationship between race and biomedicine, and its reverberations throughout the African diaspora from Rakai,
Uganda, to Macon County, Alabama. From November
1994 to October 1998, a group of American researchers
headed by Thomas Quinn of Johns Hopkins, conducted
a study in Rakai, a rural district in Uganda. The
research, conducted as a ‘‘community-based randomized
trial’’ (Quinn, Wawer, Sewankambo, Serwadda, Li,
Wabwire–Mangen et al., 2000, p. 921), was designed
principally to examine the ‘‘natural history’’ of HIV. In
particular, the study explored two issues in HIV
transmission: first, it sought to determine whether
sexually transmitted diseases such as syphilis and
gonorrhea increased the risk of HIV infection, and
second, it explored the influence of viral load in relation
to other risk factors in the heterosexual transmission of
HIV (Angell, 2000, p. 967).
The study involved over 15,000 people, among whom
415 female–male couples were serodiscordant, meaning
that one was HIV positive and the other was not. The
serodiscordant couples were identified and followed for
30 months. During the course of the study, 90 people
seroconverted, or became HIV positive (Quinn et al.,
2000). In addition, those who were found to have other
sexually transmitted diseases, such as gonorrhea or
chlamydia, endemic to that region of Africa, were not
treated by the US researchers with the appropriate
antibiotics, but were referred to a government-run
health clinic.
The study was completely uncontroversial both in
Uganda and in the US. As with all federally funded
research it was approved by institutional human subjects
review panels at Columbia and Johns Hopkins, by the
AIDS Research Sub-Committee of the Ugandan National Council for Science and Technology, and by the
Office for the Protection from Research Risk of the
National Institutes of Health (Angell, 2000). The study
did not become controversial until the researchers
submitted their findings to the New England Journal of
Medicine. The article was approved by both outside peer
reviewers as well as in-house editors, but the journal’s
chief editor, Marcia Angell, felt that it warranted further
review from two medical ethicists ‘‘familiar with
research on HIV in developing countries’’ (Angell,
2000). The two ethicists presented divergent views: one
said the research was not ethical, the other said that it
was. Angell decided to publish the findings along with
an editorial raising the ethical questions and arguing
that standards of ethics should not depend upon where
the research is conducted. One of the most important
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W.E. Marshall / Social Science & Medicine 60 (2005) 2515–2525
points that Angell made in her editorial is that the
benefits of the study will not accrue in Uganda.
Quinn et al. found that the risk of heterosexual
transmission correlated with viral load, but how will
that information be used in Uganda? The very
condition that justified doing the study in the first
place—the lack of availability of antiretroviral
treatment—will greatly limit the relevance of the
results there. As is so often the case, the results will
probably find their greatest application in the
developed world (Angell, 2000, pp. 967–968).
Antiretroviral treatments, which are widely available
in the US, are too costly for widespread use in
Uganda. Antiretroviral drugs have the effect of reducing
viral load. Hence, the research could not be done in the
US. In order to study the effect of viral load on
heterosexual HIV transmission, the research had to be
done in a place without the possibility of antiretroviral
drugs.
Quinn defended the study, arguing that it was the
government of Uganda that ‘‘insisted that researchers
not inform study subjects that their partners had HIV.’’
Quinn also defended the ethics of the study, arguing that
‘‘it provided the best medical care possible in remote
regions of rural Africa’’ (Groopman, 2000). In the past
Ugandan officials have defended similar studies. Dr.
Peter Mugyenyi, the director of Uganda’s Joint Clinical
Research Center, argued in 1998 that in the case of
Ugandan participation in clinical HIV vaccine trials,
debates about western ethics were misplaced. ‘‘Things
seem so simple in a rich country,’’ he told The New York
Times. ‘‘They sometimes talk about this in America like
it is the Tuskegee experiment and we are simple,
ignorant dupesy.Its terribly insulting to us and to the
Western agencies and individuals who have worked with
us’’ (Specter, 1998). However, the Rakai study was not
about the development of an HIV vaccine, rather it was
clearly aimed at producing information that would assist
in the prevention of HIV transmission among heterosexuals who have access to antiretrovirals, which is to
say people in the US and Europe. Mugyenyi’s argument
in support of vaccine trials is based upon the assumption
that once developed, a vaccine would benefit Ugandans—at least 20% of whom are believed to be infected
with HIV. ‘‘Why should Americans undertake risky
research on themselves for a problem they really don’t
have?’’ Mugyenyi asked. ‘‘That would make them the
guinea pigs. The risk belongs here where the people are
dying’’ (Specter, 1998). But even though Ugandans
engaged in ‘‘risky research’’ as guinea pigs may become
infected with HIV, and then surely die, there is no
guarantee that the vaccine developed over their dead
bodies would be widely available in Uganda at all.
The moral and political economy of bodies and healing
The Rakai study, as well as other research on HIV in
Africa, points to a global moral and political economy
of bodies and healing, in which ‘‘African’’ bodies in
‘‘remote’’ places serve as guinea pigs for healing
methodologies that will only be useful among the rich.
And in this moral and political economy, African
nations pragmatically evade the question of ethics in
order to attract the bio-medical research industry as the
most immediate available influx of western dollars and
technology transfer.
It is fascinating how the Tuskegee Study on Untreated
Syphilis in the Negro Male is invoked as a standard of
unethical research. In several New York Times articles
covering the Rakai study and in the statements made by
Dr. Mugyenyi, Tuskegee serves as the negative point of
reference. Compared with Tuskegee, the argument goes,
the Rakai study appears less unethical. Tuskegee is
judged to be much worse since treatment was available
but deliberately withheld, as opposed to Rakai, where
antiretrovirals are perceived as unavailable.
The reference to Tuskegee, I think, needs to be
highlighted in any discussion of the moral and political
economy of bodies and healing. One of the similarities
between the Tuskegee Study and the study conducted in
Rakai is the scientific emphasis on the observation of the
‘‘natural history’’ of disease. Macon County, Alabama,
the site of the Tuskegee study, was chosen in 1932
because, while there were large numbers of syphilis cases
there, no funds were available for treatment. Indeed, at
398 per 1000, Macon County was found to have the
highest prevalence of syphilis cases among six rural
Southern counties surveyed. And in 1932, the Depression meant a dearth of government and philanthropic
funds for indigent medical treatment (Gray, 1998).
But diseases in humans have no natural histories. It is,
rather, social and political factors that create the
conditions that allow diseases to flourish in black bodies
under the scientific gaze. The initial justification for the
Tuskegee study is echoed in the justification for Rakai:
these research subjects would not have received treatment anyway, and so science has an opportunity that
may prove to be universally beneficial. When the
Tuskegee study began in 1932, no one argued that
treatment was available, although it was widely available—even in Alabama—if the patient could pay the
price. In the 1930s, the annual cost per patient for the
treatment of syphilis was upwards of $40.00. And even
Alabama’s subsidized program to treat those of modest
incomes was beyond the means of sharecroppers who
were (by definition) short of cash (Jones, 1993). I am
arguing that there is nothing ‘‘natural’’ about the
planned observation of suffering bodies down to the
level of the cell. In Macon, Alabama, no less than Rakai,
Uganda, access to biomedical healing is determined by
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W.E. Marshall / Social Science & Medicine 60 (2005) 2515–2525
political and economic forces. How do we perceive the
borders that delimit those who get antiretrovirals or
antibiotics from those who do not? While Dr. Mugyenyi
argued that the distinction is one of developing versus
developed countries, the Tuskegee study, along with
evidence that HIV prevalence among urban black men
who have sex with men is approaching the prevalence
rates in some sub-Saharan African nations,6 subverts
that logic.
My goal in this paper is to call attention to the
construction of these discourses, to the varied work they
do within scientific communities and within African
diasporic communities, and to the moral and political
economy of bodies and healing in which they are
deployed. Once, on a public health Internet list I
belonged to, an epidemiologist was critical of my
position on AIDS in Africa. He said he shared my
interests in cross-cultural medicine, and agreed that
poverty exerted a huge factor on health. ‘‘Still’’, he said,
‘‘there’s the very immediate empirical question of ‘what
works’y I think it’s true that the elite nature of the
scientific enterprise is worthy of our attention. However,
the same is true of the elitist nature of the academic
postmodernist discoursey.If I had the infection, I
would demand the best that western science has to
offery’’
The question of what is the best that western science
has to offer leads us to the roots of western scientific
epistemology, of culturally bounded notions of ontology, and even of Judeo-Christian theology. Is it possible
to distinguish between the best and the worst that
scientific medicine has to offer? Can the western science
be disassociated with the culture, history and politics of
the West? Can biomedicine learn to make room for
critical social analysis? In what sense does a discourse on
AIDS in Africa that posits catastrophe and near
extinction produce reality?
Acknowledgements
The initial research for this paper began while I was a
postdoctoral fellow at the Center for Interdisciplinary
Research on AIDS at Yale, supported by an NIMH
6
According to a report in The Washington Post: ‘‘A survey of
2942 gay men ages 23–29 conducted in six cities from 1998 to
2000 found that 4.4% were becoming infected with [HIV] each
year. The pace of new infections, called the ‘incidence rate,’
varies greatly by race and ethnicity. It was 2.5% among whites,
3.5% among Hispanics and 14.7% among blacks. The survey
showed that 32% of young black gays were already infectedy’’
‘I’m very concerned about the pockets of epidemic that we are
seeing,’ Surgeon General David Satcher said. ‘‘Thirty percent—
that’s approaching the Botswana’s level of infection’’ (Brown,
2001).
2523
Training Grant. My colleagues at Yale, Kim Blankenship, Robert Heimer, Kaveh Kooshnood, Sarah Bray,
and Joan Altman, provided me with insightful comments and critique. I am especially indebted to my
students and colleagues at the University of Virginia.
Richard Handler, Susan McKinnon, Hanan Sabea, Ayla
Olson, Lisa Stewart, Joseph Hellweg, George Mentore,
and Ethan Van Blue kindly read drafts of the paper.
Thanks, as well, for the helpful comments from the two
anonymous reviewers.
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