Revisiting the Notion of Crisis in
Early Modern Jewish History
David B. Ruderman
The following is based on my talk presented at “The Jacob Katz Memorial
Lecture of 2009”, at the Leo Baeck Institute in Jerusalem. I wish to thank
Professor Shmuel Feiner for inviting me to give this lecture and for the honor
to recall the memory of my teacher Professor Jacob Katz.
Scholars have often relied too heavily on the notion of crisis to
explain a wide array of historical events affecting Jewish history,
making them susceptible to imprecision and overstatement, and even
to the danger of identifying too readily with what Salo W. Baron long
ago labeled as “the lachrymose conception of Jewish history.” When
“crisis” is summoned on more than one occasion to explain such
events in the seventeenth century as the Chmielnicki massacres,
the messianic debacle of Shabbetai Zevi, or the Spinozist assault on
religious tradition, or in the eighteenth and nineteenth centuries, the
Hasidic schism, the Haskalah, or the pogroms of Eastern Europe, one
might be left wondering when the Jews were not in a state of crisis. By
organizing this chapter around the theme of crisis and highlighting its
significance as a primary dimension of a transregional Jewish culture
in early modern Europe, i clearly risk falling into the same explanatory
trap of relying simplistically on a dramatic convention too easily
educed to explain historical change in Jewish life.1
1
Salo W. Baron, “Ghetto and Emancipation,” Menorah Journal 14 (1928): 526;
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David B. Ruderman
This situation is further complicated by the standard ways in which
crisis appears in general historical narratives. For historians of early
modern Europe, the notion of crisis as an explanatory mechanism
has a long pedigree, especially in describing “the general crisis of the
seventeenth century.” Beginning with a series of well-known essays
published in the late 1950s and early 1960s, several prominent
social historians described a general crisis of the European economy
in the seventeenth century as well as a clustering of social revolts
across Europe. These heated discussions about the existence of a panEuropean crisis reached their high point in the 1960s and ’70s. By
1975, the debate had seemingly run its course with the appearance of
a synthetic book by Theodore Rabb, who attempted to relate aspects
of the political and economic crisis to intellectual and aesthetic
dimensions of Baroque culture, describing a process of political
stabilization throughout Europe that followed in the aftermath of
economic depression and political and social upheavals. No doubt
the nature of the linkage of politics, economy, society, and culture
across diverse European political and cultural units still remained as
uncertain as ever, although the big questions asked by these earlier
historians were most laudatory and enriching in their effort to paint
European history across the widest canvass possible.2
Benjamin Nathans, Beyond the Pale: The Jewish Encounter with Late Imperial
Russia (Berkeley, CA, 2002), 8–9. Compare also Katz, Tradition and Crisis: Jewish
Society at the End of the Middle Ages. On the use of “crisis” as a historical category
in general, see Randolph Starn,“Historians and ‘Crisis,’” Past and Present 52 (1971):
3–22; and, most recently, J.B. Shank, “Crisis: A Useful Category of Post-social
scientific Historical Analysis?” American Historical Review 113 (2008): 1090–99
2
See Philip Benedict and Myron P. Gutmann, eds., Early Modern Europe: From Crisis
to Stability (Newark, de, 2005), especially the introduction by Philip Benedict.
See also the essay by J. H. Elliott, “the General Crisis in retrospect: A debate
without end,” in the same volume, 31–51. The essays that initiated the debate first
appeared in the journal Past and Present and were written by eric Hobsbawm and
H. R. Trevor-Roper. They were reprinted with other related essays in Trevor Aston,
ed., Crisis in Europe 1560–1660 (London, 1965). See also Theodore Rabb, The
Struggle for Stability in Early Modern Europe (Oxford, 1975). The latest summary
and evaluation of the controversy can be found in Jonathan Dewald, “Crisis,
Chronology, and the Shape of European social History,” American Historical Review
113 (2008): 1031–52. See also Geoffrey Parker, “Crisis and Catastrophe: the Global
Crisis of the seventeenth Century reconsidered,” American Historical Review 113
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Revisiting the Notion of Crisis
Long before the designation of a seventeenth-century crisis by
the social historians of the 1950s, Paul Hazard had called his famous
book La Crise de la conscience européenne, 1680–1715 (the Crisis of the
European Mind, 1680–1715; published in 1935). In it he focused on a
half century of innovation and radical change fed by two “rivers”—one
of rationalism and one of sentiment—that challenged and shattered
cultural traditions of the past. The mood engendered by Benedict de
Spinoza, Pierre Bayle, John Locke, Isaac Newton, Jacques-Bénigne
Bossuet, and François Fenelon at the close of the seventeenth century
prefigured for Hazard the age of the French Revolution in its true
novelty of ideas and in its new critical thinking about the universe and
social order.3
Jonathan Israel’s Radical Enlightenment: Philosophy and the
Making of Modernity 1650–1750 (2001) was surely a reiteration
and expansion of Hazard’s Crise de la conscience européenne, while
singling out Benedict de Spinoza, his radical critique of conventional
religion, his separation of the powers of church and state, and the
broader currents of Spinozism as the most dramatic engines leading
to the secularization and transformation of European society in the
seventeenth century. For Israel, the era beginning in 1650—a bit earlier
than the date initially posited by Hazard—was a more radical crisis
than the renaissance and the reformation and challenged all political
and ecclesiastical hierarchies and authority, promoting democratic
and egalitarian principles of societal organization. Like Hazard before
him, Israel insisted that the so-called High enlightenment of the late
eighteenth century was merely a series of footnotes based on the
earlier upheaval, merely “consolidating, popularizing, and annotating
revolutionary concepts introduced earlier.” Because of the crisis of the
post-1650 era, the common European culture of confessional theology
(2008): 1053–79. In his chart of major revolts and revolutions on 1055, Parker
includes the appearance of Shabbetai Zevi
3
See Paul Hazard, La Crise de la conscience européenne (Paris, 1935); Paul Hazard,
The European Mind 1680–1715, translated from the French by J. Lewis May
(Harmondsworth, England, 1964); Margaret Jacob, The Radical Enlightenment:
Pantheists, Freemasons, and Republicans (London, 1981); and Margaret Jacob,
“the Crisis of the European Mind: Hazard revisited,” in Politics and Culture in Early
Modern Europe, ed. Phyllis Mack and Margaret Jacob (Cambridge, 1987), 251–71.
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David B. Ruderman
and scholastic Aristotelianism “weakened and then disintegrated.”
the crisis of the radical enlightenment thus preceded the onset of
the enlightenment proper, initiating a cultural revolution emerging
in dynamic cities with exceptionally high levels of immigration. New
and provocative ideas flowed from a new kind of public sphere fed by
erudite journals, literary clubs, and Masonic lodges where traditional
social barriers were blurred.4
The primary questions of this chapter should now be obvious: did
Jews living in early modern Europe also experience a crisis of faith,
a destabilization of their political and social orders, and a radical
rethinking of their religious and cultural heritage? And if so, what
crisis affected them directly—the crisis of the social and economic
historians, or that of the cultural and intellectual historians, or both?
or was the crisis they experienced not directly related to either of
these crises but instead propelled by processes emerging from the
particular conditions of Jewish life, such as those described in previous
chapters—mobility, the laicization of communal leadership, or the
knowledge explosion engendered by print?
Locating the Beginnings of a Jewish Crisis in the Seventeenth
Century
Most historians who have considered the Jews in crisis in the
seventeenth and eighteenth centuries have either ignored any
connection whatsoever with alleged crises affecting other European
peoples or have remained judiciously vague about any actual connection
between the Jewish experience and those of European society in
general.5 No doubt, we should acknowledge from the outset the
4
See Jonathan Israel, Radical Enlightenment: Philosophy and the Making of Modernity
(Oxford, 2001), especially 1–81; the citations herein are on 7 and 17.
5
Jacob Katz, for example, despite the prominence of the notion of “crisis” in his
work, ignored completely the general economic and political crises of European
historiography and the cultural crisis of Hazard and others. on this, see Yosef
Kaplan, “The Early Modern Period in the Historiographical Production of Jacob
Katz” (in Hebrew), in Historiografia ba-Mivhan: Iyyun Mehudash be-Mishnato
shel Yaakov Katz, ed. Israel Bartal and Shmuel Feiner (Jerusalem, 2008), 19–35,
especially 26–35. However, in Out of the Ghetto: The Social Background of Jewish
Emancipation 1770–1870 (Cambridge, MA, 1973), p. 228, note 25, Jacob Katz
112
Revisiting the Notion of Crisis
genuine difficulty in finding coherence among these variegated aspects
of Jewish and Christian society. Nevertheless, the important question
of what crisis the Jews experienced and how to situate it within a larger
historical context deserves a fresh and more precise explanation. The
rest of this chapter will be devoted to addressing this question. This
chapter attempts to claim that Jews did experience a crisis and to
define more clearly the nature and consequences of that crisis. The
primary crisis affecting European Jewish society in the seventeenth
and early eighteenth centuries was undoubtedly that associated
with the appearance of Shabbetai Zevi. In 1665–66, this bizarre
individual declared himself the messiah, engendered an enormous
reaction among followers and detractors alike, and ultimately was
incarcerated and converted to Islam, but nevertheless remained the
focus of messianic aspirations within the Jewish communities of both
the ottoman empire and the rest of Europe well into the eighteenth
century. The phenomenon of the strange messiah became the basis
of a new antinomian and nihilistic ideology—constructed especially
by Shabbetai’s two major followers, Nathan of Gaza and Abraham
Cardoso—that challenged the very foundations of normative Judaism
and rabbinic authority already in decline centuries earlier, as we have
seen.
The single most important historian of Shabbetai Zevi and
Sabbateanism, the movement of his followers both during and after
his lifetime, was Gershom Scholem, whose masterful and elaborate
reconstruction left a significant impact on every researcher in the
field. Scholem knew well the larger context of both Christian and
compares his own conclusions about the beginnings of a structural change in
traditional Jewish society to those of Hugh Trevor-Roper. (My thanks to Michael
Silber for this reference.) Jonathan Israel, on the other hand, in European Jewry
in the Age of Mercantilism, 170, offers the following ambiguous formulation:
“A mounting turmoil of inner pressures erupted in the 1650s and 1660s in a
drama which was to convulse world Jewry. Furthermore, although this Jewish
upheaval had some separate and independent roots, unconnected with the current
intellectual preoccupations of Christian Europe, it took place during, and shared
some causes with, the deepening crisis besetting European culture as a whole.
Inevitably, the ferment within the synagogue interacted on the wider level within
European devotion and thought, the one chain of encounters pervading the other
in a remarkable process of cultural transformation.”.
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David B. Ruderman
Muslim messianism of the seventeenth and eighteenth centuries and
was also fully aware of the image the Jewish messiah cut especially
among Christian contemporaries. But in explaining the origin of
this movement and its remarkable longevity for well over a hundred
years, he turned to internal and intellectual causes—namely, the
wide dissemination of kabbalistic ideas associated with the sixteenthcentury mystical figure Isaac Luria—that infiltrated, Scholem claimed,
both Sephardic and Ashkenazic cultures and provided the theological
premises upon which the Sabbatean prophets could explain the
paradox of a Jewish messiah converting to Islam. Furthermore, these
notions were then distorted even more to explain the mass apostasy
of Shabbetai’s followers, the Dönmeh, to Islam and the later bizarre
conversion of Jacob frank and his followers to Christianity in the
eighteenth century. Anyone searching for larger connections between
the European world and this Jewish crisis could not find them in
Scholem’s reconstruction, which perceived the latter as exclusively an
internal affair ignited by the inevitable combustion of kabbalah and
anarchic Jewish messianism.6
In recent years Scholem’s own students have challenged their
teacher’s grand narrative in arguing that Lurianic kabbalah was not
particularly messianic in the first place, that is was not widely diffused by
the late seventeenth century, and that mystical ideas, notwithstanding
their usefulness to Nathan of Gaza and Abraham Cardoso in justifying
the messianic apostasy, could not adequately explain the mass hysteria
of a popular movement.7 Especially significant was a recent suggestion
of one scholar to give more weight to the noticeable presence of a
large community of converso merchants in Smyrna, the birthplace of
Shabbetai Zevi, in explaining the diffusion of his messianic movement.
6
See especially Scholem, Sabbatai Sevi: The Mystical Messiah 1626–1676; Gershom
Scholem, Mehkarei Shabta’ut, ed. Yehudah Liebes (Jerusalem, 1991); and Liebes,
Sod ha-Emunah ha-Shabeta’it.
7
See, for example, Moshe Idel, “One from a town, two from a Clan: The diffusion
of Lurianic Kabbala and Sabbateanism: A reevaluation,” Jewish History 7 (1993):
79–104; Moshe idel, Messianic Mystics (New Haven, Ct, 1998), chap. 6; Yehudah
Liebes, “Sabbatean Messianism,” in Studies in Jewish Myth and Jewish Messianism
(Albany, 1993), 93–106; Avraham Elqayam,“The Mystery of Faith in the Writings
of Nathan of Gaza” (in Hebrew), Ph.d. dissertation, Hebrew University, 1993; and
Elior, ed., Ha-Halom ve-Shivro.
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Revisiting the Notion of Crisis
While Scholem had previously noticed that many conversos—and
especially Cardoso himself—were attracted to the Sabbatean ideology
he went further in arguing for social, economic, and intellectual links
of the converso communities of Amsterdam, Hamburg, and Leghorn
with Smyrna, revealing that the Smyrna community was truly an
international one, and that these converso networks surely contributed
to the dissemination of Sabbatean currents throughout the European
continent.8
Still others have continued to challenge Scholem’s insistence on
isolating Sabbateanism from the larger European context to which
it belongs. Some have underscored the significance of the Jewish
messiah in the eschatological and millenarian schemes of Christian
contemporaries. While some Christian observers initially viewed
Shabbetai’s Zevi’s messiahship somewhat favorably or neutrally,
they eventually came to see him as a false prophet and heretic to be
denounced and ridiculed along with those emanating from their own
religious traditions. The apostasy of Shabbetai Zevi was also a pretext,
so other Christians argued, for Jews to abandon their false faith and
to approach the baptismal font.9 Even more recently, another scholar
has attempted to reattach the tenuous but nevertheless apparent
linkage of this Jewish crisis with that emerging in the Christian world
and, less distinctly, with the Muslim. By juxtaposing the apocalyptic
anticipations of seventeenth-century Christians with analogous
stirrings among ottoman Muslims and with Sabbateans, he hopes
to offer a plausible account of the probable connections among all
8
Jacob Barnai, “Some social Aspects of the Polemics between Sabbatians and their
opponents,” in Jewish Messianism in the Early Modern World, ed. Matt Goldish
and Richard Popkin (Dordrecht, Netherlands, 2001), 77–90; Barnai, Shabta’ut:
Hebetim Hevrati’im; and Barnai, “the spread of the Sabbatean Movement in the
seventeenth and eighteenth Centuries,” 313–37.
9
Richard Popkin, “Christian interest and Concerns about Sabbatai Zevi,” in Goldish
and Popkin, eds., Jewish Messianism in the Early Modern World, 91–106; Michael
Heyd, “The Jewish Quaker: Christian Perceptions of Sabbatai Zevi as an Enthusiast,”
in Coudert and Shoulson, eds., Hebraica Veritas? Christian Hebraists, Jews, and
the Study of Judaism in Early Modern Europe, 234–65; Elisheva Carlebach, “The
Last Deception: Failed Messiahs and Jewish Conversion in Early Modern German
Lands,” in Goldish and Popkin, eds., Jewish Messianism in the Early Modern World,
125–38.
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David B. Ruderman
three phenomena. While he has less to say about the Muslim context
of Shabbetai Zevi, he is on stronger ground regarding the messianic
dialogues between Christians and Jews. The connecting link is, of
course, converso messianism—specifically, the attempt of Cardoso
and others to portray Shabbetai Zevi as a converso himself who was
living with two separate identities and constructing a syncretistic
messianic ideology based on elements of both religions. By labeling
the followers of Shabbetai Zevi as “enthusiasts” and their opponents
as “anti-enthusiasts,”10 he meaningfully relates Sabbateans to
comparable groups within the Christian world such as the Quakers,
Camisards, and female spanish visionaries, or even Mahdists and
heretical dervishes in the Muslim context. Similarly, the opposition
to these visionaries on the part of doctors, lawyers, and governmental
officials can be correlated with the reaction of such rabbinic crusaders
as Jacob Sasportas, Moses Hagiz, and Jacob Emden, who opposed the
Sabbateans.11
The Sabbatean turmoil of the Eighteenth Century
Scholem and most other scholars have focused primarily on
Sabbateanism from its inception until the last decades of the
seventeenth century. Its subsequent unfolding in the eighteenth
century has been charted less exhaustively, although for the purposes
of this chapter it assumes an even greater importance. Certainly by the
mid-eighteenth century, with the fading memory of Shabbetai Zevi
himself, the rise of the menace surrounding the anarchist Jacob frank,
and especially the outbreak of a series of convulsive debates and public
recriminations, Sabbateanism took on a new form and a new direction.
10 Michael Heyd, “The Reaction to Enthusiasm in the Seventeenth Century: Towards
an Integrative Approach,” Journal of Modern History 53 (1981): 258–80; Michael
Heyd, Be Sober and Reasonable: Science, Medicine and the Critique of Enthusiasm in
the Seventeenth and Early Eighteenth Centuries (Leiden, Netherlands, 1995).
11 Matt Goldish, “Patterns in Converso Messianism,” in Goldish and Popkin, eds.,
Jewish Messianism in the Early Modern Period, 41–64; Goldish, The Sabbatean
Prophets. Goldish stresses the role of the kabbalah, following Scholem, as the
dominant Jewish theology of early modern Jews, and a primary factor in explaining
the crisis of authority in the Jewish world. He also connects the general currents of
skepticism in this era with the same crisis.
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Revisiting the Notion of Crisis
It seems appropriate to refer to this period, especially in this later phase
of the movement, as one of crisis, of internal polemics, deep-seated
enmity, and anxiety, articulated especially in print by those leaders
identified as Sabbatean emissaries and their vocal rabbinic opponents.
Moreover, the subsequent witch hunt to root out these Sabbatean
iconoclasts throughout the European world can best be explained by
recourse to the notions of enthusiasm and antienthusiasm.12
Beginning in the first decades of the eighteenth century, the
Sabbatean prophet Nehemiah Hiyya Hayon evoked unprecedented
alarm among numerous rabbis writing from all over Europe. The charges
surrounding Hayon had less to do with his personal relationship with
Shabbetai Zevi and more to do with his pretension to understand the
divine essence as expressed in a trinitarian form and to publish his selfdiscovery in a printed book for Jews and Christians to read.13 Hayon’s
messianic activism is nowhere evident in his writings; nor does he
even bother to refer to Shabbetai Zevi. His Oz le-Elohim Beit Kodesh haKodashim (strength to God: the House of the Holy of Holies), published
in Berlin in 1713, instead reveals its author as an enthusiast whose
personal quest for religious truth was of the utmost importance, that
“he who will investigate every approach diligently … will be rewarded by
recognition of the true essence of God, with no dilutions.”14 for Hayon
it was not only legitimate for the individual to investigate the most
esoteric secrets of his religious faith, unencumbered by the norms of
12 The major guide in charting the history of Sabbateanism in the first half of the
eighteenth century is Elisheva Carlebach’s masterful study of Moses Hagiz and
the Sabbatean controversies. Although the focus of her study is on Hagiz alone,
his prominence throughout this long period as a staunch opponent of what he
considered the scourge of Sabbatean heresy provides a meaningful perspective
to view panoramically the violent eruptions between the Sabbateans and their
pursuers. See Carlebach, The Pursuit of Heresy: Rabbi Moses Hagiz and the Sabbatian
Controversies.
13 Ibid., 75–159; I.S. Emmanuel, “documents related to the Nehemiah Hayon
Controversy in Amsterdam” (in Hebrew), Sefunot 9 (1965): 211–46; Menahem
Friedman, “New Documents Relating to the Hayon Controversy” (in Hebrew),
Sefunot 10 (1966): 483–619; Yehudah Liebes, “The Ideological Basis of the Hayon
Controversy” (in Hebrew), Proceedings of the Eighth World Congress (Jerusalem,
1982), 129–34.
14 Oz le-Elohim, 1, translated by Carlebach in The Pursuit of Heresy, 99.
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David B. Ruderman
traditional authority; it was incumbent on him to initiate this quest.
Moreover, the audacious act of revealing the secrets of the Godhead
in a printed book to any potential reader removed all impediments to
limit knowledge to elites alone. Instead God prefers those who, like
Job, come to know him from independent inquiry in the solitude
of their own home, being instructed by a book rather than through
careful supervision and control of rabbinic mentors in the study hall.15
It was inevitable that Hayon’s trinitarian construction of the
divinity as “the Ancient of days.” the Malka Kadisha, the male
element, and the Shekhinah, the female element, and his instructions
on how one unites them in his prayer along with separation of this
triune God from the transcendent Ein Sof (the infinite), were to
evoke bitter acrimony from Jewish religious leaders while arousing
the curiosity and delight of Christian Hebraists eager to have Hayon
join their ranks.16 the controversy was exacerbated even further, as
we have seen, by the clashing interests of the lay authorities of the
Jewish community of Amsterdam and those of the rabbinic emissary
Moses Hagiz. In challenging the decision of Solomon Ayalon, the local
rabbi considered by Hagiz as a rabbinical lackey of the lay leaders of
Amsterdam, Hagiz claimed the right to interfere in the affairs of the
local community when so fundamental a matter as the publication
of esoteric secrets by a brazen heresiarch was at stake. And the lay
leaders in turn defended their independence and local autonomy from
the encroachments of a foreign rabbi who, they argued, could claim
no jurisdiction over them. In the final analysis, the intrusive nature
of a rabbinic emissary from the Holy Land seeking to intervene in the
affairs of a distant community run by wealthy Sephardic merchants,
the claims of an enthusiast pitting his own personal autonomy against
the hallowed instructions of religious authorities, and the capacity of
a printed book to shatter religious norms and controls all combined to
produce the lethal explosion known as the Hayon affair. Its importance
in precipitating a crisis long in the making by bringing together the
15 Carlebach, The Pursuit of Heresy, 99–101.
16 On the Christian fascination with Hayon’s book Oz le-Elohim as an expression
of Jewish Christianity, see Hans Joachim Schoeps, Philosemitismus im Barock:
Religions- und gestesgeschichtlichte Untersuchungen (Tübingen, Germany, 1952),
108–14
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Revisiting the Notion of Crisis
various elements of communal transformation and rabbinic decline
we have examined in earlier chapters should not be underestimated.
Accelerated mobility, the laicization of Jewish communal life, and the
effect of the printing press simultaneously propelled this dramatic and
corrosive affair.
Similarly, the other great internal schisms associated with
Sabbateanism in the eighteenth century—the accusations leveled
against the Ittalian kabbalist Moses Hayyim Luzzatto and the
Ashkenazic rabbi Jonathan Eybeschütz—were primarily concerned
with their challenge to the authoritative structure of the rabbinate and
the anxiety they engendered over this real slippage in its actual power.17
Luzzatto’s profile as a self-proclaimed prophet and the bearer of divine
illumination could not have failed to evoke the consternation of the
same rabbis who had objected to Hayon. No rabbi could countenance
the temerity of this mystic who would claim, “I have been permitted to
inquire and to know any matter pertaining to our Holy Torah barring
none.”18 Nor could any of them ignore his brazen attacks against
the rabbis for their shallowness and greediness and the absence of
spirituality in their intellectual pedantry and vain dialectics. Luzzatto’s
belief in the supremacy of his own endowments in relation to those of
other rabbis was especially evident when he proclaimed, “there may
be power among all the sages of Germany and Poland … but i have
17 See Carlebach, The Pursuit of Heresy, 195–255, on the Luzzatto controversy as
well as the earlier essays of Isaiah Tishby collected in Netivei Emunah u-Minut
(Jerusalem, 1964). on the Emden-Eibeschütz controversy, see Jacob J. Schacter,
“Rabbi Jacob Emden: Life and Major Works,” Phd diss., Harvard University, 1988;
Mortimer Cohen, Jacob Emden: A Man of Controversy (Philadelphia, 1937) and
the critical review by Gershom Scholem of Cohen’s book in Mehkarei Shabta’ut,
655–80. See also Sid Z. Leiman, “When a Rabbi is Accused of Heresy: Rabbi
Ezekiel Landau’s Attitude toward Rabbi Jonathan Eibeschütz,” in From Ancient
Israel to Modern Judaism: Essays in Honor of Marvin Fox, ed. Jacob Neusner, Ernest
Frerichs, and Nahum Sarna (Atlanta, 1989), 3:179–94. See, more recently, Sid
Z. Leiman and Simon Schwarzfuchs, “New evidence on the Emden-Eibeschütz
Controversy: the Amulets from Metz,” Revue des études juives 165 (2006): 229–49,
and Pawel Maciejko, “the Jews’ entry into the Public sphere: the Emden-Eibeschütz
Controversy reconsidered,” in Feiner and Ruderman, eds., Early Modern Culture
and Haskalah, 135–54.
18 Simon Ginzburg, Ha-Ramhal u-Venai Doro: Osef Iggrot uTe’udot (Tel Aviv, 1937),
1:116, translated by Carlebach in The Pursuit of Heresy, 203.
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David B. Ruderman
the power of the Holy one, Blessed be He, and the Shekhinah, and all
the members of the Academy on High who illuminate my eyes with
a divine light. Please do not disregard my words.”19 in this regard,
Hagiz’s comparison of Luzzatto’s self-assertions with those of Jesus
and Shabbetai Zevi were most perceptive. Hagiz well understood the
consequences of legitimizing Luzzatto’s heavenly source of revelation
that could undermine that of the Torah and its interpretative guardians,
the rabbis. How might one distinguish in the end the declarations of
Luzzatto from those of Jesus, for both based their claims to truth on
the individual reception of divine illumination? in the end, Luzzatto
had blatantly adopted a position of antinomianism and apostasy; no
greater crisis could have been imagined by his rabbinic opponents!20
The other great controversy of the first half of the eighteenth
century surrounded the rabbinic figure Jonathan Eybeschütz—
especially those stemming from the accusations of his Sabbatean
leanings voiced by his archrival, the rabbi Jacob Emden. This complex
altercation has been discussed many times and involves many elements
including a clash of strong personalities, professional jealousy, the
zealotry and obsessive behavior of Emden, and even elements of
syncretism with Christianity apparently present in Eybeschütz’s own
theological proclivities and those of some of his followers.21 As in the
cases of Hayon and Luzzatto, the connections between Eybeschütz
and the messiahship of Shabbetai Zevi were tenuous at best. Rather,
as all three cases exemplify, Sabbateanism in its eighteenth-century
dimensions was simply a code word, a convenient label for enthusiasm,
heresy, and the undermining of rabbinic authority.
The last and most radical of Sabbatean prophets, Jacob frank,
connected his own pedigree more directly to Shabbetai Zevi and
articulated his own nihilistic messianic aspirations. But here, too,
19 Ginsburg, Ha-Ramhal u-Venai Doro, 1:74, 90; 2:85, translated by Carlebach in The
Pursuit of Heresy, 209; italics in the original.
20 Carlebach, The Pursuit of Heresy, 223
21 In addition to the references in note 18 above, see Chaim Wirszubski, “The
Sabbatean Kabbalist R. Moses David of Podhayce” (in Hebrew), Zion 7 (1942):
73–93; and Yehudah Liebes, “On a Secret Jewish-Christian Sect Whose Source is
in Sabbateanism” (in Hebrew), in Sod ha-Emunah ha-Shabta’it, 212–37. On the
critique of Liebes’s view, see chapter 5 of the present volume.
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Revisiting the Notion of Crisis
the inherent danger of the Frankists that well persisted into the next
century was primarily their subversion of rabbinic norms and rabbinic
authority. The Frankist sect negated the very essence of religious
authority claimed by rabbis and church officials alike. Frankism simply
confirmed in a most vivid and dramatic manner the initial suspicions
articulated by the earliest rabbinic adversaries of Sabbateanism—
Jacob Sasportas, Moses Hagiz, Jacob Emden, and their colleagues—
decades earlier: that the menace of Sabbatean enthusiasm imperiled
their very standing and legitimacy as religious leaders as well as the
very foundations of their religious community.22
The Sabbatean controversies “which occurred with rhythmic
regularity through the first half of the eighteenth century,”23 are
significant, then, in pointing to a moment when the entire Jewish
community from the ottoman empire to Amsterdam and London
seemed engaged in bitter struggles between competing elites:
enthusiasts and prophetic luminaries on the one hand, and rabbinic
leaders on the other. Each of their altercations, however, defies easy
classification. They often involved clashes among rabbis themselves,
among lay leaders, among those defending local interests and those
who migrated from community to community. What needs to be
stressed above all is the cross-cultural nature of these embroilments
and the general mood of crisis that permeated multiple European
Jewish communities in this era. The Sabbatean movement is indeed
the quintessential example of an early modern transregional Jewish
cultural phenomenon. While emerging in Smyrna, Cairo, Gaza, and
Jerusalem, it dramatically spread like wildfire, intruding into western
Europe and to a lesser extent into Eastern Europe as well. The network
of Sabbatean emissaries, often intersecting with converso commercial
and cultural networks, moved dynamically across the continent,
energizing Jewish acolytes in numerous communities, and effectively
exploiting the printing press to convey its message that Shabbetai Zevi
and his disciples were also noticed by Christians and Muslims across
22 The classic work on Frankism is Majer Balaban, Le-Toldot ha-Tenu’ah ha-Frankit
(Tel Aviv, 1934). The most important new synthesis is that of Pawel Maciejko in The
Mixed Multitude: The Development of the Frankist Movement 1755–1816 (Oxford,
forthcoming).
23 Carlebach, The Pursuit of Heresy, 75.
121
David B. Ruderman
the continent suggest how successful the organization was in gaining
prominence and notoriety as a global Jewish movement among
followers and detractors alike.
Sabbateanism and the Birth of “Orthodoxy” in the Eighteenth
Century
The Sabbatean network, as we have seen, also galvanized a counter
network of vociferous opponents—primarily rabbis—who saw their
own authority and standing deleteriously affected by such unruly
characters as Hayon or Luzzatto and their magnetic appeal among
large Jewish followings. To the extent that the rabbinic opposition to
Sabbateanism organized itself in a unified way across the continent to
defend its exclusive authority to determine Jewish norms and beliefs,
it also offers significant testimony to the connecting links between
divergent Jewish communities of the seventeenth and eighteenth
centuries and the consciousness of an early modern Jewish rabbinate
transcending specific geographic areas and cultural zones. Indeed, it
might be fair to conclude that the united rabbinic front that coalesced
around their vigorous opposition to the Sabbateans, attempting to
undermine their legitimacy and to separate and sequester the ‘infidels”
from the community of the faithful through denunciation and even
excommunication, might be labeled as the first “orthodox” rabbis.
The notion that orthodoxy emerged first in the nineteenth century
as a response to the large numbers of Jews who had abandoned
the normative tradition and considered their nonobservance as a
legitimate form of Jewish behavior has been most cogently articulated
by Jacob Katz and followed by his students and colleagues in their
subsequent writings.24 When Elisheva Carlebach suggested in her
24 See, for example, Jacob Katz, Ha-Halakha Be-Meizar: Mikhsholim al Derekh
ha-Orthodoxsiya be-Hithavutah (Jerusalem, 1992); Jacob Katz, “Orthodoxy
in Historical Perspective,” in Studies in Contemporary Jewry 2 (1986): 3–17;
Moshe Samet, “Halakha vereforma,” Phd diss., Hebrew University, 1972; Israel
Bartal, “‘True Knowledge and Wisdom’: On Orthodox Historiography,” Studies in
Contemporary Jewry 10 (1994): 178–92; David Ellenson, Rabbi Esriel Hildesheimer
and the Creation of Modern Jewish Orthodoxy (Tuscaloosa, AL, 1990); Mordechai
Breuer, Modernity within Tradition, trans. Elizabeth Petuchowski (New York,
1992); and Michael Silber, “The Emergence of Ultra-Orthodoxy: The Invention
122
Revisiting the Notion of Crisis
study of Hagiz that the beginnings of orthodoxy as a defensive
reaction to the challenges posed by deviant Jews might have begun as
early as the eighteenth century rather than the nineteenth, she was
subsequently refuted by Katz himself in a review of her book. Katz
consistently maintained that the conditions of Jewish observance
in Hagiz’s time was still quite different from those of the nineteenth
century as exemplified by the staunch defender of orthodoxy Moses
Hatam Sopher. Sabbatean deviances from tradition did not constitute
a self-conscious ideology such as that of reform Judaism that argued
that ritual observance was no longer obligatory for the Jewish faithful.25
Even more recently, another scholar of modern orthodoxy has
claimed that groups such as the medieval Karaites and the Sabbateans
never posed a real challenge to the hegemony of Jewish law as the
authentic form of behavior for those who considered themselves
normative Jews. Only in the nineteenth century, when nonobservance
became a legitimate form of Jewish behavior for a significant number
of Jews, did orthodoxy emerge. Before this era rabbis simply dealt with
deviants by excommunicating or isolating them. But in the nineteenth
century they chose to voluntarily separate themselves from other Jews
by enclosing themselves as a united front and thus preventing the
incursion of modern values and practices.26
The only challenge to the Katz thesis has been presented in a
recent doctoral dissertation that locates the origins of orthodoxy not
in the nineteenth century surrounding the ideology of Moses sopher
but in the sixteenth century in the ideology of the Maharal of Prague.
According to this view, orthodoxy was more than a reaction to the
enlightenment and the reform movement and more than an attempt
of a Tradition,” in The Uses of Tradition: Jewish Continuity in the Modern Era, ed.
Jack Wertheimer (New York, 1992), 23–84. See also Michael Silber, “orthodoxy,”
in Yivo Encyclopedia of Jews in Eastern Europe, ed. Gershon Hundert (New Haven,
Ct, 2008), 2:1292–97, especially 1293: “orthodoxy thus emerged in response
to ideologies that challenged tradition and presented themselves as legitimate
alternatives.”
25 Carlebach, The Pursuit of Heresy, 277. Katz reviewed Carlebach’s book in Zion 59
(1994): 521–24.
26 See Adam Ferziger, Exclusion and Hierarchy: Orthodoxy, Nonobservance, and the
Emergence of Modern Jewish Identity (Philadelphia, 2005), especially 1–17.
123
David B. Ruderman
to fortify the borders of traditional Judaism from the encroachments
of heterodoxy. By pitting the progressive forces of enlightened reform
against those of reactionary orthodoxy, the genesis of orthodoxy
is not adequately understood and described. Instead, one needs to
understand the Prague rabbi’s distinction between the supernatural
path of the Jewish people and the natural path of the other nations of
the world as the pathbreaking formulation of Jewish orthodoxy and to
locate it within the context of reformation notions of law and society,
the Jewish-Christian debate, and nationalist ideologies emanating
from Prague. This notion of the separateness of the Jewish people
from the rest of humanity became the cornerstone of later reiterations
of orthodox spokesmen in subsequent centuries.27
This is not the place to offer a comprehensive discussion and
refutation of the views of Katz, his followers, or his detractors.
Whatever the virtues or flaws in these new interpretations, the impact
of this new scholarship has been critically important in locating the
construction of orthodox theory and praxis at the center of discussions
of modernity and modernization in Jewish history. On the semantic
level alone, the distinction between a definition of orthodoxy as a
theological and cultural alienation from the rest of humanity and the
more restricted notion of a voluntary act of separation from other Jews
is substantially different. No doubt there is a conceptual similarity
between the Maharal’s elevation and separation of the Jewish people
from other nations and Hatam sopher’s insistence on the purity of
the faithful in their isolation and insulation from nonobservant Jews.
But this similarity alone clearly does not denote an identity of the two
postures or even a causal relationship from one to the other. The first
articulation calls ultimately for a renewal and reunification of Judaism
and Jews; the second rigorously and aggressively calls for secession
and self-differentiation from other Jews.
To my way of thinking, orthodoxy in the context of early modern
and modern Jewish history is indeed a response to a crisis. It emerges
out of a critical need to legitimate rabbinic authority among a growing
27 See David Sorotzkin, “Kehillat ha-al Zeman be-idan hatemurot: Kavim leHithavutan shel tefisot ha-Zeman ve-ha-Kolektivke-Basis le-Hagdarat Hitpathut
ha-orthodoksiyah ha-yehudit Be˙eropah be-At ha-Hadasha.” Phd diss., Hebrew
University, 2007.
124
Revisiting the Notion of Crisis
number of Jews who either question it because of a competing ideology
or ignore it out of indifference. Orthodoxy emerged in the eighteenth
century under the conditions of a beleaguered rabbinate, one insecure
and anxious about itself, no longer capable of leading effectively, and
acutely aware that its constituency—or at least a conspicuous part of
it—was seduced by an alternative ideology and leadership. To cope with
this new unpleasant reality, it responded by erecting barriers between
itself and the “impure,” by differentiating itself from other Jews now
deemed heretical, denouncing and delegitimating them categorically,
and declaring itself the only authentic version of Judaism.
The difference between the eighteenth and nineteenth centuries
regarding the emergence of Jewish orthodoxy is a matter of degree,
not of substance, as Katz has argued. Such rabbinic critics of the
Sabbatean prophets as Sasportas, Hagiz, and Emden were obsessed
with their mission to defend a traditional faith and legal system
that seemed in danger of disintegrating before their eyes. Whatever
the actual number of Sabbatean deviants, the rabbis encountered an
ideology that challenged the very rationale of their legal system and
their exclusive right to be the sole arbiters of its rulings. Sabbateanism,
especially in the formulations of Hayon, Luzzatto, and frank, offered
an ideology of Judaism based on the authority of personal revelation
and was antinomian at its core. Judaism’s leaders were now selfanointed charismatic mystics whose authority came from divine
illumination and not from the mastery of Jewish legal texts. The
threat of this new ideology was magnified even more by the systemic
opposition and interference of lay leaders in the communities the
rabbis served from Amsterdam to Eastern Europe, as we have seen.
The rabbis were also wounded by their inability to control the flow of
printed books in Hebrew and other languages, allowing any author a
platform to articulate his own idiosyncratic understanding of Jewish
faith and practice. Hayon’s scornful declaration that he knew the
secret of God’s essence and could disclose it in a book for all to see was
only the tip of an iceberg. Jewish religious leaders helplessly observed
the incessant flow of new books and bemoaned their utter futility in
controlling and censoring that flow. The toxic combination of a new
ideology delegitimating their very existence with the new cultural
and social limitations in which they were obliged to function were an
overwhelming burden for them to bear.
125
David B. Ruderman
Symptomatic of this mood of crisis among Jewish religious leaders
was the outpouring of works written by them throughout this period
with the repeated title Emunat Hakhamim—that is, a desperate
plea for “faith in the rabbinic sages.”28 Moses Hagiz, in his own work
titled Mishnat Hakhamim, underscores the unmistakable connection
between the goals of the Sabbatean leadership and the attack on
the oral law and rabbinic authority, writing, “[those] who have
licentiously rebelled against the Torah of Moses and israel and have
inclined towards evil beliefs which they have devised and fabricated in
their sinful hearts, the well-known imposter Shabbetai tsevi and his
friends, may their bones be pulverized, the accursed Cardoso, and the
abominable Nehemiah Hiyya Hayon, may the name of the wicked rot…
the insane fool Leib Prossnitz and his friend, as evil as he is, Moses
Meir of Zholkva and the aforementioned snake [Shabbetai Zevi].” (it
should be noted here that Hagiz’s spelling of Zevi’s name references
the word tsefá, “snake.”)
And he adds, even more explicitly, “He [Shabbetai Zevi] spoke
slanderously not only about all the aggadot [rabbinic stories] and
midrashim [homilies] of the sages, interpreters of the twentyfour [books of the Torah], but also about the works of the rabbinic
authorities and moralists, recent as well as ancient, until they have
caused us to be abhorred.”29
28 See Shalom Rosenberg, “Emunat Hakhamim,” in Jewish Thought in the Seventeenth
Century, ed. Isadore Twersky and Bernard Septimus (Cambridge, MA, 1987),
285–342; and consider the reservations of Yosef Kaplan regarding the essay in
“‘Karaites’ in the Early Eghteenth Century,” in An Alternative Path to Modernity,
234–79. Compare more recently Kaplan’s use of the term orthodoxy in describing
developments in the Amsterdam Jewish community of the early eighteenth
century in his “Secularizing the Portuguese Jews: Integration and Orthodoxy in
Early Modern Judaism,” in Feiner and Ruderman, eds., Early Modern Culture and
Haskalah, 99–110. Shmuel Feiner has also located the beginnings of orthodoxy in
the eighteenth century, albeit at the century’s very end and primarily as a reaction
to the corrosive impact of the enlightenment on traditional Jewish faith. See
Shmuel Feiner, “to Uproot Wisdom from the World: enemies of the enlightenment
and the roots of Ultra-orthodoxy” (in Hebrew), in Kana’ut Datit, ed. Meir Litvak
and ora Limor (Jerusalem, 2008), 57–83
29 Moses Hagiz, Mishnat Hakhamim (1864; reprinted Tel Aviv, 1964), 519:64a–65b;
see also 521, translated in Rosenberg, “Emunat Hakhamim,” 297; emphasis added.
On the Sabbateans Leible of Prosnitz and Moses Meir of Zolkiew, see Carlebach,
126
Revisiting the Notion of Crisis
Earlier Jacob Sasportas had labeled Sabbateanism as “the ultimate
apikorsut” (epicureanism, or irreligion) adopted by “the uneducated
who perceive a lack of truth in the teachings of the sages, who open
their mouths neither in holiness nor purity and say: ‘one cannot rely on
the sages … ’ and from this time on, the teachings of the sages are not
[regarded as] prophecy.” Sasportas thus understood the danger of the
Sabbateans in devaluating rabbinic authority since, unlike their own
teachings, those of the rabbis were not prophetic.30 And again, he uses
the same label to designate the Sabbateans as a new religion, a new
sect distancing themselves from rabbinic Judaism, writing, “it seems
to me that it is the beginning of apikorsut among the Jews and that
it constitutes the foundation of a new faith and a different religion, as
happened in the days of that man [Jesus]. And it is incumbent upon
all the sages in every city to come together and gird themselves and
hound those who follow their irreligion.”31
Sasportas, Hagiz, and Emden thus felt a critical need to defend
the legitimacy of their own religious leadership by publishing books
and pamphlets defending the rabbinic tradition they embodied while
lashing out at all those who sought to undermine their position. Hagiz
especially succeeded in enlisting a large number of rabbis from all over
Europe to act in unison and to fortify the image of the institution of
the rabbinate. Through a series of orchestrated letters, exchanging
information on the defamers of the rabbinic class, garnering and
maintaining support for the rabbinic cause, and publicizing the evidence
of the alleged apostasy of the Sabbatean infidels, the rabbinic class
attempted to speak in one voice. Judah Briel of Mantua joined forces
with Hagiz and the Hakham Zevi, the Ashkenazic rabbi of Amsterdam
in excoriating Hayon and his book. Their efforts were rewarded with
the publication of a collection of letters offering retractions of previous
support for Hayon or repudiations of his positions from such notables
The Pursuit of Heresy, 174–76.
30 Jacob Sasportas, Sefer Zizat Novel Zevi, ed. Isaiah Tishby (Jerusalem, 1954), 87,
translated in rosenberg, “Emunat Hakhamim,” 296–97.
31 Sefer Zizat Novel Zevi, 256, translated by Pawel Maciejko in The Mixed Multitude;
italics in the original. The citation is from chapter 2, titled “the Peril of Heresy, the
Birth of a New faith.” I am grateful to Dr. Maciejko for allowing me to read a draft
of this chapter prior to publication
127
David B. Ruderman
as Naphtali Kohen of Frankfurt am Main, Gabriel Eskeles of Moravia
and Nicholsburg, Jacob Aboab of venice, and David Oppenheim
of Prague. Other well-known rabbinic figures were enlisted to the
cause against Hayon, including Jacob Kohen Popers of Koblenz, Joel
Pincherle of Alexandria, Abraham Segre of Casale Monferrato, Joseph
Ergas of Leghorn, and David Nieto of London, as well as other rabbis
throughout the Middle east.32
Moses Hagiz even turned to the Council of the four Lands, the
powerful supracommunal institution of Eastern European Jewry, in
the hope that it would issue a ban against the Sabbateans. Despite its
character as a powerful lay body with a rabbinical court at its service,
both Hagiz and Emden considered the council’s support critical in their
universal campaign against sectarians such as Hayon and Eybeschütz.33
In the case of Emden, his appeal to the council for support was
carefully crafted to legitimate officially sanctioned versions of
Christianity and Judaism while excoriating the obnoxious mixture
of religious ideologies that constituted sectarian Sabbateanism.
Displaying an impressive familiarity with the New Testament, Emden
argued that Christianity was a legitimate religion appealing to gentiles
while Judaism appealed, appropriately, to Jews. Both represented
parallel paths to redemption, but they were paths that should never
intermingle; the theological boundaries between them and their welldefined dogmas preserved their integrity and guaranteed their selfimposed separation from one another. It was only when the Sabbateans
crossed these boundaries, mixing elements from each religion in their
syncretistic heresy, that they impaired the purity of each traditional
faith. Emden thus posed as “a chief heresiologist” in his appeal to the
council, understanding religious orthodoxy in a way parallel to the
representatives of the Catholic Church. In fact, the Lutheran scholar
Freidrich David Megerlin had specifically designated Emden’s position
against the Sabbateans as “orthodoxy.”34
In turning to the most powerful body of Eastern European Jewry
to combat the Sabbatean scourge, Hagiz and Emden understood
32 See Carlebach, The Pursuit of Heresy, 123–59.
33 Ibid., 191–63.
34 See Maciecjko, The Mixed Multitude, chap. 2.
128
Revisiting the Notion of Crisis
well the ultimate danger to which the entire Jewish community was
subjected and why Jewish leaders were obliged to separate themselves
from the heretics. Abraham Segre similarly grasped that all fellow
rabbis were under siege and needed to act in concert in suppressing
their local interests and loyalties on behalf of the greater good: “for in
matters pertaining to Jewish law we [the rabbinate] are members of
one city.”35 Segre’s defiant declaration offers the clearest expression of
an awareness of a pan-European Jewish community and an idealized
unified rabbinate of Ashkenazic, Sephardic, and Italian rabbis. And
Emden’s forceful separation of an authentic Christianity from an
authentic Judaism, delegitimating the hybrid religion of the sectarians,
illustrates well the orthodox posture of the rabbinical opponents of
Sabbateanism.
The consciousness of rabbinic unity was also reinforced by the
publication of extensive documentation about the “sins” of the infidels
so as to record for posterity the war of words the Sabbatean crisis had
engendered and the hoped-for victory of the rabbis, the “repairers of the
breaches.” Jacob Sasportas’s Zizat Novel Zevi (the fading flower of Zevi)
was surely the model of a massive collection of historical documents on
the travesties of the Sabbateans. Jacob Emden’s Torat ha-Kena’ot (the
teaching of Jealousy [Numbers 5:29]) performed a similar function,
substantiating his charges against those he deemed the enemies of
faith. Other rabbis consciously collected published and unpublished
materials; as Samson Morpurgo of Ancona wrote to his colleagues
concerning the Hayon controversy, “send me all the books that have
been published hitherto, and those that will be published in the
future pertaining to this controversy… the full and complete editions.
I will store them in my library as a keepsake for generations.” these
rabbis saw themselves as litigants before the court of public opinion
that included other rabbinic colleagues but also lay leaders and even
Christians fascinated by the fireworks igniting the Jewish community.
Their efforts on behalf of the rabbinic establishment would be crowned
with success if they meticulously recorded and documented the crimes
of their generation and their courageous efforts to stand together to
preserve rabbinic Judaism as they understood it.36
35 Cited in Carlebach, The Pursuit of Heresy, 132.
36 See especially Carlebach, The Pursuit of Heresy, 149–55. The citation is found in
129
David B. Ruderman
Sabbateanism and the other Crises of Early Modernity: Some
Tentative Conclusions
Until now we have focused exclusively on the Sabbatean menace,
especially the well-publicized affairs of Hayon, Luzzatto, and
Eybeschütz of the first half of the eighteenth century in describing the
crisis of Jewish life. From the perspective of the beleaguered religious
establishment, as we have seen, these events were indeed crises that
called for a total and unified response, bringing together all communities
throughout the Jewish in a show of strength against the heretics. This
chapter began by mentioning several other so-called crises of the
seventeenth and eighteenth centuries besides that of the Sabbateans.
Before concluding this discussion, we need to ask whether it is possible
to link the internal Jewish crisis in the name of Shabbetai Zevi with
the larger intellectual crisis engendered by Benedict de Spinoza and his
contemporaries and followers.37 Can one be more explicit in arguing
Isaiah Sonne, “Correspondence between R. Moses Hagiz and R. Samson Morpurgo
regarding Nehemiah Hayon and his Sect” (in Hebrew), Kovez al Yad 12 (1937):
190b, translated by Carlebach in The Pursuit of Heresy, 151; her citation on 316,
note 29, should read “190b” instead of “19b.”
37 One fascinating instance of a contemporary attempt to link the Sabbatean
Nehemiah Hayon and Spinoza is found in a French article written by the hakham
of the spanish and Portuguese synagogue of the Hague, David Nuñez-Torres,
published posthumously several months after his death in 1728. The essay is found
in Bibliotheque raisonnée des ouvrages des savans de l’Europe, i (1728): 335–352. In
this long review of Hayon’s controversial book, the author presents its major ideas
on the divine essence objectively and dispassionately, pointing out that the rabbis
of Amsterdam had not found the work heretical, while completely ignoring the
bitter critiques of Hagiz and his rabbinic colleagues. It is not clear why there was
such a long time lag between the book’s publication in 1713 and this review fifteen
years later. Nuñez-Torres casually points out (on 340) that ideas especially found
in chapter 8 of Hayon’s book well conform to the philosophical system of Spinoza.
This scholarly comment from an intellectual who owned a vast private library
that included Spinoza’s works appears to be a curiosity at best. Neither Hayon’s
bombastic publication nor Spinoza’s philosophical tomes appeared troubling to
this hakham. On the contrary, he innocently collected Spinoza’s books for his
library while he deemed Hayon’s theology important enough to publicize in the
pages of a non-Jewish journal. My sincere thanks to Yosef Kaplan, from whom I
first learned about Nuñez-torres and his remarkable library, and who pointed me
to this reference.
130
Revisiting the Notion of Crisis
that both crises took place more or less simultaneously (Shabbetai
Zevi appeared in 1666, and Spinoza’s Theological-Political Treatise was
published in 1670) and shared some (unnamed) causes? Spinoza, of
course, was born into a converso family who had settled in the Jewish
community of Amsterdam and received a traditional Jewish education.
His impressive mastery of Jewish sources is well known. Furthermore,
recent scholars of Spinoza have made much of his Jewish/converso
connections.38 sharing a common attitude toward the obsolescence of
rabbinic law were two other contemporaries of Spinoza, Juan de Prado
and Uriel da Costa, the latter writing an impressive critique of Jewish
law.39 Beyond these three outspoken critics of the rabbinic position,
one scholar has unearthed a small group of Amsterdam Jews accused
of so-called Karaite tendencies at the beginning of the eighteenth
century who eventually converted. Despite the attractiveness of the
of Karaism to some Christian Hebraists like Richard Simon, the reality
of a genuine ideological movement challenging rabbinic Judaism, a
kind of Jewish Protestantism, seems most unlikely to him.40 Another
contemporary Hebrew work, the Kol Sakhal (voice of a fool), most
likely written by the italian rabbi Leon Modena, offers a remarkable
in-house critique of the foundations of rabbinic Judaism, but it need
not be linked to converso heterodoxy in Amsterdam at all.41
It is not only difficult to tie Spinoza with any sizable number of
contemporary ideological critics of traditional Judaism in Amsterdam
or beyond but difficult to trace the evolution of deistic or Spinozist
trends among Sephardic intellectuals after his lifetime.42 The only
38 See, for example, Yirmiyahu Yovel, Spinoza and Other Heretics: The Marrano of
Reason (Princeton, NJ, 1989); and Steven Nadler, Spinoza: A Life (Cambridge,
1999).
39 For more on these other heretics, see Kaplan, From Christianity to Judaism,
especially 122–78; and Uriel da Costa, Examination of Pharisaic Traditions, ed.
Herman P. Salomon (Leiden, Netherlands, 1993).
40 See the references to Yosef Kaplan’s article and his reservations about the
conclusions of Shalom Rosenberg in note 29, above.
41 Talya Fishman, Shaking the Pillars of Exile: ‘Voice of a Fool,’ an Early Modern Jewish
Critique of Rabbinic Culture (Stanford, CA, 1997).
42 See Jonathan Israel’s rather unsuccessful attempt in “Was there a Pre-1740
131
David B. Ruderman
well-known reaction to Spinoza among contemporary Jews was the
rebuttal of his views by Isaac Orobio de Castro.43 the London rabbi
David Nieto was accused of Spinozist leanings in 1703, but it is clear
that he was wrongly accused.44 Most recently, another scholar has
assiduously collected the existing evidence surrounding a colorful
group of Jewish deists across the continent and England to support
his contention of a wide-ranging secularizing trend among Jews in the
eighteenth century.45 But these individuals, like the so-called Karaites
mentioned in Amsterdam, hardly constitute a significant organized
conspicuously associated with the Spinozist trends so prominent
across Europe. The many references to atheists, deists, epicureans, and
other deviants from rabbinic Judaism that have so far been unearthed
are not easy to contextualize precisely or to assess their impact on the
larger community. Hagiz and Emden were also prone to conflating
Sabbateans with other heretics, blurring the differences between
Sabbatean enthusiasts and those offering a philosophical challenge to
religious orthodoxy.
It may be plausible to assume that Jews inevitably would be dragged
into the intellectual arena of Spinozism that pervaded European
society and significantly provoked the radical enlightenment, but the
evidence for this activity on a massive or public scale has not yet been
unearthed. Modern Jewish thought from Moses Mendelssohn on is
certainly a direct or indirect response to Spinoza’s devastating assault
on traditional Judaism, but the Jewish responses to Spinoza in the late
seventeenth and early eighteenth centuries remain generally unknown.
Perhaps a conspiracy of silence was the most effective response Jews
could offer to counter the acute heretical tendencies ever present in
sephardic Jewish enlightenment?” La Diaspora des Nouveaux-Chrètiens: Arquivos
do Centro Cultural Calouste Gulbenkian 48 (2004): 3–20.
43 See Kaplan, From Christianity to Judaism, 263–70.
44 Israel, European Jewry in the Age of Mercantilism, 219–20. on Nieto, see Ruderman,
Jewish Thought and Scientific Discovery in Early Modern Europe, 310–31.
45 I refer to Shmuel Feiner’s forthcoming book, tentatively titled Olam Hadash, Olam
Hafukh: Shorshei ha-Hillun Be-Yahadut Europah be-Me’ah ha-18 (Jerusalem) and
eventually to be published in an English translation. My thanks to Professor Feiner
for allowing me to read an early version of his large manuscript.
132
Revisiting the Notion of Crisis
the environments they inhabited, but this is no more than conjecture.
The Jewish upheaval remains virtually unconnected to the Spinozist
crisis of the same time period.
What remain to be stressed are the common conditions under
which Shabbetai Zevi and Benedict de Spinoza emerged in the second
half of the seventeenth century and the common results they achieved.
Both were patently linked to the converso experience; Sabbateanism
and Spinozism in general were nurtured in Amsterdam itself; and
both represented two kinds of enthusiasm, generating ideologies that
challenged the legitimacy of rabbinic norms and rabbinic authority.
In the end, both converge in remarkably interesting ways, although
it is impossible to weigh them equally as factors in the collapse and
deterioration of rabbinic authority at least before 1750.
It is equally risky to posit any meaningful connections between
the other well-known economic and political crises of the seventeenth
century discussed by social and economic historians nearly a half
century ago.46 Precisely during the years in which this crisis was taking
place (1650 or earlier), Jews seem to have been experiencing the height
of their political and economic integration into western Europe.47 on the
other hand, the Jews of Eastern Europe had experienced a significant
trauma in 1648 with the onset of the Chmielnicki massacres although
they eventually recovered their losses and regained much of their
autonomy and economic power years later. While the connections
between the Jewish crises of 1648 and 1666 and those larger
institutional and societal crises seem most opaque, their coincidence
is surely worth noting. In the absence of specific evidence binding
the Jewish phenomenon to a general cultural or political crisis, it is
sufficient to note the genuinely shared human condition experienced
by Jews and Christians alike and the remarkably common perception
particularly felt by their religious and political leadership of living
through an era of crisis that they could neither control nor arrest.
46 Chimen Abramsky, “The Crisis of Authority within European Jewry in the
eighteenth Century,” in Studies in Jewish Religious and Intellectual History Presented
to Alexander Altmann, ed. Raphael Loewe and Siegfried Stein (Tuscaloosa, AL,
1976), 13–28, offers no links to larger European crises either.
47 See the essay of Jonathan Israel mentioned in chapter 2, note 31, and my comments
there on the difference between economic stability and lack of cultural production.
133
David B. Ruderman
This chapter was first published as an article in David B. Ruderman,
“Revisiting the Notion of Crisis in Early Modern Jewish History,” The
Jacob Katz Memorial Lecture, no. 2 (2010), based on a talk delivered as
the Jacob Katz Memorial Lecture of 2009, at the Leo Baeck Institute,
Jerusalem, on June 4, 2009, and was expanded into David B. Ruderman,
Early Modern Jewry: A New Cultural History (Princeton: Princeton
University, 2010), and reprinted in this volume with permission of the
author and Leo Baeck Institute, Jerusalem.
134
Jacob Katz
on the Origins of Orthodoxy
EDITED BY
Giti Bendheim • Menachem Butler
Jay M. Harris • Uriel Katz
Shikey Press
Cambridge, MA
2022