Les Carnets de l’ACoSt
Association for Coroplastic Studies
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Varia
Terracottas in the Yale Babylonian Collection
Laura Battini
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DOI: 10.4000/acost.3386
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Terracottas in the Yale Babylonian Collection
Terracottas in the Yale Babylonian
Collection
Laura Battini
1
Since 20181 I have been studying for publication a little-known group of Mesopotamian
terracottas held in the Yale Babylonian Collection of the Yale Peabody Museum of
Natural History in New Haven, with the permission of the curator Agnete Wisti-Lassen.2
A selection of these terracottas had already been published in 1930 by Elisabeth van
Buren in a book that listed the Near Eastern terracottas of the most important
European and American museums.3 While the Yale collection was included, the
encyclopedic nature of the book did not allow for in-depth analysis of its objects, nor
did it allow for complete photographic documentation. Since then, other terracottas
also have entered the collection that have never been published. But more importantly,
a century of archaeological reflection and new methodological analyses require a
rethinking for the publication of this material. This is the goal of my research program,
which is funded by CNRS4 for the most part and by my laboratory, funded by the
Collège de France, the CNRS, and the École Pratique des Hautes Études. However, my
goal is not simply to publish a catalogue with synthetic chapters. Rather, the aim is to
renew coroplastic research for the ancient Near East. I intend to show how the study of
the neglected areas of the terracotta object—the back and the sides— contributes to a
better understanding of the object itself, how it was produced, and how it was handled.
This catalogue is also a “manifesto.” Indeed, research into Syro-Mesopotamian
terracottas has not taken into account the ‘revolution’ that has occurred in coroplastic
studies relative to the Greek world.5 In the domain of the ancient Near East recent
studies on terracottas are few and mostly are limited to publishing objects discovered
in excavations. But this study also is an appeal in general for the publication of museum
collections, in re-contextualizing material that arrived in museums without
provenience and context, which is important for other similar materials. It also is
necessary to understand how the objects arrived in museums. Reconstructing this
recent history of the object is important because it is part of it.
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Terracottas in the Yale Babylonian Collection
1. Interest in the study of terracottas
2
The study of terracottas is not often found among Near Eastern archaeologists because
these objects were not official works. It was a production considered as “minor” —with
all the pejorative meaning of this term— since it did not concern the elite, nor emanate
from a royal or religious power. Terracottas were made of poor material, and they have
suffered more from the passage of time because of that.6 They often are found broken
(fig. 1) and missing their colors. But their importance, first of all, lies in the fact that
they have been found everywhere, in every period, and they are present in houses, as
well as in palaces, temples, and graves. Secondly, they are an incredible source of
information7 on the feelings, needs, and concerns of people in the past, on their
techniques, on the organization of work, on the exchanges between Mesopotamian
cities, and between official and popular art. 8
Fig. 1. Broken classical and Mesopotamian terracottas from the Yale Babylonian Collection
© L. Battini. Courtesy of the Yale Babylonian Collection
2. Methodology
3
It took me some time to figure out how to approach these terracottas. Before I went to
New Haven, I had studied terracottas from publications. However, when I arrived at
Yale, the shock was enormous. The materiality of the object imposed itself with all its
richness. It was immediately apparent that I had to find an analytical protocol to study
all the objects homogeneously. For this reason, I initially relied on publications of Near
Eastern material. But none of these publications took into account the “neglected”
surfaces, the back of the figurine or of the plaque, where I could see tool marks (fig. 2),
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Terracottas in the Yale Babylonian Collection
fingerprints, concretions accumulated on the surface due to the type of soil in which
the plaques have been preserved for millennia. So, I started reading studies conducted
by specialists working on Greek-period terracottas,9 which brought me back to the
early years of my Italian university training. There, I finally discovered new
approaches, new interpretations and, above all, the materiality of the object, which I
was also able to investigate from an anthropological point of view. Ingold's studies and
articles were of paramount importance to me. As I touched, examined, and measured
the terracottas, I understood the importance of “materiality,” which has been at the
center of archaeological reflection for several years. It is not the materiality of agency
theory, which is an intellectualization that basically distances us from the objects. The
materiality that I mean here is the real substance that comprises the objects—the
materials.10 As did Ingold,11 I studied not only technical aspects, but rather the complex
link between technique, functions, use, and iconography. Tactile sensations, sound
qualities, color, and visual impressions are essential for understanding the power and
meaning of objects,12 especially ancient terracottas that were held in hand, moved from
place to place, dusted, embellished, and occasionally filled with other objects.13
Fig. 2. Marks of tools on the back, NBC 4438
© L. Battini. Courtesy of the Yale Babylonian Collection
4
I also read manuals on archaeological drawing.14 Despite the absence of generally
accepted conventions in the study of terracottas, I believe that drawing is essential.
Through it, the researcher is obliged to grasp all aspects of the object: the iconography,
as well as certain technical elements that may escape notice, but that appear clearer
when drawn. I draw not only the front face of the object with its iconography, but also
the back and the sides.
5
In order to have a better understanding of technique, among my readings there also
are manuals on ceramics, especially the paste, modeling, and pottery firing.15 Last but
not least, I am trying experimental archaeology. Like most who live in industrialized
societies and are accustomed to advanced technologies, I have no idea how to fire
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Terracottas in the Yale Babylonian Collection
pottery and I have never had one direct experience in the steps required to make a clay
figurine. Learning through experimental archaeology has helped me to avoid serious
and misleading mistakes.
6
It took me some time to define a new way of studying and interpreting the terracottas.
In my approach, the iconographic motif, that which is strictly dependent on the sphere
that in a broad sense could be defined as "philosophical" (involving a reflection on life,
death, and need), is as important as the materials. This is understood not only as
technique, but also as actual traces of an artisan, whose imprints on the terracotta have
remained by chance and can be read as traces of manipulation before firing.16 In the
past, archaeologists only looked at the face with the iconography. Today, and thanks to
the change in perspective generated by the classicists, it also is crucial to look at the
back, because each terracotta is not only an image, but it is also an object.
7
The back is full of information on how the object was made, who made it, what tools
were used. In more than half of the terracottas fingerprints cover the back and
sometimes also the front face bearing the iconography (fig. 3).
Fig. 3. Fingerprints on the face with iconographic details, YBC 10 026
© L. Battini. Courtesy of the Yale Babylonian Collection
8
Fingerprints are important because they indicate who made the plaque, male or female
(men's and women's fingerprints are different). And they can indicate in some cases
how the plaque was removed from the mold (fig. 4).
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Terracottas in the Yale Babylonian Collection
Fig. 4. Impressions and cavities caused by the fingers when the terracotta was pulled from its mold,
NBC 4470
© L. Battini. Courtesy of the Yale Babylonian Collection
9
On the back there also are traces of reed tools used to flatten the plaque, or to eliminate
fingerprints in some cases. The breaks also can help in understanding the object. There
are old breaks, sometimes restored with bitumen in ancient times (there is an example
in Chicago17and probably an example in the Yale Babylonian Collection) and there are
modern breaks. Modern breaks, made at the time of excavations, show the inside of the
fabric. Thus, it is possible to know if the artisan successfully controlled the firing, or if
the paste was well mixed or not. I noticed that the best clay that is without inclusions,
bubbles, or straw, and therefore very pure, was used for plaques of the first millennium
B.C.E. with representations of apotropaic beings (fig. 5), while even for the
representation of the Old-Babylonian gods the paste was only minimally cleaned and
mixed, resulting in a poor-quality clay. (fig. 6).
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Terracottas in the Yale Babylonian Collection
Fig. 5. Apothropaïc figures of the first millenium B.C.E., YBC 10 087 and 10 096
© L. Battini. Courtesy of the Yale Babylonian Collection
Fig. 6. Bad quality of the paste in an Old Babylonian representation of divinity, YBC 10 003
© L. Battini. Courtesy of the Yale Babylonian Collection
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Terracottas in the Yale Babylonian Collection
10
It is clear that this work of analysis takes time because it requires touching the object,
looking at it under several lights,18 taking it in hand, feeling it, photographing it,
drawing it, weighing it—in a word making it speak as clearly as possible.
3. Preliminary presentation of the Yale Babylonian
Collection
11
The collection comprises 358 terracottas, of which two-thirds are pre-classical, and 1/3
are Hellenistic (fig. 7). They are classified according to 4 different series of inventory
numbers, two major and two minor, which belong to the history of their arrival in the
collection. Their provenance is varied: donations from private collections, or objects
from regular excavations (e.g., Nippur). The four inventory systems are not only a
reality of arrival in the collection, but also of storage, with the two main series (YBC
and NBC) in contiguous drawers. The two other minor inventory series are located with
the objects that carry the same inventory series. This new organization of the
collection, carried out during the pandemic, has the merit of making access to the
objects more coherent and easier. Indeed, the Yale Babylonian Collection is not a
museum like others. It may be the last public “cabinet of curiosities,” comprising an
impressive number of tablets and seals, and a smaller number of other objects,
including terracottas, that are kept in old wooden drawers of the type used for
mineralogical or entomological collections. Working on this collection is already a dive
into history!
Fig. 7. Hellenistic period figurine, YBC 10 059
© L. Battini. Courtesy of the Yale Babylonian Collection
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Terracottas in the Yale Babylonian Collection
12
The collection consists of three categories of terracottas: figurines, plaques, and threedimensional models (fig. 8). The most common are the plaques, much less numerous
are the figurines and the three-dimensional models. The figurines represent humans,
animals, or toys. Plaques represent different subjects, the most common being nude
females and gods. There are also demons, animals, and sometimes unusual subjects,
such as fruit picking. Three-dimensional models include chariots, boxes, stands, and
buildings. The figurines are modest in size and can be carried easily. Plaques come in
various sizes, but are no larger than 15 cm, and are light enough to be carried by hand.
They range in weight from 30 to 250-300 grams, while the three-dimensional models
are heavier, up to a few kilos. For the most part they were not designed to be
transported,19 but they could have been moved if necessary. The figurines are
handmade, the plaques are moldmade, and the three-dimensional models are partly
handmade and partly moldmade. As already noted, the Old Babylonian terracottas were
made in general with a poorly prepared clay that is full of inclusions, among which is
straw. The cracking that occurred during firing was the result of the improperly mixed
paste and possibly incomplete firing. All in all, this type of clay contrasts with the high
quality of the clay of the inscribed tablets and nails. This suggests that the artisan who
produced the terracottas did not produce the tablets, which must have been made in
the scribal milieu. The Old Babylonian terracottas were cheap products precisely
because they were mass-produced and because they are made using a poor-quality clay.
Fig. 8. Plaque (YBC 10 156), figurine (YBC 2235) and three-dimensional model (YBC 10 073)
© L. Battini. Courtesy of the Yale Babylonian Collection
13
The Neo-Assyrian and Neo-Babylonian terracottas, on the other hand, were made with
a better clay. The Neo-Assyrian examples fire to a red fabric, and are sometimes
inscribed (fig. 5). The subject represented (apotropaic) is well adapted to such a type
of clay,20 so the quality of the fabric is in some cases linked to the iconography, but not
always. While the Old Babylonian plaques representing deities are made in a very poor-
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Terracottas in the Yale Babylonian Collection
quality clay, the Neo-Babylonian terracottas that represent women with infants or
those with votaries have a fairly pure white fabric. Finally, the terracottas of the
Hellenistic period were made in a more refined fabric, many by means of a double
mold, but others with a simple, frontal mold. Most of these originally were painted.21
Even if the traces of paint are more legible on the Hellenistic terracottas (fig. 9), if one
looks closely at the Mesopotamian terracottas, there are traces of painting on all kinds
of terracottas and of all periods. Black and red were used since the beginning of the
second millennium B.C.E., and azure since the second half of the second millennium
B.C.E.22 Slight traces are visible to the naked eye, but analyses are planned to confirm
these observations. It is already interesting to note that these traces of color are more
frequent than one might think.23
Fig. 9. Traces of red paint on a terracotta of Hellenistic period, NBC 4451
© L. Battini. Courtesy of the Yale Babylonian Collection
4. Publishing in two volumes
14
The terracottas in the Yale Babylonian Collection will be published in two volumes in
the Yale Oriental Series (YOS). A single book on such a disparate collection would
require more time to be prepared, and it also seemed to me more appropriate to
distinguish the two major periods of manufacture and to present the new methodology
used in the analysis of these terracottas.
15
Thus the 358 terracottas have been grouped in chronological order. The first volume
will concern the Mesopotamian terracottas, while the second will focus on the
Hellenistic terracottas. The first volume includes an introductory chapter that presents
the collection with a discussion of its formation. This is followed by a series of
analytical chapters in chronological order, then by chapters in which the material is
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Terracottas in the Yale Babylonian Collection
synthesized, the actual catalogue of the terracottas, tables of equivalence, and a
catalogue of drawings and photographs. In order to have more thematic unity, I have
chosen to group the terracottas according to broad themes within which the objects are
arranged in chronological order. I start with “the divine world” that includes divine
figures, apotropaic beings, the plaques with divine symbols, and the 3D models of
temples or chariots. I chose to start with this theme because terracottas representing
the divine world are more limited than the number of terracottas representing
humans. But above all, the motivations for the iconographic choices, human needs and
fears, appear more clearly in these “divine” representations than in the images of
humans. The analytical chapters that concern “the human world” focus on human
figures, animal figurines, objects of daily life (toys and rattles). These are more
numerous than the “divine” terracottas in the broadest sense.
16
The analytical chapters are followed by chapters that synthesize chronological
developments, techniques, and functions. The objects then are presented in the
catalogue in card form in order of inventory number, which makes for easier reading.
The catalogue also includes drawings and photographs of the front, back, and sides, as
well as informative details, such as traces of paint, fingerprints, wear, quality of the
paste and firing, among other observations.
17
This first volume is almost completed and lacks only the synthesis chapters and some
drawings. The second volume on Hellenistic terracottas is still to be written, but it will
be organized on the same model as the first.
Conclusions
18
What were the functions of terracottas? Generally speaking, they were different, since
their types and dimensions are different, and the context of their discovery varies. In
general, such terracottas are found mainly in private houses and temples, but also can
be found in palaces and graves. When they are found in the house, or in the palace,
they were used as pious images of the gods, as a talisman to protect the inhabitants of
the house, as toys (there are rattles that still make noise!), or for board games. Some
figurines and plaques could have been used for magical purposes. There are erotic
images as well, of which one example was found in a royal grave.24 When found in
graves, the terracottas most likely were toys left by the parents for the child they had
just lost to accompany him in the afterlife.25 In temples they were mostly votive
offerings to a god in fulfillment of a vow, or an offering for the vow to be fulfilled. But
uses for magical purposes also cannot be ruled out.
19
As for the terracottas of the Yale Babylonian Collection, their function is more difficult
to understand because they arrived without precise contexts (except for 2-3 cases). So,
in order to try to figure out how they were used, I had to find an experimental way that
was based only on the object itself. Thus, I take into account the subject represented,
the type of support, the weight and the traces of wear, which seem to me to be able to
be reconciled not with the passage of time, but with the use of the object. For example,
the divine subjects were more often intended for domestic use, much like the santons,
or nativity figurines that are still used today in some parts of the Christian world. But it
is necessary to take into account also the support: a divine representation on a plaque
that is two-dimensional does not have the same function as one on a three-dimensional
support.26 Moreover, even the weight is different: the first one is light and could be
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Terracottas in the Yale Babylonian Collection
carried on one's person (fig. 10), while the three-dimensional model could not be used
as a lucky charm, and could not be put in a bag or a pocket. Finally, some terracottas
show wear27 that seems to have occurred before the burial of the object in the ground,
and some parts of the divine figures seem to have been more affected than others,
which indicates a specific and individual use.
Fig. 10. Transportable object, YBC 2143
© L. Battini. Courtesy of the Yale Babylonian Collection
20
The presence of fingerprints on the entire surface of the terracotta is an indication of a
nonchalance that would be quite explicable if a layer of paint covered the object. This
colored dimension of the object is missing, but we have the clues to restore it with
computer tools. Today, we also have the methods to analyze the fingerprints that could
lead to gender research. But these fingerprints are also the very light trace of the
physical existence of real artisans and to have it in one's hands always raises a certain
emotion.
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Distribution, Trade, Diffusion, and Market Value of Greek Figurative Terracottas », Les Carnets de
l’ACoSt 15 (2016) (https://journals.openedition.org/acost/926).
Uhlenbrock 2019 : J. P. Uhlenbrock, « The Study of Figurative Terracottas: A Cautionary Tale from
a Personal Perspective », Les Carnets de l’ACoSt 19 (2019) (http://journals.openedition.org/acost/
1703).
Buren 1930 : E. D. van Buren, Clay Figurines of Babylonia and Assyria. YOSR XVI (1930).
Verhoeven 1999 : M. Verhoeven, « Traces and Spaces: Microwear Analysis and Spatial Context of
Later Neolithic Flint Tools from Tell Sabi Abyad, Syria », Paléorient 25/2 (1999), 147-166.
NOTES
1. And with a two-year break due to the pandemic.
2. Working at the Yale Babylonian Collection has been a special experience. For me it is one of
the more intriguing Mesopotamian collections in the world. The Yale curators of the collection
have been very kind and helpful, which makes the work much easier, so it is a pleasure for me to
thank them: Agnete Wisti-Lassen, Klaus Wagensonner, and Eckart Frahm.
3. Van Buren 1930.
4. For this project CNRS gave me an SMI (Supports to International Mobility) for three years
(2018, 2019, and 2021). But in 2021 I had to give up the funding because of the pandemic. I take
this opportunity to thank CNRS and my laboratory for supporting my research.
5. Uhlenbrock 1990, 1993, 2009, 2013, 2016; Muller 1994, 1997, 1998, 1999, 2000, 2003; see also Les
Carnet de l’ACoSt.
6. Terracottas of the Hellenistic period tend to be more intact than those of the pre-Classical
periods.
7. For Greek terracottas see, at least Uhlenbrock 1990, 2009, 2013, 2019; Muller 1994, 1997, 1998,
1999, 2000, 2003; Muller, Laflı 2015 and 2016; and the online journal Les Carnet de l’ACoSt.
For the Near East see Moorey 2004; Battini 2017a; Martin, Langin-Hooper 2018; Roβberger 2018;
Langin-Hooper 2020. See also Ucko 1962, Cazzella 1987 and Lesure 2011, who, although focused
on prehistoric figurines, have interesting insights.
8. About the exchanges between popular and official art see Battini 2015. And about the
possibility of exchanges between Mesopotamian cities see my forthcoming book on the ‘geese
goddess.’
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Terracottas in the Yale Babylonian Collection
9. Especially Uhlenbrock (1990, 1993, 2009, 2013, 2016, 2019) and Muller (1994, 1997, 1998, 1999,
2000, 2003, 2009, 2014, 2018a, 2018b).
10. Similar issues are found in the studies undertaken by the curators of the Yale Babylonian
Collection. See for example Lassen 2017 and 2020; Lassen et al. 2019; Lassen, Wagensonner 2020.
11. Ingold 2007, 2009, 2012.
12. Arneheim 1969, Barry 1997
13. Battini 2017a: certain three-dimensional models have lost the divine figure that once filled
them. In any case, in the models that have kept the divine figure or that have lost it, the free
space inside allows us to think that offerings, flowers or perfumes could have been placed there.
14. For archaeological drawing see: Adkins, Adkins 1989; Sinopoli 1991; Banning 2000, 185-210;
Griffiths et al. 2002; Steiner 2005, 9-22; Collett 2017.
15. For ceramics and modelling: Atkin 2005; for firing techniques, Cordova 2022, 160-166;
Oesterritter 2020.
16. Battini 2021.
17. A 8435 : https://oi-idb.uchicago.edu/id/ae766ad3-bf50-43d3-8297-ad84d90f38fc
18. Renoué 2001.
19. Except the chariots, which are lighter, between 100 and 560 grams.
20. Because it is related to magic.
21. The paint helpes to hide the poor quality of the paste.
22. Battini 2022.
23. As in other artistic genres: cf. Nunn et al. 2020; Thavapalan 2019.
24. Princely tombs of Nimrud (Hussein 2016, 6-9). The erotic terracotta has been studied by
Battini (2017b, 49-51).
25. For example, at Ur, see Battini 1999, 216-220.
26. Battini 2017a.
27. This is a topic not previously explored for Near Eastern coroplasty. I have borrowed
from scattered articles that deal only rarely with ceramics (e.g., Verhoeven 1999 and
Shea 2007).
ABSTRACTS
This article presents a publication project concerning the terracottas in the Yale Babylonian
Collection that began in 2018, suspended by the pandemic, and resumed in 2022. After defining
the difficulties and the methodology, it presents an overview of the study and concludes by
describing the publication plan.
INDEX
Keywords: terracottas, coroplastic, context, technique, paste, firing, fingerprints, traces of tools,
paint, Old Babylonian, Neo-Assyrian, Neo-Babylonian, Hellenistic, figurines, plaques, and threedimensional models, handmade, mold-made, portability vs. non- portability
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Terracottas in the Yale Babylonian Collection
AUTHOR
LAURA BATTINI
UMR 7192, CNRS-PSL
[email protected]
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