Journal of Cognitive Education and Psychology
Volume 12, Number 3, 2013
Effects of the Adequacy of
Learning Strategies in Self-Regulated
Learning Settings: A Video-Based
Microanalytical Lab Study
Peter H. Ludwig
University of Koblenz-Landau, Germany
Claudia Finkbeiner
Markus Knierim
University of Kassel, Germany
So far, the quality of learning strategies has been considered primarily within the
framework of the “description paradigm” by investigating the relationship between
the use frequency of macrostrategies and achievement. The ADEQUA study is
approaching the quality of learning strategic actions in a more finely grained fashion
by rating the adequacy of discrete learning strategies at the microanalytical level.
Specifically, the study scrutinizes the strategies used by secondary-level students of
English as a foreign language while reading an English text in a self-regulated, cooperative learning environment. The strategies they used in overcoming comprehension difficulties were identified and rated on the basis of the students’ videotaped
task performance as well as a stimulated recall procedure. In regression models, the
adequacy of strategic actions is of major predictive power with considerable effect
sizes for students’ achievement. The hypothesis-testing approach adopted here
(i.e., to assess the adequacy of every discrete strategy used by means of highly inferential ratings), appears to be promising.
Keywords: learning strategies; video-based study; self-regulation; highly inferential ratings
L
earning strategies are regarded as an important key to successful learning, above all
in self-regulated learning processes. In spite of its high plausibility (Zimmerman,
2000), empirical support for this assumption has been scarce. Most correlational
field studies, at least, found little or no connections between the use of learning strategies and learning outcomes (Leutner, Leopold, & den Elzen-Rump 2007, p. 180; Pintrich &
Garcia, 1994; Schwinger, Steinmayr, & Spinath, 2009; Veenman, 2005). According to
Veenman (2005), learning strategies explain no more than 3% of the performance variance
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in questionnaire-based studies. Several reasons are given in the literature for this apparent
lack of connection (e.g., Leopold, 2009, pp. 72–74; Pintrich, 2004). The two most important
ones are (a) the collection of data on habitual strategy use (e.g., Dresel & Haugwitz, 2008),
that is, in a context-independent and, thus, less reliable fashion (e.g., by means of prospective self-report assessment; Veenman, 2005) and (b) the distal measurement of learning
outcomes through general criteria of effectiveness, such as report grades. In addition, some
common inventories display a mismatch between the construct of learning strategies and
their test items (e.g., Biggs, 1993; VanderStoep & Pintrich, 2003). For example, several
items of the Learning and Study Strategies Inventory (LASSI; Weinstein, 1988) and the
Motivated Strategies for Learning Questionnaire (MSLQ; Pintrich & De Groot, 1990; K. E.
Dunn, Lo, Mulvenon, & Sutcliffe, 2012) serve at best as indirect indicators of learningrelated activities because they do not express intended actions but passive inner states,
considerations, and behavior patterns.
Based on the assumption that strategies are best chosen with specific domains, contexts,
and learning tasks in mind (Boekaerts, 1997, p. 161), the use of strategies is increasingly
being understood as a situational characteristic in line with the state concept. Thus, learning
strategies are studied via retrospective assessment: Students are being observed or questioned
directly after having worked on a task in order to capture any self-regulated activity “on the fly”
during or shortly after its occurrence (Boekaerts & Corno, 2005). Such a proximal approach
to data collection is supported by evidence from studies with a close match between observed
strategies and measures of learning outcomes. Those studies generally report higher correlations (e.g., Alexander, Murphy, Woods, Duhon, & Parker, 1997; Finkbeiner, 2005; Labuhn,
Bögeholz, & Hasselhorn, 2008; Schiefele, 2005). This line of research might be successfully
continued by further refining the focus of observation, in particular through a microlevel
analysis of the use of discrete strategies in self-regulated learning processes, as will be discussed in the following sections.
Classifying learning strategies and extensively describing their use will hardly generate
insights of practical relevance. Rather, the appraisal of strategies with respect to their practical usability calls for some kind of normative evaluation, because researchers’ and teachers’
interest in learning strategies revolves around the quality of strategy use and its optimization.
Strategies are only relevant to performance if their use is appropriate to the learning situation. This aspect of quality is expressed in theoretical postulates, which refer to “appropriate,”
“suitable,” “skillful,” or “effective” strategy use. Conceptions of adequacy are also implied in
phrases that are used to describe competence in the application of learning strategies like
“good strategy user” and “self-regulated learner” for students who act autonomously, efficiently, in a reflective manner, and possess specific abilities and beliefs (e.g., Wolters, 2003;
Schwinger, Steinmayr, & Spinath, 2012). In second and foreign language research, this
has also been discussed in the framework of the construct of the “good language learner”
(e.g., Griffiths, 2008).
Within the context of such theoretical-normative considerations, the question of how
the adequacy of learning strategies can be determined in more detail remains unanswered. Empirical research within the framework of the “description paradigm” (Leutner
et al., 2007) mainly investigates which strategies are used and how intensively they are
being used. However, the utilization frequency of a strategy does not necessarily tell
us anything about its usefulness with respect to a specific learning goal (Cohen, 1998).
The emphasis on the quality aspect of strategies represents a paradigmatic orientation,
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which has only been cautiously advocated up to now. Essentially, three approaches have
been employed:
a. Correlational studies on efficiency, which make up the bulk of learning strategy
research, consider the quality aspect in so far as they look for links between strategy
use and measures of learning results. That is to say, they infer in an ex post manner
from noteworthy correlations that the use of specific strategy sets (e.g., surface or deeplevel strategies) results in a specific learning advantage.
b. All strategy training programs including those rare studies testing training success
experimentally following the “intervention paradigm” (Leutner et al., 2007, p. 180)
at least implicitly presuppose theoretical concepts of strategy quality (e.g., Dignath,
Büttner, & Langfeldt, 2008; Donker, De Boer, Dignath-van Ewijk, Kostons, & Van der
Werf, 2012; Schunk & Ertmer, 2000). The veridicality of these a priori assumptions is
globally tested (aggregated in experimental training conditions).
c. The same applies to tests of students’ “strategic competence” (e.g., Schütte, Wirth, &
Leutner, 2010). One of the few examples is the “Learning Strategy Knowledge Test” by
Schlagmüller and Schneider (2007), which is based on experts’ a priori assessments of
the adequacy of learner actions in typical classroom situations.
On the basis of these approaches, four desiderata can be formulated with reference to the
adequacy of strategy use:
1. Studies that follow the description paradigm and test relations between strategy use
and learning outcome mostly evaluate strategies on a global level. Up to now, rather
nonspecific sets of learning strategies (e.g., rehearsal, organization, elaboration, time
management, planning, monitoring) have mainly been tested for adequacy. The suitability of the use of discrete strategies and techniques on a more narrowly defined level
of action (e.g., the marking of important text passages) is at most considered in peripheral analyses. However, classroom teachers face student activity on the level of
single strategies as represented by individual student actions. Consequently, teachers
typically want and need to diagnose the strategic competence of students in order to
identify improvement and scaffolding needs. In a more coarse-grained analysis, the
external validity of the findings depends decisively on the “correct” grouping of single strategies into clusters or types. Alternative groupings may thus lead to different
findings.
2. Many studies measuring the effectiveness of strategies distally refer to a synthetic
“average” of instructional settings that are subject to changes over time. This is done,
for instance, through mapping the relationships between stable strategy styles and
general competencies. It can be assumed, however, that individual strategies have no
universal value. Therefore, it is much more important to select a strategy that is appropriate to the situation and adapt it for application. Of yet, more relevance for teaching
practice will be insights that classify the usefulness of strategies with regard to specific
learning situations in a microcontext while taking student-related factors into account.
3. “Although respondents report using certain learning strategies, neither the frequency
of strategy use nor the total number of strategies used give any indication of whether
or not the strategies are used effectively” (Leutner et al., 2007, p. 180). The implicitly
Adequacy of Learning Strategies
377
introduced assumption “the more, the merrier” tends to ignore the crucial difference
between quantity and quality of strategy use.
To a large degree, this essential difference (. . .) has been rather neglected in
previous research on learning strategies. Successful learning seems not to be
(so much) a question of knowing as many learning strategies as possible, but
of being familiar with a critical number of learning strategies (not necessarily
many), selecting those appropriate to the situation at hand, and applying them
in such a way that the specific goals of the strategies can be achieved. (Leutner
et al., 2007, p. 180; cf. Schunk & Ertmer, 2000)
For instance, for foreign language text comprehension, the identification of unknown
terms and phrases that are central to a text is, in general, an appropriate strategy. Moreover, a suitable application of this strategy requires correct decision making about
which terms are of central or peripheral importance, respectively. In analyzing the
quality of strategy use, the adequacy of strategies is considered in even more detail than
at the discrete strategy level. Such microanalytical studies of quality still tend to be rare.
4. Commonly, self-regulation or self-regulated learning is almost equated with using learning strategies (e.g., Perry, Hutchinson, & Thauberger, 2008; Weinstein, Acee, & Jung,
2011). This universal equation is justified in so far as every form of conscious action,
including the application of learning strategies, presupposes a certain scope for decision
making. Learning in schools cannot be conceived as either completely teacher-directed
or as totally self-controlled by the student. Rather, most of these learning processes
imply a minimum of self-regulation (Schunk & Ertmer, 2000, p. 632). From this perspective, the phrase “self-regulated learning” sounds slightly tautological. However, this
basic consideration may obscure the fact that such a broad, action-theoretical concept of
self-regulation does not necessarily cover instructional practices referred to as autonomous, independent, or student-oriented learning, for instance within the framework of
“open,” constructivist approaches to teaching (Paris & Byrnes, 1989). Many studies on
learning strategies that draw on self-regulation deal mostly with “traditional” teaching
where ordinarily only moderate freedom of choice is given to students. Studies on strategic learning situated in settings that strongly emphasize student self-regulation are rare.
Notably, the small scope for decision making in instructed learning is used to explain the
generally weak correlations between strategy use and learning outcomes (Artelt, 2006).
In conclusion, a microanalytical approach rates the choice as well as the distinct application of observed discrete strategies with respect to their adequacy. The exploration of the
potential gain in knowledge via such an approach has not yet been worked upon, especially
not in learning settings focusing on student autonomy. The research project ADEQUA presented here is intended to test the feasibility of this approach.
RESEARCH OBJECTIVE
The central interest of the ADEQUA project (“Adequacy of learning strategy use and
teacher support actions”) is in gaining empirically founded insights into effectively supporting secondary-school learners during cooperative reading tasks through moderate teacher
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intervention and the development of learning environments that are conducive to the independent reading of foreign language texts.
Apart from an extensive pilot study (Finkbeiner, Ludwig, Wilden, & Knierim, 2006),
ADEQUA consists of two main stages, a laboratory study and a field study. In both phases,
students worked collaboratively in dyads on an English text. In the lab study, these pairs were
separated from their classes to allow for the naturalistic observation on the use of learning
strategies that were not influenced by teachers. In the subsequent field study, these learning
scenarios were implemented in “regular” English lessons in order to observe the teachers’
support actions. This article reports on the laboratory study. The core aspect of this stage
has been to “reconstruct” the students’ use of discrete strategies and the assessment of their
situation-specific adequacy. In focusing on the level of actual student activity, the study aims
to increase the understanding of the effects of specific discrete strategies at the microlevel.
These insights may then be used to enhance the quality of learning strategy use in studentcentered learning environments.
The lab study addresses two key issues: (a) Does the adequacy of learning strategy use
influence the learning result? and (b) How does the relationship between “adequacy of
strategy use” and learning outcome compare with that between “frequency of strategy use”
and learning outcome?
METHOD
Design
Design of the Learning Setting. The task types used were devised in accordance with the
Programme for International Student Assessment (PISA) literacy concept emphasizing cognitively demanding reading comprehension. This concept was adapted for the purpose of
foreign language teaching. Pairs of students were given the task of working out the content of
a challenging expository or narrative text.
Inspired by Vygotsky’s (1978) concept of the Zone of Proximal Development (W. E. Dunn
& Lantolf, 1998), the texts were chosen in such a way that their degree of difficulty—in terms
of lexical, syntactic, and cultural-pragmatic complexity—exceeded the competence level to
be expected from students. Students were deliberately confronted with difficult passages
(“stumbling blocks”), which they were supposed to tackle as independently as possible while
cooperating with a fellow student. This process was scaffolded by the task types developed for
the purposes of the study.
More specifically, the tasks provide guidelines to help students structure their reading
process. However, the tasks neither point students at “solutions” for presupposed comprehension difficulties (as many textbooks still do by providing a glossary) nor do they tell students explicitly how to tackle any stumbling blocks. That is, the tasks leave considerable room
for self-regulatory processes such as choosing adequate strategies, monitoring one’s comprehension, adjusting one’s task completion procedure against situation- and ability-specific
constraints, and managing one’s affect (e.g., by coping with frustration). For more details on
the task types developed and implemented in the ADEQUA study, see Finkbeiner, Knierim,
Ludwig, and Wilden (2008) and Finkbeiner, Knierim, Smasal, and Ludwig (2012).
The cooperative task design requires verbal exchange, negotation, and an agreement about
a joint approach among the students. Cooperative learning (e.g., Slavin, 1995) serves here as
a diagnostic tool to ensure the ongoing observability of students’ cognitive, metacognitive,
Adequacy of Learning Strategies
Pre-test/-survey
Introductory
lesson
379
Task session
Follow-up survey,
achievement test
Interview,
stimulated recall
• approx. 30 min/dyad • approx. 10 min/dyad • approx. 30 min/dyad
• 1 class period
• 3 class periods
• recorded on video
• no video recording
• no video recording • recorded on video • recorded on video
• N 164
• N 164
• N 164
• N 352
• N 352
(82 learner dyads)
(82 learner dyads)
(82 learner dyads)
FIGURE 1. Stages of data collection.
and socioaffective strategic actions. This design feature resembles a think-aloud procedure,
although it largely avoids the artificiality and risk of reactivity of the measurement frequently
associated with thinking aloud (Webb, Campbell, Schwartz, & Sechrest, 1981).
Usually, self-regulated learning in the classroom is staged as a student activity that is initiated and accompanied by teaching activities. The absence of the teacher in the lab study is not
meant to argue for a change of this concept. Teacher support has been dispensed with only to
observe “typical” student behavior, minimizing current external influences.
Research Design. Data collection took place in three main stages: (a) the pretest survey,
(b) the video recording of student pairs while working on tasks, and (c) a follow-up (see
Figure 1).
Pretest/Presurvey and Introductory Lesson. Prior to working on the task, all students of
the participating classes took three class periods to fill in a comprehensive written survey
and test to determine dispositional characteristics. During an introductory lesson, students
were acquainted with the complex format of the task by watching a video demonstrating the
task procedure and by trying the respective task format afterward. During the pilot phase,
this standardized video presentation of a behavioral model had proven to be superior to oral
instructions in getting students to adhere to the intended task procedure, in particular with
regards to communicating aloud with their partners. Moreover, in the introductory lesson,
the subsequent data collection procedure was simulated through the presence of investigators and video cameras in an effort to enable the students to become accustomed to both and,
thus, to desensitize them to the research setting.
Video-Recorded Work on Tasks. A few weeks (M 5 5.3) later, the individually audio- and
video-recorded task sessions were administered by two researchers. Each student pair worked
on the task for about 30 min.
Follow-up. Immediately after the task session, the students were tested for their learning
outcomes and retrospectively questioned on various situational characteristics of the learning
by means of a questionnaire. This was followed by a video-recorded interview that included
a stimulated recall procedure: The students were shown clips from the recorded task session
that contained, from the researchers’ vantage point, ambiguous sequences of student actions.
These clips had been preselected during the task session by the researchers. The students
were asked to explain and comment on their actions. In this way, it was possible to make
initially ambiguous learning activities “visible” post hoc.
Measures
The following overview is limited to those data collection instruments deployed whose results
will be reported in this article. For details on the psychometric properties of instruments
developed by other authors, the references given can be consulted.
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Ludwig et al.
In the presurvey/pretest, habitual characteristics of students were determined by means
of written tests and students’ self-assessment reports. Three measures were used to assess the
students’ ability: Grades in the last report for the subjects English, German, and mathematics as indicators of the degree of prior subject knowledge; English language proficiency measured with the standardized Oxford Quick Placement Test (Geranpayeh, 2003), and general
verbal cognitive ability determined with the verbal section of the intelligence test “Kognitiver
Fähigkeitstest” [Test of Cognitive Ability] (Heller & Perleth, 2000).
The students’ self-reported traits include habitual interest in reading English texts measured
with a shortened version of an inventory by Finkbeiner (2005; Cronbach’s a 5 .925), dispositional frequency of using strategies in the reading of English texts as determined with a shortened version of a standardized inventory by Finkbeiner, and the self-concept of ability in the
subject English assessed with a scale by Helmke (1992) and adapted by Finkbeiner.
During the follow-up, the learning result was measured, which represents the objective
yield of dealing with the learning task. Therefore, the students took an achievement test consisting of 11 items to determine their degree of text comprehension after completion of the
task. The task-sensitive multiple-choice test was developed by the authors based on concepts
of van Dijk and Kintsch (1983). The students were asked to reply to questions that could be
answered correctly if the content of the text was understood. An example of one test item
referring to a text on tornado storm chasers is “Which one of the following items does not
provide protection against an upcoming tornado?” with the answer choices “mobile home—
walk-in closet—basement—bathroom” given. As expected, the learning result scores correlate
significantly with English proficiency (r 5 .58; p , .001) and with verbal intelligence (r 5 .59;
p , .001). Both coefficients can be viewed as measures of criterion validity. The internal consistency of the test, as an indicator of its reliability, is moderately sufficient (Cronbach’s a 5 .66).
Besides this test of the learning result, the learning gain as another achievement measure
was determined. This second variable was introduced because the term learning result for the
test score does not correspond exactly with the current performance in understanding the text
because the test score is not only influenced by the student’s current learning process but also
by his or her prior knowledge and mastery of the English language as well as general cognitive
ability. Hence, to obtain a rough indicator of the learning gain, the unstandardized residuals
of the observed test scores and those outcome values predicted via regression (R2 5 .40) from
English language proficiency and verbal intelligence were calculated. Positive residuals characterize situational “overachievers” (i.e., students who have achieved better test scores than could
be expected from their language proficiency and their verbal abilities). Negative values point out
situational “underachievers” whose performance on the task at hand is weaker than expected.
This regression procedure approximates a pre–post measurement since the development of a
real pretest, which would have to be taken before the working phase without knowing the text,
was not possible because of the text-specific nature of the comprehension test. In brief, the
learning test result is a measure of the degree of text comprehension (absolute achievement
result) whereas the learning gain is an assessment of the degree of improvement of knowledge
through working on the text (relative learning result in terms of a “net yield”).
Evaluation of the Video Recordings
The data sources that represent the learning processes during the task session (i.e., video
recordings and follow-up interviews) were used to reconstruct students’ learning activities
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381
from the chains of actions displayed by the students. In a first step, these chains of actions
were segmented into events, during each of which the students addressed a specific comprehension problem, such as an unknown word or idiom, an unfamiliar syntactic structure, and
difficulties in understanding relations between propositions or a new concept. With respect
to the identification of strategies, the analytical unit was the individual student. Where both
students of a dyad were involved in the use of a strategy, this was coded for both students.
In a second round of coding, each strategy that had been identified was classified by specifically trained expert raters according to a strategy taxonomy: Each observed instance of
strategic behavior was allocated to 1 of 69 types of learning strategy. This classification was
developed and documented in a comprehensive coding manual. The coding scheme is based
on O’Malley and Chamot’s (1990) well-established taxonomy of foreign language learning
strategies, which has been inductively differentiated based on the analysis of a part of the videotaped material. The taxonomy distinguishes between cognitive, metacognitive, and socioaffective strategies. When readers apply cognitive strategies, for example, they summarize the
text, infer meanings of unknown words from context or based on their prior knowledge of the
foreign language, look up words in a dictionary, or connect the text to their world knowledge
(i.e., elaboration). Readers applying metacognitive strategies plan, monitor, and evaluate their
reading comprehension processes. Finally, socioaffective strategies include, for example, selftalk, asking for clarification, giving feedback, and cooperation in general.
Finally, in a third coding step, each strategic action was judged in a dichotomous scheme
as being either adequate or inadequate. Since the bundling of discrete microstrategies into
macrostrategies, as is typical of previous studies, was considered suboptimal (see earlier
text), the strategies’ adequacy was assessed at the level of the smallest analytical unit: In a
time-consuming rating procedure, each learning activity previously identified as an instance
of strategy use was judged separately with respect to its adequacy, independent of its prior
allocation to a strategy type. For example, if a dictionary was used on three occasions to
determine the meaning of an unknown lexical item (representing a “resourcing” strategy
type), each of these instances was judged separately. A similar approach to the determination of the adequacy of learning strategic actions can be found in Schütte et al. (2010) and
Schlagmüller and Schneider (2007), who dealt however with a smaller range of strategies.
Following Oxford (2003), the use of a strategy was judged to be adequate if it had the
potential to contribute to a complete or partial solution of the respective problem in understanding the text. In this highly inferential judgment, the quality of (a) choice and (b) the
concrete implementation of the strategy were taken into account (cf. Ludwig, 2009, 2012).
The judgment of adequacy was based on thorough scrutiny (a) of the comprehension problem which the students intend to resolve with the learning strategy, (b) of the microcontext
in which the students make their strategic moves, and (c) of the competencies needed for the
implementation of the strategy (Leopold, 2009, pp. 81–85).
Some examples may serve to clarify the definition. For instance, when a student reduces
the unknown word “safety” to a known root (“safe”) by applying the strategy “L2 lexical/
morphological transfer,” this is considered an adequate strategic action. Similarly, inferring the gender of a person’s first name “Yolanda” in the text from knowing that in several
languages the ending “a” indicates a female first name (“academic elaboration” strategy)
would be strategically adequate. In contrast, it would be strategically inadequate to attempt
to infer the meaning of an unknown word from the context by guessing or reasoning
(“inferencing” or “between-parts elaboration” strategy) if the phrase or passage in question
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contains further unknown words. Also, trying to decode the meaning of “close calls” by
looking up “close” and “calls” in the dictionary (resourcing strategy) would be considered
inadequate since the student fails to recognize that close calls is an idiom, the meaning of
which cannot be derived from the sum of its parts. As a final example, it would be inadequate for a student to assume that the verb “(to) last” is related in meaning to the adjective “last” (L2 lexical/morphological transfer strategy) while ignoring contextual cues that
preclude such an assumption.
The rating process was preceded by a training of the coders, including joint analysis of
action sequences, anchor examples, discussion of complex learning sequences as well as
independent ratings followed by intercoder comparisons. This elaborate training was absolutely necessary because of the highly inferential nature of some of the decisions. The video
recording of each student pair was coded independently by two coders using the software
program Transana (Woods & Fassnacht, 2007). Discrepancies between these codings were
then resolved through discussion, involving a third rater if necessary (discursive validation).
If consensus could not be reached, the code in question was removed from the data set and
any further analysis.
The adequacy codings of a student’s discrete learning strategies were aggregated into a
total value which represents the degree of adequacy of his or her strategic actions. This index
is the percentage of adequate strategies with regard to all registered strategies of a student.
Participants
In the pretest/presurvey, 15 complete 9th-grade classes with 352 students took part. The students (age M 5 14.76; SD 5 0.72) were drawn from 11 German schools at all three secondarylevel tracks.
From each class of the total sample, 10–12 students were selected for the videotaped task
session (including follow-up) and grouped in pairs. Selection criteria were students’ willingness, parents’ consent to participate, and social preferences about the dyad partner. Moreover,
the sample was to include students from a wide range of English foreign language proficiency
levels and to represent both genders equally. After excluding video recordings that could not
be used for technical reasons, the data from 74 student pairs (148 students) were available for
analysis. The recordings of task sessions and follow-up interviews have a length of 60–90 min
per dyad, amounting to approximately 110 hr of video material.
RESULTS
Quality of the Adequacy Ratings
The distribution of learning strategy adequacy indices is skewed to the right (M 5 93.70%;
min 5 64.70%; max 5 100.00%). This means that most students employed strategies in an
extremely situationally appropriate way. Compared with the theoretical range of the scale
(0.00%–100.00%), the values vary only slightly (SD 5 6.87%). Yet the analyses described further in the following text show that an explanatory power is to be ascribed to the adequacy
judgments in spite of their low variance.
Within the framework of the data evaluation reported here, the resources were not available for a complete documentation of the parallel coding to test for intercoder agreement at
the microlevel. (This kind of agreement is usually labeled “interrater reliability,” although the
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designation “interrater objectivity” would in fact be more appropriate.) Prior to the discursive
validation procedure, the agreements of the initial raw codings of the two rater teams were
estimated to be between 70% and 80%. Presently, the video data is being used to test further
approaches to assessing strategic adequacy that are more differentiated and also incorporate
alternative criteria. For these reanalyses, a subsample of 26 students was coded by two independent coders. In identifying the learning activities indicating strategy use, they achieved an agreement of 86% (units coded: n 5 1,165 discrete strategies) after the training. In assigning these
individual strategies to specific strategy types, the agreement amounted to 89.2% (in accordance
with Cohen’s kappa coefficient of .887; p , .001). For the ratings of different measures of adequate learning strategy use, the kappa values ranged between .73 and .86 (each with p , .001).
These parameters, together with the following analyses of validity, indicate that this highly
inferential variable has been measured with sufficient objectivity and validity. Furthermore,
the characteristic “adequate learning strategy use” proves to be relatively independent compared with the traditional frequency measures of learning strategy research: The scales of the
inventory on habitual strategy use are not significantly correlated with adequacy. The frequencies of only 12 of the 66 types of strategies, as identified effectively in situational use, correlate
significantly with the adequacy index, in the main marginally (.14 # r # .25; .002 , p , .04).
Effects of Strategy Frequency
On average, students used 41.3 recorded learning strategies per task session (SD 5 18.7;
min 5 12; max 5 108), 38 (approximately 92%) of which were adequate. If the traditional
core variable of learning strategy research, namely frequency of use, was to play an important role for the learning outcomes achieved, we would have expected differences in
frequencies between students with high and low learning gains.
To test this assumption, the frequencies of the strategies used by two extreme student
groups were compared, namely between the quartiles with the lowest (distinctive underachievers) and the highest learning gain (marked overachievers). Only 4 of the 66 recorded
strategy types show significant differences in frequency of use for these student groups (.001
, p , .041; unpaired t tests). Generally speaking, this seems to support the argument that
differences in learning success cannot be attributed to different frequencies of strategy use.
Moreover, it emphasizes the necessity to take account of the quality of strategy use.
Effects of Strategic Adequacy
The more adequately students act, the better their learning results should be. The testing of
this hypothesis simultaneously serves to check the predictive validity of adequacy ratings for
the external criterion “learning result.”
Relationship Between Adequate Strategy Use and Measures of Learning Success. The
students’ adequacy indices correlate moderately and highly significantly with the learning
results (r 5 .384; p , .001; N 5 148): A more strategically adequate way of working on the
task thus goes hand in hand with improved text comprehension. The magnitude of this correlation is mitigated when the influences of English foreign language proficiency and verbal
intelligence are partialled out but it still remains highly significant (r 5 .26; p 5 .002). That is,
the covariance between adequate strategy use and achieved reading comprehension is partly
caused by the influence of subject-related competence and intelligence but cannot be exhaustively explained by these factors.
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Comparison With “Traditional” Coefficients of Strategy Use. When compared to variables
traditionally used to represent learning strategy use, the construct adequacy of strategy use
proves to be more criterion valid. Frequencies of habitual strategy use as well as frequencies
of observed actual strategy use correlate less, on average, with measures of learning success
than strategic adequacy:
• The scales of the inventory measuring students’ “frequencies of dispositional strategy
use” do not correlate significantly with (relative) learning gain. Four of six subscales of
the frequency instrument still correlate significantly with (absolute) learning results
albeit weaker than the adequacy variable (.16 # r # .28; .001 , p , .035).
• The frequencies of only 2 of all 66 strategy types observed correlate significantly with
learning gain (r 5 .19; p 5 .026 and r 5 .38; p , .001, respectively). The frequencies
of 10 of the 66 types display significant relations with the absolute learning result (.16 #
r # .34; rM 5 .21; .001 , p # .049).
Relative Significance of Adequate Strategy Use. Several regression models have been calculated. They examine the question of whether strategic adequacy contributes independently
to explaining variance in the learning results if competing influences of further dispositional
factors are controlled for. The best fit is achieved in a model that explains approximately 45%
of the variance observed (F[5, 131] 5 21.13; R2 5 .446; p , .001): In addition to adequacy of
strategy use, explanatory predictors are language proficiency (b 5 .23; p 5 .014), verbal cognitive ability (b 5 .34; p , .001), habitual interest in reading English texts (b 5 .08; p 5 .22), and
the classwise standardized grades in mathematics (b 5 .18; p 5 .006). In this model, the explanatory potential of strategic adequacy with a beta weight of b 5 .21 (p 5 .003) is exceeded
only by language proficiency and intelligence.
The additional inclusion of the domain-specific self-concept of ability and the report grade
in English do not yield further explanation of variance to the model. Their explanatory power
seems to be largely covered by English language proficiency, which is plausible: Language
proficiency was measured in absolute terms (standardized over all school tracks) as was the
dependent variable learning result, whereas the awarding of grades is oriented toward the
social reference frame of the school track or the individual class, respectively. A similar reference group effect applies to self-concept.
Therefore, the poor predictive power of German report grades as an additional independent variable is hardly surprising, even though the subjects of German and English can be
situated within the same domain. The grades in both languages are correlated with r 5 .52
(p , .001; N 5 335). However, it is worth noting that the grades in mathematics, which as a
subject does not appear close to English initially, contribute 4% to the explanation of variance.
Testing student dyad data for interdependence does not seem necessary. If variables of the
learning partner (adequacy, language proficiency, intelligence) are added to the model, they do not
increase the total amount of variance explained. The intended influence of the partner through
the negotiation of strategic actions seems to be sufficiently represented in the adequacy index of
the “protagonist.” The adequacy indices of learning partners correlate at r 5 .49 (p , .001).
Effect Sizes. In order to assess the practical significance of adequate strategy use for the
learning results, student groups with different degrees of adequate strategy use were compared. For this purpose, the continuously metric learning strategy adequacy index was reduced to a discrete ordinal scale (post hoc blocking) by assigning the students to four groups
Adequacy of Learning Strategies
385
TABLE 1. Learning Results by Level of Adequate Strategy Use
Learning Result
Level of Adequate Strategy Use
1 Low level of adequate strategy use
2 Moderate–low level of adequate strategy use
3 Moderate–high level of adequate strategy use
4 High level of adequate strategy use
M
N
SD
Min
Max
53.91
65.87
64.97
70.98
37
36
34
41
17.2
14.6
19.3
18.1
21.43
35.71
9.09
28.57
81.82
92.86
100.00
100.00
Note. Higher means represent better results on the reading comprehension test.
(quartiles) of similar size with homogeneous levels of strategic adequacy. In a one-way analysis of variance design, these four groups, distinguished by their levels of adequacy, differ
significantly in their learning results (F[3, 144] 5 6.52; p , .001; h2 5 .12; see Table 1). The
group that employs strategies most adequately outperforms their fellow students with the
least adequate strategic actions by almost one standard deviation (Cohen’s d 5 0.96). Subgroup comparisons using the Scheffé test show significant differences between the extreme
groups (p , .001) and between the first and second quartile (d 5 0.75; p 5 .038). The difference between the first and third quartile is only “marginally significant” (d 5 0.60; p 5 .072).
Even when adjusted for the influence of language proficiency and verbal intelligence as
covariates, between-group differences remain statistically significant, while retaining somewhat lower effect sizes (d 5 .60 between extreme groups).
DISCUSSION
The prevalent approach in learning strategy research puts emphasis on identifying macrolearning strategies and drawing conclusions about the quality of strategy use from relationships between frequencies of use and learning outcome. In this type of research, the a priori
development of concepts of strategy quality to be tested is not strictly required. In contrast, a
hypothesis-testing approach was chosen for the ADEQUA laboratory study. The quality of discrete strategic acts was directly assessed on the molecular level. These separate assessments
represent virtual mini-hypotheses about quality, subsequently tested on the student level.
In a learning setting that encourages and requires self-regulation, student dyads were
given the task to independently reconstruct the meaning of a text in English as a foreign
language. Based on the video recording of the task session, the learning strategies they used
were assessed with respect to their adequacy. Overall, these assessments have proven valid.
Adequate strategy use has turned out to be an important predictor for the variance of learning
success, a fact that supports the claim that the measurement of this highly inferential variable
is criterion valid. The effect sizes are considerable. Thus, further analyses exploring the use of
discrete strategies in a differentiated manner (Knierim, 2013) and examining students’ trait
and state characteristics as predictors of adequate strategy use seem promising. Such predictors can provide teachers with hints about which students are probably in special need of their
support while employing strategies.
The moderate bivariate correlations between adequate use of strategies and measures
of learning success (r # .38) are remarkable insofar as the theoretical range of the adequacy
scale is not even remotely covered by the observed values.
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Ludwig et al.
Contrasted with classical learning strategy research, which focuses on frequencies of
strategy use, this approach to assessing the quality of the strategies used can stand its ground:
Within the data set of this study, frequency measures correlate less with learning success
than strategic adequacy does. In addition, our findings pertaining to the strategic adequacy
construct fare very well against frequency measures used in other studies as well. Specifically,
the coefficients of the correlations between adequacy and learning success are high compared
to (a) most studies using distal forms of measurement (e.g., Artelt, 2006; Dent, Cooper, &
Koenka, 2012; Pintrich, 1989; Pintrich & Garcia, 1994; Pokay & Blumenfeld, 1990) as well as
to (b) the bulk of studies adopting a proximal approach to measuring frequencies of strategy
use (e.g., Schiefele, 2005).
The findings presented here, together with other studies that consider the qualitative
aspect of (a more limited range of) learning strategies, yield a consistent picture: Comparatively strong associations between the quality of strategy use and learning success can be
demonstrated. Simpson, Olejnik, Tam, and Supattathum (1994) report a correlation of r 5
.76 between the quality of verbal elaboration strategies and reading comprehension. Hall,
Bailey, and Tillman (1997) found a correlation of r 5 .61 between the quality of the execution
of a visualization strategy (drawing pictures) and learning success. In a study carried out by
Leopold, den Elzen-Rump, and Leutner (2006), proximal measurements of the quality use of
strategies and of the learning outcome upon reading a scientific text reach coefficients up to
r 5 .59. In the German data set of PISA 2000, dispositional knowledge about the adequate
use of learning strategies for reading proved to be a good indicator of reading competence
(r 5 .55; Artelt, 2006). Schütte et al. (2010, 2011) calculated a coefficient of r 5 .39 between
the adequacy value of two selected strategies used while reading native-language expository
texts and the knowledge gain achieved in the process. In their study, the two adequacy measurements of learning strategy use turned out to be the best predictors of learning success.
In analogy, Finkbeiner (2005) reports on a strong connection between the quality of strategy
use and the level of text deep processing (r 5 .52) in a linear structural relations (LISREL)
analysis.
The current state of research in the field indicates that the quality of using strategies is of
substantial importance for effective learning and that a high quality is not per se associated
with the application of certain strategies.
In establishing further determining factors for understanding the students’ reading comprehension achievement, we discovered an anomaly that could not be resolved with the available data: The math grades proved to be a powerful predictor. However, the learning results
counterintuitively correlate positively with classwise z-standardized math grades (r 5 .18; p
5 .02). That is, poorer grades in mathematics (here, low performance is indicated by high
numbers) go together with better results. This is all the more astonishing since the grades in
English, German, and mathematics correlate positively with one another to a highly significant degree (Cronbach’s homogeneity index a 5 .64; intraclass correlation [ICC] 5 .373; p ,
.001). This means that the reciprocal relationship between math grade and learning result
cannot be explained by means of the popular myth that high competencies in languages and
STEM domains exclude each other.
Limitations and Outlook. To the authors’ knowledge, this study has undertaken for the
first time a comprehensive microanalytical assessment of the adequacy of all discrete strategic actions taken by students in a given self-regulated learning environment. It has therefore
not been possible to build on previous experience or well-established category systems in
Adequacy of Learning Strategies
387
assessing the situational adequacy of strategy use. Although this approach has proved useful, its implementation in this study probably bears potential for refinement. The adequacy
was coded only dichotomously (adequate vs. inadequate). For the initial testing of this highly
inferential approach, such a binary nominal scale seemed to be sufficient. In future research,
it would be worthwhile to explore whether a more finely grained coding of the adequacy
of strategy use leads to even more valid assessments, for instance, by considering multiple
dimensions such as the adequacy for the overall learning situation, the individual student’s
abilities, or the time available for the given task.
In the adequacy assessment, the finest possible analysis unit has been selected, namely
each instance of strategy use during an event representing one specific comprehension problem. In doing so, we wanted to avoid the risk of losing sight of necessary differentiations (e.g.,
by assessing adequate strategy use for each discrete instance of strategy use instead of assessing the adequacy of macrostrategies or bundles of discrete strategies used). This process of
assessing adequate strategy use is very time-consuming. Subsequent studies should explore
whether the applied assessment criteria can be made more explicit and consolidated into heuristics that allow for more time-economical coding as well as transfer to other learning scenarios and domains. Furthermore, options for aggregating discrete strategies into superordinate
categories, without sacrificing insights that might be relevant for classroom practice, should
be explored on the basis of the (further refined) criteria for assessing adequate strategy use.
Considerable efforts have been made to identify as many instances of strategy use as possible, while recognizing the limits to this endeavor, for example, because of students’ limited
capacity for self-reflection. The approach adopted here, however, assumes that the strategies
identified are representative of all learning strategies applied, including those that might
have been overlooked, at least with regard to their degree of adequacy. Indeed, the prognostic validity of the adequacy assessments reported in this article indicates that the degree of
adequate strategy use can be fruitfully exploited to diagnose a student’s “learning strategic
competence” as part of his or her “self-regulatory competence.”
The adequacy ratings were based on the definition given previously, which leaves room
for implicit decision making on part of the raters. In this respect, the rating procedure is similar to the way teachers would try to diagnose their students’ comprehension problems and
use of strategies. In other words, the rating process was not based on an explicit and elaborate
theory of the adequacy of learning strategies. The quality of these assessments is thus dependent on the diagnostic competence of the raters (Cooksey, 1996). The detailed and systematic
explication of the raters’ subjective theories of adequate strategy use was beyond the scope of
this project. In this point, ADEQUA resembles other studies that also build on expert judgment of the appropriateness of the strategies used; typically, though, these studies focus on
a more limited number of strategies than ADEQUA does (e.g., Schlagmüller & Schneider,
2007; Schütte et al., 2010). A theory of such complexity (initially domain- and task-specific)
has still to be developed. Future research may start to develop this theory by following the
microanalytical approach adopted in this study and by documenting the raters’ decision making processes in assessing the adequacy of individual instances of strategy use. For example,
our raters often observed that students did not try to verify or falsify their hypotheses about
the meaning of an unfamiliar word in a systematic way by putting their supposition into the
context and testing it for meaningfulness. Based on such documentation, first steps can be
undertaken toward an a posteriori theory of “good strategic action.” In this vein, additional
qualitative analyses of the ADEQUA data corpus might yield some initial insights.
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Ludwig et al.
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Acknowledgments. ADEQUA was funded by grants from the German Research Foundation (DFG; grant
no. FI 684/13-1 and -2.
At various stages, Eva Wilden, Marc Smasal, and Sylvia Fehling were members of the ADEQUA
research group. The project was magnificently supported by undergraduate, graduate, and doctoral
students: Anne Berger, Björn Bierschenk, Marie-Louis Freyberg, Jennifer Friedrich, Sebastian Groll,
Kristina Joppich, Ruth Kamin, Regina Kesting, Sven-Nils Körner, Marcus Kourdji, Nadine Merkator,
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Correspondence regarding this article should be directed to Peter H. Ludwig, Institut für Bildung
im Kindes-und Jugendalter, Fachbereich 5: Erziehungswissenschaften, Universität Koblenz-Landau,
Campus Landau, August-Croissant-Str. 5, D-76829 Landau, Germany. E-mail:
[email protected]