Bringing Philosophy Back: 4e Cognition and the Argument from
Phenomenology
Mark Rowlands
Abstract: It is common to assume that the case for 4e cognition stands or falls on
its compatibility with cognitive science. If the science is willing to allow that
cognition can be embodied, embedded, enacted and/or extended then cognition is,
or can be, some or all of these things. If it is not willing allow this, then they
cannot. This paper, in contrast, develops a philosophical argument for extended
mental processes that does not depend on actual or anticipated developments in
cognitive science. The argument is inspired by work in the phenomenological
tradition in philosophy and is grounded in a picture of intentionality.
Intentionality, it will be argued, is disclosing activity. And mental processes are
extended because such activity, often – not always, not necessarily, straddles –
neural processes, non-cranial bodily processes, and things a subject does in and to
its environment.
1. The view
The view I shall defend in this paper is this: some (not all, by any means, but some)
mental processes are partly (not exclusively, obviously) made up of processes whereby
an individual manipulates, transforms, and/or exploits structures in its environment.
These structures carry information that is relevant to the cognitive task in which the
individual is engaged, and the processes are ones that transform this information from
information that is merely present to information that is available to the individual. This
was a common theme of all my ruminations on this topic, all the way back to the mid
1990s (Rowlands 1995, 1999, 2003, 2006, 2010).
It is not entirely clear where this view sits in the burgeoning literature on 4e
cognition. Properly understood, it subsumes the idea that some mental processes are
1
embodied, and also that they are extended. It also, quite centrally, involves the enactivist
theme of mental processes being, at least sometimes, a transaction between individuals
and their environments. It is stronger than, but compatible with, the claim that mental
processes are often embedded in environmental scaffolding. The embedding claim is one
of causation: the ability of an individual to engage in a cognitive process or complete a
cognitive task is often causally facilitated by his, her or its reliance on external
information-bearing structures. The claim I defend is one of constitution or composition,
not causation: some – note some, not all – mental processes are partly – note partly, never
exclusively – constituted by, or composed of, actions performed on the world.
Claims that mental processes are embodied, enacted or extended have become
interpreted in so many different ways that it is, perhaps, no longer advisable to define
one’s view in terms of them. Moreover, there are elements of, or interpretations of, each
of these views that I would not endorse. The constraints of this chapter do not permit the
sort of extensive disambiguation required to make the relation between the view I want to
defend and these other views clearer useful. So, I shall simply leave the view as defined
above, and not worry about under which other rubrics it may be subsumed.1
2. The argument
Many arguments for the different varieties of 4e cognition have been functionalist ones.
The general idea has been that, from the functionalist perspective, if something walks like
a duck and talks like a duck then it is a duck – a duck, in this case, generally being a
cognitive process. It doesn’t matter how it walks and talks like a duck, and nor does it
1
If one likes labels, one might, in deference to the central role it accords an individual’s action on the
world, refer to it as actionism – though, to my ears, that is so ugly I can’t quite bring myself to use it.
2
matter where. If something plays the defining functional role of a cognitive state or
process then it qualifies as that state or process – irrespective of what it is or where it is.
If, for example, a sentence in a notebook plays the functional role of a belief, then it is a
belief. If the functional role definitive of a given cognitive process is realized, in part by a
dynamic pattern of interaction between an organism and environment, then this pattern of
interaction is part of the process.
This emphasis on functionalism, however, has engendered certain problems. First,
it means that arguments for the various versions of 4e cognition are unlikely to convince
anyone not wedded to functionalism. Second, it threatens the overall theoretical
coherence of these anti-Cartesian ways of thinking about the mind. This is because not all
of them are equally enthusiastic about the same form of functionalism. For example, it is
common to think – largely due to some influential arguments of Andy Clark (2008) – that
the theses of embodied and extended cognition are dubiously compatible at best. The
thesis of extended cognition, it is thought, is predicated on a fairly liberal version of
functionalism, a version that the thesis of embodied cognition is committed to denying.
Third, it means that arguments for these various anti-Cartesian views are most obviously
applicable to states or processes that are, or are thought to be, functionally definable. This
explains the literature’s heavy emphasis on cognition. The application of these arguments
to states that are less obviously functionally definable – phenomenal consciousness,
affective states such as moods and emotions, and so on – is, therefore, unclear.
The arguments I shall develop for the view stated in the previous section are not
functionalist ones. They, therefore, they are immune to the doubts of the functionalist-
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phobic, are able to reunite anti-Cartesian themes driven asunder by a reliance on
functionalism, and apply to cognitive, phenomenal and affective states equally. The
argument I shall develop is based on an account of intentionality: of what it is for a
mental act to be intentionally directed towards the world. Intentionality, I shall argue, is
essentially revealing activity. The view I want defend emerges quickly and easily from
this account of intentionality.
3. The methodology
So, mental processes: exclusively intra-cranial or not? How do we even approach this
question? To what disciplinary kind does it belong? Is it a question of philosophy? Or
does it belong to cognitive science? Or is it a question in the philosophy of cognitive
science?
As a way of getting a grip on the differences between these questions, and why
they matter, consider what many think of as the ‘early years’ of the debate over the intracraniality, or lack thereof, of cognition. 2 Clark and Chalmers (henceforth, C&C)
prosecuted their case for extended cognition by way of an imaginative thought
experiment – the case of Otto. This case provided much of the focus of ensuing
discussions of extended cognition – both for and against. That the case of Otto was an
imaginative thought experiment grounded in what is ultimately a philosophical view of
2
This is tendentious, of course. Some seem to think that the thesis of extended cognition was born
with Andy Clark and David Chalmers’ paper, “The extended mind,” instead of having a lineage that
could be traced back through, to name but a few Ed Hutchins, Merlin Donald, James Gibson, back at
least as far as Heidegger. I don't endorse this historical myopia, of course. Indeed, even Andy Clark
was writing about the extended mind long before “The extended mind.” By early days, I refer to the
historically myopic understanding if this idea. That is ‘the early days’ refers to days of “The extended
mind” and its aftermath, up to Rob Rupert’s (2004) paper, “Challenges to the hypothesis of extended
cognition.”
4
the nature of mental kinds – functionalism – might have suggested that the case for
extended cognition was grounded in traditional philosophical fare: intuitions, thought
experiments, analysis of concepts, and so on. However, in the responses to this paper, a
new trend began to emerge.
Fred Adams and Ken Aizawa (henceforth A&A) objected to C&C’s view on two
grounds (Adams and Aizawa 2001). First, there was an argument from original or nonderived intentionality. The sentences in Otto’s notebook do not possess original
intentionality. Therefore, they do not qualify as mental. Since beliefs are mental entities
the sentences, therefore, do not qualify as beliefs. This is still traditional philosophical
fare – resting on a criterion of the mental as intentionality associated with Brentano and
the phenomenological tradition. Their second objection, however, was rather different.
Accepting the thesis of extended cognition would have unfortunate consequences for the
future development of cognitive science. The kinds this enterprise invoked would be
messy, unruly ones, and no genuine science could be constructed on their basis. This
argument is rooted firmly in the philosophy of cognitive science. That is, it is based on a
conception of what cognitive science does or is supposed to do.
In subsequent work A&A (2009) arguably moved further away from traditional
philosophical analysis by relocating the original intentionality argument as a thesis in the
philosophy of cognitive science: thus transmuted, it became a thesis about how cognitive
science is committed to a rules and representations (henceforth, R&R) meta-model of
cognitive processes (and the idea of original intentionality became part and parcel of the
second R).
5
This refocusing of the debate as one in the philosophy of cognitive science has
been a consistent theme of Rob Rupert’s work. He sets out his stall in the early pages of
his (2004) as follows:
If HEC [the hypothesis of extended cognition] does not provide a promising
framework for the pursuit of cognitive science (as it attempts to understand actual
mental states), the radical theses of extended mind and extended self lose much of
their current appeal. (2004, 392-3)
And, in a recent review of my book, The New Science of the Mind (2010), he writes:
What scientific utility might there be to the inclusion of all of this as part of
cognition? …
Attempts to reinterpret cognitive science so as to draw the
boundary somewhere else strike me as gratuitous; from the standpoint of
philosophy of science, they would seem to amount to an unnecessary
reinterpretation or remapping of current practices. (Rupert 2011)
I leave the reader to interpolate the content of expression ‘all of this’. The idea, pretty
clearly, is this: the thesis of extended cognition stands or falls on its implications for
cognitive science.
I am, however, simply not playing the game A&A and Rupert believe me to be
playing, or would like me to be playing. The view I defend – advertised in section 1 – is a
thesis that emerges not from what we think cognitive science is or should be doing but
from philosophical analysis, broadly construed. At stake is, of course, the issue of the
status of philosophy in this debate. Can philosophy make any distinctive contribution to
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the debate over embodied/extended cognition? Or is its contribution limited to reflection
on the practices of cognitive scientists? I shall try to show that philosophy can play a
distinctive role in shaping this debate, and its role is not merely that of commentator on
cognitive science.
To see what the distinctive role of philosophy might be, consider, for example, the
book Rupert was actually reviewing in the preceding quotation. The central argument for
this book was cognition is revealing activity that conforms to the mark of the cognitive.
As such, the argument divides into two strands: (a) a picture of intentionality as revealing
activity, and (b) an analysis of cognition – the ‘mark of the cognitive’ (MOTC). The
distinctive contribution philosophy can make to this debate is in providing either (i)
organizing pictures of or (ii) analyses of certain (poorly understood) phenomena.
The mark of the cognitive I identified and defended is an analysis of cognition as
this features in contemporary cognitive science. I don’t really care that much about the
mark of the cognitive – which makes it somewhat ironic that most of the commentators
on and reviewers of that book have focused almost exclusively on it. Essentially, it was a
piece of rope on which my opponents were supposed to conveniently hang themselves.
That is, its principal aim was tactical: to provide a criterion of cognition that my
opponents would have to accept (because it was so bland, traditional and inclusive) and
then show that extended cognition still follows. In my more optimistic moments,
however, I do suspect that it provides a sufficient condition for cognition. For the record,
here is the analysis:
A process P is a cognitive process if:
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(1) P involves information processing—the manipulation and transformation of
information-bearing structures.
(2) This information processing has the proper function of making available
either to the subject or to subsequent processing operations information that was,
prior to this processing, unavailable.
(3) This information is made available by way of the production, in the subject of
P, of a representational state.
(4) P is a process that belongs to the subject of that representational state (2010,
110-11).
These conditions are presented, precisely, as an analysis (incomplete – since they only
provide a sufficient condition – but an analysis nonetheless) of cognition, as this features
in at least some strands of contemporary cognitive science.
The idea that philosophical analysis can make any distinctive contribution to the
debate concerning 4e cognition is has been resisted, and on grounds that are not entirely
clear, and never made explicit. However, one common theme, voiced on many occasions
by A&A, is that the issue is not whether embodied/extended cognition is possible but
whether it is actual. A similar sentiment can, perhaps, be detected in Rupert’s use of the
word ‘actual’ in the first passage cited above: The hypothesis of extended cognition must
provide a promising framework for the pursuit of cognitive science ‘as it attempts to
understand actual mental states’. Similarly, Andreas Elpidorou (2012), in a generally
useful and perceptive critique of The New Science of the Mind (and earlier work of mine),
argues that I have shown only that extended cognition is possible, and not that it is actual.
8
I find this charge puzzling, since, in that book, I gave various (actual) examples of
extended cognition.
Let us agree: that cognition might possibly extend beyond the skull is neither here
nor there. The issue is whether it actually thus extends. Few, I think, would argue with
this quotidian claim. (Certainly I would not.) However, it would be a mistake to suppose
that philosophical or conceptual analysis is restricted to showing the possibility of
cognition extending beyond the skull. That would be a naïve mistake. There is a range of
conclusions that might be established by conceptual analysis. It might show, for example,
that phenomenon P1 is compatible with P2. It might show that P1 makes P2 more likely.
It might show that P1 necessitates P2. One reason why conceptual analysis can establish
a range of conclusions is that it does not occur in a vacuum but only in conjunction with
relevant empirical facts.
Consider, for example, C&C’s case for extended cognition. Their argument is
based on analysis: a functionalist analysis of mental state types. This analysis is then
combined with relevant empirical facts: brain-world couplings are common. This yields
an inference: it is likely that that defining functional roles of some mental state types can
be filled by these coupled states as well as by neural states alone. And from this we get a
conclusion: extended cognition is not merely possible but likely. Or, consider the case for
non-cranial cognition, as developed in my (2010). It is based on a picture of intentionality
– to which I shall turn in a moment – and the aforementioned analysis of cognition.
Intentionality is, I argued, revealing activity, and there are four conditions whose
satisfaction is collectively sufficient for a process to count as cognitive. Both picture and
9
analysis are then combined with relevant facts: disclosing activity is often – not always,
not necessarily, but often – realized by actions performed on relevant structures in the
environment. This yields a conclusion: non-cranial cognition (i.e. cognition that is partly
but not entirely composed of neural processes) is not merely possible but very likely
indeed.
The idea that an approach based on philosophical analysis is confined to
demonstrating the possibility of non-cranial cognition rests on a simple mistake. A
philosophical approach that has analysis as one of its core elements is never restricted to
demonstrations of possibility because such analysis can always be combined with
relevant empirical facts. There are, in addition, two other misconceptions concerning
philosophical analysis that should be dispelled. First, philosophical analysis is not, in
general, something that can be done from the armchair. Suppose the phenomenon one
wishes to address is a theoretical one – for example, the understanding of cognition as it
figures in contemporary cognitive science. Then one had better be prepared to familiarize
oneself with the relevant theories (in this case, prominent models of cognitive processes).
One will get nowhere sitting in an armchair examining what one intuitively thinks about
cognition. The idea that philosophical analysis amounts to sitting in a chair examining
ones intuitions is, of course, a parody. It is rather strange that so many people seem to
believe it.
Second, and relatedly, conceptual analysis is not the analysis of concepts.
Everyone thinks it is, but it is not. Conceptual analysis is the analysis of things –
conceptually. That is, in the expression, ‘conceptual analysis’ the term ‘conceptual’
10
functions as an adverb, and denotes a method of analysis rather than an object of analysis.
When Socrates asked questions such as ‘What is justice?’ he was asking a question about
justice itself. To analyze something conceptually is to analyze a thing – but to do it
conceptually, as opposed to physically, chemically, functionally, algorithmically
computationally, and so on.3
Putting these two points together: the analysis I offered of cognition was not
gleaned from intuitions identified in some mythical armchair. Rather, it was gleaned from
examination of models of cognition in recent cognitive science. The analysis is not an
analysis of the concept of cognition: it is an analysis of cognition – of a phenomenon that
is analyzed conceptually.
The contribution that philosophy can make is – mercifully – not confined to
providing analyses of given phenomena. Philosophy, as Wittgenstein once pointed out,
can provide us with pictures of poorly understood phenomena. These pictures are
extraordinarily abstract but can play a crucial role in organizing the way we think about,
and investigate, a given phenomenon. At the heart of The New Science of the Mind is a
picture of intentionality. It is not an analysis – if it were it would be obviously either
circular or question begging. Rather, it is a picture: a way of thinking about the sort of
thing intentionality is. Pictures of a given phenomenon, p, are logically and
methodologically prior to any analysis of p. The analysis will be predicated on the
picture, and is essentially the sort of mopping up operation – the dotting of ‘i’s and the
crossing of ‘t’s – that can be attempted only when the picture is in place. I am rather fond
3
The question of what makes an analysis conceptual is a good one, but not one that can be addressed here.
11
of this picture of intentionality. I can take or leave the mark of the cognitive. But you will
have to pry the picture of intentionality from my cold dead fingers.
4. And finally, some philosophy: the hard problem of intentionality
There is a hard problem of intentionality, just as there is a hard problem of consciousness.
The hard problem of intentionality is, I suspect, much worse. The hard problem of
consciousness is a problem of understanding how one thing – phenomenal consciousness,
what it is like to have or undergo a conscious experience – could be produced or
constituted by another thing – neural activity – when the two things seem so essentially
disparate. We know or strongly suspect that brain activity produces or constitutes
phenomenal consciousness, but we are at a loss to understand how.
The hard problem assumes that phenomenal consciousness is an object of
awareness: roughly, it is something of which I can become aware if I suitably direct my
attention. So too, of course, is neural activity. Ordinarily, I am not aware of what is going
on in my brain, certainly not under that description, but I can become aware of this if, for
example, if I were placed in an fMRI and allowed to view the resulting images in real
time. Let us call things that are actual or potential objects of consciousness empirical
items. This is a roughly Kantian sense of ‘empirical,’ that opposes empirical items to the
transcendental – understood as conditions of possibility of empirical items. Put in these
terms, the hard problem of consciousness is a problem of understanding how one
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empirical item could produce or constitute another when the two items seem so
essentially different.
That is a hard problem, admittedly. But it pales in comparison to the hard problem
of intentionality. When we try to teach the concept of intentionality to students, it will
often be by way of drawing on a board, with a poorly drawn head and an arrow pointing
to some equally poorly drawn object in the world (or maybe that is just me). The attempt
is, thus, to make intentionality into an object of the student’s scrutiny. The problem with
this strategy, however, is that intentionality is the directedness of a mental act towards the
world. And if we want to understand the intentionality – the directedness – of an act, we
will look in vain to objects of this directedness. The hard problem of intentionality is the
problem of understanding intentionality as directedness towards the world rather than as
an object of that directedness. But the only way we can think about, or understand,
something, it seems, is by making it into an object of a mental act (of thought,
understanding, apprehension, critical scrutiny etc.)
How do we understand intentionality from the inside, so to speak – as the
directedness of a mental act, rather than an object of a mental act? This is what the
picture of intentionality is, in effect, all about. It is a picture constructed from materials
that date back to a time when the idea that intentionality had an inside as well as an
outside was taken a little more seriously – when it was the sort of idea that might, for
example, be made the foundation of one’s philosophical system.4
5. The Picture of Intentionality: Frege and Husserl
4
I am, of course, adverting to the phenomenological tradition, which I shall discuss soon (rather than
Frege, whom I shall discuss next).
13
As a way of understanding the picture of intentionality, consider Frege’s struggles to
clarify his notion of sense (Sinn). As many commentators have noted, there is a
pronounced tension in Frege’s account. He wants to attribute two distinct types of feature
or function to senses or thoughts (Gedanken). On the one hand, Frege claims that senses
can be objects of mental acts in a way akin – although not identical – to that in which
physical objects can be the objects of mental acts (Harnish 2000). Physical objects can be
perceived; senses or thoughts (that is, the sense of a declarative sentence) can be
apprehended. Moreover, when a thought is apprehended, Frege claims, “something in
[the thinker’s] consciousness must be aimed at the thought” (Frege 1918/1994, 34-5). In
one of its guises, therefore, a sense is an intentional object of an act of apprehension.
However, according to Frege, senses also have the role of fixing reference.
Although senses can be objects of reference, that is not their only, or even typical, role. In
its second guise, the function of sense is to direct the speaker or hearer’s thinking not to
the sense itself but to the object picked out by that sense. In this case, senses do not figure
as intentional objects of mental acts, but as items in virtue of which a mental act can have
an object. In their customary role, senses are determinants of reference: they are what fix
reference rather than objects of reference.
The tension between these two conceptions of sense lies in the fact when sense is
playing the role described in the first characterization, it cannot also play the role
described in the second, and vice versa. This inability to play both roles simultaneously
shows itself in a certain non-eliminability that attaches to sense in its referencedetermining role.
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In its first guise, a sense is an object of apprehension: an intentional object of a
mental act. But the second characterization of sense tells us that whenever there is an
intentional object of a mental act, there is also a sense that fixes reference to this object.
If we combine these characterizations, therefore, it seems we must conclude that
whenever sense exists as an intentional object of a mental act of apprehension, there
must, in that act, be another sense that allows it to exist in this way. And if this latter
sense were also to exist as an intentional object of a mental act, there would have to be
yet another sense that allowed it to do so. Sense in its reference-determining guise,
therefore, has a non-eliminable status within any intentional act. In any intentional act,
there is always a sense that is not, and in that act cannot be, an intentional object.
Therefore, the concept of sense, as employed by Frege, admits of what we might
call empirical and transcendental interpretations. Empirically, sense is an intentional
object of an act of apprehension. Transcendentally, it is that in virtue of which any
intentional act can refer to – or have – an object. Sense, as transcendental, occupies a
non-eliminable position in any intentional act: whenever there is a referent, there is a
sense in virtue of which this referent is picked out as falling under an empirical mode of
presentation. It is the second way of thinking about sense, sense as determinant of
reference, which underwrites the familiar idea that Fregean sense is inexpressible: as
something that can be shown but not said. As Dummett puts it: “even when Frege is
purporting to give the sense of a word or symbol, what he actually states is what its
reference is” (1973, 227). This inexpressibility is an inevitable consequence of the noneliminability of sense.
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A similar pattern of thought can be identified in Husserl’s (early) attempts to
explain the nature of what he called Auffassungsinn and also in his (later) attempts to
explain the distinction between noesis and noema. I shall focus on the latter. There are
two ways of interpreting this distinction, which have become known as the ‘East Coast’
and ‘West Coast’ interpretations. According to the former, the distinction between noesis
and noema is intended to track the distinction between transcendental and empirical
interpretations of sense (Sokolowski 1987). On this interpretation, noesis corresponds to
sense understood transcendentally as a determinant of reference; noema corresponds to
sense understood empirically, as an object of reference. Thus, on the East Coast
interpretation, when Husserl introduces the distinction between noesis and noema, he is
simply recording the systematic ambiguity of the notion of sense and effecting an
appropriate disambiguation.
The West Coast interpretation relates the noesis/noema to Husserl’s
antipsychologism (Føllesdal 1969). Husserl, like Frege, was insistent that senses should
be understood as (i) objective, in the sense that they exist independently of the mental
activity of any subject, and (ii) ideal, in the sense that they are neither spatial nor
temporal
entities.
The
transcendental
notion
of
sense
would
threaten
this
antipsychologism. Understood empirically, senses are extrinsic objects of mental acts of
apprehension – and one is at liberty to understand them as objective, ideal entities.
However, as transcendental, they are not extrinsic to the mental act at all. The worry is
that if sense are so intimately connected to mental acts as to be determinants of their
reference then it would seem they should be the same sort of things as mental acts –
subjective, spatial, temporal, dated, concrete particulars.
16
According to the West Coast interpretation, Husserl’s solution to this problem
builds on his earlier distinction, made in the Logical Investigations, between the real and
ideal content of a mental act. Real content is specific to a particular mental act, whereas
ideal content can be shared by different acts – in effect, the latter is a universal that can
be instantiated by different acts.5 What, in Ideas I, Husserl calls the noema is the
intentional act individuated by its ideal content. The noesis would be the same act
individuated according to its real content.
On the West Coast interpretation, therefore, the noesis/noema distinction does not
map as neatly onto the transcendental/empirical distinction as it does in its Eastern
counterpart. Nevertheless, the former distinction is still motivated by the latter. The
noesis/noema distinction is, on the East Coast interpretation, motivated by Husserl’s
desire to safeguard the objectivity of sense, but to do so precisely in the face of the
problem that sense has a transcendental as well as an empirical interpretation. The
possibility of a transcendental interpretation of sense entails that sense is more closely
connected to mental acts than being merely an extrinsic object grasped by such acts.
Husserl’s suggestion is that the experiential noema is an ideal reference-determining
content, whereas the noesis is the real, concrete, psychic counterpart to this ideal
particular.
6. Intentionality as disclosure
The themes found in Frege and Husserl can be woven together into a general argument.
Suppose we think of examples of intentional states as possessing a tripartite structure
5
By the time of Ideas I, Husserl understands this as a trope – an abstract particular – rather than a
universal.
17
comprising act, object, and mode of presentation. Despite some lean years (c. 19702000), this way of thinking of intentionality is still sufficiently widely accepted to be
dubbed the standard model. The mode of presentation connects act and object, but the
precise way in which it does this can be left open. On one influential way of explaining
this connection, for example, the act has a certain content, expressible in the form of a
description, and the mode of presentation is that in virtue of which the object satisfies that
description. This description-theoretic explanation is, however, entirely optional. Nothing
in the tripartite model itself entails that the act’s content can be expressed in the form of a
description.
The core argument begins by showing that the idea of a mode of presentation (the
generalized form of sense, Auffassungsinn, or noesis/noema) is ambiguous. In any
intentional act, we find two different sorts of mode of presentation.
Empirical modes of presentation (aspects): Often, indeed typically, the notion of a mode
of presentation is understood as the way objects appear to subjects. If a tomato appears
red and shiny, then redness and shininess is the mode of presentation of the tomato. In
this sense, the mode of presentation is an intentional object – it is the sort of thing of
which I can become aware if my attention is suitably engaged. I can attend not only to the
tomato, but also to its redness and shininess. An empirical mode of presentation is an
intentional object. As such, it is identical with what is sometimes called an aspect of an
object.
Transcendental modes of presentation: The standard mode of intentionality has a clear, if
curiously overlooked, implication. In any intentional act, there must be more than an
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empirical mode of presentation. There must also be a transcendental mode of
presentation. The reason is that the mode of presentation is supposedly what fixes
reference – determines the intentional object of a mental act. So, if the object of an
intentional act is an empirical mode of presentation (for example, the redness and
shininess of the tomato), there must be another mode of presentation – a transcendental
mode of presentation – that fixes reference to the empirical mode of presentation. The
transcendental mode of presentation is that component of the intentional act that permits
the object of the act to appear under empirical modes of presentation (or aspects).
If we want to understand the intentionality – the directedness – of an act, we will
look in vain to the objects of this directedness (i.e. objects or empirical modes of
presentation of those objects). The directedness of an intentional act towards the world
consists in its transcendental mode of presentation. The transcendental mode of
presentation is the intentional core of an act. That is, the directedness of an intentional act
consists in its permitting objects to appear under aspects. Therefore, in this sense,
intentional directedness is a form of revealing or disclosing activity: activity that reveals
objects as falling under aspects or empirical modes of presentation. That, in its most
abstract form, is what intentional directedness is.
It is possible to distinguish two forms of disclosing activity: causal and
constitutive. Constitutive disclosure takes the form of a logically sufficient condition for
the world to fall under an empirical mode of presentation. For example, what it is like to
have an experience provides a logically sufficient condition for the world to fall under an
empirical mode of presentation. If I have an experience with qualitative character, c, this
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is logically sufficient for the world – an object in the world if the experience is a
perception or illusion, a region of the world if it is a hallucination – to appear as c. If I
think that p, this is logically sufficient for the world to appear to me, in thought, as p.
We might also recognize the category of causal disclosure, where this takes the
form of a physically sufficient condition for the world to fall under an empirical mode of
presentation. Cognitive vehicles typically supply only a physically sufficient condition
for the world to fall under an empirical mode of presentation. For example, if correct,
David Marr’s account of the computational processes that progressively transform the
retinal image into a 3D object representation would provide a physically, but not
logically, sufficient condition for an object to appear a certain way. Constitutive
disclosure is disclosure by way of content. Causal disclosure is disclosure by way of
vehicles of content. It is causal disclosure that is relevant to the various theses of 4e
cognition (since these are theses about cognitive vehicles).
7. From intentionality to the 4e mind
The various versions of 4e cognition are usually taken to be recherché doctrines, radically
at odds with common sense. However, given the picture of intentionality as revealing or
disclosing activity, various versions of the 4e view of cognition emerge as natural,
obvious – perhaps even mundane – consequences. In particular, the ‘view’ advertised in
the opening section emerges as precisely such a consequence.
The activity whereby an object is disclosed as falling under a given aspect or
empirical mode of presentation often – not always, certainly not necessarily, but often –
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straddles neural processes, bodily processes, and processes of manipulating or
transforming environmental structures. This is why the vehicles of cognitive processes
are often amalgamations of all three.
We might give flesh to this rather abstract characterization using a familiar
(indeed, by now, perhaps rather hackneyed) example. According to a common
interpretation of Clark and Chalmers’s famous case of Otto, the sentences in Otto’s
notebook are identical with a subset to his beliefs. I do not endorse this claim. Indeed, I
reject it. Nevertheless, I do endorse the claim that Otto’s manipulation of his notebook
can form part of a cognitive process – in this case, the process of remembering. The
activity of manipulating the book is part of the means whereby, in the case of memory,
Otto’s intentional directedness toward the world is brought about. The manipulation of
the book is, in part, that in virtue of which a certain object in the world – a museum – is
disclosed to Otto as falling under a specific empirical mode of presentation: that of being
located on 53rd Street.
Consider another example, suppose I am asked, a la Yarbus (1967), to look at a
picture and identify certain information contained in it. For example, suppose I am asked
to determine the approximate age of the picture’s central figure. To accomplish this task,
my eyes engage in a certain saccadic scan path. This scan path is part of the visual causal
disclosure of the world as containing an object – a painted figure – that falls under a
given empirical mode of presentation: for example as being a depiction of someone
roughly forty years old, or as someone not seen by the others for many years. As such,
the saccadic eye movements are part of the means by which an object in the world is
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revealed to me as falling under an empirical mode of presentation. The saccadic eye
movements are, therefore, among of the vehicles of intentional directedness. Often – by
no means always, certainly not necessarily, but often – the vehicles of intentional
directedness subsume (in these sorts of ways) both bodily and wider environmental
processes. That is why, fundamentally, mental processes often subsume both bodily and
wider environmental processes.
There are many other possible examples of the same general phenomenon. When
the subject moves, and thus – à la Gibson – manipulates the optic array, invariant
information is obtained or appropriated: information that can be identified only in the
transformation from one optic array to another. In virtue of this information, in part, an
object may be subsumed under one or another perceptual mode of presentation: as being
the same size as, or as being a different size from, another object.
The kind of sensorimotor probing that enactivists have (rightly) emphasized (see
Noë 2004) is another example of revealing activity. Casting one’s attention at will to any
part of the visually presented world, or having one’s attention automatically drawn to a
visual transient are examples of probing or exploratory activity. They are activities in
virtue of which an object in the world can be presented as falling under one or another
perceptual mode of presentation. Thus, it is partly in virtue of such activity that a wall can
be subsumed under the mode of presentation ‘wall of Marilyns’ rather than the alternative
‘wall of indeterminate shapes.’6
6
I discuss this example in my 2010, 204‐5. The idea is that only a small portion of Warhol’s wall of
Marilyns will fall within the range of foveal vision. Parafoveal vision is incapable of discriminating
images of Marilyn from indeterminate shapes. The slack, on the sensorimotor account, is taken up by
22
8. Conclusion
There are, essentially, two ways of thinking about experiences and other intentional
states. The first is to think of them as items of which one is aware. This way of thinking
about intentional states is not so much false as misleading. It is, of course, true, that I can
attend to my intentional states and their various properties. I might attend to a particular
thought that I have, and I might do so because, for example, I find it troubling. Therefore,
intentional states (and their properties) can be items of which I am aware. However these
sorts of situations where I have reflective consciousness of my intentional states are far
from the norm. Most of the time, my intentional states are simply things I have without
attending to them. Typically, my intentional states are not items of which I am aware but
items with which I am aware. That is, they are items that make me aware of other things:
objects (broadly construed) or states-of-affairs (depending on one’s preferred view of the
objects of intentional directedness). An intentional state is an item in virtue of which I
become aware of its intentional object.
Suppose we think of intentional states as items of which we are aware. If we do
this, we are almost ineluctably led to a certain way of thinking about intentional
directedness. We will think of this directedness as an empirical item, in the sense
introduced earlier: as an item of which I am, or can become, aware if my attention is
suitably engaged. The intentional state itself is empirical in this sense – an object of my
introspective gaze or grasp – and so too will be the state’s intentional object. Then, we
postulate that there is some relation between the intentional state and its object in virtue
my ability to direct my attention at will to any part of the wall – and my anticipation that I will
encounter more Marilyns when I do so. See also Dennett 1991.
23
of which the former is about the latter. If we can understand this relation, we will have
understood intentional directedness. This is to think of intentionality from the outside: as
an object of intentional directedness. Since the two relata are both empirical, it is difficult
to avoid the conclusion that the relation between them has the same status also. Most
contemporary treatments of intentionality conform to this general profile.
Suppose, on the other hand, we think of mental states as, fundamentally, items
with which we are aware: as items that make us aware of their intentional objects. Then,
we can eschew the above way of thinking of intentionality in favor of a quite different
picture. Here, we begin with the intentional object, as it appears to the subject, and work
backwards from this to identify the features of the act in virtue of which it can appear this
way. To do this is to understand intentionality from the inside: as directedness towards
the world rather than an item directed upon – as transcendental rather than empirical.
This, in broad outline, is the method of, and rationale for, phenomenology. There is, I
have argued, an abstract, general picture of intentionality that emerges from this
approach: intentionality is, fundamentally, revealing or disclosing activity. Intentional
directedness consists in the disclosing of an object, x, as falling under an empirical mode
of presentation, P.
Wittgenstein once said that philosophy is useful only against philosophers – and
the philosopher in us. We are all philosophers, and what we regard as our common sense
in reality embodies various philosophical pictures, assumptions, and often confusions.
The various 4e understandings of the mental – mental processes as embodied, embedded,
enacted, and extended – fall out of the picture of intentionality I have defended in this
24
paper: they emerge from it as obvious, even banal, consequences. Certainly, the view
advertised at the beginning of this paper – the claim that some mental processes are partly
made up of processes in which an individual manipulates, transforms, and/or exploits
structures in its environment – is a mundane consequence of this picture of intentionality.
Intentionality is revealing activity, and this revealing activity will often – not always, not
necessarily, but often – straddle processes occurring in the brain, processes occurring in
the body and processes whereby an individual manipulates, exploits and transforms
relevant structures in its environment. The idea that mental items are not confined to the
skull or skin is usually regarded as a recherché doctrine, radically at odds with common
sense. If this is so, it can only be because common sense embodies a picture of
intentionality. I have argued that this picture is defective.
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