National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101115 | Sep 20, 2024 | SR-Phlx-2024-15 | Nasdaq PHLX LLC (Phlx) | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Exchange's Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders View Received Comments |
| 34-101099 | Sep 19, 2024 | SR-Phlx-2024-48 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify the Definition of PHLX Options Trade Outline Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-Phlx-2024-48
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| 34-101079 | Sep 18, 2024 | SR-Phlx-2024-47 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand its Co-Location Services Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100989 | Sep 10, 2024 | SR-Phlx-2024-45 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-100954 | Sep 5, 2024 | SR-Phlx-2024-43 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: October 4, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100919 | Sep 4, 2024 | SR-NASDAQ-2024-001, SR-BX-2024-002, SR-GEMX-2024-02, SR-ISE-2024-02, SR-MRX-2024-01, SR-Phlx-2024-01 | The Nasdaq Stock Market LLC (NASDAQ), Nasdaq BX, Inc. (BX), Nasdaq GEMX, LLC (GEMX), Nasdaq ISE, LLC (ISE), Nasdaq MRX, LLC (MRX), Nasdaq PHLX LLC (Phlx) | Notice of Withdrawal of Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: March 5, 2024 Rebuttal comments: March 19, 2024 View Received Comments |
| 34-100874 | Aug 29, 2024 | SR-Phlx-2024-42 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees Related to Certain Prospective Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: September 26, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100797 | Aug 21, 2024 | SR-Phlx-2024-40 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Comments Due: September 17, 2024 See Also - Exhibit 5 |
| 34-100646 | Aug 2, 2024 | SR-Phlx-2024-36 | Nasdaq PHLX LLC (Phlx) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee for Remote Hands Service Comments Due: August 29, 2024 See Also - Exhibit 5 |
| 34-100628 | Jul 31, 2024 | SR-BOX-2024-03, SR-BX-2024-002, SR-C2-2024-002, SR-CBOE-2024-003, SR-CboeBYX-2024-002, SR-CboeBZX-2024-004, SR-CboeEDGA-2024-002, SR-CboeEDGX-2024-005, SR-EMERALD-2024-01, SR-FINRA-2024-002, SR-GEMX-2024-02, SR-IEX-2024-01, SR-ISE-2024-02, SR-LTSE-2024-02, SR-MEMX-2024-01, SR-MIAX-2024-02, SR-MRX-2024-01, SR-NASDAQ-2024-001, SR-NYSE-2024-03, SR-NYSEAMER-2024-02, SR-NYSEARCA-2024-02, SR-NYSECHX-2024-02, SR-NYSENAT-2024-01, SR-PEARL-2024-01, SR-PEARL-2024-02, SR-Phlx-2024-01 | BOX Exchange LLC (BOX), Nasdaq BX, Inc. (BX), Cboe C2 Exchange, Inc. (C2), Cboe Exchange, Inc. (CBOE), Cboe BYX Exchange, Inc. (CboeBYX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe EDGX Exchange, Inc. (CboeEDGX), MIAX Emerald, LLC (EMERALD), Financial Industry Regulatory Authority (FINRA), Nasdaq GEMX, LLC (GEMX), Investors Exchange LLC (IEX), Nasdaq ISE, LLC (ISE), Long-Term Stock Exchange, Inc. (LTSE), MEMX LLC (MEMX), Miami International Securities Exchange, LLC (MIAX), Nasdaq MRX, LLC (MRX), The Nasdaq Stock Market LLC (NASDAQ), New York Stock Exchange LLC (NYSE), NYSE American LLC (NYSEAMER), NYSE Arca (NYSEARCA), NYSE Chicago, Inc. (NYSECHX), NYSE National, Inc. (NYSENAT), MIAX PEARL, LLC (PEARL), Nasdaq PHLX LLC (Phlx) | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan G View Received Comments |