National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101009 | Sep 12, 2024 | SR-CboeEDGA-2024-036 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: October 9, 2024 See Also - Exhibit 5 Submit a Comment on SR-CboeEDGA-2024-036
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| 34-100942 | Sep 5, 2024 | SR-CboeEDGA-2024-035 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: October 4, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100926 | Sep 4, 2024 | SR-C2-2024-002, SR-CBOE-2024-003, SR-CboeBYX-2024-002, SR-CboeBZX-2024-004, SR-CboeEDGA-2024-002, SR-CboeEDGX-2024-005 | Cboe C2 Exchange, Inc. (C2), Cboe Exchange, Inc. (CBOE), Cboe BYX Exchange, Inc. (CboeBYX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| 34-100835 | Aug 27, 2024 | SR-CboeEDGA-2024-033 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th Comments Due: September 24, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100803 | Aug 22, 2024 | SR-CboeEDGA-2024-034 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt New Market Data Reports Comments Due: September 18, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100736 | Aug 15, 2024 | SR-CboeEDGA-2024-032 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores Comments Due: September 11, 2024 See Also - Exhibit 5 |
| 34-100717 | Aug 13, 2024 | SR-CboeEDGA-2024-030 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Replace the Regulatory Transaction Fee with a Sales Value Fee Comments Due: September 9, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100682 | Aug 9, 2024 | SR-CboeEDGA-2024-031 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to the Standard Rebate and Volume Tiers Comments Due: September 5, 2024 See Also - Exhibit 5 |
| 34-100650 | Aug 5, 2024 | SR-CboeEDGA-2024-022 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Exchange's Fee Schedule Related to Physical Port Fees Comments Due: by August 30, 2024. Rebuttal comments should be submitted by September 13, 2024. View Received Comments |
| 34-100628 | Jul 31, 2024 | SR-BOX-2024-03, SR-BX-2024-002, SR-C2-2024-002, SR-CBOE-2024-003, SR-CboeBYX-2024-002, SR-CboeBZX-2024-004, SR-CboeEDGA-2024-002, SR-CboeEDGX-2024-005, SR-EMERALD-2024-01, SR-FINRA-2024-002, SR-GEMX-2024-02, SR-IEX-2024-01, SR-ISE-2024-02, SR-LTSE-2024-02, SR-MEMX-2024-01, SR-MIAX-2024-02, SR-MRX-2024-01, SR-NASDAQ-2024-001, SR-NYSE-2024-03, SR-NYSEAMER-2024-02, SR-NYSEARCA-2024-02, SR-NYSECHX-2024-02, SR-NYSENAT-2024-01, SR-PEARL-2024-01, SR-PEARL-2024-02, SR-Phlx-2024-01 | BOX Exchange LLC (BOX), Nasdaq BX, Inc. (BX), Cboe C2 Exchange, Inc. (C2), Cboe Exchange, Inc. (CBOE), Cboe BYX Exchange, Inc. (CboeBYX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe EDGX Exchange, Inc. (CboeEDGX), MIAX Emerald, LLC (EMERALD), Financial Industry Regulatory Authority (FINRA), Nasdaq GEMX, LLC (GEMX), Investors Exchange LLC (IEX), Nasdaq ISE, LLC (ISE), Long-Term Stock Exchange, Inc. (LTSE), MEMX LLC (MEMX), Miami International Securities Exchange, LLC (MIAX), Nasdaq MRX, LLC (MRX), The Nasdaq Stock Market LLC (NASDAQ), New York Stock Exchange LLC (NYSE), NYSE American LLC (NYSEAMER), NYSE Arca (NYSEARCA), NYSE Chicago, Inc. (NYSECHX), NYSE National, Inc. (NYSENAT), MIAX PEARL, LLC (PEARL), Nasdaq PHLX LLC (Phlx) | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan G View Received Comments |