National Market System Plans (NMS) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100127 | May 14, 2024 | 4-631 | National Market System Plans (NMS) | Notice of Designation of a Longer Period for Commission Action on the Twenty-Third Amendment to the National Market System Plan to Address Extraordinary Market Volatility View Received Comments |
| 34-100017 | Apr 23, 2024 | 4-757 | National Market System Plans (NMS) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a National Market System Plan Regarding Consolidated Equity Market Data Comments Due: June 3, 2024 View Received Comments Submit a Comment on 4-757
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| 34-99994 | Apr 19, 2024 | 4-820 | National Market System Plans (NMS) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Amendment To Modify Section 5.2(c)(iii) of the OPRA Plan Relating to Dissemination of Exchange Proprietary Data Information Comments Due: May 16, 2024 View Received Comments |
| 34-99938 | Apr 10, 2024 | 4-698 | National Market System Plans (NMS) | Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures Comments Due: May 7, 2024 View Received Comments |
| 34-99859 | Mar 26, 2024 | SR-OPRA-2023-01 | National Market System Plans (NMS) | Withdrawal of Proposed Amendment to Modify the Options Price Reporting Authority’s Fee Schedule Regarding Caps on Certain Port Fees |
| 34-99545 | Feb 15, 2024 | 4-631 | National Market System Plans (NMS) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Twenty-Third Amendment to the National Market System Plan to Address Extraordinary Market Volatility by Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, I Comments Due: March 14, 2024 |
| 34-99431 | Jan 25, 2024 | SR-OPRA-2023-01 | National Market System Plans (NMS) | Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to Modify the Options Price Reporting Authority’s Fee Schedule Regarding Caps on Certain Port Fees |
| 34-99403 | Jan 19, 2024 | 4-757 | National Market System Plans (NMS) | Notice of Filing of a National Market System Plan Regarding Consolidated Equity Market Data Comments Due: February 26, 2024 View Received Comments |
| 34-99345 | Jan 16, 2024 | 4-820 | National Market System Plans (NMS) | Notice of Filing of Proposed Amendment to Modify Section 5.2(c)(iii) of the OPRA Plan Relating to Dissemination of Exchange Proprietary Data Information Comments Due: February 12, 2024 View Received Comments |
| 34-99023 | Nov 27, 2023 | 4-698 | National Market System Plans (NMS) | Order Granting an Exemption Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to the Recordkeeping Requirements for Industry Test Data, as Required by Rule 17a-1 Under th |