National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101244 | Oct 3, 2024 | SR-CboeBYX-2024-035 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Implementation Date of Functionality that will Provide Members and Clearing Members with the Option to Utilize Additional Credit Risk Settings Under Interpretation and Po Comments Due: 21 days after publication in the Federal Register. Submit a Comment on SR-CboeBYX-2024-035
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| 34-101105 | Sep 19, 2024 | SR-CboeBYX-2024-009 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rule 11.25(e) to Allow Users to Utilize the Exchange’s Match T Comments Due: October 16, 2024. Rebuttal Comments Due: October 30, 2024. View Received Comments See Also - Exhibit 5 |
| 34-101022 | Sep 13, 2024 | SR-CboeBYX-2024-033 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Regarding Add Volume Tiers Comments Due: October 10, 2024 See Also - Exhibit 5 |
| 34-101017 | Sep 12, 2024 | SR-CboeBYX-2024-032 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: October 9, 2024 See Also - Exhibit 5 |
| 34-100939 | Sep 5, 2024 | SR-CboeBYX-2024-031 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail Comments Due: October 2, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100926 | Sep 4, 2024 | SR-C2-2024-002, SR-CBOE-2024-003, SR-CboeBYX-2024-002, SR-CboeBZX-2024-004, SR-CboeEDGA-2024-002, SR-CboeEDGX-2024-005 | Cboe C2 Exchange, Inc. (C2), Cboe Exchange, Inc. (CBOE), Cboe BYX Exchange, Inc. (CboeBYX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| 34-100833 | Aug 27, 2024 | SR-CboeBYX-2024-029 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th Comments Due: September 24, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100798 | Aug 21, 2024 | SR-CboeBYX-2024-030 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt New Market Data Reports Comments Due: September 17, 2024 See Also - Exhibit 5 |
| 34-100742 | Aug 16, 2024 | SR-CboeBYX-2023-020 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Withdrawal of a Proposed Rule Change to Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program to Include Securities Priced Below $1.00 View Received Comments |
| 34-100734 | Aug 15, 2024 | SR-CboeBYX-2024-028 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Regarding Dedicated Cores Comments Due: September 11, 2024 See Also - Exhibit 5 |