National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101152 | Sep 24, 2024 | SR-PEARL-2024-45 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to Amend the Short Term Option Series Program Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 Submit a Comment on SR-PEARL-2024-45
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| 34-101146 | Sep 24, 2024 | SR-PEARL-2024-42 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-101135 | Sep 23, 2024 | SR-PEARL-2024-43 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-101122 | Sep 20, 2024 | SR-PEARL-2024-44 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-101100 | Sep 19, 2024 | SR-PEARL-2024-41 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| 34-100953 | Sep 5, 2024 | SR-PEARL-2024-37 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated A Comments Due: October 2, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100952 | Sep 5, 2024 | SR-PEARL-2024-36 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Au Comments Due: October 3, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100900 | Sep 3, 2024 | SR-PEARL-2024-02 | MIAX PEARL, LLC (PEARL) | Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| 34-100895 | Sep 3, 2024 | SR-PEARL-2024-01 | MIAX PEARL, LLC (PEARL) | Notice of Withdrawal of Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| 34-100873 | Aug 29, 2024 | SR-PEARL-2024-35 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th Comments Due: September 26, 2024 View Received Comments See Also - Exhibit 5 |