Transcranial Direct Current Stimulation for Improving Balance in Healthy Older Adults and Older Adults with Stroke: A Scoping Review
Abstract
:1. Introduction
2. Materials and Methods
2.1. Search Strategy
2.2. Inclusion and Exclusion Criteria
2.3. Data Extraction
3. Results
3.1. Stroke tDCS Studies (12 Studies)
3.2. Healthy Older Adult tDCS Studies (8 Studies)
4. Discussion
4.1. Effects of tDCS on Postural Control and Balance in Older Adults with Stroke
4.2. Effects of tDCS on Postural Control and Balance in Healthy Older Adults
4.3. Limitations and Recommendations
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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Authors | Study Design | Blinding | Sample | tDCS Electrode | tDCS Parameters | Number of Sessions | Additional Activity | Time of tDCS Relative to Activity | Balance Outcome Measure | Time of Assessment | Main Results | |
---|---|---|---|---|---|---|---|---|---|---|---|---|
Active/ Anode | Reference/ Cathode | |||||||||||
Chang et al., 2015 [11] | Parallel group | double-blind | Subacute stroke (n = 24): anodal (n = 12) sham (n = 12) | ipsilesional M1-TA | contra-lateral supraorbital area | 2 mA, 10 min | 10 sessions | Conventional PT | during | BBS | pre- and post- intervention | No significant differences in BBS between groups after a 2-week intervention. |
Ehsani et al., 2022 [15] | Parallel group | Double-blind | chronic stroke (n = 32): anodal (n = 12) sham (n = 10) control (n = 10) | ipsilesional M1 | contra-lateral supraorbital area | 1 mA, 20 min | 10 sessions | Conventional PT | during | BBS | Pre-, post- and one month after intervention | BBS was significantly improved in the anodal group immediately and 1 month after intervention. No significant improvements in BBS were found in other two groups. |
Fruhauf et al., 2017 [34] | Crossover | double-blind | chronic stroke (n= 30): anodal + FES (n = 30) sham + FES (n = 30) anodal + sham FES (n = 30) sham + sham FES (n = 30) | ipsilesional M1 | contra-lateral supraorbital area | 2 mA, 20 min | One for each STIM condition | Active or Sham FES on TA for 20 min | during | Postural sway | before and immediate after each STIM condition | The combination of anodal tDCS and active FES had no significant improvements of static balance in persons with chronic stroke. |
Kim et al., 2024 [18] | Parallel group | Double-blind | chronic stroke (n = 24): anodal (n = 12) sham (n = 12) | ipsilesional M1 | ipsilateral to anodal SITM | 2 mA, 30 min | 10 sessions | Robotic assisted gait training (RAGT) | during | TUG, BBS | Pre- and post-intervention; pre- and one-month follow-up | Both groups showed significant improvements in BBS and TUG after the intervention. not described on extraction. At one-month follow-up, a-tDCS group showed significant improvements in both BBS and TUG whereas s-tDCS showed significant changes only in TUG. |
Liang et al., 2020 [20] | Crossover | double-blind | chronic stroke (n= 10): anodal (n = 10) sham (n = 10) | ipsilesional M1 | contra-lateral supraorbital area | 2 mA, 20 min | One for each STIM | Postural training (limits of stability) | during | BBS | Pre- and post- intervention | No significant changes in BBS were found between groups and at post-intervention compared to pre-intervention. Postural sway was reduced at similar levels between two groups after intervention |
Manji et al., 2018 [35] | Crossover | double-blind | chronic stroke (n = 30): anodal (n = 30) sham (n = 30) | ipsilesional SMA | inion | 1 mA, 20 min | One for each STIM | BWSTT | during | TUG | Pre- and post- intervention | Significant improvements of TUG scores were found in a-tDCS group compared to the s-tDCS group. |
Saeys et al., 2015 [32] | Crossover | double-blind | subacute stroke (n = 31): anodal (n = 31) sham (n = 31) | ipsilesional M1 | contra-lesional M1 | 1.5 mA, 20 min | 16 sessions | PT and OT | before | Tinetti Balance score | Pre- and post-intervention, 4- and 8- week follow-up | Tinetti balance scores were significantly improved in both groups after intervention. There were no group differences in Tinetti balance scores. |
Seo et al., 2017 [33] | Parallel group | double-blind | chronic stroke (n = 21): anodal (n = 11) sham (n = 10) | ipsilesional M1 | contra-lateral supraorbital area | 2 mA, 20 min | 10 sessions | robotic-assisted gait training (RAGT) | before RAGT | BBS | Pre- and post-intervention, 4-week follow-up | No group differences in the improvements of BBS. |
Sohn et al., 2013 [36] | Crossover | single-blind | chronic stroke (n = 11): anodal (n = 11) sham (n = 11) | ipsilesional M1 | contra-lateral supraorbital area | 2 mA, 10 min | One for each STIM | No | N/A | Static balance | Pre- and post- intervention | The a-tDCS group showed significant improvements of postural stability after intervention compared to s-tDCS group. |
Toktas et al., 2024 [37] | Parallel group | double-blinded | chronic stroke (n = 28): anodal (n = 14) sham (n = 14) | ipsilesional M1 | contra-lateral supraorbital area | 2 mA, 20 min | 20 sessions | task- oriented physiotherapy | concurrent | BBS, TUG | Pre- and post- intervention | There were significant improvements of TUG and BBS after intervention in both groups. There were no group differences in balance improvements. |
Youssef et al., 2023 [38] | Parallel group | double-blind | subacute stroke (n = 35): anodal-bi-hemispheric (n = 11) anodal-uni-hemispheric (n = 13) sham (n = 11) | ipsilesional M1 | contra-lesional M1 or contra-lateral supraorbital area | 2 mA, 20 min | 12 sessions | physiotherapy | during | BBS | Pre- and post- intervention | Both uni-hemispheric and bi-hemispheric anodal stimulation significantly improved balance more than sham stimulation. |
Zandvliet et al., 2018 [39] | Crossover | single-blind | chronic stroke (n = 15): contra-lesional cerebellar, ipsi-lesional cerebellar, or sham healthy adults (n = 10): contra-lesional cerebellar or ipsilesional cerebellar | ispilesional or contra-lesional cerebellum | ipsilateral buccinators muscles | 1.5 mA, 20 min | one for each STIM | postural tracking task | during | COP | Pre- and post- intervention | There was significant decrease in CoP only in tandem stance for the stroke group after contra-lesional stimulation. There were no significant differences in CoP between sham and cerebellar stimulations for healthy adults. |
Authors | Study Design | Blinding | Sample | tDCS Electrode | tDCS Dose | Number of Sessions | Additional Activity | Time of tDCS Relative to Activity | Outcome Measure | Baseline Balance Score | Time of Assessment | Main Results | |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Active/ Anode | Reference/ Cathode | ||||||||||||
Correa et al., 2023 [12] | Parallel groups | triple-blind | older adults (n = 28) (1) anodal (n = 14) (2) sham (n = 14) | Left DLPC | contra-lateral supraorbital area | 2 mA, 20 min | 24 | Multi-component training (MT) | during MT | Mini BESTest | Anodal: 26 ± 5 Sham: 24 ± 5 | pre- and post-intervention, 30 day follow-up | There were no significant differences in MiniBEST scores between groups after intervention and at 30-day follow-up |
Craig et al., 2017 [14] | Crossover | double-blind | older adults (n = 18): (1) M1 a-tDCS (n = 18) (2) cerebellar a-tDCS (n = 18) (3) sham M1 (n = 18) | M1 or median line 2 cm below the inion | inion or right buccinator muscles | 2 mA, 20 min | One for each STIM | Postural control task (PCT) | during PCT | Postural sway | none | pre-. Post-, 30 min post | There were no significant differences in postural sway between stimulation conditions. |
Ehsani et al., 2017 [40] | Parallel groups | double-blind | older adults (n = 29): (1) cerebellar a-tDCS (n = 14) (2) sham (n = 15) | 1 cm below inion of occipital bone | right arm | 1.5 mA, 20 min | 1 | none | N/A | BBS | Anodal: 42.45 ± 1.43 Sham: 42.91 ± 1.87 | pre- and post-intervention, 48 h follow-up | Improved postural stability and BBS were found after cerebellar a-tDCS intervention. |
Lo et al., 2023 [41] | Parallel groups | double-blind | older adults (n = 6) (1) DLPC a-tDCS (n = 2) (2) sham (n = 4) | Left DLPC | not specified | <4 mA, 20 min | up to 10 | Conventional PT | Before PT | BBS, TUG | BBS scores: Anodal: 44 ± 1.41 Sham:41.25 ± 5.97 | pre- and post- intervention | There were no significant differences in balance improvements between groups. |
Parsaee et al., 2023 [42] | Parallel groups | single-blind | older adults (n = 24) (1) cerebellar a-tDCS (n = 12) (2) sham (n = 12) | Inion | left eye socket | 2 mA, 15 min | 3 | none | N/A | TUG, static balance | TUG scores: Anodal: 11.29 ± 1.07 sham: 11.28 ± 0.98 | pre- and post- intervention | The cerebellar a-tDCS group showed significant improvements in static balance and TUG after intervention compared to sham group |
Schneider et al., 2021 [43] | Crossover | double-blind | older adults (n = 25): (1) DLPC a-tDCS + walking (n = 25) (2) DLPC a-tDCS + seated (n = 25) (3) sham + walking (n = 25) | Left DLPFC + M1 | Left PF and left parietal lobe | 3 mA, 20 min | 1 for each STIM | N/A | N/A | Postural sway | not reported | pre- and post- intervention | There were no significant improvements of postural sway after a-tDCS stimulations. |
Yosephi et al., 2018 [44] | Parallel groups | double-blind | Older adults (n = 62): (1) cerebellar a-tDCS+ postural training (n = 12) (2) left M1 a-tDCS + postural training (n = 13) (3) sham tDCS + postural training (n = 12) (4) postural training (n = 12) (5) cerebellar a-tDCS (n = 13) | (1) cerebellum (1 cm below inion of occipital bone) (2) left M1 (3) cerebellum or left M1 (randomized) | (1) right buccinator muscles (2) right contralateral supraorbital area (3) right buccinator muscles or right contralateral supraorbital area | 2 mA, 20 min | 6 | Postural training | during postural training | BBS, static balance | BBS: (1) 39.55 ± 1.43; (2) 39.58 ± 1.38; (3) 39.50 ± 0.87; (4) 38.18 ± 1.01; (5) 38.84 ± 0.91 | pre- and post- intervention | Postural training with M1 or cerebellar a-tDCS, especially cerebellar atDCS, can significantly improve postural control or balance in older adults with high fall risks after two-week intervention. Cerebellar a-tDCS alone is not a sufficient intervention. |
Zhou et al., 2021 [45] | Crossover | double-blind | older adults (n = 57): (1) DLPC + SM1 a-tDCS (n = 12) (2) DLPC a-tDCS (n = 14) (3) SM1 a-tDCS (n = 16) (4) sham tDCS (n = 15) | Left DLPFC, SM1 | Left PF, Temporal, and Occipital lobes | <4 mA, 20 min | 1 session for each STIM | none | N/A | TUG, postural sway | TUG: 12 ± 3 | pre- and post-stimulation | The DLPFC + SM1 and DLPFC a-tDCS groups had lower dual-task costs to postural sway compared to the SM1 or sham groups. |
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Tseng, S.-C.; Dunnivan-Mitchell, S.; Cherry, D.; Chang, S.-H. Transcranial Direct Current Stimulation for Improving Balance in Healthy Older Adults and Older Adults with Stroke: A Scoping Review. Brain Sci. 2024, 14, 1021. https://doi.org/10.3390/brainsci14101021
Tseng S-C, Dunnivan-Mitchell S, Cherry D, Chang S-H. Transcranial Direct Current Stimulation for Improving Balance in Healthy Older Adults and Older Adults with Stroke: A Scoping Review. Brain Sciences. 2024; 14(10):1021. https://doi.org/10.3390/brainsci14101021
Chicago/Turabian StyleTseng, Shih-Chiao, Sharon Dunnivan-Mitchell, Dana Cherry, and Shuo-Hsiu Chang. 2024. "Transcranial Direct Current Stimulation for Improving Balance in Healthy Older Adults and Older Adults with Stroke: A Scoping Review" Brain Sciences 14, no. 10: 1021. https://doi.org/10.3390/brainsci14101021
APA StyleTseng, S.-C., Dunnivan-Mitchell, S., Cherry, D., & Chang, S.-H. (2024). Transcranial Direct Current Stimulation for Improving Balance in Healthy Older Adults and Older Adults with Stroke: A Scoping Review. Brain Sciences, 14(10), 1021. https://doi.org/10.3390/brainsci14101021