Investigating the Heterogeneity Effects of Urban Morphology on Building Energy Consumption from a Spatio-Temporal Perspective Using Old Residential Buildings on a University Campus
Abstract
:1. Introduction
- (1)
- After controlling for variations in a building’s basic information, local climate, and behavioral and socioeconomic factors, does the neighborhood-scale urban morphology in mountainous cities correlate with BEC? How does it differ from other cities?
- (2)
- Does the impact of urban morphology on BEC maintain consistency across different spatial scales within the same timeframe? If not, how does this heterogeneity manifest?
- (3)
- Within the same spatial scale, do the effects of urban morphology on BEC vary during different time periods, including the entire year, summer, and winter?
2. Materials and Methods
2.1. The Framework of This Study
- Step 1—data collection and integration: This study utilized ArcGIS 10.8 to construct a database integrating basic building data, urban morphology data, and actual BEC data. Building foundational data served as a control variable, while urban morphology data at various spatial scales acted as independent variables, and actual BEC data acted as the dependent variable, ensuring study comparability, reliability, and completeness.
- Step 2—comparative regression model analysis: Three types of regression models were employed to quantify urban morphology’s impact on BEC. Model applicability was assessed through multicollinearity tests and spatial autocorrelation analysis. Lagrange multiplier (LM) tests were used to select the model with the best fit and explanatory power.
- Step 3—urban morphology’s impact on BEC: We cross-modeled BEC at different time periods with urban morphology at various spatial scales using the selected model from Step 2. In each group, a base model was established, not accounting for spatial morphology. Comparative analysis with the base model enables a more objective evaluation of urban morphology’s spatio-temporal heterogeneous effects on BEC.
2.2. Study Area
2.3. Data Preparation
2.3.1. Using Basic Building Data as Control Variables
2.3.2. Utilizing Urban Morphology Data as Independent Variables
2.3.3. Computing Building Energy Consumption as the Dependent Variable
2.4. Regression Models
3. Results and Discussion
3.1. Results of Multicollinearity Analysis
3.2. Regression Model Performance Comparison and Selection
3.3. Regression Results
3.3.1. Annual and Seasonal Regression Results for the Base Model
3.3.2. Spatial Heterogeneity in the Impact of Urban Morphology on Energy Consumption
3.3.3. Temporal Heterogeneity in the Impact of Urban Morphology on Energy Consumption
3.4. Proposition and Application of a Three-Tiered Framework for Planning Processes
3.5. Limitations and Prospects
4. Conclusions
- Annual and seasonal SLMs perform best within a 150 m buffer zone. However, not all significant indicators are within this spatial range. Blindly employing a single range for all indicators in urban morphology regression analyses may result in inaccuracies and even erroneous inferences.
- During the annual, summer, and winter periods, GSR demonstrates significant correlations with BEC within buffer zone ranges of 150 m, 50~100 m, and 100 m, respectively.
- When the spatial scale remains the same but the energy consumption period differs, significant urban morphology indicators exhibit differences in terms of quantity, category, and polarity.
- GSR has a pronounced dual impact on BEC, showing a significant negative correlation with EUIA but a significant positive correlation with EUIW.
- Neighborhoods with larger OSR, smaller FAR, and lower WSA experience a reduction in EUIA of old residential buildings.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Nomenclature
BEC | Building energy consumption | MLR | Multiple linear regression |
UBEC | Urban building energy consumption | SLM | Spatial lag model |
YB | Year built | SEM | Spatial error model |
NF | Number of floors | OSR | Open space ratio |
CT | Contiguity type | FAR | Floor area ratio |
OA | Orientation angle | WSA | Total wall surface area |
FA | Floor area | GSR | Green space ratio |
BSC | Building shape coefficient | EUIA | Annual energy use intensity |
TDU | Total number of dwelling units | EUIS | Summer energy use intensity |
EUI | Energy usage intensity | EUIW | Winter energy use intensity |
AIC | Akaike information criterion | SC | Schwarz criterion |
LL | Log likelihood | LM | Lagrange multiplier |
1 | Over the past 50 years, in China’s hot summer/cold winter zones, the standards for residential energy-efficient design have evolved, including “GB 50176-1986 Code for Thermal Design of Civil Building”, “GB 50176-1993 Code for Thermal Design of Civil Building”, “ JGJ 134-2001 Design Standard for Energy Efficiency of Residential Buildings in Hot Summer and Cold Winter Areas”, and “JGJ 134-2010 Design Standard for Energy Efficiency of Residential Buildings in Hot Summer and Cold Winter Areas” [15,48,49,50]. It is important to note that when new regulations are introduced, previous standards of the same type are rendered obsolete and are no longer in effect, following the guidelines of the Ministry of Housing and Urban-Rural Development of the People’s Republic of China. |
References
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Data | Raw Data | Unite | Description | Formula (or Data Processing) | Data Source | References |
---|---|---|---|---|---|---|
Energy use intensity | Annual electricity usage (EUIA) | kWh/m2 | Annual electricity consumption per unit area of sample buildings. | , where is the total annual electricity consumption, and is the gross floor area. | Chongqing University Energy Conservation Office | [24] |
Summer electricity usage (EUIS) | kWh/m2 | Summer electricity consumption per unit area of sample buildings. | , where is the total summer electricity consumption. | Chongqing University Energy Conservation Office | [24] | |
Winter electricity usage (EUIW) | kWh/m2 | Winter electricity consumption per unit area of sample buildings. | , where is the total winter electricity consumption. | Chongqing University Energy Conservation Office | [24] | |
Basic building information | Year built (YB) | Year | Sample buildings’ age | , where is the current year, and is the construction year. | Infrastructure Office of Chongqing University | [55] |
Number of floors (NF) | Story | Number of floors in the sample buildings. | Count the number of floors for sample buildings based on the construction design drawings. | Infrastructure Office of Chongqing University | [11,12] | |
Contiguity type (CT) | - | Contiguity type of the sample buildings. | Determined based on sample building plan form: “0” represents a detached house with no contiguity; “1” represents a row house with one common boundary; “2” represents a staggered house with two boundaries. | Infrastructure Office of Chongqing University | [10] | |
Orientation angle (OA) | ° | Orientation angle of the sample buildings. | The building facing directly south is considered 0 degrees. Calculate the angle formed between the building’s orientation and due south. | Infrastructure Office of Chongqing University | [56,57] | |
Floor area (FA) | m2 | Average floor area of the sample buildings. | Calculate the average floor area for sample buildings based on the construction design drawings. | Infrastructure Office of Chongqing University | [53] | |
Building shape coefficient (BSC) | m−1 | The ratio of the exterior surface area in contact with outdoor air to the enclosed volume. | , where is the facade area, is the roof area, and is the volume. | Infrastructure Office of Chongqing University | [58,59] | |
Total number of dwelling units (TDU) | - | Number of households inside the sample buildings. | Conduct a survey of residential households in sample buildings based on the construction design drawings. | Infrastructure Office of Chongqing University | [25,54] | |
Urban morphology information | Open space ratio (OSR) | Ratio | Reflecting the degree of land development for the buildings. | , where is the footprint area, and is the sample district (buffer zone) area. | Gaode map | [60] |
Floor area ratio (FAR) | Ratio | Reflecting the openness of the two-dimensional space around the buildings. | , where is the sum of the areas of all building floors. | Gaode map | [60] | |
Total wall surface area (WSA) | km2 | Sum of the exposed surface area to air of all buildings within the plots, excluding the sample buildings. | , where is the facade area of building i in the buffer zone, and is the roof area of building i in the buffer zone. | Gaode map | [23] | |
Green space ratio (GSR) | Ratio | Reflecting the level of green construction. | , where is the gross green space area in the buffer zone. | Urban green space dataset | [25] |
Variable Type | Variables | Mean | Standard Deviation | Minimum | Maximum |
---|---|---|---|---|---|
Dependent Variable | EUIA (kWh/m2) | 2.01 | 0.62 | 0.44 | 4.26 |
EUIS (kWh/m2) | 2.87 | 0.96 | 0.57 | 6.20 | |
EUIW (kWh/m2) | 2.14 | 0.76 | 0.51 | 4.68 | |
Control Variable | YB (year) | 38.79 | 10.84 | 20 | 70 |
NF (number) | 7.21 | 4.53 | 2.00 | 32.00 | |
CT | 0.87 | 0.67 | 0 | 2 | |
OA (°) | 20.50 | 19.74 | 0 | 87.00 | |
FA (m2) | 354.07 | 224.33 | 94.35 | 1274.77 | |
BSC (m−1) | 0.39 | 0.08 | 0.15 | 0.63 | |
TDU (number) | 40.60 | 35.49 | 4 | 256 | |
Urban Morphology Variable | OSR in 50 m buffer zone (%) | 0.75 | 0.07 | 0.33 | 0.87 |
FAR in 50 m buffer zone (%) | 2.92 | 2.18 | 0.96 | 13.39 | |
WSA in 50 m buffer zone (km2) | 0.04 | 0.02 | 0.01 | 0.10 | |
GSR in 50 m buffer zone (%) | 0.49 | 0.18 | 0.03 | 0.92 | |
OSR in 100 m buffer zone (%) | 0.76 | 0.05 | 0.62 | 0.90 | |
FAR in 100 m buffer zone (%) | 3.34 | 1.34 | 0.60 | 7.16 | |
WSA in 100 m buffer zone (km2) | 0.17 | 0.06 | 0.03 | 0.33 | |
GSR in 100 m buffer zone (%) | 0.47 | 0.14 | 0.17 | 0.84 | |
OSR in 150 m buffer zone (%) | 0.76 | 0.04 | 0.67 | 0.88 | |
FAR in 150 m buffer zone (%) | 3.81 | 1.29 | 1.25 | 7.09 | |
WSA in 150 m buffer zone (%) | 0.40 | 0.13 | 0.16 | 0.77 | |
GSR in 150 m buffer zone (%) | 0.44 | 0.11 | 0.22 | 0.77 | |
OSR in 200 m buffer zone (%) | 0.76 | 0.03 | 0.69 | 0.86 | |
FAR in 200 m buffer zone (%) | 3.93 | 1.06 | 1.80 | 6.38 | |
WSA in 200 m buffer zone (km2) | 0.74 | 0.20 | 0.36 | 1.25 | |
GSR in 200 m buffer zone (%) | 0.43 | 0.08 | 0.28 | 0.62 |
Variables | Model 1 (50 m Buffer Zone) | Model 2 (100 m Buffer Zone) | Model 3 (150 m Buffer Zone) | Model 4 (200 m Buffer Zone) | ||||
---|---|---|---|---|---|---|---|---|
TOL | VIF | TOL | VIF | TOL | VIF | TOL | VIF | |
YB | 0.362 | 2.760 | 0.348 | 2.871 | 0.356 | 2.811 | 0.316 | 3.166 |
NF | 0.167 | 5.984 | 0.178 | 5.606 | 0.172 | 5.820 | 0.176 | 5.685 |
CT | 0.896 | 1.116 | 0.868 | 1.153 | 0.860 | 1.162 | 0.867 | 1.154 |
OA | 0.876 | 1.142 | 0.847 | 1.181 | 0.774 | 1.292 | 0.581 | 1.722 |
FA | 0.193 | 5.193 | 0.194 | 5.144 | 0.200 | 4.995 | 0.189 | 5.277 |
BSC | 0.435 | 2.301 | 0.447 | 2.239 | 0.418 | 2.394 | 0.392 | 2.548 |
TDU | 0.118 | 8.445 | 0.119 | 8.429 | 0.118 | 8.474 | 0.117 | 8.542 |
OSR | 0.348 | 2.878 | 0.419 | 2.389 | 0.331 | 3.023 | 0.286 | 3.497 |
FAR | 0.143 | 7.003 | 0.156 | 6.425 | 0.133 | 7.531 | 0.084 | 7.822 |
WSA | 0.201 | 4.975 | 0.245 | 4.076 | 0.182 | 5.488 | 0.150 | 6.673 |
GSR | 0.539 | 1.857 | 0.569 | 1.757 | 0.892 | 1.121 | 0.430 | 2.326 |
Energy Consumption | Model Type | LM Value | SC | AIC | |||
---|---|---|---|---|---|---|---|
SLM | SEM | SLM | SEM | SLM | SEM | ||
EUIA | Model 1 (50 m buffer zone) | 20.69 ** | 5.17 * | 916.99 | 921.20 | 879.12 | 886.25 |
Model 2 (100 m buffer zone) | 17.40 ** | 3.59 | 914.08 | 917.61 | 876.21 | 882.66 | |
Model 3 (150 m buffer zone) | 17.93 ** | 3.33 | 910.22 | 914.62 | 872.35 | 879.67 | |
Model 4 (200 m buffer zone) | 21.31 ** | 7.07 ** | 913.77 | 915.70 | 875.90 | 880.75 | |
EUIW | Model 1 (50 m buffer zone) | 28.80 ** | 11.80 ** | 601.76 | 603.60 | 563.89 | 568.65 |
Model 2 (100 m buffer zone) | 20.99 ** | 7.55 ** | 597.53 | 599.97 | 559.67 | 565.01 | |
Model 3 (150 m buffer zone) | 25.80 ** | 9.85 ** | 594.40 | 599.02 | 556.53 | 564.07 | |
Model 4 (200 m buffer zone) | 35.13 ** | 15.71 ** | 600.10 | 601.06 | 562.24 | 566.11 | |
EUIS | Model 1 (50 m buffer zone) | 12.71 ** | 3.97 * | 672.39 | 672.51 | 634.53 | 637.56 |
Model 2 (100 m buffer zone) | 14.58 ** | 5.32 * | 673.48 | 673.12 | 635.62 | 638.17 | |
Model 3 (150 m buffer zone) | 14.38 ** | 5.72 * | 667.07 | 667.91 | 629.20 | 632.96 | |
Model 4 (200 m buffer zone) | 18.88 ** | 14.05 ** | 669.58 | 669.23 | 631.71 | 634.29 |
Variable | Base Model | Model 1 (50 m Buffer Zone) | Model 2 (100 m Buffer Zone) | Model 3 (150 m Buffer Zone) | Model 4 (200 m Buffer Zone) | |||||
---|---|---|---|---|---|---|---|---|---|---|
Coefficient | z-Value | Coefficient | z-Value | Coefficient | z-Value | Coefficient | z-Value | Coefficient | z-Value | |
Spatial lag | 0.419 ** | 4.843 | 0.366 ** | 4.069 | 0.338 ** | 3.661 | 0.306 ** | 3.219 | 0.306 ** | 3.109 |
Constant | −73.811 | −0.540 | −4.455 | −0.031 | 27.860 | 0.191 | 6.592 | 0.045 | 57.308 | 0.709 |
YB | 0.053 | 0.764 | 0.019 | 0.260 | 0.021 | 0.281 | 0.036 | 0.504 | 0.003 | 0.042 |
NF | −0.716 ** | −2.983 | −0.707 ** | −2.755 | −0.575 * | −2.338 | −0.736 ** | −2.970 | −0.685 ** | −2.766 |
CT | 1.621 * | 2.153 | 1.853 * | 2.441 | 1.699 * | 2.213 | 1.684 * | 2.232 | 1.615 * | 2.118 |
OA | 0.042 | 1.655 | 0.061 * | 2.357 | 0.058 * | 2.279 | 0.014 | 0.526 | 0.040 | 1.301 |
FA | −0.020 ** | −4.182 | −0.023 ** | −4.772 | −0.022 ** | −4.618 | −0.021 ** | −4.606 | −0.022 ** | −4.463 |
BSC | 28.209 ** | 3.194 | 33.472 ** | 3.621 | 31.790 ** | 3.539 | 32.210 ** | 3.527 | 32.506 ** | 3.409 |
TDU | 0.107 ** | 2.756 | 0.122 ** | 3.132 | 0.111 ** | 2.908 | 0.118 ** | 3.097 | 0.118 ** | 3.060 |
OSR | −2.376 | −0.216 | −26.265 | −1.624 | −46.585 * | −2.146 | −40.176 | −1.479 | ||
FAR | 0.550 | 0.958 | 0.636 | 0.719 | 3.542 ** | 3.366 | 2.252 | 1.423 | ||
WSA | −62.660 | −1.092 | 8.590 | 0.577 | 26.066 ** | 3.063 | 7.464 | 1.227 | ||
GSR | −6.492 | −1.779 | −9.361 * | −2.020 | −8.724 * | −1.988 | −11.919 | −1.356 | ||
R-squared | 0.433 | 0.450 | 0.458 | 0.472 | 0.457 | |||||
LL | −429.441 | −426.561 | −425.106 | −423.176 | −424.951 |
Variable | Base Model | Model 1 (50 m Buffer Zone) | Model 2 (100 m Buffer Zone) | Model 3 (150 m Buffer Zone) | Model 4 (200 m Buffer Zone) | |||||
---|---|---|---|---|---|---|---|---|---|---|
Coefficient | z-Value | Coefficient | z-Value | Coefficient | z-Value | Coefficient | z-Value | Coefficient | z-Value | |
Spatial lag | 0.385 ** | 4.261 | 0.330 ** | 3.522 | 0.337 ** | 3.570 | 0.330 ** | 3.486 | 0.325 ** | 3.355 |
Constant | 21.271 | 0.381 | 40.742 | 0.688 | 71.482 | 1.178 | 53.102 | 0.895 | 75.503 | 1.213 |
YB | −0.006 | −0.200 | −0.016 | −0.545 | −0.030 | −0.985 | −0.118 | 0.604 | −0.033 | −1.056 |
NF | −0.275 ** | −2.818 | −0.288 ** | −2.752 | −0.237 * | −2.335 | −0.284 ** | −2.801 | −0.276 ** | −2.737 |
CT | 0.826 ** | 2.690 | 0.946 ** | 3.049 | 0.846 ** | 2.685 | 0.971 ** | 3.146 | 0.841 ** | 2.700 |
OA | 0.019 | 1.856 | 0.026 * | 2.505 | 0.024 * | 2.276 | 0.011 | 1.023 | 0.025 * | 1.966 |
FA | −0.007 ** | −3.796 | −0.009 ** | −4.362 | −0.008 ** | −4.097 | −0.008 ** | −4.250 | −0.009 ** | −4.361 |
BSC | 8.456 * | 2.362 | 10.935 ** | 2.915 | 9.393 ** | 2.534 | 9.503 ** | 2.555 | 10.549 ** | 2.727 |
TDU | 0.048 ** | 3.021 | 0.054 ** | 3.395 | 0.051 ** | 3.205 | 0.052 ** | 3.322 | 0.056 ** | 3.579 |
OSR | 2.121 | 0.475 | −3.632 | −0.551 | −5.264 | −0.617 | 0.046 | 0.004 | ||
FAR | 0.259 | 1.107 | 0.070 | 0.192 | 0.919 * | 2.227 | 0.351 | 0.555 | ||
WSA | −21.772 | −0.929 | −1.802 | −0.295 | 6.439 * | 1.898 | 0.576 | 0.236 | ||
GSR | 2.392 | 1.618 | 2.776 | 1.479 | −4.695 ** | −2.560 | 5.168 | 1.450 | ||
R-squared | 0.377 | 0.395 | 0.390 | 0.418 | 0.406 | |||||
LL | −306.87 | −306.452 | −304.808 | −301.600 | −302.857 |
Variable | Base Model | Model 1 (50 m Buffer Zone) | Model 2 (100 m Buffer Zone) | Model 3 (150 m Buffer Zone) | Model 4 (200 m Buffer Zone) | |||||
---|---|---|---|---|---|---|---|---|---|---|
Coefficient | z-Value | Coefficient | z-Value | Coefficient | z-Value | Coefficient | z-Value | Coefficient | z-Value | |
Spatial lag | 0.527 ** | 6.622 | 0.454 ** | 5.255 | 0.394 ** | 4.285 | 0.387 ** | 4.210 | 0.403 ** | 4.307 |
Constant | −60.536 | −1.425 | −30.816 | −0.685 | −18.328 | −0.402 | −43.028 | −0.953 | −32.874 | −0.687 |
YB | 0.034 | 1.575 | 0.020 | −0.685 | 0.016 | 0.697 | 0.034 | 1.536 | 0.025 | 1.051 |
NF | −0.141 * | −1.900 | −0.121 | −1.522 | −0.095 | −1.257 | −0.145 | −1.881 | −0.131 | −1.689 |
CT | 0.210 | 0.902 | 0.271 | 1.157 | 0.151 | 0.641 | 0.160 | 0.683 | 0.195 | 0.820 |
OA | 0.004 | 0.530 | 0.011 | 1.333 | 0.008 | 0.989 | −0.006 | −0.743 | 0.002 | 0.199 |
FA | −0.003 * | −2.512 | −0.005 ** | −3.223 | −0.004 ** | −2.796 | −0.007 ** | −2.796 | −0.004 ** | −2.664 |
BSC | 5.526 * | 1.94 | 7.001 * | 2.474 | 6.620 * | 2.394 | 6.251 * | 2.223 | 6.441 * | 2.179 |
TDU | 0.017 | 1.396 | 0.022 | 1.832 | 0.018 | 1.514 | 0.020 | 1.663 | 0.019 | 1.553 |
OSR | −2.550 | −0.746 | −9.249 | −1.837 | −19.288 ** | −2.814 | −13.746 | −1.635 | ||
FAR | 0.106 | 0.596 | 0.287 | 1.041 | 1.256 ** | 3.733 | 0.699 | 1.426 | ||
WSA | −17.379 | −0.974 | 5.447 | 1.169 | 9.377 ** | 3.486 | 2.806 | 1.482 | ||
GSR | 2.547 * | 2.213 | 3.454 * | 2.347 | −2.021 | −1.448 | 3.872 | 1.394 | ||
R-squared | 0.413 | 0.432 | 0.442 | 0.454 | 0.432 | |||||
LL | −272.672 | −268.946 | −266.83 | −265.266 | −268.119 |
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Ma, J.; Huang, H.; Peng, M.; Zhou, Y. Investigating the Heterogeneity Effects of Urban Morphology on Building Energy Consumption from a Spatio-Temporal Perspective Using Old Residential Buildings on a University Campus. Land 2024, 13, 1683. https://doi.org/10.3390/land13101683
Ma J, Huang H, Peng M, Zhou Y. Investigating the Heterogeneity Effects of Urban Morphology on Building Energy Consumption from a Spatio-Temporal Perspective Using Old Residential Buildings on a University Campus. Land. 2024; 13(10):1683. https://doi.org/10.3390/land13101683
Chicago/Turabian StyleMa, Jinhui, Haijing Huang, Mingxi Peng, and Yihuan Zhou. 2024. "Investigating the Heterogeneity Effects of Urban Morphology on Building Energy Consumption from a Spatio-Temporal Perspective Using Old Residential Buildings on a University Campus" Land 13, no. 10: 1683. https://doi.org/10.3390/land13101683
APA StyleMa, J., Huang, H., Peng, M., & Zhou, Y. (2024). Investigating the Heterogeneity Effects of Urban Morphology on Building Energy Consumption from a Spatio-Temporal Perspective Using Old Residential Buildings on a University Campus. Land, 13(10), 1683. https://doi.org/10.3390/land13101683