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Notice of Decision 2024: Heather Dunne [pdf]
This decision notice refers to a breach of APER Statement of Principle 1 and 2 relating to failing to act with integrity and failing to act with due skill, care and diligence in the pensions sector. Our view is that a prohibition and a financial... -
Notice of Decision 2024: Norman Daniel [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation... -
Notice of Decision 2024: David Wallace [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Stephen Perry [pdf]
Failing to carry on a regulated activities, Firm, Cancellation, Consumer Credit -
Notice of Decision 2024: Colin Court [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
DP24/4: Regulating cryptoassets: Admissions & Disclosures and Market Abuse Regime for Cryptoassets [pdf]
This Discussion Paper focuses on the future market abuse regime for cryptoassets (MARC) and cryptoasset admissions and disclosures regime (A&D). -
Update on an equity consolidated tape [pdf]
The FCA sets out an update on a potential consolidated tape for UK equities trades. -
Notice of Decision 2024: ELITE PREOWNED VEHICLES LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation... -
UK list of exempted shares [xlsx]
UK list of exempted shares. -
DP24/4: Regulating cryptoassets – Admissions & Disclosures and Market Abuse Regime for Cryptoassets
The FCA wants feedback to help us develop our approach to cryptoasset Admissions and Disclosures (A&D) and the Market Abuse Regime for Cryptoassets (MARC). ...